[2023] VSCA 22
General information, not legal advice.
Court of Appeal (Vic)
2023-02-22
Beach JA, MacAulay JA
Original judgment source is linked above.
[2023] VSCA 22
DPP v Newton (a pseudonym) (Unreported, County Court of Victoria, Judge Dean, 23 March 2022)
CRIMINAL LAW - Appeal - Sentence - Incest (3 charges), indecent act with a child (2 charges) and sexual penetration of a step-child (2 charges) - TES of 14 years, with NPP of 10 years - Manifest excess - Whether sentences manifestly excessive - Sentences not manifestly excessive - Childhood disadvantage - Whether childhood deprivation reduced appellant's moral culpability - Whether sentencing judge erred in not applying principles in Bugmy v The Queen [2013] HCA 37; (2013) 249 CLR 571 - Judge erred in not concluding that appellant's moral culpability was reduced by childhood deprivation - Appeal allowed - Appellant re-sentenced to TES of 12 years and 6 months, with NPP of 8 years and 6 months.
Bugmy v The Queen [2013] HCA 37; (2013) 249 CLR 571 applied; DPP v Terrick [2009] VSCA 220; (2009) 24 VR 457, DPP v Herrmann [2021] VSCA 160 and Sabbatucci v The Queen [2021] VSCA 340 referred to.
The gravity of this offending cannot, in my opinion, be overstated. In a gross breach of the trust placed in you by two young boys and their hardworking mother, you preyed upon them over a period of 14 years to satisfy your criminal sexual urges. Your offending in relation to your eldest stepson occurred when he was aged between eight and 10 years. Your offending in relation to your younger victim began when he was just nine years old and continued until he was 16.
The acts performed by you were of the utmost seriousness and in my opinion, all of the charges you have pleaded guilty to are correspondingly serious examples of these offences.[12]
Offending of this nature threatens the fundamental foundations upon which a secure and healthy society is built; this sentence must be calculated to protect children and their parents from predators like you.
This court must unequivocally state that conviction for offending of this grave nature will be met with the imposition of a very substantial term of imprisonment.
Furthermore, in my opinion, specific deterrence is a prominent sentencing consideration in this case. You have been diagnosed as suffering from paedophilic disorder, and you are a moderate to high risk of reoffending.
Your offending concerned two victims, was protracted and, as I have said, involved acts of criminal sexual penetration of the utmost seriousness. For this offending, you will also be punished, and your conduct denounced by this Court on behalf of the community.[14]
You were born in 1980 and are now aged 41. You are the only child of your parents' relationship, and you have the continuing support of your father, who attended the court proceedings and provided a helpful reference in relation to your formative years.
You parents separated when you were three years old, and your mother re-partnered with a man who was violent towards you, your mother, and other family members. This abuse was compounded by your delayed personal development, and you struggled at school and socially. You developed a speech impediment which was, however, successfully treated with appropriate speech therapy. Your schooling was, to some degree, disrupted by the family moving house, and you left high school having completed Year 9.
I accept that the abuse you suffered at the hands of your stepfather had a detrimental and traumatic impact upon you, although you did not suffer sexual abuse in your formative years. However, it also appears that the trauma you suffered did not lead to disciplinary problems at school and following leaving school you trained as a bricklayer, and then worked in a number of semiskilled occupations.
Apart from a period of WorkCover following a back injury, you have been in full employment since the age of 15. You abused alcohol in your early 20s, although this was on a monthly basis, and you also abused cannabis and some stimulants during this period, but you have not been treated for any substance abuse disorder.
In my opinion, your background and formative years cannot be described as profoundly traumatic or significantly disadvantaged. Rather, your childhood was disrupted, but this is not an uncommon experience for many people growing up.
...
Whilst it would appear that your social development was to some degree impaired by your disrupted childhood, in my opinion there is no basis for the principles enunciated by the High Court of Australia in Bugmy v The Queen [2013] HCA 37 to be engaged in your case.
Your background was not one of significant childhood deprivation, as that term is properly understood and since leaving school you have been able to live a relatively stable life. Furthermore, there is nothing in your background that can be realistically linked to your offending behaviour.[15]
Ground 1: the appellant's childhood disadvantage
Ground 1: the appellant's childhood disadvantage
The circumstance that an offender has been raised in a community surrounded by alcohol abuse and violence may mitigate the sentence because his or her moral culpability is likely to be less than the culpability of an offender whose formative years have not been marred in that way.[31]
And the second, more specific way, was expressed in these terms:
An offender's childhood exposure to extreme violence and alcohol abuse may explain the offender's recourse to violence when frustrated such that the offender's moral culpability for the inability to control that impulse may be substantially reduced. However, the inability to control the violent response to frustration may increase the importance of protecting the community from the offender.[32]
Whether, and to what extent, social disadvantage warrants a reduction in moral culpability in a particular case falls to be assessed by reference to the nature and circumstances of the offence, the nature and severity of the disadvantage suffered and whether the effects of the disadvantage can be seen to be in any way explanatory of the offending.[34]
An offender's background may explain the offending conduct, though whether it provides an excuse is a separate question. Background circumstances may affect the assessment of moral culpability and in addition (or in the alternative) may require some moderation of general or specific deterrence or the need for denunciation or may bear upon prospects of rehabilitation.[37]
[T]he physical abuse consisted of being punched, thrown against walls and generally manhandled. It occurred frequently (approximately weekly) from a young age up until he was about 16 years old and could defend himself. His stepfather was a school principal of solid build and an alcoholic who would drink heavily every night. He would verbally and physically abuse his mother.
Over the course of approximately 14 years, [the appellant] engaged in repeated acts of penetrative and non-penetrative sexual contact with his stepchildren. He found the conduct sexually gratifying and persisted with it despite an awareness of its wrongfulness. His behaviour was underpinned by a range of distortions (perceiving the victims to be willing participants who enjoyed the contact and downplaying any indications of distress on their part) and was founded on a fundamentally erroneous view of the psychosexual development of young people, a distorted understanding of familial interactions and a lack of understanding of interpersonal 'boundaries' more generally. These issues point to severe psychosexual deviance which underpinned [the appellant's] offending conduct.
[1] To ensure that there is no possibility of identification, this judgment has been anonymised by the adoption of a pseudonym in place of the name of the appellant.
[2] Contrary to s 44(2) of the Crimes Act 1958, as amended by the Crimes (Sexual Offences) Act 1991.
[3] Contrary to s 47(1) of the Crimes Act 1958, as amended by the Crimes (Sexual Offences) Act 2006.
[4] Contrary to s 50D(1) of the Crimes Act 1958, as amended by the Crimes Amendment (Sexual Offences) Act 2016.
[5] Newton (a pseudonym) v The Queen (Unreported, Court of Appeal, T Forrest JA, 22 August 2022) ('Leave Reasons').
[6] Leave to appeal was refused in relation to proposed ground 2 which complained that the judge 'erred in consideration of the appellant's cognitive function': Leave Reasons [46]-[47].
[7] DPP v Newton (a pseudonym) (Unreported, County Court of Victoria, Judge Dean, 23 March 2022), [2] ('Sentencing Reasons').
[15] Ibid [26]-[30], [32]-[33].
[27] [2013] HCA 37; (2013) 249 CLR 571 ('Bugmy').
[28] [2021] VSCA 300 (Niall and Walker JJA) ('Boxer').
[29] [2021] VSCA 340 (Maxwell P and Emerton JA) ('Sabbatucci').
[30] See also DPP v Herrmann [2021] VSCA 160, [36]-[46] (Maxwell P, Kaye, Niall, T Forrest and Emerton JJA) ('Herrmann').
[31] Bugmy [2013] HCA 37; (2013) 249 CLR 571, 594 [40].
[34] Sabbatucci [2021] VSCA 340, [6].
[35] [2009] VSCA 220; (2009) 24 VR 457 (Maxwell P, Redlich JA and Robson AJA) ('Terrick'), cited with approval in Bui v The Queen [2015] VSCA 313, [44] (Redlich and Whelan JJA). See also Sabbatucci [2021] VSCA 340, [23], n 11.
[36] Terrick [2009] VSCA 220; (2009) 24 VR 457, 468 [46].
[37] Ibid 469 [47] (citations omitted).
[42] See Terrick [2009] VSCA 220; (2009) 24 VR 457, 468 [46].
[43] See s 281(1) of the Criminal Procedure Act 2009.
[45] Clarkson v The Queen [2011] VSCA 157; (2011) 32 VR 361, 384 [89].
Newton (a pseudonym)
The King [2023] VSCA 22
(2011) 32 VR 361
(2013) 249 CLR 571
(2009) 24 VR 457
(2007) 16 VR 269