Ground 1
45 In Visa International Service Association v Reserve Bank of Australia [2003] FCA 977; 131 FCR 300 at [592]-[593], in considering whether a particular decision was of an administrative or of a legislative character, Tamberlin J said:
In RG Capital Radio Ltd v Australian Broadcasting Authority (2001) 113 FCR 185, the Full Court pointed out that there is no simple rule for determining whether a decision is of an administrative or legislative character. The court proceeded to consider some of the matters discussed in the authorities and had regard to those considerations. The court considered the characterisation question taking a cumulative approach to various considerations. The particular matters which the court took into account included the following:
• Whether the decisions determined rules of general application or whether there was an application of rules to particular cases.
• Whether there was Parliamentary control of the decision.
• Whether there was public notification of the making of the regulation.
• Whether there has been public consultation and the extent of any such consultation.
• Whether there were broad policy considerations imposed.
• Whether the regulations could be varied.
• Whether there was power of executive variation or control.
• Whether provision exists for merits review.
• Binding effect.
The court considered that it was necessary to take into account all of these considerations and no single one was determinative. Their Honours came to the conclusion in the context of that case, the determination of a licence area plan under the Broadcasting Services Act 1992 (Cth) was a decision of a legislative and not of an administrative character.
46 In my opinion, it is unlikely that an instrument made under a statutory power setting out a Minister's policy or a Minister's statement of government policy has a legislative character. Does this change where the statute, here s 499(2A) of the Migration Act, requires decision-makers to comply with that policy? The Minister is not altering the law but, at most, giving (lawful) directions as to the exercise of the discretion in s 501. If a direction did purport to alter the law as stated in s 501, for example either by narrowing the discretion or by directing decision-makers to take into account irrelevant considerations, then there would be a serious question as to whether that direction had been validly made under s 499.
47 Little attention was paid to the position of the Tribunal in the course of argument. The Tribunal, in exercising a discretion, may take into account government policy, assuming the policy to be lawful, even where there is no statutory direction to do so. This flows principally from s 43 of the Administrative Appeals Tribunal Act 1975 (Cth): see Re Drake and Minister for Immigration and Ethnic Affairs (No 2) (1979) 2 ALD 634 per Brennan J. There seems little doubt that, by legislation, the Commonwealth Parliament may direct the Tribunal to give effect to a specified policy. I do not see that this alters the character, whether legislative or non-legislative, of the direction.
48 Another matter to which little or no attention was paid in argument, but which I take into account, is s 5(4) of the Legislation Act as then in force, which provided that if some provisions of an instrument are of a legislative character and others are of an administrative character, the instrument is taken to be a legislative instrument for the purposes of that Act.
49 I turn next to consider the indicia summarised by Tamberlin J and set out at [45] above.
50 In my opinion, Direction no. 65 does not determine rules of general application but gives directions to the Tribunal as to the policy it must apply in the exercise of the discretion conferred on it by s 43 of the Administrative Appeals Tribunal Act in exercising the power conferred by s 501 of the Migration Act. The Direction does not derogate from the Tribunal's duty to reach the preferable decision in the particular case before it. Indeed, the Direction has that end as its purpose.
51 There does not appear to be direct Parliamentary control of the decision to issue the Direction: see Williams v Minister for Immigration and Border Protection [2014] FCA 674; 226 FCR 112 at [27] where Mortimer J said that although, by s 499(3), the Minister must lay a direction before each house of Parliament, there was no provision for disallowance. Tabling may thus be seen as a form of accountability and transparency, rather than an indication of the legal character of the direction, just as, in respect of earlier executive policies about deportation or visa cancellation, the responsible Minister announced the policy in Parliament: see, eg, Re Becker and Minister for Immigration and Ethnic Affairs (1977) 32 FLR 469 at 164 per Brennan J.
52 There was public notification of the making of the Direction. It does not appear that there has been public consultation. The Direction consists of broad policy considerations and some detail as to how those considerations are to be applied. The Direction may be varied by the Minister at any time by virtue of s 33 of the Acts Interpretation Act 1901 (Cth). Similarly, there is power of executive variation or control. No provision exists for merits review of the Direction. The Direction is required to be given effect to by the Tribunal but it does not have a binding effect on persons who are not decision-makers as referred to in s 499 of the Migration Act.
53 It should be emphasised again that no one consideration is decisive of the issue: RG Capital Radio Ltd at [42] and [78].
54 To summarise, in my opinion the Direction is not a legislative instrument within the meaning of the Legislation Act primarily because the Minister is giving directions as to the exercise of a broad discretion and, properly construed, the Direction does not alter the scope or content of the power in s 501. The Direction, as a statement of policy, promotes values of consistency and rationality in decision-making, and the principle that administrative decision-makers should treat like cases alike: see Plaintiff M64/2015 v Minister for Immigration and Border Protection [2015] HCA 50; 327 ALR 8 at [54].
55 There are decisions of the Full Court to the effect that failure to comply with a direction under s 499 may be a jurisdictional error: the earliest of these cases appears to be Rokobatini v Minister for Immigration and Multicultural Affairs [1999] FCA 1238; 90 FCR 583 at [23] per Whitlam and Gyles JJ (Minister for Immigration, Local Government and Ethnic Affairs v Gray (1994) 50 FCR 189 being concerned with a Ministerial statement on criminal deportation policy made in the House of Representatives by the then Minister) and the most recent Salahuddin v Minister for Immigration and Border Protection [2013] FCAFC 141; 140 ALD 1 where the point was conceded by the Minister. But the effect of non-compliance does not, in my view, determine the character, whether legislative or not, of the instrument although, as Mortimer J pointed out in Williams at [33], the categorisation may affect issues of construction.
56 In Williams, Mortimer J was considering a submission that an earlier direction under s 499, Direction no. 55, did not bind the Tribunal because the Tribunal did not have functions or powers under the Migration Act and was therefore not covered by the terms of s 499. Her Honour noted that the legal character of that Direction was not argued in the proceeding before her. At [37] her Honour accepted a submission that the effect of that particular Direction was to supply the content for the exercise of the discretion contained in s 501, subject to the qualification that the Direction did not evince an intention to exhaust the permissible matters which may be taken into account in making a cancellation decision.
57 In Milne v Minister for Immigration and Citizenship [2011] FCAFC 41; 120 ALD 405 at [54] a Full Court assumed that Ministerial Direction no. 21 was a subordinate or delegated legislative instrument. However it appears that Ministerial Direction no. 21 was registered under the Legislation Act as it then was with the result that it was deemed by s 5(3) of that Act to be a legislative instrument for the purposes of that Act. As Mortimer J said in Williams at [29], an executive decision whether or not to register a direction is not capable of changing the character of the direction itself, whether by reason of the definition of "legislative instrument" in the Legislation Act, or by application of general law principles.
58 I do not accept the Minister's submission that the matter is governed by item 21 of s 7 of the Legislation Act. In particular, I do not accept the Minister's submission that the Tribunal is a delegate of the Minister by reason that the Tribunal, in reviewing a decision of a delegate, is exercising the powers of a delegate. In my view, the Tribunal is acting independently and exercising its powers under the Administrative Appeals Tribunal Act albeit it is also, by s 43 of that Act, re-exercising the powers of the delegate: see Williams at [72]. Section 43(6) of that Act, which provides that a decision of a person as varied by the Tribunal or as made by the Tribunal in substitution for the primary decision shall be deemed to be a decision of that person, does not alter that conclusion.
59 On the face of it, it may appear curious that the Direction may have a non-legislative character vis-à-vis a delegate and another character vis-à-vis the Tribunal, but any apparent curiosity is referable to the express terms of s 7 of the Legislation Act as then in force, expressly providing the instruments there set out are not legislative instruments for the purposes of that Act (see now s 8).
60 It is not necessary to determine the further submissions made on behalf of the Minister. I should note, however, that I am not persuaded that there would be discretionary reasons to refuse relief. It seems to me that there is a qualitative difference, and one of substance, between a Tribunal deciding, as it normally would, to act in accordance with a lawful Ministerial policy, on the one hand, and a Tribunal considering that it was bound to comply with such a policy, on the other hand: see Rokobatini at [17].
61 I also do not accept the Minister's submission that even if s 31(1) of the Legislation Act did render the Direction unenforceable, it did not mean that the Direction could not be given legal effect by some other provision, in this case s 499(2A). In my opinion, if the Direction were a legislative instrument, s 31(1) of the Legislation Act would make it unenforceable, notwithstanding the terms of s 499(2A).
62 As to the issue of unenforceability by virtue of s 31 of the Legislation Act and whether the Tribunal's treatment of Direction no. 65 was caught by that section, the respondent relied on Golden-Brown v Hunt (1972) 19 FLR 438. The relevant issue in that case was whether the Trespass on Commonwealth Lands Ordinance 1972 (ACT) was notified in the prescribed manner. If it was not so notified, the submission was that it was not operative at the relevant time: see at 446. The Court having held that the ordinance was not notified in the prescribed manner, the consequence followed from s 12 of the Seat of Government (Administration) Act 1910 (Cth). Section 12(2) provided that every Ordinance shall be notified in the Gazette and take effect, relevantly, from the date of notification. It was on that basis that Fox J, at 448, and Blackburn and Connor JJ, at 451, held that the Trespass on Commonwealth Lands Ordinance was not operative at the relevant time. That time was when the police purported to act under the Trespass on Commonwealth Lands Ordinance in relation to what came to be known as the Aboriginal Embassy on unfenced lawn in front of the then Parliament House, or at the time of the hearing. In my opinion, this decision does not assist the Minister's submission as to the construction of s 31 of the Legislation Act.
63 I do not accept the Minister's submission that the Tribunal does not enforce the Direction nor is it enforced against the applicant and the related submission that s 31(1) of the Legislation Act did not render the Direction "invalid", "void" or incapable of having any legal effect. In my opinion, the word "unenforceable" in s 31(1) means that the unregistered instrument may not be used to affect a person's rights or interests. The reference in s 31 to "by or against the Commonwealth" or "by or against any other person or body" seem to me to be apt to include the Minister or a delegate of the Minister or the Tribunal. It would follow, in my opinion, that in applying the Direction in its exercise of discretion to decide to cancel the applicant's visa, the Tribunal was enforcing the Direction. Alternatively, at its simplest, s 31(1) of the Legislation Act would mean that the Tribunal would not be required to comply with the Direction as no remedy would lie to enforce it: see Pavey & Matthews Pty Ltd v Paul [1987] HCA 5; 162 CLR 221 at 226 per Mason and Wilson JJ. As I said it is unnecessary to decide this issue since I have concluded that the Direction was not a legislative instrument within the meaning of the Legislation Act.