[2021] NTSC 77
General information, not legal advice.
Supreme Court of the NT
2021-10-11
Brownhill J
Original judgment source is linked above.
CRIME - Appeal and review - Appeal from Local Court to Supreme Court - Appeal against conviction - Unsafe and unsatisfactory.
Appellant found guilty of aggravated unlawful assault by hearing Judge - Whether finding unreasonable and not supported by evidence - Complainant's in court evidence was appellant did not assault her - No contemporaneous medical evidence confirming assault - Complainant's initial complaint to Hospital staff did not include assault - Complainant was intoxicated when making initial complaint to Police - Complainant sought to retract statement made to Police on following day before hearing - Whether it was open to hearing Judge to be satisfied beyond reasonable doubt the accused was guilty - Hearing Judge gave sufficient regard to Complainant's intoxication - Inconsistency between initial complaint to Police and medical records explicable in a way that does not raise reasonable doubt about guilt of appellant, namely Complainant's desire for an ongoing relationship with appellant - Hearing judge not in error to find evidence of independent third party witness corroborated initial complaint to Police - Applying - inconsistencies between in court evidence and statements to Police did go to essential features of Complainant's account - the inconsistencies were explicable with reference to the Complainant's desire for an ongoing relationship with appellant and the hearing Judge's accepting or rejecting parts of the Complainant's evidence was not illogical or erroneous - Appeal dismissed.
Lynch v The Queen [2020] NTCCA 6; Morluk v Firth [2017] NTSC 9;
Warford v Firth [2017] NTSC 75, applied.
Bartusevics v Fisher (1973) 8 SASR 601; BCM v The Queen (2013) 88
ALJR 101; Bird v Peach [2006] NTCA 7; (2006) 17 NTLR 230; Carruthers v Griffis (2000)
[2000] NTSC 11; 111 A Crim R 477; Driscoll v The Queen [1977] HCA 43; (1977) 137 CLR 517; Gibson v
Firth & Harland [2019] NTSC 26; Libke v The Queen [2007] HCA 30; (2007) 230 CLR 559;
M v The Queen [1994] HCA 63; (1994) 181 CLR 487; Papakosmas v The Queen (1999) 196
CLR 297; Pell v The Queen (2020) 94 ALJR 394; Politis v Federal
Commissioner of Taxation [1988] FCA 446; PW v The Queen [2020]
NTCCA 1; R v Tait & Anor [1979] FCA 32; (1979) 46 FLR 386; Salmon v Chute (1994) 94
NTR 1; SKA v The Queen [2011] HCA 13; (2011) 243 CLR 400; The Queen v Dookheea
[2017] HCA 36; (2017) 347 ALR 529; The Queen v WJM [2004] SASC 345; Thyer v
Appellant: North Australian Aboriginal Justice Agency
Respondent: Office of the Director of Public Prosecutions
NS v Dunne [2021] NTSC 77
(a) Senior Constable Christopher Carter ('Carter') - he spoke with RM on 19 December 2020 while she was at the Hospital (which was recorded on body worn footage), observed that she appeared heavily intoxicated and in pain, had a swollen lip, and was told by her that she had been punched to the lips[1] by the appellant;
(b) Senior Constable First Class Chris Humphries ('Humphries') - he took a statement from RM on 20 December 2020 while she was at the Hospital, in which he recorded that she had been punched to the lips by the appellant, and he took a photograph of RM's face in which she pointed to her swollen lip (both the statement and the photograph were received);
(c) Kate Uillsone - a bystander who assisted RM immediately after the alleged assault and who gave evidence that, when she saw the appellant and RM running across the road, they appeared to have had a fight, and RM appeared distressed, was asking for help and saying she was scared and hurt;
(d) medical records of RM's attendance at the Alice Springs Hospital - in which a Registrar recorded that there had been a verbal argument with RM's partner while he was driving at high speed, that she leapt from the moving car and that he approached her, dragged her along the ground by her hair and punched her in the stomach several times. Another Registrar recorded a history of 'head strike, no LOC...partner punched in stomach';
(i) arrested the appellant on 23 December 2020 (which was recorded on body worn footage, parts of which were received), who denied any wrongdoing; and
(ii) spoke with RM again on 17 February 2021, when she said she had been mistaken or had lied in her statement of 20 December 2020 and the appellant had told her that he had not punched her and that she had hurt herself by hitting her head on the glove box of the car; and
(f) RM - whose oral evidence by in chief and in cross-examination was to the effect that she was not assaulted by the appellant after she jumped out of the car, that she had been drunk when she jumped out of the car, that she had had to ask the appellant whether he had assaulted her because she could not remember, and that he had told her he had not assaulted her.
Appeal ground: Conviction was 'unsafe and unsatisfactory'
(a) RM was very intoxicated at the time, such that she could not remember whether the appellant punched her or not. The hearing Judge failed to give sufficient regard to how that intoxication bore on the veracity and reliability of RM's statements to Police and Hospital staff.
(b) There was significant inconsistency between RM's statements to Hospital staff (that she was dragged by the hair and punched in the stomach) and her statements to Police (that she was punched to the lips).
(c) The evidence about the injury to RM's lips (the photograph and the observations of Humphries and Carter) was insufficient to establish that harm was caused.
(d) RM did not tell Ms Uillsone that the appellant had assaulted her and Ms Uillsone (who is a trained midwife) did not give evidence of any injuries to RM.
(e) RM's statement to Carter recorded on body worn footage that the appellant had punched her to the lips came in response, not to open questions and in her narrative of what occurred, but in response to the question 'any violence?', which was not particularised so as to coincide with the particulars of the alleged offending.
(f) RM's evidence in court was consistently that she was not assaulted by the appellant, the inconsistencies between that evidence and her statements to Police and Hospital staff impugn her credibility in circumstances where there is a credible explanation for why she told Police that she was assaulted (namely she was so intoxicated she could not remember whether the appellant assaulted her and she felt pressured by Police to allege assault), and there is no corroborative medical or other evidence of an assault having occurred.
(a) Ms Uillsone's evidence did not contain any reference to RM's intoxication, notwithstanding that she was asked to describe RM's actions, behaviour and demeanour during their engagement. Further, Ms Uillsone did not mention intoxication when she described RM's physical condition to the 000 dispatcher, including giving an affirmative answer to the question 'is she completely alert?'[29].
(b) The medical records did not contain any reference to RM being intoxicated, and recorded that, whilst she appeared overwhelmed and anxious during a discussion about the risks of having a CT scan whilst pregnant, she was 'lucid, oriented as to person, place and time and able to retain the idea of radiation and to understand the balance of risks between herself and the baby and that ultimately her health supports the child'.
(c) The observations of Humphries on 20 December 2020 were that RM was coherent and volunteered her account of what happened before he had started taking the statement. Further, what is recorded in that statement is consistent with RM's conversation with Carter the night before (as shown on the body worn footage).
Inconsistency between in court evidence and statements to Police
It is a not uncommon occurrence for a victim in proceedings, particularly those involving an alleged assault in the domestic violence context, to recant her or his complaint to police or evidence given in court which would inculpate the alleged offender. It does not follow in such circumstances that a reasonable doubt will necessarily arise, although that may be the finding. The determination of whether a reasonable doubt arises in cases such as this is not to be resolved by conducting a mechanical comparison of the two accounts given by the victim, identifying inconsistency between those accounts, and concluding that reasonable doubt must arise by reason of the inconsistency. Inconsistency of that type will not necessarily yield reasonable doubt even where, as in the present case, the accounts are diametrically opposed.
(a) rejected RM's evidence that she was forced to make the initial statements to Police, or was simply giving Police what they wanted to hear, on the basis of the body worn footage of her discussions with Carter and the evidence of both Carter and Humphries;[50]
(b) rejected RM's evidence that she made the statements to Police because she was intoxicated, on the same basis;[51]
(c) found that RM knew what was in the statement she gave to Humphries and believed it to be true when she said it, on the same basis;[52]
(d) rejected RM's evidence that she jumped out of the car because of an argument with her family, who were not present, and after the appellant, who was being kind to her, asked her not to jump as not being credible and as being inconsistent with the observations of Ms Uillsone;[53]
(e) found that RM was, in her evidence, seeking to put the appellant in a good light and avoid anything which put him in a bad light;[54]
(f) rejected RM's evidence that the appellant left the scene after she jumped from the car because he was scared and worried about her as being illogical and not credible;[55]
(g) accepted RM's evidence that when she went to see the appellant after she left Hospital, he told her to go away because she got him into trouble, and then told her he did not punch her;[56]
(h) found that the reasons RM gave to Carter on 17 February 2021 (when she sought to retract her initial statement) for making the initial statements (that she had lied, got mixed up and did not know) were unconvincing;[57] and
(i) accepted RM's evidence that she loved the appellant, wanted to stay in a relationship with him and did not want him to be in trouble.[58]
[1] The parties were agreed that the relevant passage of the transcript of this footage should be amended to change the word 'hips' as transcribed to 'lips'.
[2] M v The Queen [1994] HCA 63; (1994) 181 CLR 487 at 493 per Mason CJ, Deane, Dawson and Toohey JJ; PW v The Queen [2020] NTCCA 1 at [107]- [108] per Kelly J and Riley AJ.
[3] M v The Queen at 494 per Mason CJ, Deane, Dawson and Toohey JJ.
[8] SKA v The Queen [2011] HCA 13; (2011) 243 CLR 400 at [24] per French CJ, Gummow and Kiefel JJ, endorsed in BCM v The Queen [2013] HCA 48; (2013) 88 ALJR 101 ('BCM') at [31] per Hayne, Crennan, Kiefel, Bell and Keane JJ.
[9] Pell v The Queen (2020) 94 ALJR 394 at [37] per Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ.
[11] Libke v The Queen [2007] HCA 30; (2007) 230 CLR 559 at [113] per Hayne J (Gleeson CJ and Heydon J agreeing). This re-expression has been adopted by intermediate courts of appeal across numerous jurisdictions.
[12] Pell v The Queen at [43]-[45] per Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ.
[13] Gibson v Firth & Harland [2019] NTSC 26 at [27] per Barr J, citing R v Tait & Anor [1979] FCA 32; (1979) 46 FLR 386 and Salmon v Chute [1994] NTSC 21; (1994) 94 NTR 1 at 24-25 per Kearney J.
[14] Thyer v Whittington [2017] NTSC 66 at [23] per Grant CJ, citing Politis v Federal Commissioner of Taxation [1988] FCA 446, and applying the observations to the reasons of the Local Court.
[15] Ibid at [22], citing Bird v Peach [2006] NTCA 7; (2006) 17 NTLR 230 at [13] per Lockhart J.
[16] Carruthers v Griffis [2000] NTSC 11; (2000) 111 A Crim R 477 at [22] per Mildren J.
[17] Ibid, citing Bartusevics v Fisher (1973) 8 SASR 601 per Bright J; Gibson v Firth & Harland at [27] per Barr J, also citing Bartusevics v Fisher.
[34] The hearing Judge erroneously took this to record the presence of an intraoral injury, but was unable to find whether it referred or not to a cut to the lip. The error is therefore immaterial.
[44] Citing BCM. The Court held (at [46]) that, on the essential features of the victim's account of the offences, she was consistent, and (at [47]) that none of the appellant's criticisms of the victim's evidence disclosed inconsistencies of a kind that led, on a review of the whole of the evidence, to a conclusion that it was not open to the jury to convict.
[45] Citing The Queen v WJM [2004] SASC 345. At [71], Doyle CJ (Besanko and White JJ agreeing) held that the first issue is whether there was an inconsistency between the victim's evidence at trial and what she said in her first complaint, the second issue is whether there is an explanation that makes the inconsistency innocuous, and the final issue is the significance of the inconsistency, citing Driscoll v The Queen [1977] HCA 43; (1977) 137 CLR 517 at 536-537 per Gibbs J. At [79], Doyle CJ held that, if the inconsistencies were explicable in a manner that did not provide a basis for them to reflect on the victim's credit, the Judge's error in concluding that the inconsistencies could not be used to impugn the victim's evidence was insignificant.
[46] [2017] NTSC 75 at [61] per Southwood J.
[47] [2020] NTCCA 6 ('Lynch').
[48] In Morluk v Firth, Grant CJ noted (at [39]) the substantive differences between no doubt, fanciful doubt and reasonable doubt, citing The Queen v Dookheea [2017] HCA 36; (2017) 347 ALR 529 at [34]- [36] per Kiefel CJ, Bell, Gageler, Keane, Nettle and Edelman JJ.
[60] Papakosmas v The Queen (1999) 196 CLR 297 at [12]-[21] per Gleeson CJ and Hayne J (Gaudron and Kirby JJ agreeing).
NS
Dunne [2021] NTSC 77
(1973) 8 SASR 601
(2013) 88
ALJR 101
(2006) 17 NTLR 230
(1977) 137 CLR 517
(2007) 230 CLR 559
(1994) 181 CLR 487
(1999) 196
CLR 297
(2020) 94 ALJR 394
(1979) 46 FLR 386
(2011) 243 CLR 400
(2017) 347 ALR 529
(2013) 88 ALJR 101
(1999) 196 CLR 297