[2022] VSCA 233
General information, not legal advice.
Court of Appeal (Vic)
2022-10-27
Niall JA
Original judgment source is linked above.
(a) He 'pestered [the complainant] to sleep on the mattress' with him, and
(b) He 'asked the [complainant] to sleep on the mattress [with him] many times', and
(c) There was 'some premeditation' to the offending.
(a) the applicant's plea, its timing and inherent utility,
(b) the discount to be afforded to pleas of guilty during the currency of the COVID-19 pandemic,
(c) the applicant's expressions of remorse and prior good character,
(d) the applicant's engagement in treatment and rehabilitation in advance of the plea,
the sentence imposed by [the judge] is manifestly excessive.
Ground 1: The judge referred to a superseded Prosecution Opening
The prosecution accept that the offending was opportunistic. However, I note that you asked the child to sleep on the mattress many times, which she eventually did. This enabled the offending to occur more easily, so while I accept that it was opportunistic, there was some immediate planning.
The prosecution opening includes an observation that you were behaving in a sexually inappropriate manner towards the child earlier in the evening; indicating a concerning sexual suggestion toward this young girl and a lack of propriety. So, while I accept that your offending was opportunistic, your earlier behaviour indicated an inappropriate sexual interest in the child.
Whilst a judge has the power to revise his or her reasons for judgment there are necessarily restrictions in his or her doing so. In Lam v Beesley (1992) 7 WAR 88 at 93-94, Owen J reviewed the authorities before concluding (at 95) that if changes to a judgment were such that they could lead to an appearance of altered substance (as opposed to the alteration of matters of form) in a criminal trial, that would be sufficient to render a conviction unsafe and unsatisfactory. In Bar-Mordecai v Rotman [2000] NSWCA 123, the Court of Appeal (Sheller, Stein and Giles JJA) confirmed (at [193]) the propriety of the process of revision of ex-tempore reasons, but emphasised that altering the substance of the reasons, or the orders that they sustain, in the course of such revision is not permissible. Both of these decisions were referred to by Beazley JA (as her Honour then was) in Todorovic v Moussa [2001] NSWCA 419; (2001) 53 NSWLR 463 where her Honour concluded (at [46]) that the appropriate test in determining whether an alteration to a judgment is permissible is whether the change is one of substance in fact.
In Spencer v Bamber [2012] NSWCA 274 Campbell JA (with whom Basten and Macfarlan JJA agreed) emphasised (at [141]) the need for written reasons to be, in substance, those that the judge had given at the time of making orders. His Honour went on to say (at [142]):
The qualification I have just referred to is that in deciding what is an 'impermissible alteration', one must not only consider whether an alteration is one of substance, but also Gleeson CJ's recognition that alteration is permissible 'where, because of a slip, the reasons as expressed do not reflect what the judicial officer meant to say'. The circumstances in which a mistake or slip could justify corrections in draft reasons were elaborated on in Bell v Veigel[[6]] at [220], where Mason P said:
It would in my view be wrong for a judge who has pronounced reasons for final judgment to make a material addition or alteration to those reasons simply because some better idea has come to mind. Sometimes, however, a judge fails to spell out what was in his or her mind referable to a particular argument, simply due to oversight. I see no reason why such an oversight could not be remedied, on application or on the judge's own motion, in a proper case.
Basten JA agreed with Campbell JA and was not prepared to infer that particular propositions were in the mind of a primary judge at the time of delivering oral reasons if statements encompassing those propositions were not made. His Honour went on to explain (at [8]) that the test of whether a revision is permissible is an objective one and that a relevant consideration is the degree of conformity between the revision and the argument presented in court.
Ground 2: Failure to take into account participation in sex offender program
voluntarily participated in four treatment sessions at his own expense with Mr Geoffrey Burrows, an associate of this practice, from 11 February 2022 to 14 April 2022 as part of the Sex-Offender Treatment Program (SOTP). The SOTP has focused on assisting [the applicant] to commence the process of gaining insight into his offending, enhancing victim empathy and relapse prevention training. I have held extensive discussions with Mr Burrows regarding [the applicant's] progress in treatment and have incorporated them into this report.
has been engaging in appropriate treatment. The most important component of that is that he's been voluntarily engaging in the sex offender treatment program. Dr Barth discusses that in his report. He understands that he's at the beginning of a lengthy therapeutic process. He's committed to completing the program and any other treatment that is recommended to him.
After taking into account static risk factors of age, your lack of criminal history, your long-term relationship and your offending against a related female correlate, Dr Barth concludes that you have a lower, rather than a higher, risk of reoffending.
Dr Barth observed the inherent limitations of the static risk assessment protocol. He observed, using more dynamic factors, that your main risk factors included: your developing insight into your behaviour and cognitive distortions which may have contributed to your behaviour.
Evaluating your risk within these parameters indicates, a low to moderate risk of reoffending. He recommends that this risk be reduced through the completion of a specialist sex offender treatment program.
Separately, Dr Barth considered that you present with sufficient symptoms to warrant a diagnosis of an adjustment disorder with mixed anxiety and depressed mood. He observes that your current symptoms are primarily focused on your guilt for the offending and rumination of the potential consequences.
Dr Barth's report is detailed and helpful and I commend it to those who will be supervising you in due course.
Dr Barth recommends that you undertake or continue to undertake sex offender counselling and mental health treatment by way of psychological assistance to enhance your ability to cope with personal stresses more adaptively. He also recommends and alcohol-related counselling.
Dr Barth further observes that should a custodial sentence be imposed, you are likely to be a vulnerable prisoner, particularly, when considering your limited skills for your depressive and anxiety related symptoms.
I accept that a custodial sentence will be more burdensome on you than someone without your adjustment disorder that features anxiety and depression. This will be taken into account under the Verdins[[8]] principles.
Your remorse was expressed quickly to family members. Your discussion with Dr Barth shows that you are beginning to understand the consequences of your offending. Your remorse is beginning to transition from an expression of self-guilt and self-pity to an elementary understanding of the consequences for the victim of your offending.
Ground 3: Contention that the sentence is manifestly excessive
manifest excess is a conclusion which does not depend upon the attribution of identified specific error. Moreover, it is a conclusion that ordinarily does not admit of much elaboration or sustained argument,[11] since excess is, or is not, plainly apparent, and a sentence is, or is not, unreasonable or plainly unjust. The sentence may be excessive because the wrong type of sentence has been imposed, or because the sentence imposed is manifestly too long.[12] A judge of an appellate court will approach the task of assessing whether a sentence is manifestly (as opposed to simply arguably) excessive in much the same way that a sentencing judge approaches the imposition of sentence at first instance; that is, by instinctively synthesising all relevant factors in order to determine whether he or she considers the impugned sentence to be just and appropriate.[13] But it is not enough for appellate intervention to be warranted that the judges of the appellate court regard the impugned sentence as stern, or that they would not themselves have passed the same sentence. Intervention is justified only if the sentence is wholly outside the range of those open in the sound exercise of discretion.[14]
[1] To avoid the possibility of identifying the alleged victim of a sexual offence, this judgment has been anonymised by the adoption of a pseudonym in place of the name of the applicant.
[2] His date of birth is 29 September 1984.
[5] R v Lazarus [2017] NSWCCA 279; (2017) 270 A Crim R 378, 402 [122]-[124].
[8] R v Verdins [2007] VSCA 102; (2007) 16 VR 269.
[9] Worboyes v The Queen [2021] VSCA 169; (2021) 96 MVR 344.
[10] Leimonitis v The Queen [2018] VSCA 198, [32] (Priest JA).
[11] R v Kenny (Unreported, 2 October 1978, Vic, CCA); Noa v R [2013] VSCA 4, [12]; Allen v R (2013) 36 VR 565, 573 [51]-[52].
[12] Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321, 325-6 [6] (Gleeson CJ and Hayne J).
[14] Lowndes v The Queen [1999] HCA 29; (1999) 195 CLR 665, 671-672 [15].
Moore (a pseudonym)
The King [2022] VSCA 233
DPP v Moore (a pseudonym) [2022] VCC 842 (Judge Syme)
(1992) 7 WAR 88
(2001) 53 NSWLR 463
(2007) 16 VR 269
(2021) 96 MVR 344
(2013) 36 VR 565
(2000) 202 CLR 321
(1999) 195 CLR 665