[2023] VCAT 1357
General information, not legal advice.
Victorian Civil and Administrative Tribunal
2023-12-07
Original judgment source is linked above.
(a) it is appropriate for the Tribunal to give weight to, and take into account, the agreement between the parties as a highly relevant and important matter. That is particularly so if it is clear from the face of the agreement that it does not represent an arbitrary outcome, but properly and sufficiently reflects the totality of the evidence and is a carefully and extensively negotiated outcome that has regard to all relevant facts and circumstances;[9]
(b) subject to the Tribunal being persuaded of the accuracy of the parties' agreement as to facts, consequences and penalty, it is highly desirable for the Tribunal to accept the parties' proposal and there is an important public policy benefit in doing so;[10] and
(c) while it remains the Tribunal's role to decide the findings and determinations to make, and no agreement between the parties can supplant that duty,[11] an agreement reached between the parties is a very relevant consideration especially where both parties are legally represented.
(a) Allegations 1, 2 and 5 all directly relate to the criminal charges; and
(b) Allegations 3 and 4 relate to Ms Mallows failure to comply with professional and ethical standards.
Allegation 1: Misappropriation of Schedule 4 and Schedule 8 medications
Allegation 2: Tampered with Schedule 4 and 8 medications
(a) Ms Mallows admits the alleged conduct;
(b) Dr Nigel Prior, psychiatrist, performed a health assessment on Ms Mallows on 2 November 2020. Dr Prior concluded that:
Ms Mallows has conditions, namely an Opiate Use Disorder, a Benzodiazepine Use Disorder and a Major Depressive Disorder, which detrimentally affect or are likely to detrimentally affect her capacity to practice her profession.[17]
(c) Ms Mallows informed Dr Prior that from early April 2020 through to early June 2020 she reported that she was taking oxycodone tablets, oxazepam tablets and morphine ampoules for her own use. She reported that she escalated her intake as she became increasingly tolerant to the drugs. She was then ordering opiates for patients who did not need it and not entering the order in the Dangerous Drug register;[18] and
(d) There is no evidence that Ms Mallows sought any treatment and/or professional help to manage her health.
Allegation 4: Practising while substance affected
(a) Ms Mallows admits the alleged conduct;
(b) The allegation is supported by the observations of Yarrawonga Health's staff, for example, two enrolled nurses, describe Ms Mallows presenting at work appearing:
to be what I would call drunk. She had no control and her head was wobbly.[19]
Allegation 5: Altering the Dangerous Drug register
(a) unprofessional conduct by the practitioner that amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(b) more than one instance of unprofessional conduct that, when considered together, amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(c) conduct of the practitioner, whether occurring in connection with the practice of the health practitioner's profession or not, that is inconsistent with the practitioner being a fit and proper person to hold registration in the profession.
(a) dishonestly misappropriated schedule 4 and schedule 8 medications, namely Midazolam, Oxycodone, Morphine and Ordine from her place of practice at Yarrawonga Health for her personal use, including by failing to update the dangerous drugs register; and
(b) on 10 May 2021 was found guilty, without conviction of three (3) offences against the Crimes Act in respect of this conduct.[28]
(a) the Code of Conduct; and
(b) the Code of Ethics.
Lawful behaviour:
(a) Nurses practise honestly and ethically and should not engage in unlawful behaviour as it may affect their practice and/or damage the reputation of the profession.
(b) Nurses must not participate in unlawful behaviour and understand that unlawful behaviour may be viewed as unprofessional conduct or professional misconduct and have implications for their registration.
(a) 20 x 5mg tablets (total of 100mg) of Oxycodone for Patient FF and replaced with 20 x tablets of Gastro Stop and resealed the packaging with new tape;
(b) 20 x 5mg tablets (total of 100mg) of Oxycodone for Patient BB and replaced with 20 x tablets of Aspirin tablets and resealed the packaging with new tape;
(c) 20 x 5mg/1ml ampoules (total of 100mg) of Morphine and replaced with 5 ampoules of Ondansetron for Patient AA and resealed the packaging with new tape;
(d) 8 x 20mg ampoules of Morphine from Patient AA and replaced 3 of the 8 ampoules with an unknown substance by placing original Morphine labels on liquid bottles to make it appear as Morphine ampoules;
(e) on 18 May 2020, medications from the locked drug safe and placed them into her pocket. She later returned and removed a tablet from a blister pack and replaced it with a tablet from her pants pocket; and
(f) removed Ordine from Patient EE, with Patient EE commenting that the medication did not taste like it previously did.
... of particular concern to me was the drug substitution. ... And that has a high level of moral culpability. ... somebody who has responsibility for the care of others as a nurse, them not having the drugs that have been prescribed for them, that is essential for their care, and the risks of compromising their own medical treatment is a very significant matter. .... You know, what that means, what it means for the wrong drugs to be given to patients. That is the piece of this puzzle which has, in my view, the highest level of culpability and that needs to be articulated on behalf of the community.
(a) the Code of Conduct; and
(b) the Code of Ethics.
Your and your colleagues' health
Nurses have a responsibility to maintain their physical and mental health to practise safely and effectively. To promote health for nursing practice, nurses must:
...
(a) it is entirely inappropriate for a health practitioner to be substance affected at work. Practising while substance affected affects effectiveness and impairs judgment and clinical skill;
(b) nurses are required to care for vulnerable patients, rapidly respond to life and non- life threatening emergencies, administer medication and potentially perform procedures such as inserting catheters and/or cannulas. Accordingly, practising while substance affected had the potential to seriously compromise the quality of care provided to patients, and put patients at risk of harm.
Standard 3: Maintains the capability for practice
RNs, as regulated health professionals, are responsible and accountable for ensuring they are safe, and have the capability for practice. This includes ongoing self- management and responding when there is concern about other health professionals' capability for practice. RNs are responsible for their professional development and contribute to the development of others. They are also responsible for providing information and education to enable people to make decisions and take action in relation to their health.
3.1 the RN considers and responds in a timely manner to the health and well-being of self and others in relation to the capability for practice.
(a) protection against further misconduct by the practitioner, by regulating their performance or imposing restrictions on the practitioner's right to practise so as to ensure that the public is protected (specific deterrence).[42]
(b) facilitating rehabilitation of the practitioner;[43]
(c) preventing persons who are unfit to practise from practising as a registered nurse;
(d) general deterrence of other practitioners from similar conduct;[44]
(e) maintaining proper ethical and professional standards, primarily for the protection of the public, but also for the protection of the profession;[45] and
(f) maintaining public confidence in the profession, including an appropriate acknowledgment and condemnation of misconduct.
A distinction is to be drawn between disciplinary action, which is corporate and self-respecting, and punishment, which is personal and retributive.[47]
(a) Reprimand pursuant to s 196(2)(a) of the National Law; and
(b) Disqualification from applying for registration for 2 years pursuant to s 196(4)(a) of the National Law.
(a) On 30 June 2020, Ms Mallows made a self-notification in relation to her conduct and the background to the development of her opioid dependence.[60]
(b) On 8 July 2020, the Director of Clinical Services at Yarrawonga Hospital made a notification in relation to the conduct.[61]
(c) On 31 July 2020, the Board proposed immediate action, proposing that Ms Mallows' registration be suspended.[62]
(d) On 5 August 2020, Ms Mallows offered an undertaking not to practise. On 7 August 2020, the Board accepted Ms Mallows undertaking as a form of immediate action under s 156 of the National Law.[63]
(e) On 14 August 2020, Ms Mallows was arrested by appointment at Rutherglen Police Station. She is described as being 'cooperative and compliant with police'. She made admissions to having an addiction and was remorseful. She made admissions to misappropriating drugs from Yarrawonga Health and consuming them.[64]
(f) On 14 August 2020, Ms Mallows was charged with offences under the Crimes Act;.
(g) On 10 May 2021, as outlined above, Ms Mallows pleaded guilty before the Magistrates Court to three charges and was sentenced, without conviction, to a Community Correction Order for a period of 12 months wherein she was required to perform 100 hours of community work.[65]
that since these offences have been detected you have taken every step that you possibly could.[66]
... at the conclusion of any disqualification period imposed, Ms Mallows will need to satisfy the Board of her fitness to return to the profession, should she choose to apply for registration. She would have to satisfy the Board that she has overcome her opioid and benzodiazepine use disorder. Furthermore, she would need to address recency of practice requirements, possibly necessitating participation in a refresher or re-entry course. Even if she were to be granted registration at some future point, she would carry the burden of her criminal record when applying for nursing positions.
strong professional rebuke and indicates that the conduct is condemned by the profession.[74]
[It] tells the public, clients and other practitioners that the standards expected of a practitioner have not been met and that the practitioner has been censured_._[75]
A reprimand certainly does not trivialise a serious lapse of professional standards, and has the potential for serious adverse implications for the medical practitioner.[76]
(a) Connection to practice - the connection is clear. The conduct occurred in the course of RN Mallows' duties as a nurse at the workplace. RN Mallows used her position as a registered nurse to, inter alia, obtain and scheduled medication.
(b) Nature of conduct - Ms Mallows' conduct was criminal, breached the DPSC Regulations and was inherently dishonest. Her health likely detrimentally affected the care she provided.
(c) Criminal Conduct - RN Mallows engaged in criminal conduct. She was found guilty in the Magistrates Court of Victoria, sitting at Wangaratta, to:
i. one charge under s 74 of the Crimes Act for theft;
iii. one charge under s 81(1) of the Crimes Act for obtaining property by deception.
(d) Contravention of the DPCS Regulations - the conduct contravened rr 107 (a)(iv), 109(6) and 111 of DPCSR.
(e) Dishonest-RN Mallows engaged in deliberate, dishonest conduct with little regard to the affect it could have on patients. Specifically:
- tampering with medications, and in some instances replacing a patient's scheduled medication with a non-scheduled medication, had the potential to seriously compromise patient safety and care; and
- altering the Dangerous Drug register, had the potential to impede the function of the register and consequently had the potential to compromise patient care and the maintenance of adequate medications;
(f) Detrimental to patient care - RN Mallows practised as a RN in circumstances where she was aware that she had developed a dependence on opiates and benzodiazepine, however failed to manage her health to ensure that she was able to practice safely. She also attended work while substance affect[ed]. Plainly, such conduct is serious as it presents a serious risk to patient care.
(g) Record keeping and provision of care-RN Mallows knowingly altered the dangerous drug register. Plainly, accurate record keeping is essential to the effective management of the clinic and its patients. Specifically, it is important that the record book contain accurate information about the use and dispensation of medicines to ensure that adequate stocks are maintained, and patients are provided with the correct medication at the correct dosage.
(h) Breach of trust - in altering the dangerous drugs register and tampering with the medications, RN Mallows breached the trust and confidence which exists between health practitioners. That is because, the conduct had the potential to cast a shadow of suspicion over all her colleagues.
(i) General deterrence and upholding the standards of the profession -- offending in an employment environment, where RN Mallows has responsibilities for others is very serious and attracts a high level of general deterrence.[78] Her conduct had the potential to harm her patients and affect their pain management. Further, her willingness to put vulnerable patients at risk of harm by attending work while substance affected and not managing her health is unacceptable. It is important that the Tribunal's determination sends a clear message to other practitioners that behaviour of the kind engaged in by RN Mallows is unacceptable and will not be tolerated.
(j) Reputation of the profession - it is a matter of public confidence in the profession that practitioners are not seen to abuse their position by, inter alia, misappropriating scheduled substances. It is entirely inappropriate for a practitioner to abuse that privilege for personal reasons, and then attempt to cover up their conduct.
(k) Contravention of professional standards - as outlined above, RN Mallows' conduct breached the Code of Conduct, the Code of Ethics, and the Registered Nurse Standards.
(a) ceased practise as a nurse on 3 June 2020 and made a self notification, with relevant admissions, on 30 June 2020;
(b) subsequently complied with the Board's immediate action and also elected not to renew her registration;
(c) was 'cooperative and compliant' with police in the investigation and prosecution of criminal charges, pleading guilty at the earliest opportunity;
(d) sought specialist health care and submitted to a rigorous program designed to address her serious addiction and opioid dependence;
(e) sought and completed alternative training and gained alternative employment; and
(f) otherwise expressed appropriate insight and remorse.
(a) Ms Mallows will be reprimanded under s 196(2)(a) of the National Law; and
(b) Ms Mallows will be disqualified from applying for registration as a nursing practitioner for a period of 2 years under s 196(4(a) of the National Law.
[1] Briginshaw v Briginshaw [1938] HCA 34; (1938) 60 CLR 336 as further refined in _Karakatsanis & Anor v Racing Victoria Limit_ed [2013] VSCA 305 [36]-[37].
[2] The original Notice of Allegations was subsequently amended slightly and is reproduced below. All patient names have been anonymised.
[3] The criminal proceeding only relates 10 x 5mg for Patients BB and CC.
[4] The criminal proceeding only relates 10 x 5 mg for Patients DD and EE.
[8] Applicant's Outline of Submissions as to Facts Findings and Determinations 23 October 2023.
[13] Agreed Statement: TB, tabs 9 to 12.
[14] Agreed Statement: Yarrawonga Letter (26.06.20), Tab 21.4; and Email (01.07.21), Tab 33.
[15] Health Assessment, TB Tab 23, 606 [15.2].
[17] Health Assessment, TB Tab 23, 606 [15.4].
[18] Health Assessment, TB Tab 23, 602 [4.4].
[22] TB Yarrawonga Letter (26.06.20), Tab 21.4, tab 21.1.3, 435.
[26] Reference is made to Applicant's Outline of Submissions [43]-[79].
[27] Respondent's Outline of Submissions [30].
[29] Code of Conduct Tab 34 pg.667 [1.2].
[30] Respondent's Outline of Submissions [30].
[32] Respondent's Outline of Submissions [30].
[33] TB Health Assessment, Tab 23, pg.606 [15.4].
[36] TB Code of Conduct Tab 34 pg.675 [7.1(d)].
[37] Respondent's Outline of Submissions [30].
[38] Respondent's Outline of Submissions [30].
[39] Refer TB Code of Conduct Tab 34 pg.667 [1.2].
[40] Refer for instance Craig v Medical Practitioners Board [2001] SASC 169 [41] per CJ Doyle, Williams and Martin JJ agreeing_; Ha v Pharmacy Board of Victoria_ [2002] VSC 322 [97] per Gillard J; Medical Board of Australia v Jansz [2011] VCAT 1026 [358]-[373] (per Judge Jenkins, Dr Fabris and Dr Burge); and Medical Practitioners Board of Victoria v Naik [2009] VCAT 755 [60]-[61] (per Coghlan DP, Dr Shanahan and Dr Clarke); Medical Board of Australia v Holten [2019] VCAT 837 at [21]- [25].
[41] Ha v Pharmacy Board of Victoria [2002] VSC 322 [97] per Gillard J.
[42] See eg Law Society of New South Wales v Bannister [1993] NSWCA 157 per Sheller JA; Law Society of New South Wales v Foreman [1994] NSWCA 69; (1994) 34 NSWLR 408, 471.
[43] Kotowicz v Law Society of New South Wales, unreported, NSW Court of Appeal, 7 August 1987. See too Psychology Board of Australia v Mair [2010] VSC 628.
[44] See eg Papps v Medical Board of South Australia [2005] SASC 345 [54]-[65]; Law Society of New South Wales v Bannister [1993] NSWCA 157 per Sheller JA; Law Society of New South Wales v Foreman [1994] NSWCA 69; (1994) 34 NSWLR 408, 471; Health Care Complaints Commission v Cox-May (No 1) [2007] NSWPST 6; Morris v Psychologists Registration Board, unreported, Supreme Court of Victoria, 19 December 1997; Honey v Medical Practitioners Board of Victoria [2007] VCAT 526 [14]-[16]; Wilks v Medical Practitioners Board of Victoria [2007] VCAT 2439 [128]; Psychologists Registration Board of Victoria v Schirmer [2009] VCAT 2349 [45]; Von Schrenk v Dental Practice Board of Victoria [2008] VCAT 2302 [100]; Chinese Medicine Registration Board v Woo [2010] VCAT 753 [44].
[45] Health Care Complaints Commission v Litchfield [1997] NSWSC 297; (1997) 41 NSWLR 630, 637.
[46] Clyne v New South Wales Bar Association [1960] HCA 40; (1960) 104 CLR 186, 201-202; New South Wales Bar Association v Evatt [1968] HCA 20; (1968) 117 CLR 177, 183; Morris v Psychologists Registration Board, unreported, Supreme Court of Victoria, 19 November 1997 per Harper J, p 12; Mullany v Psychologists Registration Board, unreported, Supreme Court of Victoria, 22 December 1997 per Gillard J, p 12.
[47] Adamson v Pharmacy Board of Tasmania (No 3) [2004] TASSC 88 [2] per Evans J.
[48] See eg Psychologists Registration Board of Victoria v Schirmer [2009] VCAT 2349 [45]; Medical Practitioners Board of Victoria v Grolaux (No 2) [2009] VCAT 978 [8]; Williams v Medical Board of Victoria [2008] VCAT 1784 [99]. See too Chinese Medicine Registration Board v Antoniades [2010] VCAT 2132 [45]; Morris v Psychologists Registration Board, unreported, Supreme Court of Victoria, 19 December 1997 per Harper J.
[50] Buttsworth v Walton [1991] NSWCA 40, p 8 per Samuels JA.
[52] Law Society of New South Wales v Foreman [1994] NSWCA 69; (1994) 34 NSWLR 408, 414. See too Chinese Medicine Registration Board v Antoniades [2010] VCAT 2132 [46].
[53] Law Society of New South Wales v Foreman [1994] NSWCA 69; (1994) 34 NSWLR 408, 415.
[54] Physiotherapy Board of Victoria v Amerasekera [2013] VCAT 1727 [76].
[55] Nursing and Midwifery Board of Australia v Jackson [2013] WASAT 140 [48].
[56] Outline of Submissions of the Respondent dated 10 November 2023, [8]-[25].
[67] Respondent's Submissions [35]-[36].
[71] The Respondent refers to NMBA v Quinney [2022] VCAT 1125 at [70].
[75] Medical Board of Australia v Rathnayake (Review and Regulation) [2019] VCAT 1012 at [32].
[76] Medical Practitioners Board of Victoria v Swieca [2009] VCAT 419 [52].
Nursing and Midwifery Board of Australia
Mallows
(1938) 60 CLR 336
(1994) 34 NSWLR 408
(1997) 41 NSWLR 630
(1960) 104 CLR 186
(1968) 117 CLR 177