Meaning of 'claimed harm'
16 Both parties submitted that the Direction should be interpreted in accordance with usual principles of statutory construction. Perram J has expressed the view that as a species of delegated legislation, instruments under s 499 are to be interpreted in accordance with general principles relating to statutory construction: Minister for Immigration and Citizenship v Anochie [2012] FCA 1440; (2012) 209 FCR 497 at [26]-[31].
17 However, as observed by Jackson J in Meyrick v Minister for Home Affairs [2020] FCA 677 the character of a direction made under s 499 of the Migration Act is 'not abundantly clear': at [74]. There are difficulties in determining whether it is administrative or legislative in character: Jagroop v Minister for Immigration and Border Protection [2016] FCAFC 48; (2016) 241 FCR 461 at [58] (Kenny and Mortimer JJ, Dowsett J agreeing). That said, the Direction is an instrument of policy and there is much to be said for the view expressed by Robertson J in Uelese v Minister for Immigration and Border Protection [2016] FCA 348; (2016) 248 FCR 296 at [54]:
To summarise, in my opinion the Direction is not a legislative instrument within the meaning of the Legislation Act primarily because the Minister is giving directions as to the exercise of a broad discretion and, properly construed, the Direction does not alter the scope or content of the power in s 501. The Direction, as a statement of policy, promotes values of consistency and rationality in decision-making, and the principle that administrative decision-makers should treat like cases alike: see Plaintiff M64/2015 v Minister for Immigration and Border Protection [2015] HCA 50 ; 327 ALR 8 at [54].
18 Nothing was said to turn upon the principles of interpretation. Even if some different approach was appropriate, in my view it would still require regard to the text understood in its statutory context. In the present case that extended to an understanding of the relevant provisions of the Migration Act concerned with non-refoulement and protection visas. That is the approach that I propose to adopt.
19 As may be expected given the description of the 'other consideration' that is being addressed by para 9.1 (namely international non-refoulement obligations), its provisions concern those obligations. As noted at the beginning of para 9.1, those obligations arise where there is a risk of a 'specific type of harm'. In that context, the reference to 'claimed harm' must mean harm that is claimed to be the necessary 'specific type of harm' that must be demonstrated in order to give rise to an international non-refoulement obligation. When regard is had to the relevant provisions of the Migration Act it is a risk of a specific type of harm that is the type of harm that must be demonstrated in order to give rise to international non-refoulement obligations. The nature and extent of those obligations have been interpreted by the Government and given effect by the relevant statutory provisions: see FCS17 v Minister for Home Affairs [2020] FCAFC 68; (2020) 276 FCR 644 at [8] (Allsop CJ), [36]ff (White and Colvin JJ).
20 The fact that the reference to 'claimed harm' is to the harm that is claimed to support a non-refoulement obligation appears most clearly from the opening part of para 9.1(6) which raises the possibility that the decision-maker may not be able to consider non-refoulement issues in the context of making a decision to which the Direction applies (namely, where a visa has been cancelled or refused). It then refers to the process for determining protection visa applications. In that immediate context, the reference to 'claimed harm' must be to the harm that is claimed to support a non-refoulement obligation. Pointedly, the provision does not then suggest that the decision-maker could assume that the person is entitled to a protection visa. Rather the focus is upon the 'claimed harm'.
21 The contentious language is directed to the making of the finding that needs to be made for the purpose of making a decision to which the Direction applies. For convenience of reference, the relevant sentence of para 9.1(6) is as follows:
A decision-maker, in making a decision under section 501/section 501CA, is not required in every case to make a positive finding whether claimed harm will occur, but in an appropriate case may assume in the non-citizen's favour that claimed harm will occur and make a decision on that basis.
22 The assumption to be made is that 'claimed harm will occur' and that assumption is to be made for the purposes of making the decision to which the Direction applies. The assumption that claimed harm will occur would not, of itself, be a sufficient basis upon which to demonstrate that there are international non-refoulement obligations. Indeed, as to harm, the relevant provisions of the Migration Act are concerned with risk of harm so an assumption that claimed harm 'will occur' does not appear to relate to a consideration of those provisions.
23 Further, there is another contextual matter that is relevant. It is common ground that the list of 'other considerations' in the Direction does not operate to exclude unlisted considerations from being taken into account: see BOE21 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2022] FCAFC 99 at [22]-[23]. In particular, there may be cases where an applicant claims that removal from Australia may give rise to a type of harm which may not be 'a specific type of harm' for the purposes of non-refoulement obligations. Further, in cases where it is claimed that the harm is 'a specific type of harm' to which the applicant will be exposed if returned to a particular place then there is a distinction between considering the risk of harm and considering whether non-refoulement obligations arise: DOB18 v Minister for Home Affairs [2019] FCAFC 63; (2019) 269 FCR 636 at [185]-[186] (Robertson J, Logan J agreeing generally). In such cases, it is open to the Tribunal to consider the harm irrespective of whether it forms the view that it is the kind of harm which gives rise to a non-refoulement obligation. Indeed, it 'may be necessary for the decision-maker to take account of the alleged facts underpinning' a claim that non-refoulement obligations are owed even where the assessment as to whether those obligations are owed is deferred: Plaintiff M1/2021 v Minister for Home Affairs [2022] HCA 17 at [39] (noting that the High Court was there concerned with an earlier version of the Direction).
24 Therefore, there are good reasons why a decision-maker making a decision to which the Direction applies, would be considering whether the claimed harm will occur - not for the purpose of determining whether international non-refoulement obligations are owed but for the purpose of considering whether the claimed harm is an 'other consideration' for the purposes of the decision.
25 In my view, considered in context, para 9.1(6) makes clear that, as to claimed harm that is made in support of an allegation the international non-refoulement obligations are owed (and that those obligations should be take into account as an 'other consideration'), the decision-maker (in the present case, the Tribunal) can assume that the claimed harm will occur and make the decision on that basis. This enables the whole of the question as to whether there is a non-refoulement obligation to be deferred for separate consideration - being a course that para 9.1 contemplates.
26 The language does not support taking the further step of interpreting the Direction to allow the decision-maker to assume that protection obligations are owed. Indeed, such an approach would be problematic for the reasons submitted by the Minister - it would assume that a person is entitled to a visa when the process for determining whether that is so has not been followed. Rather, the focus is upon the approach that may be adopted to the claims of harm rather than an assumption about all matters relating to protection.