[2003] VSCA 21
General information, not legal advice.
Court of Appeal (Vic)
2003-03-21
WINNEKE, P., PHILLIPS and BATT, JJ.A.
Original judgment source is linked above.
[ 2003] VSCA 21
Damages - Personal injuries - Jury action governed by s.93 of Transport Accident Act - Jury's verdict delivered in two components (pain and suffering and pecuniary loss) - Whether verdict manifestly inadequate - Whether components of verdict inconsistent with one another - Appeal dismissed.
Practice and procedure - Trial judge forwarding report to Court of Appeal expressing concern about jury's verdict - Power of Court to call for report from trial judge - Circumstances in which power may be exercised discussed. Rule 64.22 (4) and (5) of Supreme Court (General Civil Procedure) Rules 1996.
(a) The claim of "erectile dysfunction". The appellant said it started soon after the accident and that he complained of it to his doctor. The evidence disclosed that the first mention of it was in 1999; yet in October 1998 he had denied any sexual dysfunction to a consultant psychiatrist, Dr. Ivers; and in April of the same year had told a general surgeon, Mr. Maling, that he had "no sexual incompetence".
(b) As to the claim of "bowel incontinence" occurring soon after the accident, there had been no recorded mention of this until February 1999.
(c) Whilst on the "serious injury" application in May 2001 he swore that he had never worked as a barrier attendant after the accident, he agreed at the trial, when records were put to him, that he had done so on 14 occasions and admitted that, on the "serious injury" application five months before, he had given false evidence on oath.
(d) He agreed that he had failed to declare his income in respect of trackwork for some 17 years; and said that he did not know that he had to. The amount undeclared was in excess of $15,000 per annum or, in total, well over $200,000.
(e) It was suggested that he had lied about his relationship with his girlfriend Kerry Ellis. She said that they had resumed their relationship in December 2000 and that they were living together. He told Dr. Weissman, a consultant psychiatrist, in May 2001 that he had not been in a relationship since January 2000; and in April 2001 had told Dr. Ivers that he "had no contact with Kerry".
(f) The appellant said that he was in pain "soon after" the accident and immediately rang his doctor. The doctor's notes suggest that he claimed no specific injury in the accident but woke the next morning with pain.
(g) There was no record of the appellant telling any doctor of the peculiar "fitting spasms" which he claimed to have occurred where his whole body shook and his legs slammed on the floor. Mr. Maling, his surgeon, thought the explanation "bizarre" and could attribute no medical reason for it.
(h) He had failed to tell his doctors of his previous accidents. He admitted in cross-examination he had had five falls from horses in some of which he had injured his back. He had also had an injury to his back shortly before the motor car accident whilst working at Nestles.
(j) He told Dr. Weissman in January 2000 that he "wakes up at 6 a.m. and goes for an hour walk"; yet in April 2001, he told Mr. Maling that he could only walk for 10 minutes.
(k) He said that he was doing "lots of trackwork" for the trainer "Jocka" Bailey right up until the accident. Bailey told the court that, after the appellant started work at Nestles in 1992, he only saw him on "an occasional basis" and that the appellant had not been riding for him at all for some months before the accident. The appellant had surrendered his jockey's licence in 1993.
(i) The jury's assessment as to damages was manifestly inadequate, and against the evidence and the weight of the evidence.
(ii) The jury's verdicts with respect to pain and suffering damages and pecuniary loss damages are mutually inconsistent and indicate error on the part of the jury; particularly in its assessment of pain and suffering damages in the sum of $15,000.
(iii) The trial judge erred when re-directing the jury in response to a jury question when he said:
"... on the one hand you have Mr. Dooley suggesting that nothing had happened in the accident which could explain the symptoms to date ... "
and in failing to further re-direct as to the evidence of Mr. Dooley.
"there is no rational basis that exists for the pain and suffering verdict".
"Well ... I thought the injury involved damage to the musculo-ligamentous structures to the lower back and, probably, an aggravation of pre-existing underlying degenerative disc disease with a possible small prolapse to the right side. Now, if we use our experience of treating patients with disc prolapses, and certainly by 12 months post injury, ... their initial intense pain has improved. They would probably still note some intermittent back ache with activity, with heavy activity, bending and lifting. But, overall, the vast majority of working age would have returned to normal employment, normal leisure activities, normal domestic activities ... ."
As time went by, and following further examinations and MRI scan, Dooley's opinion remained the same. There was simply no evidence of nerve root compression which could justify the complaints. As he put it:
"Clinical examination reveals a restriction of flexion of the lumbar spine greater than I would expect to see for the injury sustained. There are objective clinical signs consistent with abnormal illness behaviour ... . I believe that [the appellant] has developed a chronic pain syndrome in which the constancy and intensity of his pain are greater than one would expect to see for the injuries sustained."
Mr. Dooley explained the "abnormal illness behaviour" by reference to the appellant's responses to physical examination. The appellant walked without a limp and "looked well". But whilst professing, upon formal examination, not to be able to flex his spine beyond 10 degrees, he could nevertheless sit down without discomfort during an interview. There were also signs of "abnormality" in the "straight leg raising tests". According to Mr. Dooley the "pain syndrome" developed by the appellant appeared to involve a "psychological reaction" to his injury but, as Mr. Dooley said:
"Whilst this part of it is involuntary, there is no doubt in my mind that there is a voluntary component to its continuation with time."
"From the orthopaedic viewpoint [the appellant] is capable of being more active in his everyday life. His ... examinations reveal no evidence of neurological deficit affecting the lower limbs. X-ray investigation, including MRI scan, does show evidence of disc degeneration involving the lowest two lumbar levels of the spine, but this is not an unusual feature in a man entering his mid 40's. There is no evidence of nerve root compression to explain the complaints of constant persistent lower limb pain and paraesthesia ... ."
Mr. Dooley also rejected the claim that the professed bowel incontinence, penile erectile dysfunction and back spasms were in any way related to the appellant's motor accident. He further expressed the opinion that the appellant should have been able to, and would have benefited from, a resumption of light duties at Nestles.
"If you concluded that the plaintiff did have wear and tear on his spine over the years prior to the accident, then you'd need to consider whether that had produced any of the symptoms of pain or disability, or whether it had caused him to stop work prior to the motor vehicle accident, and whether he would have continued work but for the motor vehicle accident into the future. I said that in this case the issue seems to be whether the plaintiff is suffering pain and disability at all that he's claiming to be suffering. On the one hand, you have Mr. Dooley suggesting that nothing had happened in the accident which could explain the symptoms today, and on the other hand you had Mr. Maling and Dr. Philpot saying that the symptoms are both consistent, and are consistent with objective findings which have been made on the x-rays, and M.R.I. etcetera." (my emphasis).
"I am not so sure that my cryptic summary there is not a fair statement of what the position is."
Mr. Tobin submitted to this Court that a failure to re-direct meant that the jury were left with an impression that, if they preferred Mr. Dooley, there was no explanation for ongoing symptoms, and the appellant would thus have no entitlement to damages for symptoms and incapacity persisting at time of trial and beyond.
Civil Procedure Rules suggests that the power has been largely confined to circumstances where the material before the Court is insufficient to enable it to decide the issues raised on the appeal[4]. The impetus for this confined construction of the power in paragraph (5) probably stems from the fact that, in earlier versions of the Rules, the power was combined with and subsidiary to the power expressed in paragraph (4) which empowers the Court to have regard to verified notes, and other evidence or materials, where any question arises as to a matter occurring in the court of first instance. Nevertheless, it should not be thought that I am intending to confine the Court's power to call for, and act upon, a report from the trial judge to the circumstances to which I have referred. The extent of that power will have to be determined on a case by case basis. It may happen that events ostensibly impinging on the fairness of a trial will become known to the trial judge after a trial has concluded. I would only say that, if such circumstances do occur, it would be preferable for the trial judge to refer the matter to the parties, or their counsel, so that they may decide whether to approach the appellate court with the request that a report be called for. However, for the purposes of this case, it is enough to say that the contents of the judge's report cannot relevantly affect the disposition of this appeal.
[1] Australian Iron & Steel Ltd. v. Greenwood [1962] HCA 42; (1962) 107 C.L.R. 308 at 311; Taylor v. Miller [1969] VicRp 120; [1969] V.R. 987 at 996_; Abdul-Massih v. Abdul-Massih_ [2001] V.S.C.A. 231 at [1], [2] and [29].
[2] cf. Abdul-Massih v. Abdul-Massih, supra.
[3] Rule 64.23 (2) of the Supreme Court (General Civil Procedure) Rules 1996.
[4] cf. Curmie v. McLennan [1994] VicRp 37; [1994] 1 V.R. 513 at 517-8; Dimos v. Willetts & Anor. (2000) 2 V.R_._ 170 at 176-7.
Murphy
Harney [2003] VSCA 21