(a) that is not specifically about the applicant or another person and is just about a class of persons of which the applicant or other person is a member; or
(b) that the applicant gave for the purpose of the application; or
(c) that is non‑disclosable information."
11 Allsop J has set out the factual background to the s 424A issues. It is sufficient for my purposes simply to outline some additional matters that seem to me to be relevant in resolving these issues.
12 Dealing firstly with Dr Nair's report, it appears that an issue arose at the Tribunal hearing as to how the appellant might react if returned to Iran. In particular it was submitted on his behalf that he might retaliate during a confrontation with Iranian authorities. It was suggested that, if put under pressure, while being questioned, he would be likely to become agitated to such a degree that he might seem threatening to the authorities. It was also suggested that if he were in a confrontational situation, he would be likely to "express his views against the regime …". It was submitted that this might lead to his being imputed with an anti-regime opinion.
13 As a result of these submissions, and apparently at the behest of the Tribunal, the appellant's advisors, the Refugee Advice and Casework Service (Aust) Inc, wrote to the Tribunal on 18 November 2004 asking it to obtain Dr Nair's assessment in relation to the following questions:
· "How do you think [appellant's name] would react if he were returned to Iran?
· If placed under pressure by Iranian authorities (such as interrogation), how do you believe [appellant's name] would respond?"
14 These questions were obviously formulated with some care by the appellant's advisors. They reflected the submission that had been advanced, without evidence to support it, that there was a particular risk associated with the appellant's mental state that might cause him to engage in an attack upon the regime if questioned in a confrontational manner by the Iranian authorities.
15 On 19 November 2004, the Tribunal wrote to Dr Nair. However, it altered the questions formulated on behalf of the appellant, and substituted a more general question:
"How likely would [appellant's name] be to act appropriately (that is, to act with moderation, in his own best interests) in a stressful or confrontational situation?"
16 The Tribunal's question was less direct, and much less helpful in informing Dr Nair of the precise matter regarding which his views were being sought, than the two questions formulated by the appellant's advisors. It elicited from Dr Nair a response dated 23 November 2004 which was couched in general terms, and merely spoke of the appellant's general psychological condition, and his ability to cope with any stressful situation. Not surprisingly, Dr Nair's response did not address the second of the two questions that had concerned the appellant's advisors when they wrote to the Tribunal on 18 November 2004.
17 On 23 November 2004, the Tribunal wrote to the appellant's advisors providing them with a copy of Dr Nair's response for their information. In its letter to the advisors, the Tribunal noted that it had taken account of the questions that the appellant's advisors had suggested be put to Dr Nair, but "decided to ask a more general question which would incorporate the situation raised by those questions".
18 On 26 November 2004, the Tribunal sent the appellant's advisors a letter which plainly purported to satisfy the requirements of s 424A. The letter referred to a number of matters that had been discussed at the hearing, but made no mention whatever of Dr Nair's report.
19 On 10 December 2004, the appellant's advisors made written submissions on behalf of the appellant, and responded to the matters raised in the Tribunal's letter of 26 November 2004. In their 14 page submission, they referred to Dr Nair's report, and reiterated the argument which they had earlier advanced, that faced with interrogation the appellant was likely to become agitated and say something, or act in a manner, that would expose him to serious harm on the basis of an imputed political opinion.
20 In its reasons for decision, the Tribunal observed that there was no recent evidence to suggest that the appellant was "still physically violent". However, it accepted that his behaviour might deteriorate on his return to Iran.
21 The Tribunal then said:
"As to whether he might be imputed with a political opinion as a result, it was further argued that, if he were in a confrontational situation, he would be likely to "express his views against the regime …". However Dr. Nair's report of 23 November 2004 does not state that he might react in this way and, in light of my other findings about his past political activity, I cannot be satisfied that he might."
(Emphasis added)
22 In the judgment below (NBKS v Minister for Immigration and Multicultural and Indigenous Affairs [2005] FCA 1554), the primary judge rejected the appellant's submission that the Tribunal had been obliged, under s 424A, to invite comment as to what significance, if any, should be attached to Dr Nair's failure to state that the appellant might express views critical of the regime if put in a confrontational situation. His Honour accepted the Minister's submission that the Tribunal's failure to refer to what Dr Nair did not say did not contravene the section because Dr Nair's omission did not constitute "information" in the relevant sense. The primary judge went on to say that, even if he was wrong about that, the fact that the Tribunal had provided the appellant's advisors with a copy of Dr Nair's entire report meant that the requirements of the section had been met. He noted that the advisors had not, at any stage, repeated their earlier request that Dr Nair be asked to comment specifically upon how the appellant might react if closely questioned by the Iranian authorities.
23 Put simply, the primary judge considered that the reason Dr Nair had not addressed the second of the two questions formulated by the appellant's advisors was perfectly obvious. That question had never been put to Dr Nair for his consideration. It was therefore clear why he had not addressed it. His Honour said that the Tribunal was not obliged by s 424A to provide particulars of what in any event was obvious.
24 The primary judge was satisfied that the appellant had the opportunity to comment on the lacuna in the report. Quite plainly something could have been said regarding that matter in the submission made on behalf of the appellant after his advisors were provided with a copy of the report. However, it is significant that his Honour then added (at [43]):
"I accept that there is a troubling curiosity about the Tribunal failing to act on the request of the applicant's representatives that Dr Nair specifically address the likely conduct of the applicant were he to return to Iran and confronted by the authorities, and then point to the failure of the report to address that question as supporting its view that the applicant would not react as his representative submitted. However that is not the point raised and if it were, then the characterisation of any potential jurisdictional error would be problematic particularly in circumstances where the Tribunal has found, as matter of fact, that the applicant had not engaged in political activities before leaving Iran as he had claimed."
25 His Honour plainly had grave reservations regarding the Tribunal's reasoning on this point. However, he was not persuaded that mere doubtful logic amounted to a breach of s 424A.
26 On the appeal to this Court, Allsop J is of the view that the absence of any statement in Dr Nair's report regarding the likely behaviour of the appellant in a confrontational situation was not treated by the Tribunal merely as a "gap", but as implicitly probative of the psychologist's view that there was no such danger. As his Honour observes, if the form of Dr Nair's report, including what it did not say, did not have this significance for the Tribunal there would have been no point in mentioning it.
27 Allsop J is of the opinion that the Tribunal's use of the omission in Dr Nair's report was "information" that should have been the subject of a letter in compliance with s 424A. His Honour considers that the Tribunal's failure to comply with the strict requirements of that section is fatal, and that jurisdictional error has therefore been established.
28 In my opinion, Allsop J is correct.
29 The problem in this case stems from the Tribunal's belief that the "more general question" which it formulated encompassed within it, with sufficient specificity, the two questions posited by the appellant's advisors.
30 In my opinion, the "more general question" did no such thing. It instead diverted attention from the critical issue, and invited the more general response that it elicited.
31 In SZEEU v Minister for Immigration and Multicultural and Indigenous Affairs (2006) 150 FCR 214, I commented upon some of the difficulties associated with the use of the term "information" in s 424A.
32 One such difficulty is that there is no uniformity in the case law as to whether the term "information" in s 424A is confined to positive statements of fact, or whether as more recent judgments suggest, it can encompass omissions.
33 In VAF v Minister for Immigration and Multicultural and Indigenous Affairs (2004) 206 ALR 471, it was suggested by Finn and Stone JJ (at [24]) that the term "information", in s 424A, did not extend to "identified gaps, defects or lack of detail or specificity in evidence".
34 In SZECF v Minister for Immigration and Multicultural and Indigenous Affairs [2005] FCA 1200, Allsop J analysed VAF with some care. His Honour explained why the joint judgment of Finn and Stone JJ should not be understood as rejecting absolutely the notion that an omission could constitute "information".
35 In SZEEU,Allsop J reiterated what he had earlier said in SZECF. His Honour stated that it was necessary to exercise care in applying what was said in VAF by Finn and Stone JJ. He did not see their Honours' joint judgment as requiring a formalistic analysis of information such as prior statements depending upon whether its or their relevance was from the text or from the absence of text. I agreed with his Honour.
36 In SZGGT v Minister for Immigration & Multicultural & Indigenous Affairs [2006] FCA 435, Rares J agreed with the reasoning of Allsop J in both SZECF and SZEEU. His Honour said (at [72]):
"The later provision of some material fact to support a claim is often, if not usually, able to be characterized as an 'omission' from the initial claim only because the initial claim conveys a representation, by implication or inference, that it is itself a complete account. And, in such a case it will be that latter representation which, in my opinion, is 'information that the Tribunal considers would be the reason, or part of the reason, for affirming the decision which is under review' within the meaning of s 424A(1)(a)."
37 In SZGDB v Minister for Immigration & Multicultural & Indigenous Affairs [2006] FCA 431 (delivered on the same date as SZGGT), Rares J again expressed agreement with Allsop J. His Honour accepted that "information" in the context of s 424A could include what the appellant himself failed to mention, as well as what he positively asserted.
38 To the same effect is SZCNP v Minister for Immigration and Multicultural Affairs [2006] FCA 1140. There Tamberlin J rejected a submission on behalf of the Minister that the term "information" in s 424A did not encompass a failure to mention a matter to the Tribunal. His Honour noted that in the instant case the matters raised in the original application had been used by the Tribunal to suggest recent invention by the appellant. That meant that the Tribunal used the omission in a way that went beyond "mere omissions" in the sequence of facts presented by the appellant. This amounted to a positive use of information, as opposed to an observation made in relation to a failure to give information or make a claim.
39 It seems to me that each case must depend upon its own particular circumstances. There is no reason in principle why an omission (which the Tribunal views as important, and which is plainly adverse to the applicant's case) should be treated any differently, when it comes to s 424A, than a positive statement. That is particularly so when, as the Tribunal seems to have done here, it treats the omission as though it provides implicit support for a positive assertion that is detrimental to an applicant's case. It makes no difference whether the omission is to be found in a prior statement of an applicant or, as in this case, in a statement provided by a third party.
40 It is true that the Tribunal provided the appellant with a copy of Dr Nair's report, and with a letter detailing the question that it had posed for consideration. However, in the Tribunal's mind, the critical aspect of that report was not what it said, but rather what it did not say. The reason that Dr Nair's report was silent as to that aspect was simply that he was not asked the critical question.
41 I accept that the appellant's advisors are likely to have understood that Dr Nair did not address the second of the two questions which they themselves had formulated because the Tribunal, in its wisdom, had not specifically posed that question. What they are not likely to have appreciated, however, was that the Tribunal would then use Dr Nair's failure to support the confrontation argument as a basis for concluding that he rejected that argument. Indeed, the failure to invite comment upon this point in the s 424A letter might very well have led them to the opposite conclusion.
42 If, contrary to my view, the Tribunal did comply with s 424A(1)(a) when it provided the report of Dr Nair to the appellant's advisors it still did not comply with s 424A(1)(b). It did not ensure that, so far as reasonably practicable, the appellant understood why the omission from Dr Nair's report was relevant to the decision under review. Section 424A(1)(b) is no less important in the overall scheme of s 424A than s 424A(1)(a). Self-evidently, the Tribunal also did not comply with s 424A(1)(c).
43 In relation to the second s 424A issue, I also agree with Allsop J that the Tribunal failed to comply with that section by not informing the appellant of the fact that it had conducted internet searches, which, it appeared, had revealed no internet sites containing his name. In my opinion, that fact constituted "information" within the meaning of s 424A.
44 The primary judge said (at [46]):
"On the present state of the authorities, the Tribunal almost certainly should have provided this "information" to the applicant if it was the reason or formed part of the reason for its decision. However counsel for the Minister submitted it was not of that character. In my opinion, this submission is correct. The central question raised on behalf of the applicant and addressed by the Tribunal was whether the applicant's history in Australia would become known to the Iranian authorities with the result that the applicant would be imputed with a particular political opinion critical of the regime in Iran. The Tribunal answered that question by pointing out that the AAT's decision recorded the applicant as not being a "witness of credit" and that there were "serious questions about the veracity of the refugee claim" made by him in India. Its rejection of this aspect of the applicant's claim (that the AAT decision would result in imputed opinions on his return) rested on what the AAT said, and not whether what the AAT said was readily available on the Internet."
(Emphasis added)
45 Once again, put simply, his Honour concluded that the fact that the Tribunal had carried out the internet searches, and had not located any reference to the appellant's name, did not form part of the reason for the Tribunal's decision. It must be remembered, however, that the Tribunal carried out these searches in response to an argument on behalf of the appellant that he would be exposed to danger if he were returned to Iran because of what he had said about the regime during the course of the AAT hearings into his refugee status held some years earlier. The fact that the AAT regarded the appellant as a person of little or no credibility would not avoid that risk, if the Iranian authorities could, in some way, gain access to the earlier AAT decision. Indeed, the risk to the appellant might be significant even if those authorities knew nothing more than that he had made claims to refugee status, thereby at least by implication, impugning the Iranian state.
46 It follows, as Allsop J has concluded, that the appellant ought to have been invited to comment upon the Tribunal's internet searches. The Tribunal regarded the fact that those searches had been conducted, and had not resulted in the appellant's name being discovered, as one reason for rejecting this particular limb of the appellant's case. As such, and in accordance with SZEEU,the searches, and the results obtained, formed part of the reason for its decision. This ground of appeal must also succeed.
47 It also follows that I agree with Allsop J that the appeal must be allowed with costs.