[2024] QCAT 209
General information, not legal advice.
Queensland Civil and Administrative Tribunal
2024-06-25
Judicial Member P, Mr P
Original judgment source is linked above.
PROFESSIONS AND TRADES - HEALTH CARE PROFESSIONALS - NURSES - DISCIPLINARY PROCEEDINGS - where the respondent was charged with criminal offences - where the respondent also failed to notify - where the Board submitted it was open to make a global finding of professional misconduct in relation to both grounds in the referral - whether separate findings of characterisation are required
PROFESSIONS AND TRADES - HEALTH CARE PROFESSIONALS - NURSES - DISCIPLINARY PROCEEDINGS - PROFESSIONAL MISCONDUCT - where the respondent's convictions were for domestic violence offences - whether domestic violence capable of constituting professional misconduct - professional misconduct established
PROFESSIONS AND TRADES - HEALTH CARE PROFESSIONALS - NURSES - DISCIPLINARY PROCEEDINGS - UNPROFESSIONAL CONDUCT - where respondent failed to notify of conviction - whether capable of constituting professional misconduct globally - where separate finding required - unprofessional conduct established
PROFESSIONS AND TRADES - HEALTH CARE PROFESSIONALS - NURSES - DISCIPLINARY PROCEEDINGS - SANCTION - reprimand
Health Practitioner Regulation National Law (Queensland)
Craig v Medical Board of South Australia [2001] SASC 169; 79 SASR 545
Fittock v Legal Profession Conduct Commissioner (No 2) [2015] SASCFC 167; 124 SASR 300
Health Care Complaints Commission v Do [2014] NSWCA 307
Health Care Complaints Commission v Haasbrook [2018] NSWCATOD 177
Health Ombudsman v Antley [2016] QCAT 472
Health Ombudsman v Barber [2017] QCAT 431
Health Ombudsman v Gillespie [2021] QCAT 54
Health Ombudsman v Hardy [2018] QCAT 416
Health Ombudsman v HCG [2020] QCAT 166
Health Ombudsman v Henson [2020] QCAT 72
Health Ombudsman v JTM [2020] QCAT 394
Health Ombudsman v McGuiness [2020] QCAT 1
Legal Services Commissioner v Madden (No 2) [2008] QCA 301
Medical Board of Australia v Dolar [2012] QCAT 271
Medical Board of Australia v Grant [2012] QCAT 285
Medical Board of Australia v Griffiths (Review and Regulation) [2017] VCAT 822
Medical Board of Australia v Jansz [2011] VCAT 1026
Medical Board of Australia v Jones [2012] QCAT 362
Medical Board of Australia v POS (Review and Regulation) [2019] VCAT 1678
Medical Board of Australia v PYP [2021] VCAT 876
Nursing and Midwifery Board of Australia v Augustin [2022] ACAT 54
Nursing and Midwifery Board of Australia v Burling [2024] QCAT 208
Nursing and Midwifery Board of Australia v GMR (Review and Regulation) [2020] VCAT 157
Nursing and Midwifery Board of Australia v VQK [2022] VCAT 375
Pharmacy Board of Australia v Thomas [2011] QCAT 637
Psychology Board of Australia v Griersmith (Review and Regulation) [2019] VCAT 52
(a) Driving under the influence of liquor;
(b) Enter dwelling without consent of owner or person in lawful occupation;
(c) Common assault (Domestic Violence Offence); and
(d) Wilful damage (Domestic Violence Offence).
Is it Open to Make a "Global Finding" in Respect of Grounds 1 and 2?
... it is open to the Tribunal to make a "global finding" in respect of both grounds that the practitioner has engaged in professional misconduct pursuant to limbs (a), (b) and (c) of the definition of that term in the National Law.[9]
I am of the view that the proper approach is that, if the conduct constituting a contravention of s 130 of the National Law properly fits the definition of unprofessional conduct in s 5 of the National Law, then there should be a separate finding of unprofessional conduct. The comments of the Honourable J.B. Thomas AM QC in Antley and subsequent statements of the Tribunal to a similar effect should be regarded as confined to the issue of sanction in that in most, if not all, cases, for the purposes of sanction, the contraventions of s 130 of the National Law are properly regarded as conduct secondary to the primary misconduct and aggravating the sanction required for such professional misconduct.
(citation added)
How Should the Admitted Conduct in Ground 1 be Characterised?
professional misconduct, of a registered health practitioner, includes -
(a) unprofessional conduct by the practitioner that amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(b) more than one instance of unprofessional conduct that, when considered together, amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(c) conduct of the practitioner, whether occurring in connection with the practice of the health practitioner's profession or not, that is inconsistent with the practitioner being a fit and proper person to hold registration in the profession.[15]
... professional conduct that is of a lesser standard than that which might reasonably be expected of the health practitioner by the public or the practitioner's professional peers...[16]
(c) the conviction of the practitioner for an offence under another Act, the nature of which may affect the practitioner's suitability to continue to practise the profession...[17]
Can Family Violence Amount to "Professional Misconduct"
The main guiding principle of the national registration and accreditation scheme is that the following are paramount -
(a) protection of the public;
(b) public confidence in the safety of services provided by registered health practitioners and students.
(c) restrictions on the practice of a health profession are to be imposed under the scheme only if it is necessary to ensure health services are provided safely and are of an appropriate quality.
We are conscious that our orders must first and foremost be designed to protect the health and safety of the public. No element of risk to the general public requires consideration in this case. There is no complaint before us that the practitioner has been other than a diligent and dedicated practitioner who has served the Leeton community well since 2002.
Our orders, however, must also uphold the standards of members of the medical profession to ensure that they continue to be held in high regard by their patients, the public generally, and other professionals. This means practitioners must act, both personally and professionally, with integrity and with respect for the law, in all aspects of their behaviour. General practitioners are frequently the first point of contact for victims of domestic violence. The public can only have confidence in such practitioners if the response of those practitioners to domestic violence, both personally and publicly, is exemplary.
Our orders must also have an element of deterrence, so that other practitioners will be aware of the consequences of inappropriate behaviour in both their professional and personal lives.
... the professions expect their members to be law abiding. If a member of the profession commits a criminal offence punishable by imprisonment, this reflects on the profession and may damage public confidence in it.
Do the Convictions Amount to Professional Misconduct?
Is Paragraph (c) of the Definition of "Professional Misconduct" Established
...whether the person possesses sufficient moral integrity and rectitude of character to permit them to be accredited to the public as a person to be entrusted with the sort of work the relevant registration or licence entails.[25]
How Should the Admitted Conduct in Ground 2 be Characterised?
... operates both as a deterrent to the individual concerned as well as the general body of practitioners. It also maintains public confidence by signalling that those whose conduct does not meet the required standards will not be permitted to practice.[30]
With that protective focus in mind, the Tribunal considers a range of factors including:
• the nature and seriousness of the conduct;
whether the practitioner pleaded guilty or other evidence of contrition or remorse;
whether there is a need for specific deterrence (deterring the particular practitioner from further inappropriate conduct) or general deterrence (deterring other practitioners from engaging in similar conduct);
whether there have been other disciplinary findings before or since the conduct in question;
• evidence of character;
• evidence of rehabilitation;
- any delay from the time the investigation started to the end of the Tribunal hearing;
- other mitigating factors such as medical or psychological evidence, family or other personal circumstances.
... broke down ... with [the former partner] calling [LYS] expletive terms, him standing and him aggressively asserting that he would drag out the settlement process with the goal of inflicting the maximum financial damage on [LYS].
...outlines other, non-physical ways in which the [ex-partner's] relationship with her demonstrated coercive control, and was psychologically, emotionally, verbally and financially abusive".[33]
To her credit, [LYS] has demonstrated considerable insight into her behaviour including co-operating with the police upon their attendance at the residence, her pleas of guilty in the criminal proceedings and her contrition (as evidenced by her disclosure of the conduct to various colleagues in order to obtain personal and professional references). In addition to this, [LYS] has reported attendance upon a psychologist for ongoing support, lifestyle adjustments and her intention to engage in a training program with Davaar [Consultancy].
There is a clear absence of [LYS] reflecting engaging in any meaningful way with the impact her conduct (however justified) had on the victim - being her ex-partner - and his family, notably his daughter.
Despite those ongoing stressors [the complaint; her mother's illness; workplace stressors], [LYS] has remained committed and motivated to learn what she can from this education, to integrate learning into her professional role and to make changes to areas of vulnerability for her in her personal life...
I assess [the programme] has extended and deepened her understanding of her professional codes and the [National Law].
I assess that [LYS] is a reflective practitioner, she was considered in her responses to questions I posed to her. She was willing to ask for guidance... [LYS] has been reflective of her actions which led to the complaint... [LYS now has a greater understanding that the actions a nurse take[s] in their professional life may cause the public to form a negative view of nurses and of the profession.
In the course of the argument, the respondent armed himself with a kitchen knife and grabbed his partner around the throat from behind with his left hand and held the knife in his right hand. She attempted to break his grip by biting at his hand. The respondent held the knife above her head and made stabbing motions towards the top of her head and, at one stage, she could actually feel the tip of the knife on the top of her head.
In June 2018, GMR assaulted his then 16 year old daughter with a wooden rolling pin for around 20 minutes after seeing a boy enter the family home ... GMR's purpose in assaulting his daughter was to elicit information about the boy and why he was in the home.
A reprimand is a matter of public record affecting the reputation of a practitioner ... [it] remains on the public Register until such time as the National Board determines that it is appropriate the reprimand by no longer so recorded.[42]
... would be viewed seriously by the professional's colleagues, who could be expected to think less of the practitioner for it. The reprimand goes to their reputation as a practitioner. It could have significant implications for a practitioner's career prospects.[43]
[1] Health Practitioner Regulation National Law (Queensland) ('National Law') ss 193(1)(a)(i), 193B(2) and (3)(a)(i).
[5] Ibid; Police statement of [ex-partner's daughter].
[8] Written submissions of the Board, [38].
[10] [2020] QCAT 1 ('McGuiness'), [12].
[11] [2020] QCAT 72 ('Henson').
[12] [2024] QCAT 208 ('Burling').
[13] [2016] QCAT 472 ('Antley').
[14] Application or referral - disciplinary proceedings filed 14 July 2023 ('Referral'), Notice of Allegations, [3(A)].
[15] National Law s 5 (definition of 'professional misconduct') (emphasis in original).
[16] Ibid, definition of 'unprofessional conduct'.
[18] Fittock v Legal Profession Conduct Commissioner (No 2) [2015] SASCFC 167; 124 SASR 300, [110].
[20] [2020] QCAT 166 ('HCG').
[21] [2011] QCAT 637, [29].
[22] Written submissions of the Board, [30]. Reference is made to extracts from Statement 1.1; 1.2; Principle 4 and Elements 1.8 and 2.5.
[23] The sentencing Magistrate said, for example: "...to break into someone's house, arm yourself with a knife, and threaten to kill [sic "stab"], the range is a jail term": Transcript of sentencing remarks, 28 May 2021, T2.15.
[24] Written submissions of the Board, [26].
[25] Ibid, citing Psychology Board of Australia v Griersmith (Review and Regulation) [2019] VCAT 52, [67].
[26] Written submissions of the Board, [67].
[27] See, e.g. Legal Services Commissioner v Madden (No 2) [2008] QCA 301; Medical Board of Australia v Dolar [2012] QCAT 271, [30]; National Law s 3A and 4.
[28] See, e.g. Medical Board of Australia v POS (Review and Regulation) [2019] VCAT 1678 citing Medical Board of Australia v Jansz [2011] VCAT 1026, [362].
[29] Craig v Medical Board of South Australia [2001] SASC 169; 79 SASR 545, [48].
[30] Health Care Complaints Commission v Do [2014] NSWCA 307, [35]; Health Ombudsman v Barber [2017] QCAT 431.
[31] Medical Board of Australia v Grant [2012] QCAT 285.
[32] Medical Board of Australia v Griffiths (Review and Regulation) [2017] VCAT 822, [43]. A number of decisions are also cited in the Board's written submissions at [43].
[33] Written submissions on behalf of LYS, [11].
[34] Report Dr WM [anonymised], Davaar Consultancy dated 11 March 2024, pp 4-5.
[35] [2021] VCAT 876 ('PYP').
[36] [2022] VCAT 375 ('VQK').
[37] [2020] QCAT 394 ('JTM').
[38] [2020] VCAT 157 ('GMR').
[39] [2022] ACAT 54 ('Augustin').
[40] Written submissions of the Board, [66].
[42] See also, e.g. Medical Board of Australia v Grant [2012] QCAT 285 ('Grant'), [49]; Health Ombudsman v Hardy [2018] QCAT 416, [41]; Medical Board of Australia v Jones [2012] QCAT 362, [14].
Nursing and Midwifery Board of Australia
LYS [2024] QCAT 209