THE COURT:
1 This is an appeal from orders of a single Judge of the Court (Gray J) dismissing an application by the appellant, William Thomas Dunbar Milne, seeking to set aside a decision of the Administrative Appeals Tribunal ("the Tribunal") which affirmed a decision of a delegate of the respondent Minister for Immigration and Citizenship ("the Minister") to cancel the appellant's Class BF Transitional (Permanent) Visa pursuant to s 501(2) of the Migration Act 1958 (Cth) ("the Migration Act") on the ground that the appellant did not pass the character test.
2 The facts which led the Minister's delegate to conclude that the appellant did not pass the character test were summarised by the learned primary Judge as follows, at [3] of his reasons;
The applicant is a citizen of the United Kingdom. He has resided in Australia since 1970. On 11 May 2005, in the County Court of Victoria, he pleaded guilty to one count of incest, two counts of sexual penetration of a child under the age of 16 and 16 counts of indecent acts with or in the presence of a child under the age of 16. The offences occurred between May 2001 and May 2004, and involved a granddaughter of the applicant, as well as the granddaughter's friends and children of family friends, all of whom were aged between 7 and 11. The applicant was sentenced effectively to seven years' imprisonment with a minimum of five years to be served before release on parole. His earliest release date was to be 1 May 2010.
3 His Honour then noted the presence of s 476A and related provisions of the Migration Act and concluded, at [7] of his reasons;
… The effect of these provisions in the present case is that the Court has original jurisdiction to deal with an application for mandamus (and for ancillary or consequential relief) in respect of the Tribunal's decision, which was made pursuant to s 500 of the Migration Act, but can only grant relief if there was jurisdictional error on the part of the Tribunal in making the decision.
4 On the hearing of this appeal, no challenge was made to that analysis of the relevant statutory provisions or to his Honour's conclusion that "there was no doubt that the applicant did not pass the character test, so that the discretion conferred on the Minister (and exercised in this case by a delegate of the Minister) to cancel the visa was enlivened."
5 Central to the decision of the Tribunal which is the subject of this appeal was the existence of a Ministerial Direction No 21 given pursuant to s 499 of the Migration Act. The relevant provisions of Direction No 21, which was applicable to the decision made in respect of the appellant but has since been superseded, were;
PRELIMINARY
This Direction consists of two parts. Part 1 provides directions on the application of the Character Test. Non-citizens who are being considered under section 501 must satisfy the decision-maker that they pass the Character Test. If the non-citizen does not pass the Character Test, decision-makers are to exercise the discretion to consider whether to refuse or cancel a visa, taking into account primary and other considerations. Part 2 provides directions on what these considerations are and the weight to be given to them.
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PART 2 - EXERCISING THE DISCRETION
2.1 If a non-citizen does not pass the Character Test, decision-makers must have regard to the following considerations when exercising the discretion to decide whether or not the non-citizen should be permitted to enter or remain in Australia.
Weight of considerations
2.2 The Government is mindful of the need to balance a number of important factors in reaching a decision whether or not to refuse or cancel a visa. In making such a decision, a decision-maker should have regard to three primary considerations and a number of other considerations. The primary considerations are set out at paragraphs 2.3 - 2.16 and other considerations are set out at paragraphs 2.17 - 2.24. Decision-makers must have due regard to the importance placed by the Government on the three primary considerations, but should also adopt a balancing process which takes into account all relevant considerations.
PRIMARY CONSIDERATIONS
2.3 In making a decision whether to refuse or cancel a visa, there are three primary considerations:
(a) the protection of the Australian community, and members of the community;
(b) the expectations of the Australian community; and
(c) in all cases involving a parental or other close relationship between a child or children and the person under consideration, the best interests of the child or children.
Protection of the Australian Community
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2.5 The factors relevant to an assessment of the level of risk to the community of the entry or continued stay of a non-citizen include:
(a) the seriousness and nature of the conduct;
(b) the likelihood that the conduct may be repeated (including any risk of recidivism); and
(c) whether visa refusal or cancellation may prevent or discourage similar conduct (general deterrence).
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b. likelihood that the conduct may be repeated (including any risk of recidivism)
2.10 It is the Government's view that the person's previous general conduct and total criminal history are highly relevant to assessing the likelihood of an offence and risk of recidivism. In particular, the following factors will be relevant to the assessment:
...
(c) the extent of rehabilitation already achieved, the prospect of further rehabilitation and the positive contribution to the community the person may reasonably be expected to make.
c. general deterrence - the likelihood that visa refusal or visa cancellation would prevent (or inhibit the commission of) like offences by other persons
2.11 General deterrence aims to deter other people from committing the same or a similar offence. While not a conclusive factor in itself, general deterrence is an important factor in determining whether to refuse or cancel a visa. The general deterrence factor may be relevant in a number of ways:
(a) the nature of the offence may be such that visa refusal or cancellation may deter others from committing similar offences; and
(b) the visa refusal or cancellation in respect of a non-citizen who has been involved in a criminal scheme or schemes may discourage or prevent another person or persons from engaging in similar schemes.
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OTHER CONSIDERATIONS
2.17 When considering the issue of visa refusal or cancellation, other matters, although not primary considerations, may be relevant. It is the Government's view that where relevant, it is appropriate that these matters be taken into account but that generally they be given less individual weight than that given to the primary considerations.
6 As the learned primary Judge observed, the appellant before him challenged the Tribunal's decision on three grounds. The first was that the Tribunal had erred in the consideration of general deterrence required by cl 2.11 of Direction No 21. The second ground was that the Tribunal had denied the appellant procedural fairness by relying heavily on his failure to undertake rehabilitation without informing him that it proposed to rely in that way on that factor and without adjourning the hearing of the application before the Tribunal to allow him to adduce evidence directed to it. The third ground was that the Tribunal had misdirected itself by saying that considerations other than those designated in Direction No 21 as primary considerations must be given less weight than the primary considerations.
7 Of those three grounds, only the second was pressed by Counsel for the appellant on the hearing of this appeal. That was made clear by this identification, in Counsel's written outline of submissions, of the "ISSUES PRESENTED BY THE APPEAL";
A. Whether the learned primary judge fell into appealable error in not finding that the Tribunal denied the Appellant procedural fairness by making an adverse finding against him based on his non-completion of a rehabilitation program without affording him a reasonable opportunity to present evidence of his desire to undergo such a program.
B. Whether the learned primary judge fell into appealable error in not finding that the Tribunal should have drawn [to] the Appellant's attention the issue of his willingness to undergo a sexual offender program, which he had been unable to undergo in prison, and given him a meaningful opportunity to comment on this matter in the context of his prospects of further rehabilitation.
8 The observations and findings of the Tribunal about the desire or willingness of the appellant to undergo a rehabilitation program are to be found first at [21] of its reasons, where it was noted;
On 27 October 2005 the Reporting Officer at HM Prison Ararat told the Department that Mr Milne was prepared to participate in any sexual offender program, but that this had not occurred. The officer assessed Mr Milne as having a moderate risk of re-offending. Mr Milne said that he has not attended any rehabilitation or sex offender programs because prison authorities had decided that any such programs should be undertaken after his release on parole.
9 After discussing the gravity of the offences of which the appellant had been convicted, the Tribunal went on to observe, at [23] of its reasons;
On the question of the likelihood that the conduct may be repeated (paragraph 2.10 of the Direction), the Tribunal takes into account that the sentencing Judge noted that a consulting forensic psychiatrist could find no major cognitive deficit or other condition that might have impaired Mr Milne's judgment or produced sexual disinhibition and inappropriate sexual contact. The psychiatrist was unable to provide any ready explanation for the misconduct, and considered that any depressive disorder occurred after the offending behaviour became known and Mr Milne's wife had abandoned him. The sentencing Judge concluded:
This court has formed the very clear view on the evidence that that [sic] your pattern of offending is paedophilic in nature. It has also formed the clear view, given the pattern of your past offending, that without treatment, at least in the appropriate circumstances, you would [be] likely to further offend against children.
10 The Tribunal then referred to comments made by the appellant in 2005 and on 21 February 2009 respectively to the effect that his offending had been a "one-off situation" and that he had not caused any physical harm to any of his victims. The Tribunal concluded, at [24] of its reasons, that those comments "demonstrate that he has not gained insight into the nature and consequences of his offending. He has not completed a sexual offender program or any meaningful rehabilitation or treatment."
11 The Tribunal also referred to the appellant's prospects of rehabilitation when evaluating the primary consideration enumerated in cl 2.3 of Direction No 21. In that context, it said, at [25] of its reasons;
The Tribunal finds that Mr Milne's criminal history over a three-year period, together with a lack of medical evidence that he was suffering from any diagnosed condition, support the conclusion that Mr Milne remains at a considerable risk of re-offending. His wife was unable to detect or prevent the offending behaviour, even though she lived with Mr Milne and was close to him. Ms Wheeler, in whose care Mr Milne will be released in May 2010, has doubts about the extent of his offending and sees no need for him to be kept away from children. The suggestion that Mr Milne be accompanied by an adult appears to be concerned more with Mr Milne's safety than any concerns for the welfare of the public. This has serious potential consequences for the protection of the Australian community, particularly young children who are especially vulnerable.
12 The same notion of the appellant's desire for, and ability to achieve, rehabilitation was revisited when the Tribunal discussed, at [30], the second primary consideration enumerated in cl 2.3(b) of Direction No 21, the expectations of the Australian community. The Tribunal there said;
Although Mr Milne had no prior convictions at the time of the offences, and the Australian community would expect that he should be given an opportunity to change his behaviour, Mr Milne has not shown an ability and genuine desire to do so. The Tribunal is satisfied that, although Mr Milne has spent most of his adult life in Australia, the community would expect that the perpetrator of such repugnant crimes, who is assessed as being at some risk of re-offending and who shows little evidence of stable and lasting rehabilitation, would have his or her visa cancelled in the absence of genuine remorse and medical or other reasonable explanation for the offending. Therefore in respect of the second primary consideration the Tribunal finds strongly in favour of cancellation [sic] the visa.
13 As to the "other considerations" which could be taken into account pursuant to cl 2.17 of Direction No 21, the Tribunal reviewed, in a way tending to an exercise of its discretion favourably to the appellant, the matters, mainly personal to him, which it regarded as relevant under this head. As a result, it concluded, at [38] of its reasons;
… Although there is no evidence of rehabilitation or treatment, the Tribunal takes into account that his conduct in gaol has been good. On balance, in respect of the secondary considerations, the Tribunal finds against the cancellation of the visa.
14 The learned primary Judge was himself called on to examine whether the appellant had been accorded procedural fairness in relation to the issue of rehabilitation. He observed, at [33]-[35] of his reasons;
33 Counsel for the applicant argued that the Tribunal denied the applicant procedural fairness by failing to advise him that it proposed to make a finding adverse to him about the fact that the applicant had not undertaken any rehabilitation program, and giving the applicant an opportunity to provide further material, and to make submissions, in relation to this proposed finding. The argument involved the proposition that the Tribunal had made the lack of any rehabilitation course a "key basis" of its reasoning and used it against the applicant in a way that he could not have foreseen.
34 The applicant told the Tribunal that he had been told by the Parole Board that he did not have to transfer to another prison to do a sex offenders' course, but that he would be offered a short course once he was released. In her evidence to the Tribunal, the applicant's daughter explained that, because of the need to transfer to another prison, the question of rehabilitation while in prison was out of the control of the applicant and that he could do a course after he was released on parole. At [21] of its reasons for decision, the Tribunal summarised this evidence in terms that the applicant had said that he had not attended any rehabilitation or sex offender programs because prison authorities had decided that any such programs should be undertaken after his release on parole.
35 At [24] of its reasons for decision, the Tribunal made a finding that the applicant "has not completed a sexual offender program or any meaningful rehabilitation or treatment." This was a simple finding of fact, based on the evidence of the applicant himself, and of his daughter on his behalf. The finding was made in the context of the Tribunal's reasoning on the primary consideration of the protection of the Australian community. It followed the Tribunal's findings on the seriousness of the applicant's offences, the likelihood of a repetition of similar conduct in the absence of treatment, and the applicant's failure to gain insight into the nature and consequences of his offending. The Tribunal then returned to the likelihood of the applicant reoffending, and mentioned general deterrence, before reaching its conclusion that the first primary consideration was strongly in favour of cancellation of the visa. The Tribunal returned briefly to the issue of rehabilitation in discussing the second primary consideration, the expectations of the Australian community. At [30], the Tribunal made a finding that the community would expect that the perpetrator of "such repugnant crimes, who is assessed as being at some risk of re-offending and who shows little evidence of stable and lasting rehabilitation, would have his or her visa cancelled in the absence of genuine remorse and medical or other reasonable explanation for the offending." It was this reasoning that led to the Tribunal's conclusion that the second primary consideration was strongly in favour of cancellation of the visa.
15 His Honour then noted that cl 2.10(c) of Direction No 21 identified, as among the matters to be evaluated in examining the first primary consideration, Protection of the Australian Community, "the extent of rehabilitation already achieved, the prospect of further rehabilitation, and the positive contribution to the community the person may reasonably be expected to make." Because cl 2.10(c) directed attention in that way to the extent of rehabilitation already achieved and the prospect of further rehabilitation, his Honour considered that the appellant "had the means of knowing of the relevance of rehabilitation as an issue prior to the Tribunal hearing." The learned primary Judge then noted that the Tribunal had referred to the order by the sentencing judge that the appellant undertake a sex offender's course and in that context had been advised of the Parole Board's decision that the appellant did not have to transfer to another prison to undertake such a course but could do so after release. His Honour then continued, at [36]:
The Tribunal then advised the applicant:
One of the issues that I have to consider is the protection of the Australian community when people are found guilty of serious criminal matters, and that includes a consideration of the likelihood of re-offending.
This statement gave the applicant the opportunity to convince the Tribunal, if he was able to do so, that he was keen to do a rehabilitation course and would certainly do one as soon as he possibly could. He did not take that opportunity. Instead, he gave evidence minimising his culpability, on which the Tribunal no doubt relied in finding that he had not gained insight into the nature and consequences of his offending.
16 In his Honour's view, the Tribunal had indicated that the fact that the appellant had not done a rehabilitation course would be taken into account and "[I]t was up to the applicant, if he was able to do so, to minimise the impact of that fact. By her evidence in cross-examination, his daughter attempted to do just that."
17 Nor did his Honour consider that the Tribunal had made any finding at all on whether the appellant would undertake a rehabilitation course in the future, observing, at [38]:
… If the applicant had given evidence of his intention to do so, the Tribunal might have been called upon to make such a finding. The applicant did not give this evidence. …
18 His Honour also identified an alternative reason for rejecting the appellant's contention that the Tribunal had denied him procedural fairness. That was the time limit imposed by sub-ss 500 (6H), (6J) and (6L) of the Migration Act. In his Honour's view the combined effect of those sub-sections in the events which had happened was that, as the Tribunal hearing had occurred on 18 May 2009, it could not have granted the appellant a substantial adjournment because of its statutory obligation to complete the hearing and make a decision by, at the latest, 8 June 2009. Accordingly, his Honour reasoned, at [39];
… The Tribunal could not have adjourned the hearing, and thereby delayed its decision, until the applicant's release on parole, to see if he actually attended a rehabilitation course during the period of his release on parole. By that time, s 500(6L) of the Migration Act would have operated, and the applicant would have lost his case in any event.
19 In support of that analysis, his Honour referred to his own judgment as a member of a Full Court in Goldie v Minister for Immigration & Multicultural Affairs (2001) 111 FCR 378, at [25]-[26];
25 The scheme for dealing with applications for review under s 500 of the Migration Act has at its heart subss (6H) and (6J). These subsections impose serious restrictions on an applicant for review. The Tribunal is obliged not to have regard to any information presented orally, or to any documents submitted, in support of the applicant's case unless the Minister has had two business days' notice of the information or the document before the hearing. The purpose of these drastic provisions is apparent. The Minister is to be given an opportunity to answer the case to be put by the applicant for review without the necessity of an adjournment of the hearing. The purpose of the scheme in s 500 is that an applicant for review should not be able to change the nature of his or her case, catching the Minister by surprise, and forcing the Tribunal into granting one or more adjournments to enable the Minister to meet the new case put. If this purpose were not sufficiently apparent from the terms of the legislation, it is apparent from the second reading speech in relation to the bill by which the provisions were introduced. That bill became the Migration Legislation Amendment (Strengthening of Provisions Relating to Character and Conduct) Act 1998 (No. 2) (Cth). The expressed intention of the bill was to prevent the use of the procedure of merits review to prolong the stay in Australia of a person denied a visa by the application of the character test. Crucial to the scheme is the eighty-four day time limit for the whole process, laid down in subs (6L).
26 It is plain that the scheme is designed to disadvantage an applicant for review. Subsections (6H) and (6J) are not counterbalanced by any express obligation on the Minister to disclose the entire case against the applicant prior to the hearing. The purpose of subss (6H) and (6J) can only be to advantage the Minister at the hearing. Being forewarned as to the entirety of the case of the applicant for review, the Minister is better able to respond to that case. It may be that the Minister's response will be to rely on documents that have been in the Minister's possession or under the Minister's control but have not been produced previously, because they were not in the possession or under the control of the delegate who made the original decision, or were not considered relevant to the decision (s 501G(2)), do not contain non-disclosable information (s 500(6F)) or have not been the subject of a notice pursuant to subs (6K). It may be that, after receiving a statement under subs (6H) or copy documents under subs (6J), the Minister acquires documents not previously in the Minister's possession or under the Minister's control, for the purpose of using them to answer the case of the applicant for review. The Minister may wish to obtain documents by compulsion with a view to tendering them at the hearing in answer to the case of the applicant for review. In doing so, the powers of the Tribunal found in s 40(1A) to (1E) of the AAT Act may be important. They are powers that enable the Tribunal to compel production of documents in the manner in which a court compels production of documents by the use of a subpoena.
20 A third reason advanced by the learned primary Judge for rejecting the appellant's invocation of a denial of procedural fairness was that the appellant had not put before the Court any material as to what he would or might have said to the Tribunal if it had alerted him to the possibility of an adverse conclusion based on his failure to undertake a rehabilitation course.
21 Finally, on the issue of denial of procedural fairness, his Honour noted that the appellant's failure to complete a sexual offender program or any meaningful rehabilitation or treatment was accorded only one sentence in three paragraphs which the Tribunal devoted in its reasons to the primary considerations ordained by Direction No 21. That feature of the Tribunal's reasons enabled his Honour to observe, at [42];
… It was unlikely to have been the issue upon which the Tribunal's view about the likelihood of repeat conduct turned. Similarly, when the Tribunal was considering the expectations of the Australian community, it made no more than a passing reference to the fact that the applicant showed little evidence of stable and lasting rehabilitation. It is by no means clear that, had the Tribunal embarked on speculation about whether the applicant would in fact have undergone a rehabilitation program after release, and had made a finding in the applicant's favour, this would have changed the Tribunal's view on either of the primary considerations that it found were strongly in favour of cancellation of the applicant's visa.
22 At the end of his reasons the learned primary Judge examined the contention that the Tribunal had misdirected itself by holding that what it called "the secondary considerations" must be given lesser weight than the primary considerations identified in Direction No 21. As noted at [7] above, that contention was not pressed before this Full Court by Counsel for the appellant and it is unnecessary for us to have further regard to it.