Ground of appeal 1
56 In relation to ground 1 of the appeal the appellant submitted, in summary:
The appellant was unable to present the case heard in the Tribunal because he was not prepared for the assessment of matters other than PIC 4020.
The appellant was not given the opportunity to advance his best case.
The Tribunal's exercise of its jurisdiction was unfair to the appellant.
The primary Judge erred in rejecting the appellant's argument that the appellant was merely required to address the PIC 4020 requirements.
57 In relation to ground 1, the Minister submitted that there was no contravention of s 360(1) of the Migration Act. It was obvious from the statutory regime at play that the Tribunal would be determining whether subcl 858.212(2) was met and, in any case, the Tribunal clearly put the appellant on notice of its intention to address subcl 858.212(2).
58 The appellant framed his case under ground 1 by reference to s 360 of the Migration Act. Section 360 provides:
Tribunal must invite applicant to appear
(1) The Tribunal must invite the applicant to appear before the Tribunal to give evidence and present arguments relating to the issues arising in relation to the decision under review.
(2) Subsection (1) does not apply if:
(a) the Tribunal considers that it should decide the review in the applicant's favour on the basis of the material before it; or
(b) the applicant consents to the Tribunal deciding the review without the applicant appearing before it; or
(c) subsection 359C(1) or (2) applies to the applicant.
(3) If any of the paragraphs in subsection (2) of this section apply, the applicant is not entitled to appear before the Tribunal.
59 Section 360 was the subject of analysis by the High Court in Minister for Immigration and Citizenship v Li (2013) 249 CLR 332; [2013] HCA 18. In that case Hayne, Kiefel and Bell JJ relevantly observed:
61. Section 360(1) requires that the invitation be meaningful, in the sense that it must provide the applicant for review with a real chance to present his or her case. Scheduling a hearing on a date which, to the Tribunal's knowledge, would not permit the applicant to have sufficiently recovered from an incapacity to attend would not fulfil the duty imposed by s 360(1). The invitation would be an empty gesture and any decision made following the hearing would be liable to be set aside. Not only would the conduct of the Tribunal, judged by the standard set by s 357A(3), be regarded as unfair, but, relevantly, other consequences would follow because the action of the Tribunal would also amount to a failure or refusal to comply with a statutory duty in the conduct of its review. The decision could not stand and the Tribunal would be required to consider it afresh after complying with that duty.
62. It is not necessary to determine what s 357A(3) requires and what may be the consequence of a breach of that provision. Even if s 357A(3) by itself has no consequence for the ultimate decision of the Tribunal, to affirm the delegate's decision, it might nevertheless be concluded that the purpose of s 360(1) was not met. Without Ms Li being provided an opportunity to present her further evidence, it might be concluded that the hearing contemplated did not take place. It is not necessary to determine the appeal on this basis, since there is a more direct route to its resolution, by reference to s 363(1)(b) and a requirement of the law.
(Footnotes omitted).
60 It is not in dispute that, on 15 January 2018, the Tribunal wrote to the appellant inviting him to appear before it on 5 February 2018. However, the appellant submitted that his (and his legal representative's) correspondence with the Department had focused on his alleged inability to satisfy PIC 4020, and that this instilled in the appellant the belief that he need only address that point with the Department, and subsequently the Tribunal. Accordingly, in written submissions made by the appellant's lawyers to the Tribunal dated 11 January 2018, the appellant only addressed the criteria in PIC 4020 rather than fully addressing the criteria in cl 858.212.
61 At the hearing of the appeal the appellant relied on the decisions of the High Court in Re Minister for Immigration and Multicultural and Indigenous Affairs; ex parte Lam (2003) 214 CLR 1; [2003] HCA 6 and SZBEL v Minister for Immigration and Multicultural and Indigenous Affairs (2006) 228 CLR 152; [2006] HCA 63.
62 In Lam the High Court referred to the obligation of the Tribunal to provide fairness in the overall general requirements of decision-making. Relevantly, Gleeson CJ said:
34. The applicant seeks to establish that he was denied procedural fairness. He does not claim that any unfairness exists apart from that created by the statement of 7 November 2000 and the subsequent change of intention without notification to him. The argument is that the letter created an expectation, and fairness required that the procedure foreshadowed in the letter (contacting Ms Tran) should not be departed from without the applicant being informed of the intention to do so. It is not in dispute that, regardless of the letter of 7 November, the respondent was obliged to extend procedural fairness to the applicant. And it is clear that the content of the requirements of fairness may be affected by what is said or done during the process of decision-making, and by developments in the course of that process, including representations made as to the procedure to be followed. So, for example, if a decision-maker informs a person affected that he or she will hear further argument upon a certain point, and then delivers a decision without doing so, it may be easy to demonstrate that unfairness is involved. But what must be demonstrated is unfairness, not merely departure from a representation. Not every departure from a stated intention necessarily involves unfairness, even if it defeats an expectation. In some contexts, the existence of a legitimate expectation may enliven an obligation to extend procedural fairness. In a context such as the present, where there is already an obligation to extend procedural fairness, the creation of an expectation may bear upon the practical content of that obligation. But it does not supplant the obligation. The ultimate question remains whether there has been unfairness; not whether an expectation has been disappointed.
63 More particularly, the appellant relied on SZBEL as involving similar factual circumstances and articulating applicable principles.
64 In SZBEL a visa applicant had made a statutory declaration describing the occurrence of three events upon which he relied. His visa application was refused by a delegate of the Minister, who did not accept the accuracy of one of the events recounted in the statutory declaration. At the review hearing before the Tribunal, the Tribunal did not challenge the accuracy of the other two events described in the visa applicant's statutory declaration. Ultimately the Tribunal refused the application for review, indicating that it found implausible the two events described in the statutory declaration which had not been doubted by the delegate. The visa applicant sought judicial review of the Tribunal's decision, referable to s 425(1) of the Migration Act (which is in materially similar terms to s 360(1)).
65 The headnote of the decision in the Commonwealth Law Reports summarises the decision as follows:
Held, that, in the absence of steps taken by the Tribunal to notify an applicant to the contrary, he or she was entitled to assume that the issues considered dispositive by the delegate were the issues which arose in relation to the decision under review. If the Tribunal should be inclined to reach its decision by reference to an issue other than those considered dispositive by the delegate, a failure to notify the applicant would be a denial of procedural fairness. Hence the Tribunal's decision should be quashed.
66 In the course of reaching its decision the High Court referred to the decision of the Full Court of the Federal Court in Commissioner for Australian Capital Territory Revenue v Alphaone Pty Ltd (1994) 49 FCR 576; [1994] FCA 1074, in particular where the Full Court had observed at 591-592:
Where the exercise of a statutory power attracts the requirement for procedural fairness, a person likely to be affected by the decision is entitled to put information and submissions to the decision-maker in support of an outcome that supports his or her interests. That entitlement extends to the right to rebut or qualify by further information, and comment by way of submission, upon adverse material from other sources which is put before the decision-maker. It also extends to require the decision-maker to identify to the person affected any issue critical to the decision which is not apparent from its nature or the terms of the statute under which it is made. The decision-maker is required to advise of any adverse conclusion which has been arrived at which would not obviously be open on the known material. Subject to these qualifications however, a decision-maker is not obliged to expose his or her mental processes or provisional views to comment before making the decision in question.
67 The High Court in SZBEL continued:
33. The Act defines the nature of the opportunity to be heard that is to be given to an applicant for review by the Tribunal. The applicant is to be invited "to give evidence and present arguments relating to the issues arising in relation to the decision under review" (s 425(1) (emphasis added)). The reference to "the issues arising in relation to the decision under review" is important.
34. Those issues will not be sufficiently identified in every case by describing them simply as whether the applicant is entitled to a protection visa. The statutory language "arising in relation to the decision under review" is more particular. The issues arising in relation to a decision under review are to be identified having regard not only to the fact that the Tribunal may exercise (s 415) all the powers and discretions conferred by the Act on the original decision-maker (here, the Minister's delegate), but also to the fact that the Tribunal is to review that particular decision, for which the decision-maker will have given reasons.
35. The Tribunal is not confined to whatever may have been the issues that the delegate considered. The issues that arise in relation to the decision are to be identified by the Tribunal. But if the Tribunal takes no step to identify some issue other than those that the delegate considered dispositive, and does not tell the applicant what that other issue is, the applicant is entitled to assume that the issues the delegate considered dispositive are "the issues arising in relation to the decision under review". That is why the point at which to begin the identification of issues arising in relation to the decision under review will usually be the reasons given for that decision. And unless some other additional issues are identified by the Tribunal (as they may be), it would ordinarily follow that, on review by the Tribunal, the issues arising in relation to the decision under review would be those which the original decision-maker identified as determinative against the applicant.
68 Returning to the case before me, the Tribunal found in favour of the appellant in relation to the issue involving PIC 4020, which the Tribunal at [6] described as "the determinative issue before the delegate". However, after doing so the Tribunal then turned to "Consideration of Claims and Evidence", stating:
15. In order to be granted a Distinguished Talent (Residence)(Class BX), visa, the applicant would need to meet the requirements of paragraph 858.212(2)(a) and clause 858.212. The clause relevantly provides….
…
18. The issue under review is whether the applicant meets the requirements of cl.858.212(2)(a) of the Regulations, that is, whether the applicant has an internationally recognised record of exceptional and outstanding achievement in his nominated field of sport, specifically ultramarathon running.
69 The Tribunal gave detailed consideration to this issue. However, it is plain that the question whether the appellant actually met the requirements of subcl 858.212(2)(a) was never one to which the delegate turned their mind.
70 In finding that this aspect of the appellant's claim lacked merit, the primary Judge referred to the decision of Siopis J in Minister for Immigration and Citizenship v Pham [2008] FCA 320. The respondent similarly relied on this case. In Pham, in summary:
The visa applicant had applied for a spouse visa.
During the course of visa assessment the visa applicant's husband advised the Department that the relationship had ended and he no longer wished to support the visa application.
The visa applicant nonetheless continued in respect of the visa application on the basis that at the time of the application she and her husband had been in a genuine spousal relationship, but the relationship had ceased and she had suffered domestic violence from her husband.
The visa applicant sent three statutory declarations to the Department attesting to the domestic violence.
The delegate of the Minister refused the visa application on the basis that there had not been a genuine and continuing spousal relationship between the visa applicant and her husband. The delegate did not consider the domestic violence issue.
The solicitors for the visa applicant wrote to the Tribunal, referring to the statutory declarations and enquiring whether there would be any issue from the viewpoint of the Tribunal as to whether they met the prescribed requirements and accordingly whether they were validly accepted into evidence. The Tribunal did not reply, and there was no mention of the statutory declarations at the hearing.
The Tribunal subsequently sent a letter under s 359A of the Migration Act, inviting the first respondent to comment on documents which called into question the visa applicant's claim that her relationship with her former husband was genuine and continuing.
The Tribunal dismissed the visa applicant's application on the basis that it was not satisfied there had been a genuine and continuing spousal relationship, and that one of the statutory declarations provided by the visa applicant failed to comply with relevant statutory requirements.
At first instance the Court upheld an application for review on the basis that there had been a failure by the Tribunal to consider evidence provided by the visa applicant which went to the genuineness of the spousal relationship. The Court at first instance however rejected the visa applicant's claim that the Tribunal erred in respect of its decision concerning the statutory declaration.
The Minister appealed the decision on the basis (inter alia) that the Tribunal had affirmed the decision of the delegate on an independent ground referable to the claim of domestic violence.
The visa applicant filed a notice of contention, claiming (inter alia) that the Tribunal erred in failing to notify the visa applicant of any perceived deficiency in the relevant statutory declaration. On appeal, Siopis J dismissed this ground, finding that the Tribunal did not err in its identification of the relevant question concerning the statutory declaration.
More relevantly, his Honour examined whether the Tribunal had acted in contravention of s 360(1) of the Migration Act, given that the delegate had not identified in the statutory declaration an issue in relation to the decision made to refuse the spouse visa. His Honour examined SZBEL in this regard;
Justice Siopis found that SZBEL was distinguishable. His Honour explained:
51. …The distinction lies in the fact that the first respondent chose to make a claim for a spouse visa founded on a non-judicially determined claim of domestic violence. It was, therefore, incumbent upon the first respondent to establish that the relationship with her former spouse had been genuine and continuing and to present evidence in a form which complied with the Regulations, that her former spouse had subjected her to domestic violence. As to the evidence of domestic violence, Div 1.5 of the Regulations described in detail the qualifying conditions for a statutory declaration which was to be used in support of the domestic violence claim. An essential issue, therefore, in the determination of the first respondent's visa application was whether the statutory declarations relating to domestic violence met the requirements prescribed in the Regulations. It did not matter, therefore, that the delegate had in refusing the visa, not dealt with the domestic violence issue. If the first respondent was to succeed before the Tribunal, it was necessary for her to show that the statutory declarations satisfied the Regulations, notwithstanding that the delegate had dealt only with the genuineness of the relationship issue in refusing the visa. In other words, the nature of the claim and statute dictated that this would be an issue before the Tribunal, notwithstanding that the delegate had not dealt with the issue.
(Emphasis added).
71 Relevantly - is the present case distinguishable from Pham, such that the principles articulated by the High Court in SZBEL are applicable?
72 In Pham:
Plainly the key issue for the purposes of the visa application was that the visa applicant was the "spouse" of the sponsor. Regulation 1.15A of the Migration Regulations at that time required the Minister to be satisfied that the relationship between the visa applicant and the sponsor be genuine and continuing, however, a qualification to this requirement was where the relationship had ceased and the visa applicant had suffered domestic violence committed by the sponsor.
The delegate had found that the relationship between the visa applicant and the sponsor was not genuine and continuing - in other words the visa applicant was not a "spouse" for the purposes of the Migration Regulations.
As Siopis J noted, it was unnecessary for the delegate to deal with the statutory declaration issue - clearly in the delegate's view the visa applicant's case did not reach the point where this issue required consideration.
For the visa applicant to succeed in the Tribunal, it was necessary for her to establish that the qualification operated concerning the existence of domestic violence. However, this was predicated on the visa applicant having originally been a "spouse". Both the delegate and the Tribunal found that she had not.
73 In the case before me:
Plainly the key issue for the purposes of the visa application was whether the appellant had an internationally recognised record of exceptional and outstanding achievement in his nominated sport of ultramarathon running (for the purposes of subcl 858.212(2)).
A further issue had arisen in respect of the possible supply of a bogus document (relevant to subcl 858.212(4) and PIC 4020).
The focus of the delegate was exclusively on subcl 858.212(4), and ultimately PIC 4020, in respect of the alleged provision of a bogus document by the appellant. Insofar as I can ascertain, the delegate at no point made any findings concerning subcl 858.212(2) or the recognition of the appellant in respect of ultramarathon running.
In correspondence to the Tribunal the lawyers for the appellant focused on challenging the delegate's finding of non-compliance by the appellant with PIC 4020.
As appears from the transcript of the Tribunal hearing, the Tribunal commenced the hearing by referring to the decision of the delegate, and the production of the alleged bogus document.
74 To this point, unlike the circumstances in Pham, it appears that the principles in SZBEL may be applicable in the present proceedings. However, as is also plain from the transcript of proceedings in the Tribunal, after engaging with the appellant in relation to the PIC 4020 issue, the Tribunal clearly turned to the question of other visa criteria the appellant was required to satisfy, referable to his abilities as an athlete. A copy of the transcript was tendered as evidence in this appeal, and in particular I note the transcript at page 9 of 26, where the Tribunal commenced the discussion by stating:
Tribunal: [00:24:08] Let me make this very basic. If I think that you have been misleading with the department in giving them that document. Why should you. What do you have to offer to Australia by staying.
75 The accuracy of the translation of information given by the appellant to the Tribunal is the subject of another ground of appeal, to which I will shortly turn. However, following this statement by the Tribunal, there followed an extensive engagement by the Tribunal with the appellant, where the appellant detailed his activities as an ultramarathon runner, including in the international arena.
76 Having considered the facts of this case, I am satisfied that, although the case before me is not on all fours with the position addressed by Siopis J in Pham, nonetheless the decision of the Tribunal was not affected by jurisdictional error in terms of s 360(1) of the Migration Act. The principles identified by the High Court in SZBEL are of no assistance to the appellant in this case. I so find for the following reasons:
Although the delegate did not specifically deal with subcl 858.212(2), satisfaction of that subclause by the appellant was necessary for the purposes of a grant of the relevant visa.
The absence of specific findings by the delegate concerning subcl 858.212(2) criteria did not mean that the delegate could be said to have found in the appellant's favour. Rather, in light of the delegate's findings concerning subcl 858.212(4) and PIC 4020, it was unnecessary for the delegate to address subcl 858.212(2).
The Tribunal plainly stated that the purpose of the review was for the Tribunal to make a fresh decision on the evidence before it, and that it was not bound by the findings of the department. This clearly meant, at the very least, the PIC 4020 issue.
As is plain from SZBEL, the issues arising in relation to the decision under review for the purposes of s 360 are identified by the Tribunal. The Tribunal is not confined to whatever may have been the issues that the delegate considered.
Importantly, early in the hearing in this case the Tribunal took steps to identify to the appellant relevant issues other than those the delegate had considered dispositive, specifically telling the appellant at the hearing that he needed to explain how he satisfied the criterion of being an exceptional athlete. In this respect the Tribunal directly put the appellant on notice of the need to address criteria in subcl 858.212(2).
This approach on the part of the Tribunal was both reasonable and appropriate in circumstances where the appellant could only be granted a visa if the Tribunal was satisfied all the visa criteria were met (see s 65 of the Migration Act).
The subsequent engagement by the Tribunal with the appellant at the hearing in this respect was extensive, and involved the appellant producing detailed material and submissions to the Tribunal, as is plain from the transcript.
The appellant was represented at the hearing, and gave no indication to the Tribunal, either at the hearing or afterwards, that he was in any way unprepared to engage with the Tribunal in respect of his satisfaction of the criteria in subcl 858.212(2).
The Tribunal thoroughly addressed the evidence before it concerning the question whether the appellant satisfied the criteria in subcl 858.212(2), and concluded that he did not.
77 It follows that I am not satisfied the appellant was denied procedural fairness by the Tribunal in terms of ground of appeal 1. In my view this ground of appeal is not substantiated.