[2020] AATA 3907
General information, not legal advice.
Administrative Appeals Tribunal of Australia
2020-10-02
Original judgment source is linked above.
21 When a person meets the access criteria
(1) A person meets the access criteria if:
(a) The CEO is satisfied that the person meets the age requirements (see section 22); and
(b) The CEO is satisfied that, at the time of considering the request, the person meets the residence requirements (see section 23); and
(c) The CEO is satisfied that, at the time of considering the request:
(i) the person meets the disability requirements (see section 24); or
(ii) the person meets the early intervention requirements (see section 25).
24 Disability requirements
(1) A person meets the disability requirements if:
(a) the person has a disability that is attributable to one or more intellectual, cognitive, neurological, sensory or physical impairments or to one or more impairments attributable to a psychiatric condition; and
(b) the impairment or impairments are, or are likely to be, permanent; and
(c) the impairment or impairments result in substantially reduced functional capacity to undertake, or psychosocial functioning in undertaking, one or more of the following activities:
(d) the impairment or impairments affect the person's capacity for social or economic participation; and
(e) the person is likely to require support under the National Disability Insurance Scheme for the person's lifetime.
(2) For the purposes of subsection (1), an impairment or impairments that vary in intensity may be permanent, and the person is likely to require support under the National Disability Insurance Scheme for the person's lifetime, despite the variation.
Evidence of the applicant's partner, friend and church members
[GXYZ's] health situation is complex and significantly impacts his daily functioning, including his ability to manage day to day household tasks, maintain social connection and engage in activities with his son that others might take for granted (such as going out for a walk or bike ride together).
Provision of supports would enhance [GXYZ's] quality of life to at least a basic level that many people would consider a baseline level of functioning.[33]
Evidence of Dr 'D' (diabetes and general physician)
If [GXYZ] gets a kidney transplant there is a good chance that he would get off dialysis. If he gets a KPT [kidney pancreas transplant] then hopefully he would get off dialysis and insulin. However, there are permanent medication and lifestyle changes that come with either form of transplant. They both require a similar regimen of immunosuppression medications including steroids (glucocorticoids in this case). These medications have profound physiological effects on the immune system to prevent rejection of the transplant but also affect the metabolic, endocrine, cardiovascular, dermatological and neurological systems. Typical side effects include tremor, hypertension, altered blood cholesterol, skin cancers, osteoporosis and a substantial risk of mood impairment. This last symptom is a particular issue for [GXYZ] as he has suffered depression previously, and it has been triggered by glucocorticoids. Depression in this situation can be very difficult to manage as the steroid medications cannot simply be stopped or the transplant will fail. When patients are on immunosuppressive medication they are at increased risk of infection... Many people will avoid other people in the post-transplant period due to the fear or infections. This places them at risk of social isolation and impairs their mental health.[36]
[GXYZ's] diabetes will not go away, so he doesn't have the option for what's called a pancreas transplant as well, which could potentially remove his diabetes. So his diabetes is life-long.
With respect to the kidney disease, so at the moment his kidneys are not working and that's why he is on dialysis, even if you replace that with a transplant kidney that works well...the general trend is that the kidney will fail over time. So I think this represents a permanent state where he will flux between having...a kidney that's functioning, then a kidney that's not functioning, then maybe another transplant where hopefully the kidney is functioning, and then not functioning...[He] will never become a person who hasn't got a major life-long problem because of his underlying kidney disease...[so] I think it is a permanent condition. Even though we have a temporary solution which is a transplant, the reality is that in almost all cases, if you live long enough that kidney will fail....
[From] my perspective these patients don't simply disappear once they've had their transplant. They become...life-long members of the transplant team and they require life-long follow-up and usually further intervention down the track.[38]
While [GXYZ] is potentially transplantable, there is some degree of uncertainty regarding timing. The potential waitlist on the deceased donor waitlist can be up to four years.
His other medical problem is insulin-dependent diabetes mellitus complicated by autonomic nephropathy. His blood pressure therefore can be extremely variable.[39]
At his age the optimum therapy would be a renal transplantation and he is currently listed on the renal transplant list. The average waiting time for a transplant is about two to four years. Unfortunately there have been a few intervening problems that have delayed his transplant evaluation. These include previous infections and management of his mental health. We do not have control over the timing of his transplantation since he is on a deceased donor list. There is a national/state allocation process which we do not have control over.
Regarding his dialysis he is independent. He continues to live independently at home and does not require very much by way of medical support. While it is true that transplant if successful would prevent the need for dialysis but unfortunately it would not cure him of his diabetes. He has type 2 diabetes which is unlikely to benefit from pancreas transplant...
With a good functioning transplant there is a risk of recurrence of IgA but it is rare for patients to progress to terminal kidney failure because the appropriate immunosuppression would mitigate against the disease progression. Obviously with a functioning transplant [GXYZ] should be able to function at the same level as an appropriate aged matched patient without chronic medical disease.
Regarding his diabetes some of the transplant medication will likely make his requirement for insulin worse but if well managed his risk of complications from diabetes will be no higher than someone without a transplant. In the unlikely event that he loses his graft from either IgA disease or rejection he may be transplantable again if his age at the time of graft loss and his cardiovascular status are no barrier to further transplantation. Unfortunately it is impossible to predict if and when the transplant will fail but if he does get a good match there is a good possibility that his transplant could last several years.[40]
As long as he is well dialysed, he is able to do most of the things that his peers are able to do in terms of his personal hygiene, in terms of his ability to get from one place to the other, he should be able to function normally. In other words we don't put any restrictions on function as far as abilities go.[41]
...experience of anxiety and depression has improved over recent years with a combination of counselling support, as well as [GXYZ's] strong commitment and motivation to improve and maintain his health and wellbeing.[47]
[GXYZ] suffers from Major Depression and Generalised Anxiety Disorder. [GXYZ] has lived with these disorders for over 25 years and they significantly impact on his daily functioning... He experiences a wide range of symptoms, including suicidal ideation, insomnia, lack of motivation, anhedonia, social withdrawal, avoidance, and hopelessness. It is difficult for him to have sustained engagement in work or study, although he is very interested in both. [GXYZ] often describes finding it difficult to find the motivation to get out of bed, prepare food and complete home duties...
In my opinion, the chronicity and severity of [GXYZ's] psychological and physical conditions suggest he is an appropriate recipient of the National Disability Insurance Scheme. His conditions impact on his ability to live a "normal" and fulfilling life without additional supports in place. He would particularly benefit from extra psychology sessions, one-on-one support to engage in meaningful activity, and practical help around the home. These additional supports would provide a significant improvement in [GXYZ's] quality of life and engagement with a sense of meaning and purpose.[48]
...when people have an anxiety disorder their central nervous system is often...elevated, so the fight or flight response is triggered..., which precipitates a higher heart rate, higher breathing rate and other physiological symptoms... So you tend to feel...exhausted by small episodes or small events in your life...
[There is a] cumulative effect for people that have physical health issues where...their fatigue levels are often already quite significant and...additional energy output from dealing with anxiety can really create a lot of dysfunction and impairment in their lives.[50]
Occupational Therapy functional assessment has identified that [GXYZ's] mental health conditions significantly impact on his functional capacity across a wide range of functional domains and individual functional tasks in his life.
The functional domains that [GXYZ] is considered to have reduced capacity to perform due to his mental health conditions are: communication and self-care.
While [GXYZ] is considered to have substantially reduced functional capacity in the domains of: social interaction, learning/ cognition (more so when mentally unwell) and self-management.[53]
My assessment indicates [GXYZ] is currently participating in all self-care activities and maintaining a significant medical treatment and work schedule. With the energy he has left he chooses to engage in social outlets and quality time with his 13 year old son. His participation in domestic tasks is a low priority and largely neglected which can be considered a self-limiting behaviour with respect to domestic activity.
I acknowledge he is genuinely impacted by fatigue and latent fatigue associated with his physical health conditions and side effects of essential treatment. Further, at times his fatigue and functional levels are impacted by lethargy and lack of motivation due to his long-standing mental health conditions. In my opinion however, he does have functional capacity to participate in all light to moderate tasks including meal preparation and some heavy domestic activities with the use of activity pacing, ergonomic techniques and light weight equipment. Most importantly it is therapeutic for him to do so for his mental and physical health...
He would benefit from assistance with a heavy spring clean to improve the baseline cleanliness of his house...He may then feel more able to maintain a greater level of hygiene if this was in place...
[GXYZ] thinks his capacity for participation in domestic tasks is severely limited and if this needs to become a greater priority for him, in particular preparing his own meals 7 day [sic] a week, it will detract from his capacity to maintain other community roles.[54]
Paragraph 24(1)(a) - does the applicant have a disability?
For the purposes of becoming a participant in the NDIS the focus of 'disability' is on the reduction or loss of an ability to perform an activity which results from an impairment.
The term 'impairment' commonly refers to a loss of, or damage to, a physical, sensory or mental function.
The narrower definition of 'disability' employed by the NDIS seeks to target those people with disability who have a significant impairment to their functional capacity. This functional definition of disability focuses on outcomes for people with disability that are in the most need (Explanatory Statement to the Becoming a Participant Rules). [emphasis added]
Major depression and generalised anxiety disorder
Paragraph 24(1)(b) - are the applicant's impairments permanent?
5.4 An impairment is, or is likely to be, permanent (see paragraph 5.1(b)) only if there are no known, available and appropriate evidence-based clinical, medical or other treatments that would be likely to remedy the impairment.
5.5 An impairment may be permanent notwithstanding that the severity of its impact on the functional capacity of the person may fluctuate or there are prospects that the severity of the impact of the impairment on the person's functional capacity, including their psychosocial functioning, may improve.
5.6 An impairment may require medical treatment and review before a determination can be made about whether the impairment is permanent or likely to be permanent. The impairment is, or is likely to be, permanent only if the impairment does not require further medical treatment or review in order for its permanency or likely permanency to be demonstrated (even though the impairment may continue to be treated and reviewed after this has been demonstrated).
5.7 If an impairment is of a degenerative nature, the impairment is, or is likely to be, permanent if medical or other treatment would not, or would be unlikely to, improve the condition. [emphasis added]
Major depression and generalised anxiety disorder
Paragraph 24(1)(c) - do the applicant's impairments result in substantially reduced functional capacity to undertake communication, social interaction, learning, mobility, self-care or self-management?
5.8 An impairment results in substantially reduced functional capacity of a person to undertake one or more of the relevant activities - communication, social interaction, learning, mobility, self-care, self-management (see paragraph 5.1(c)) - if its result is that:
(a) the person is unable to participate effectively or completely in the activity, or to perform tasks or actions required to undertake or participate effectively or completely in the activity, without assistive technology, equipment (other than commonly used items such as glasses) or home modifications; or
(b) the person usually requires assistance (including physical assistance, guidance, supervision or prompting) from other people to participate in the activity or to perform tasks or actions required to undertake or participate in the activity; or
(c) the person is unable to participate in the activity or to perform tasks or actions required to undertake or participate in the activity, even with assistive technology, equipment, home modifications or assistance from another person. [emphasis added]
The following information provides further guidance in relation to determining when an impairment results in substantially reduced functional capacity:
By itself, reliance on commonly used items will not result in a substantially reduced functional capacity to participate effectively or completely in an activity. Commonly used items include glasses, walking sticks, non-slip bath mats, bathroom grab rails, stair rails, age appropriate child safety locks, simple adapted kitchen utensils and dressing aids.
In considering the role played by assistive technology, home modifications and equipment, the NDIA will consider specific needs arising from the prospective participant's impairment, and whether those needs are met (or need to be met) through the use of specialist disability aids and/or equipment.
Such items would generally be specifically designed to assist in increasing the functional capacity and participation of people with disability and be formally prescribed by a medical practitioner, specialist clinician or allied health professional such as an occupational therapist, physiotherapist or speech therapist.
When considering whether a person requires assistance from others to participate or perform tasks associated with an activity, the NDIA will have regard to whether a person's need for assistance is consistent with normal expectations of a person of a similar age.
...
A person will be considered to be unable to participate effectively or completely in an activity if they cannot safely complete one or more of the tasks required to participate in an acceptable period of time. Undertaking a task more slowly or differently to others will not necessarily mean a person cannot participate effectively or completely in an activity.
When considering whether a fluctuating or episodic impairment results in substantially reduced functional capacity to undertake relevant activities, the NDIA will consider the impact on the person's ability to function in the periods between acute episodes. [emphasis in original]
Paragraph 24(1)(d) - do the applicant's impairments affect his capacity for social or economic participation?
Paragraph 24(1)(e) - is the applicant likely to require support under the NDIS for his lifetime?
8.5 When is a person likely to require support under the NDIS for their lifetime?
The NDIA must also be satisfied that the prospective participant is likely to require support under the NDIS for the rest of their lifetime (section 24(1)(e)).
If an impairment varies in intensity (for example, because the impairment is of a chronic episodic nature) the person may still be assessed as likely to require support under the NDIS for the person's lifetime, despite the variation (section 24(2)).
The NDIA is required to consider a prospective participant's overall circumstances and conclude that the person will require support under the NDIS for their lifetime. The purpose of this requirement seems to be to distinguish that subset of people with serious and permanent disabilities who are intended to be the beneficiaries of funded supports (Mulligan and NDIA [2015] AATA 974 at [153]).
For example, if a person's support needs arise from a health condition and are most appropriately provided through another service system (i.e. the health system) then the person will not require support under the NDIS for their lifetime. Rather, the person will require support under the health system.
When considering this criterion, the NDIA does not need to be satisfied that the support/s required for the person's lifetime meet the reasonable and necessary criteria. The reasonable and necessary criteria are relevant to whether funding is provided, not whether a person meets the disability requirements (see Mulligan and NDIA [2014] AATA 374 at [53] and Mulligan and NDIA [2015] AATA 974 at [146]-[150]).
I certify that the preceding 124 (one hundred and twenty -four) paragraphs are a true copy of the reasons for the decision herein of Dr L Bygrave, Member
.......[sgd].................................................................
[3] Re Drake and Minister for Immigration and Ethnic Affairs (No 2) [1979] AATA 179; (1979) 2 ALD 634.
[20] Oral evidence of the applicant on 18 August 2020, pages 10-11.
[21] Oral evidence of the applicant on 18 August 2020, pages 15, 17, 27.
[22] Oral evidence of the applicant on 18 August 2020, page 17.
[23] Oral evidence of the applicant on 18 August 2020, page 20.
[24] Oral evidence of the applicant on 18 August 2020, page 31.
[25] Oral evidence of the applicant on 18 August 2020, page 60.
[26] Oral evidence of the applicant on 20 August 2020, page 155.
[27] Oral evidence of the applicant on 20 August 2020, page 158.
[28] Oral evidence of Ms 'B' on 20 August 2020, page 165.
[29] Oral evidence of Ms 'B' on 20 August 2020, page 165.
[30] Oral evidence of Ms 'B' on 20 August 2020, page 166.
[31] Oral evidence of Ms 'C' on 11 March 2020, page 62.
[37] Oral evidence of Dr 'D' on 11 March 2020, page 38.
[38] Oral evidence of Dr 'D' on 11 March 2020, pages 40-41.
[41] Oral evidence of Dr 'E' on 19 August 2020, page 125.
[42] Oral evidence of Dr 'E' on 19 August 2020, page 122.
[43] Oral evidence of Dr 'E' on 19 August 2020, page 131.
[44] Oral evidence of Dr 'E' on 19 August 2020, page 135.
[45] Oral evidence of Dr 'E' on 19 August 2020, page 123.
[46] Oral evidence of Dr 'E' on 19 August 2020, pages 132-133.
[50] Oral evidence of Dr 'G' on 19 August 2020, page 93.
[51] Oral evidence of Dr 'G' on 19 August 2020, page 91.
[52] Oral evidence of Dr 'G' on 19 August 2020, page 112.
[55] Oral evidence of Ms 'I' on 20 August 2020, page 197.
[56] Oral submissions of the applicant's legal representative on 21 August 2020, page 238.
[57] [2015] FCA 544 at [15] to [16].
[58] Respondent's position with respect to section 24(1)(b) of the National Disability Insurance Scheme Act (Cth) in accordance with the Tribunal's Direction issued on 12 March 2020, 20 March 2020, paragraphs 11 and 13.
Mulligan
National D
Mulligan and National Disability Insurance Agency [2014] AATA 374
Mulligan and National Disability Insurance Agency [2015] AATA 974
Mulligan v National Disability Insurance Agency [2015] FCA 544
Re Drake and Minister for Immigration and Ethnic Affairs (No 2) [1979] AATA 179; (1979) 2 ALD 634