[2010] VSCA 284
General information, not legal advice.
Court of Appeal (Vic)
2010-10-27
ASHLEY and WEINBERG JJA
Original judgment source is linked above.
R v Nguyen (Unreported, County Court of Victoria, Judge Rizkalla, 19 December 2008)
Criminal Law - Sentence - Armed robbery, being a prohibited person in possession of a firearm, recklessly placing a person in danger of serious injury and intentionally causing injury - Total effective sentence ten and a half years with non-parole period of eight and a half years - Appellant spent period of 'dead time' in custody before being sentenced for current offences - Whether sentencing judge gave inadequate weight to totality in sentencing synthesis - Appeal allowed - Appellant re-sentenced - Total effective sentence of eight years imprisonment with non-parole period of six years - Appeal decision without precedent value.
1 Duc Tan Nguyen pleaded guilty in the County Court to four offences committed at Springvale on 2 May 2006: armed robbery (count 1); being a prohibited person in possession of a firearm (count 2); recklessly placing a person in danger of serious injury (count 3); and intentionally causing injury (count 4). On 19 December 2008, he was sentenced as follows:
The judge cumulated 1 year of the sentence on count 2, 6 months of the sentence on count 3; 12 months of the sentence on count 4 on each other and on the sentence on count 1. The total effective sentence was thus 10 years and 6 months. The judge fixed a non-parole period of 8 years and 6 months. She made a declaration under s 6AAA of the Sentencing Act 1991 (Vic) that had the appellant not pleaded guilty, and had he been convicted, she would have imposed a total effective sentence of 13 years with a non-parole period of 10 years.
2 Now the appellant appeals by leave against sentence. As finally articulated, he relies upon the following grounds:
(Reasons for Sentence paragraphs 11 - 16).
....
3 Ground 7 was scarcely pursued. Counsel conceded that it depended upon a reading of the judge's sentencing remarks which was probably wrong. I agree with the concession made, and will say nothing more about that ground.
4 The appellant is a man born 21 February 1979. He was thus aged 27 at time of offending, and 29 at time of sentence.
5 There was a female co-offender, Sherrie Hangan. She pleaded guilty to a count of robbery and a count of possessing a drug of dependence.
6 The learned sentencing judge described the circumstances of the offending this way:
7 It is convenient to refer to the judge's description of the police investigation, its aftermath for the appellant, and the way in which her Honour dealt with the issue which arose:
The appellant: his antecedents and prior offending
8 The appellant's life, despite some family dislocation, was apparently without particular complication until about 1990. Then - it was said to have been at a time when his mother became ill - he began to 'go off the rails'.
9 From about age 17, the appellant developed a serious drug problem. He became heroin addicted. He began to offend. His offences were related to his addiction. His offending escalated. The learned sentencing judge described the situation this way:
10 There was a complication in the appellant's personal circumstances which bore upon sentence:
11 The learned judge rightly regarded the appellant's addiction as bearing upon his prospects of rehabilitation. She said this:
12 Other than the matters to which I have already referred, the learned sentencing judge - (1) noted the guilty plea, and accepted that it was one requiring 'some credit in sentence', and allowing 'a reasonable mitigation'; (2) stated that the offences were very serious and required condign punishment, particularly because of the use of a loaded firearm and the violence inflicted on the victim. Thus there was a 'real need for specific and general deterrence'; and (3), stated that 'upon your release you have, whilst on parole, engaged in these offences'.
13 Grounds 1 and 2 can be considered together; and in my opinion, they provide the answer to the appeal.
14 The appellant was taken into custody on 10 May 2006. He was sentenced on 19 December 2008. He had been in custody throughout that period. It was common ground that there was no pre-sentence detention to be brought to account, for he had been in custody either because of reclaimed parole or in respect of sentence imposed for other offences. Particularly, see below, from 10 January 2007 the appellant had been serving reclaimed parole of almost two years - that being part of the sentence passed on 5 September 2001.
15 So-called 'dead time' in the period May 2006 to December 2008 was relevant to totality on a Renzella[2] basis. But it was not the only totality issue, for the impact of the sentence which her Honour was minded to impose needed to be considered in the context of the overall period of continuous custody which the appellant would, or was, thereby likely to serve. The fact that part of that period had been, or would be, served in respect of other offending did not mean that it could be ignored by her Honour.
16 Mr Dickinson, a manager employed by Corrections Victoria, provided a letter to the sentencing court which set out the pertinent facts and their consequences. On the plea, he gave viva voce evidence about the matter. The learned judge made a valiant attempt to understand what he was saying. She was evidently concerned that both she and counsel understood the situation.
17 This Court called for the letter to which I have just referred. As confirmed by counsel for the Crown in this Court,[3] [4] it showed the following: (1) the appellant was sentenced to five years' imprisonment with a three-year non-parole period on 5 September 2001; (2) with allowance for pre-sentence detention, his earliest release date on parole was 30 March 2004; (3) in fact, he was paroled on 15 April 2004. The parole period was thus about two weeks short of two years; (4) the appellant was taken into custody on unrelated matters on 7 February 2005. He was on remand until sentenced to three months' imprisonment in the Magistrates' Court on 16 June that year. No pre-sentence detention was declared for the period 7 February to 16 June 2005; (5) when the three months sentence ended, the appellant was again remanded in custody. He remained in custody between September and December 2005, when he was bailed; (6) the appellant was again remanded in custody in May 2006. He remained in custody until 18 October 2006, at which time he was sentenced, in the County Court, to 27 months' imprisonment with a non-parole period of 15 months. 365 days of pre-sentence detention was declared. It related to the periods February to June 2005, September to December 2005, and May to October 2006; (7) the sentence imposed on 18 October 2006 related to offences committed whilst the appellant was on parole - remembering that his parole in respect of the September 2001 sentence had not yet been cancelled. Thus, the effect of s 16(3B) of the Sentencing Act 1991 was that - absent contrary direction - the sentence was to be served cumulatively on any period of reclaimed parole. There was no contrary direction; (8) on 10 January 2007, the Parole Board cancelled the appellant's parole from 15 April 2004. It gave no direction under s 77(7A) of the Corrections Act 1986 (Vic) - the consequence being that he was given no credit against sentence for the period between April 2004 and February 2005; (9) in the event, allowing for pre-sentence detention, the non-parole portion of the October 2006 sentence ended on 18 January 2007; (10) thereafter, the appellant remained in custody until sentence for the instant offences on 19 December 2008, serving the period of reclaimed parole under the 2001 sentence. By December 2008, he had served almost all of it. What then remained to be served, unless the Parole Board granted the appellant parole, was the 12 month balance of the October 2006 sentence.
18 The present offences were also committed whilst the appellant was on parole - because his parole in respect of the 2001 sentences was not cancelled until January 2007. Thus, unless the judge otherwise ordered, the sentence which she imposed was required by s 16(3B) to be cumulated upon the remaining fragment of the 2001 parole period, but not upon the potential parole period arising from the October 2006 sentence. That is so although the latter period would not end, if parole was not granted, until January 2010.
19 Further, the effect of s 15 of the Sentencing Act was that when her Honour sentenced the appellant, the non-parole period which she fixed had to be served first of all. Then there would fall to be served (subject to grant of parole) the balance of the terms fixed by the October 2006 sentence (12 months) and by her Honour's disposition (two years). In fact, because there was no presumed - or order for -cumulation, that meant an additional two, not three, years. So, standing as at date of sentence by her Honour, the appellant had been in continuous custody for about two and a half years, and he would certainly remain in custody for another eight and a half years. Then there would be the prospect (though not the certainty) of a further two years in custody. Subject to grant of parole in that two-year period, there was thus the certainty of 11 - and the prospect of 13 - years of continuous custody.
20 It could not sensibly be concluded, in light of her Honour's careful attention to the evidence of Mr Dickinson, and her references to totality, that she failed altogether to consider the implications of 'dead time' - at least in respect of the period between January 2007 and date of sentence - when sentencing the appellant. So much is clear also from her discussion of the import of the witness's evidence with counsel shortly before she passed sentence. But I respectfully consider that her Honour did not address what I have identified as the second totality issue; or at least that her consideration of that issue failed to correctly identify, in all respects, the applicable sentencing regime in the circumstances of the case. For in the discussion with counsel which immediately preceded her sentencing the appellant, she said this:
He has already served the fixed non-parole period of that cumulated sentence ... . So the effect of that seems to me to be that any sentence I impose, the non-parole period will commence from today. He will then serve the unexpired parole. Subject to the Parole Board discretion, he will then go on to be considered for release within that period of either the unexpired parole or the new parole period. Either way, on that scenario and on the Court of Appeal decision in R v Piacentino, I have to look at the totality considering the unexpired non-parole period, as though he were to serve all of that, because it has been called in, he has in effect served it in combination with another sentence and will go back to serve it once he has served my minimum unless a decision is taken otherwise.
21 But whatever criticisms can be made of the learned judge's consideration of totality, the question in the end is whether a head sentence of ten and a half years, bearing in mind dead time, and bearing in mind the prospect that the appellant would have to serve every day of his sentence in custody, leads to the conclusion that her Honour gave inadequate weight to totality in the sentencing synthesis.
22 There is no point in using extremes of language in order to describe and condemn the appellant's offending. This was, simply, a very bad instance of armed robbery, and it was accompanied by personal violence which left the victim considerably injured and fearful. The offending merited stern punishment, despite the matters urged in mitigation.
23 But the matters relied upon in mitigation were of substance. Apart from matters personal to the appellant (including his recently diagnosed psychosis), and his plea of guilty, importantly there was the fact that he had been seriously and repeatedly assaulted over a period of hours by investigating police officers; and that he assisted the Office of Police Integrity in its pursuit of the officers involved - a pursuit which culminated in criminal proceedings being brought against them. The fact that the former officers - I say 'former', because all of them had resigned by the time they were brought before the court - ultimately pleaded guilty does not detract from the appellant's preparedness to give evidence against them. Counsel for the Crown was entirely justified in submitting - contrary to the submissions for the Crown below - that the two matters last-mentioned warranted a significant discount in sentence. The language used by the learned judge below in describing their significance for sentencing purposes shows, in my opinion, that she underweighed them.
24 Further, given the limited utility of sentencing statistics,[5] it is clear enough that the sentence which the judge imposed on count 1, comparatively, was extremely high. The judge had to take into account the maximum penalty for the offence. But consistency of sentencing was also a very important sentencing consideration.
25 As presently advised, I would conclude that the sentence which the learned judge imposed on count 1 and the cumulation orders which she made in respect of counts 2 and 3 merit the description 'manifest excess'. But the matter need not be decided because I am satisfied that the result produced by her Honour's sentence offended totality. A sentence which resulted in at least 11, and prospectively 13 years, of continuous custody was unjustifiable.
26 Before outlining the sentence which I propose, I should make three points in anticipation. First, counsel for the appellant tendered, without objection, a bundle of material bearing upon his client's progress since sentence. The material shows that the appellant - (1) has successfully undertaken a considerable number of courses that should be of use when he is released; (2) has tested negative to drugs on repeated urine samples; and (3) has successfully taken on the important role of 'prisoner listener'. This material suggests that he has better prospects for rehabilitation than the circumstances before the learned judge below suggested was the case. The material further shows that the appellant's paranoid schizophrenia has responded to medication, but that he lacks insight, and at times has (unwisely) sought to reduce or cease medication.
27 Second, counsel conceded that there was no bar to his client having been convicted and sentenced on counts 1 and 2. His complaint was about the order for cumulation. In my opinion, the point was well-made. I intend to reflect it in the sentence which I propose.
28 Third, I consider that there was so much factual connection between the circumstances of counts 1 and 3 that there should be no cumulation of sentence on count 3.
29 I propose that the appeal be allowed and that the appellant be re-sentenced as follows:
I would cumulate 6 months of the sentence on count 2 and 1 year of the sentence on count 4 on each other and on the sentence on count 1. The total effective sentence would be 8 years' imprisonment. I would fix a non-parole period of 6 years.
30 I would declare that if the appellant had pleaded not guilty, then in the event of him having been found guilty I would have sentenced him to a total of 10 years' imprisonment with a non-parole period of 8 years.
31 So that there is no room for misunderstanding, this should be understood: the
sentence which I propose means that the appellant will spend not less than 8 years and 6 months in continuous custody; and prospectively 10 years and 6 months.
32 My reasons involve no novel principle nor the extension or qualification of established principle. They are without precedent value.
33 I agree that both grounds 1 and 2 should succeed. When one has regard to 'dead time' (for which no allowance is made) there is a distinct possibility, absent intervention by this Court, that the appellant will serve some 13 years' imprisonment for his involvement in these offences. He will have been in custody from May 2006, until perhaps 2019. Appalling as his criminality undoubtedly was, appropriate regard must be had to the principle of totality. In my opinion, that requires an adjustment to his sentence as proposed by Ashley JA.
[1] That is, the police assaults. My footnote.
[2] R v Renzella [1997] 2 VR 88.
[3] The author of the letter attended Court, and provided relevant instructions.
[4] Counsel for the appellant also agreed with the synopsis following.
[5] Particularly, statistics which do not differentiate, on the one hand, between circumstances fitting, at least broadly, the circumstances of the instant case and, on the other hand, all instances of the particular offence.
Nguyen
The Queen [2010] VSCA 284