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[2022] HCA 24
High Court of Australia
2022-05-04
Steward JJ, Kiefel CJ, Gageler J
Original judgment source is linked above.
(a) there be an extension of time within which to apply for leave to appeal;
On appeal from the Supreme Court of Western Australia
S Vandongen SC with A O Karstaedt for the appellant (instructed by NR Barber Legal)
A L Forrester SC with S D Packham for the respondent (instructed by Office of the Director of Public Prosecutions (WA))
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Criminal law - Parties to offence - Principal offenders - Where appellant and another charged jointly with offence of unlawfully doing grievous bodily harm with intent under s 294(1)(a) of Criminal Code (WA) - Where prosecution relied on s 7(a) of Criminal Code, which deems "[e]very person who actually does the act … which constitutes the offence" to be guilty of offence - Where uncertainty as to which act or acts of appellant or co-accused, or combination of their acts, caused grievous bodily harm - Where trial judge relevantly directed jury they could convict appellant under s 7(a) if satisfied beyond reasonable doubt that appellant and co-accused were "acting in concert, each of them doing one or more of the acts which caused" grievous bodily harm and that "[t]he relevant accused's acts were unlawful" - Whether s 7(a) permits acts of person to be attributed to another - Whether jury direction occasioned miscarriage of justice.
Words and phrases - "acting in concert", "actually does the act", "attribution", "criminal responsibility", "deemed to have taken part in committing the offence", "parties to offence", "principal in the first degree", "principal offender", "unlawful common purpose".
"When an offence is committed, each of the following persons is deemed to have taken part in committing the offence and to be guilty of the offence, and may be charged with actually committing it, that is to say -
(a) Every person who actually does the act or makes the omission which constitutes the offence;
(b) Every person who does or omits to do any act for the purpose of enabling or aiding another person to commit the offence;
(c) Every person who aids another person in committing the offence;
(d) Any person who counsels or procures any other person to commit the offence."
"An act or omission which renders the person doing the act or making the omission liable to punishment is called an offence."
"If PM, as the hypothetical killer of the Deceased, had struck the lethal blow in self‑defence in accordance with s 248(4), which is to be found in Ch XXVI of the Code, his assault on the Deceased would not have been unlawful. It might be said that PM's act was not the conduct element of an offence because his assault was a lawful act under s 248(4)."
"But there was no suggestion that PM acted in self‑defence and so no issue arises in that regard."
When an offence is committed, each of the following persons is deemed to have taken part in committing the offence and to be guilty of the offence, and may be charged with actually committing it, that is to say -
(a) Every person who actually does the act or makes the omission which constitutes the offence;
(b) Every person who does or omits to do any act for the purpose of enabling or aiding another person to commit the offence;
(c) Every person who aids another person in committing the offence;
(d) Any person who counsels or procures any other person to commit the offence.
In the fourth case he may be charged either with himself committing the offence or with counselling or procuring its commission.
A conviction of counselling or procuring the commission of an offence entails the same consequences in all respects as a conviction of committing the offence.
Any person who procures another to do or omit to do any act of such a nature that, if he had himself done the act or made the omission, the act or omission would have constituted an offence on his part, is guilty of an offence of the same kind, and is liable to the same punishment as if he had himself done the act or made the omission; and he may be charged with himself doing the act or making the omission.
(1) When 2 or more persons form a common intention to prosecute an unlawful purpose in conjunction with one another, and in the prosecution of such purpose an offence is committed of such a nature that its commission was a probable consequence of the prosecution of such purpose, each of them is deemed to have committed the offence.
(2) A person is not deemed under subsection (1) to have committed the offence if, before the commission of the offence, the person -
(a) withdrew from the prosecution of the unlawful purpose; and
(b) by words or conduct, communicated the withdrawal to each other person with whom the common intention to prosecute the unlawful purpose was formed; and
(c) having so withdrawn, took all reasonable steps to prevent the commission of the offence."
The State's case against the accused men and the verdicts
"For an accused to be liable as a joint principal he must do an act that forms part of the offence which act is part of a series of acts committed with another person while they are acting together. What you do is you look at the totality of the acts and if it can be said that the relevant accused was acting together or in concert with the other accused."
The background to the drafting of s 7 of the Criminal Code
Every one is a party to and guilty of an indictable offence who
(a) Actually commits the offence or does or omits any act the doing or omission of which forms part of the offence; or
(b) Aids or abets any person in the actual commission of the offence, or in any such act or omission as aforesaid; or
(c) Directly or indirectly counsels or procures any person to commit the offence, or to do or omit any such act as aforesaid.
If several persons form a common intention to prosecute any unlawful purpose, and to assist each other therein, each of them is a party to every offence committed by any one of them in the prosecution of such common purpose, the commission of which offence was or ought to have been known to be a probable consequence of the prosecution of such common purpose."
The textual requirement for commission of an offence
(1) The reference to an "offence" in s 7 is to "the conduct element of an offence (being an act or omission)"[63].
(2) Sections 7(b), 7(c) and 7(d) are not concerned with attributing the criminal responsibility of one participant to other participants[64].
(3) In other words, a participant can be criminally responsible under s 7(b), s 7(c) or s 7(d) even if the provisions in Ch V in Pt I of the Criminal Code excuse from criminal responsibility "the person who did the act or made the omission that constituted the offence"[65].
(4) Sections 7(b), 7(c), 7(d) and 8 still require that the act or omission of another constitute the conduct element of an offence that is committed. It is one thing to say that "PM was not criminally responsible" under Ch V "[b]ut it is another thing to say that it follows that no offence was committed by him"[66]. For instance, if "PM, as the hypothetical killer ... had struck the lethal blow in self‑defence ... his assault ... would not have been unlawful. It might be said that PM's act was not the conduct element of an offence because his assault was a lawful act"[67].
(5) The only exception in s 7 where the relevant act does not need to be the constituent element of an offence is the final paragraph of s 7[68].
(6) The relevant act that was the "conduct element of the offence of murder" was the act of stabbing[69]. The lack of proof beyond reasonable doubt that PM had capacity did not mean "that no offence had been committed" but meant only "that PM was not liable to punishment for the act that constituted the offence"[70].
"a person who aids another to wound in self‑defence, or who is a participant in a joint criminal enterprise in the course of which another participant wounds a third person in self‑defence, may be entitled to plead that his or her actions in aiding the other person to wound or participating in the joint criminal enterprise that resulted in the wounding were, to that extent, not unlawful, and hence that he or she is not criminally liable for the wounding".
The second approach - attribution of acts in a series on the basis of joint criminal enterprise
(2) Set aside the orders of the Court of Appeal of the Supreme Court of Western Australia made on 13 April 2021 and, in their place, order that:
(a) there be an extension of time within which to apply for leave to appeal;
Pickett v Western Australia (2020) 270 CLR 323 at 342 [41]. ↑
Pickett v Western Australia (2020) 270 CLR 323 at 334-335 [14]. ↑
Pickett v Western Australia (2020) 270 CLR 323 at 340-341 [37]-[38]. ↑
Pickett v Western Australia (2020) 270 CLR 323 at 340-341 [37]. ↑
Pickett v Western Australia (2020) 270 CLR 323 at 341 [38]. ↑
Pickett v Western Australia (2020) 270 CLR 323 at 342 [40]. ↑
Pickett v Western Australia (2020) 270 CLR 323 at 348-349 [59]. ↑
Pickett v Western Australia (2020) 270 CLR 323 at 349 [59]. ↑
Pickett v Western Australia (2020) 270 CLR 323 at 351 [66]. ↑
Pickett v Western Australia (2020) 270 CLR 323 at 343 [43]. ↑
Pickett v Western Australia (2020) 270 CLR 323 at 343 [43]. ↑
See O'Dea v Western Australia (2021) 57 WAR 229 at 237 [41] per Buss P, Mazza and Vaughan JJA. ↑
See O'Dea v Western Australia (2021) 57 WAR 229 at 237-238 [42] per Buss P, Mazza and Vaughan JJA. ↑
O'Dea v Western Australia (2021) 57 WAR 229 at 261 [184]‑[186] per Buss P, Mazza and Vaughan JJA. ↑
O'Dea v Western Australia (2021) 57 WAR 229 at 256 [147]‑[149] per Buss P, Mazza and Vaughan JJA. ↑
O'Dea v Western Australia (2021) 57 WAR 229 at 254 [136]‑[137] per Buss P, Mazza and Vaughan JJA. ↑
Brennan v The King (1936) 55 CLR 253 at 263 per Dixon and Evatt JJ, quoted in Pickett v Western Australia (2020) 270 CLR 323 at 337 [22] per Kiefel CJ, Bell, Keane and Gordon JJ. ↑
Stuart v The Queen (1974) 134 CLR 426 at 437 per Gibbs J, quoted in Pickett v Western Australia (2020) 270 CLR 323 at 337 [23] per Kiefel CJ, Bell, Keane and Gordon JJ. ↑
Gillies, The Law of Criminal Complicity (1980) at 28. ↑
Gillies, The Law of Criminal Complicity (1980) at 5. ↑
Russell, A Treatise on Crimes and Misdemeanors, 6th ed (1896), vol 1 at 161 (emphasis in original). ↑
Stephen, A General View of the Criminal Law of England, 2nd ed (1890) at 82. ↑
Kenny, Outlines of Criminal Law, 5th ed (1913) at 84. ↑
See, eg, IL v The Queen (2017) 262 CLR 268 at 284 [32] per Kiefel CJ, Keane and Edelman JJ, quoting White v Ridley (1978) 140 CLR 342 at 346 per Gibbs J. ↑
Northern Land Council v Quall (2020) 94 ALJR 904 at 920‑921 [82] per Nettle and Edelman JJ; 383 ALR 378 at 398‑399. ↑
See McAuliffe v The Queen (1995) 183 CLR 108 at 114 per Brennan CJ, Deane, Dawson, Toohey and Gummow JJ; Osland v The Queen (1998) 197 CLR 316 at 342‑343 [72] per McHugh J; Pickett v Western Australia (2020) 270 CLR 323 at 363‑364 [95] per Nettle J. ↑
R v Michael (1840) 9 Car & P 356 [173 ER 867]; cf R v Lowe (1850) 3 Car & K 123 [175 ER 489]. ↑
Jenks (ed), Mr Serjeant Stephen's New Commentaries on the Laws of England, 14th ed (1903), vol 4 at 30‑31. ↑
Smith, A Modern Treatise on the Law of Criminal Complicity (1991) at 105. ↑
Osland v The Queen (1998) 197 CLR 316 at 341‑342 [71] per McHugh J, citing R v Kupferberg (1918) 13 Cr App R 166 and R v Clarkson [1971] 1 WLR 1402; [1971] 3 All ER 344. ↑
Osland v The Queen (1998) 197 CLR 316 at 341‑342 [71] per McHugh J, citing R v Higgins (1801) 2 East 5 at 19 [102 ER 269 at 274‑275], R v See Lun (1932) 32 SR (NSW) 363 at 364, Howell v Doyle [1952] VLR 128 at 133 and Jackson v Horne (1965) 114 CLR 82 at 94. ↑
Darkan v The Queen (2006) 227 CLR 373 at 385 [33] per Gleeson CJ, Gummow, Heydon and Crennan JJ. ↑
Stephen, A Digest of the Criminal Law (Crimes and Punishments) (1877). ↑
Kadish, "The model penal code's historical antecedents" (1988) 19 Rutgers Law Journal 521 at 531, 533-534. ↑
That became s 72 of the Criminal Code Bill 1880, which was not enacted following criticism by Cockburn CJ and a change in government: Darkan v The Queen (2006) 227 CLR 373 at 386 [36] per Gleeson CJ, Gummow, Heydon and Crennan JJ. ↑
(2006) 227 CLR 373 at 386‑387 [36]‑[39] per Gleeson CJ, Gummow, Heydon and Crennan JJ. ↑
United Kingdom, Report of the Royal Commission Appointed to Consider the Law Relating to Indictable Offences (1879) [C 2345] at 76. ↑
See, eg, Campbell v Western Australia (2016) 50 WAR 331 at 341 [21] per McLure P; Birdsall v Western Australia (2019) 54 WAR 418 at 434 [62], 437 [84]‑[85], 452‑453 [179] per Buss P and Mazza JA. ↑
(2020) 270 CLR 323 at 369 [109], quoting R v Barlow (1997) 188 CLR 1 at 9 per Brennan CJ, Dawson and Toohey JJ (emphasis of Nettle J). ↑
(1965) 114 CLR 82 at 88 per Barwick CJ, 94 per Taylor J, 95 per Menzies J. ↑
Glanville Williams, "Secondary Parties to Non‑Existent Crime" (1953) 16 Modern Law Review 384 at 385. ↑
[2010] QCA 307 at [25] (concerning the equivalent provision to s 7(a) in the Criminal Code (Qld)). ↑
See, eg, R v Wyles; Ex parte Attorney-General [1977] Qd R 169 at 174 per Lucas J; R v Webb; Ex parte Attorney-General [1990] 2 Qd R 275 at 283 per Macrossan CJ. ↑
See McAuliffe v The Queen (1995) 183 CLR 108 at 114 per Brennan CJ, Deane, Dawson, Toohey and Gummow JJ; Gillard v The Queen (2003) 219 CLR 1 at 35 [109] per Hayne J; Likiardopoulos v The Queen (2012) 247 CLR 265 at 273 [19] per Gummow, Hayne, Crennan, Kiefel and Bell JJ. ↑
O'Dea
Western Australia
[2001] QCA 105
[2010] QCA 307
[2019] WASCA 11
(1997) 188 CLR 1
(2021) 57 WAR 229
(2020) 270 CLR 323
(1936) 55 CLR 253
(1974) 134 CLR 426
(2017) 262 CLR 268
(1978) 140 CLR 342
(2020) 94 ALJR 904
(1995) 183 CLR 108
(1998) 197 CLR 316
(1965) 114 CLR 82
(2006) 227 CLR 373
(2016) 50 WAR 331
(2019) 54 WAR 418
(2003) 219 CLR 1
(2012) 247 CLR 265
(2016) 49 WAR 545
(1910) 11 CLR 400
(1964) 109 CLR 529
(2022) 403 ALR 200