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[2025] NSWCA 220
procedural. The Court set aside the order granting the Law Society leave to intervene, removed it as a party, permitted the LPAB to withdraw its submitting appearance, extended to 8 October 2025 the time for...
This judgment did not decide whether Mr Montenegro should receive a compliance certificate or succeed in a judicial review. It resolved who would participate in the proceedings and how. Once the Law Society was to leave, the Court considered the LPAB the proper respondent and allowed it to participate as an active contradictor, while remaining subject to the Hardiman principle. The applicant retained the ability to object to evidence and submissions at the final hearing.
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1,980 words · generated 06/10/2026
The ruling concerns procedure in proceedings brought by Cesar Montenegro against the Legal Profession Admission Board (LPAB). It does not decide whether he should be readmitted to the legal profession, whether the LPAB’s decision was correct, or whether a judicial review application would succeed.
4 cited instruments linked from this judgment.
On 28 October 2024, Mr Montenegro appealed to the Court of Appeal from the LPAB’s refusal to issue a compliance certificate enabling his readmission under s 19 of the Legal Profession Uniform Law. The LPAB was initially the only respondent and filed a notice of appearance on 25 November 2024 ([1]).
The Council of the Law Society of New South Wales applied on 31 January 2025 to intervene and be joined as a respondent. The Court granted leave on 4 March 2025. After the Law Society joined, the LPAB obtained leave to withdraw its earlier notice of appearance and filed a submitting appearance on 6 March 2025. The stated rationale was that the LPAB was the body whose decision was under challenge and that the Law Society’s participation meant the Court would still have an active contradictor ([2]).
The procedural setting then changed. Mr Montenegro foreshadowed that he intended to seek judicial review rather than pursue the appeal ([3]). The Law Society applied to set aside the order permitting it to intervene and to be removed as a party. The LPAB applied for leave to withdraw its submitting appearance and for time to enter an appearance under UCPR 6.10. Alternatively, it sought leave under UCPR 6.11(2) to rely on evidence and submissions ([4]).
Mr Montenegro was medically indisposed and did not appear at the hearing, but he had filed written submissions. He opposed the LPAB being heard substantively, while indicating that he did not oppose participation confined to powers and processes ([6]). Harrison JA granted the principal procedural relief sought: the Law Society was removed, and the LPAB was permitted to enter an appearance under UCPR 6.10. The Court also set dates for the LPAB’s response and evidence, Mr Montenegro’s reply, and further directions ([14]-[15]).
The central practical concern was that removing the Law Society would leave the Court without an active contradictor. The LPAB submitted that the Court would benefit from an opposing party’s assistance and that it should be permitted to participate, subject to Hardiman and the authorities dealing with that principle ([9], [13]). Harrison JA considered it appropriate for the LPAB to respond and assist the Court, given the procedural history and Mr Montenegro’s stated intention to proceed by judicial review ([5]).
The Hardiman principle was central, but the ruling did not treat it as an absolute bar on an administrative body being heard. Mr Montenegro relied on the passage from R v Australian Broadcasting Tribunal; Ex parte Hardiman, which describes the usual course as a tribunal submitting to the Court’s order and says that, where a tribunal does make submissions, they should generally be limited to the tribunal’s powers and procedures ([7]). The LPAB did not dispute the principle’s authority or applicability. The difference between the parties concerned how it applied in these circumstances ([8]-[9]).
The LPAB pointed to authorities in which it had participated in judicial review proceedings, including Makowski, and to cases addressing the role of a tribunal where no other active contradictor is available ([10]-[12]). Harrison JA’s conclusion was case-specific: the LPAB could appear and respond as an active contradictor, but its role remained “subject only to the relevant application of the Hardiman principle” ([14]). The judgment therefore does not say that the LPAB may always argue the merits of a challenge to its own decision without constraint.
The Court also rejected the need for a separate order under UCPR 6.11(2). It gave two reasons. First, it read that sub-rule as applying only to a notice of appearance filed under UCPR 6.11(1). Second, an appearance under UCPR 6.10 would permit the LPAB to respond as an active contradictor, subject to Hardiman ([14]). The Court further preserved the procedural position of Mr Montenegro: the LPAB’s advance filing of evidence and submissions would not prevent him from raising concerns about receiving that evidence or relying on those submissions at the final hearing ([14]).
The judgment also referred to the administration of justice, the explanation for the LPAB’s changed position, the shift from appeal towards judicial review, and the absence of material prejudice as reasons advanced by the LPAB ([13]). The decision records those submissions, but its express reasoning focuses on the changed party configuration, the need for the Court’s assistance, the proper role of the LPAB, and the applicable procedural rules.
The judgment does not announce a change in the law or purport to create a new general test. It applies existing procedural rules and the Hardiman principle to the circumstances of this proceeding.
The relevant baseline, as described in the judgment, is that a tribunal will usually submit to the Court’s order rather than become a protagonist. If it does participate, its submissions should generally concern its powers and procedures, because adversarial advocacy may raise a concern about its impartiality in later proceedings ([7]). The judgment also records authorities suggesting that the principle does not disentitle a body from being heard and that its force may depend on the nature of the body and the proceeding ([11]-[12]).
The case-specific position after the orders was that the LPAB could file an appearance under UCPR 6.10 and participate as an active contradictor. That permission did not erase the Hardiman principle; Harrison JA expressly made the LPAB’s role subject to its relevant application ([14]). Nor did it prevent Mr Montenegro from contesting the use or reception of the LPAB’s evidence and submissions at the final hearing ([14]).
Accordingly, the “before and after” is procedural rather than doctrinal. Before the ruling, the LPAB had a submitting appearance and the Law Society was a party. After it, the Law Society was removed and the LPAB was permitted to appear actively. The judgment’s scope is confined to those arrangements and does not establish the merits of the underlying dispute or a universal rule for all admission-board proceedings.
At [5], Harrison JA said it was appropriate for the LPAB to be “the proper party to respond to the application and to assist the Court”. In plain English, once the Law Society sought to leave, the body whose decision was being challenged was considered the suitable respondent to explain and answer the proceeding.
At [7], the judgment quoted the High Court’s statement in Hardiman that the “usual course” is for a tribunal to submit, and that its submissions should “in general” be limited to its powers and procedures. This is the source principle set out in the judgment, not a new statement originating with Harrison JA. Its terms are qualified: the passage describes a usual course and a general limitation, rather than an unconditional prohibition.
At [9], the LPAB argued that without its active participation the Court would have no contradictor once the Law Society was removed. This explains the practical issue the ruling addressed. The Court’s task was not merely to decide whether a tribunal could speak in the abstract, but to resolve the proposed party arrangement in a proceeding where the Court would otherwise lack an active opposing party.
At [14], Harrison JA held that an appearance under UCPR 6.10 would permit the LPAB to respond as an active contradictor, “subject only to the relevant application of the Hardiman principle”. In plain English, the LPAB was allowed to participate, but not on the basis that Hardiman had ceased to matter.
The same paragraph states that the applicant’s objections to evidence or submissions would not be foreclosed by the LPAB filing them in advance. That means the interlocutory permission did not finally settle whether particular evidence would be received or how the LPAB could rely on its submissions at the final hearing.
The ruling is most directly relevant to a procedural setting with these features: a public or statutory body is a respondent because its decision is under challenge; that body has filed a submitting appearance; a separate party has been allowed to intervene and act as an active contradictor; and that intervening party later seeks to leave, potentially leaving the Court without an active respondent.
The reasoning also matters where the form of the underlying proceeding changes or is said to change. Here, Mr Montenegro foreshadowed judicial review rather than pursuing the appeal, and the LPAB submitted that this change supported treating the proceeding as a fresh one for appearance purposes ([3], [13]). Harrison JA did not formulate a general rule that a change from appeal to judicial review automatically permits a new appearance. The decision turned on the circumstances and the need for the LPAB to be the proper party to respond and assist the Court ([5], [14]).
The ruling may also be relevant when a party seeks to rely on Hardiman to confine a tribunal’s participation. The judgment recognises the principle but considers it alongside the nature of the body, the kind of proceeding, other authorities, and the availability of a contradictor ([8]-[12]). It should not be read as a general finding that all bodies whose decisions are challenged may argue substantively in every case.
The judgment itself contains no account of later judicial treatment of Montenegro v Legal Profession Admission Board. It was decided on 2 October 2025, and the provided text does not identify subsequent cases. It would therefore be unsupported to state whether later courts followed, distinguished, or otherwise treated this ruling.
The judgment does identify the authorities Harrison JA considered when resolving the motions. Hardiman supplied the general principle about tribunal participation ([7]). Makowski was cited as an example of the LPAB defending judicial review proceedings and as a decision in which submissions about the LPAB exceeding its role were rejected ([10]). Hastwell was cited for propositions concerning the force of Hardiman and the kinds of questions that judicial review typically raises ([11]-[12]). Mendonca and Hastwell were cited in connection with the need for an active contradictor ([11]). Wang was cited for the proposition that Hardiman does not disentitle a body from being heard ([12]).
Those references describe the authorities available to Harrison JA, not later treatment of the Montenegro ruling. Any account of subsequent treatment would require later sources not contained in this judgment.
The ruling leaves the merits of the underlying matter entirely open. It does not decide whether the LPAB’s refusal to issue a compliance certificate was legally correct, whether Mr Montenegro’s contemplated judicial review would be made, or what relief might be available in any such proceeding. Harrison JA expressly addressed appearances and participation, not the substantive admission question ([1], [3]-[5]).
The scope of the LPAB’s eventual submissions was also not finally determined. The Court permitted an appearance under UCPR 6.10, while making the LPAB’s participation subject to the applicable Hardiman principle ([14]). The judgment does not specify in advance which particular arguments would fall within or outside that principle. It also leaves for the final hearing any objections Mr Montenegro might raise to the reception of evidence or reliance on submissions ([14]).
The orders required the LPAB to file and serve its response, written submissions and relied-on evidence by 27 October 2025, and required Mr Montenegro to file reply submissions by 10 November 2025. The matter was listed for further directions on 17 November 2025 ([15]). The text provided does not record what occurred after those procedural steps or whether the proposed judicial review was ultimately pursued.
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Source: NSW Caselaw (www.caselaw.nsw.gov.au). Converted to plain text by ZoeLaw. Not the official version.
Medium Neutral Citation: Montenegro v Legal Profession Admission Board [2025] NSWCA 220
Hearing dates: 29 September 2025
Date of orders: 02 October 2025
Decision date: 02 October 2025
Before: Harrison JA
Decision: (1) Set aside the order made on 4 March 2025 granting leave to the Council of the Law Society of New South Wales to intervene and be represented and heard in the proceedings.
(2) The Council of the Law Society of New South Wales be removed as a party to the proceedings.
(3) Grant leave to the Legal Profession Admission Board to withdraw its submitting appearance filed on 6 March 2025.
(4) Extend until 8 October 2025 the time by which the Legal Profession Admission Board may enter an appearance pursuant to UCPR 6.10.
(5) Direct the Legal Profession Admission Board to file and serve any response to the summons, written submissions and any evidence upon which it proposes to rely by 27 October 2025.
(6) Direct Mr Montenegro to file and serve any submissions in reply by 10 November 2025.
(7) List the matter for further directions before the Registrar on Monday 17 November 2025.
Catchwords: CIVIL PROCEDURE – appearance – submitting appearance – withdrawal of appearance – appeal from refusal to grant application for compliance certificate – where the LPAB filed a submitting appearance upon the Law Society being joined to the proceedings – whether the Law Society can now vacate or set aside the order granting it leave to intervene – whether the LPAB can withdraw its submitting appearance and file an appearance under UCPR 6.10 – application of Hardiman principles – where there was no appearance for the applicant when the motions were heard – where the Court would be without a contradictor unless LPAB participates – Law Society removed as a party – leave granted to LPAB to withdraw submitting appearance
Legislation Cited: Legal Profession Uniform Law Application Act 2014 (NSW), ss 21, 35
Legal Profession Uniform Law (NSW), s 19
Uniform Civil Procedure Rules 2005 (NSW), r 1.12, 6.10, 6.11, 12.5
Cases Cited: Hastwell v Legal Services Commissioner [2020] NSWSC 1008
Hastwell v Legal Services Commissioner [2021] NSWCA 20
Makowski v Legal Profession Admission Board (No 2) [2020] NSWSC 443
Mendonca v Legal Services Commissioner [2019] NSWSC 409
R v Australian Broadcasting Tribunal; Ex parte Hardiman (1980) 144 CLR 13; [1980] HCA 13
Wang v Council of the Law Society of New South Wales (2009) 73 NSWLR 226; [2009] NSWSC 67
Category: Procedural rulings
Parties: Cesar Montenegro (Appellant)
Legal Profession Admission Board (First Respondent)
Council of the Law Society of New South Wales (Second Respondent)
Representation: Solicitors:
Crown Solicitor for NSW (First Respondent)
Law Society of New South Wales (Second Respondent)
File Number(s): 2024/405720
Publication restriction: Nil
HARRISON JA: On 28 October 2024, Mr Montenegro appealed to this Court from a decision of the Legal Profession Admission Board refusing his application for a compliance certificate enabling his readmission to the legal profession under s 19 of the Legal Profession Uniform Law. When the proceedings were originally commenced, the LPAB was the only respondent. It filed a notice of appearance on 25 November 2024. Then, on 31 January 2025, the Council of the Law Society of New South Wales filed a notice of motion seeking orders allowing it to intervene in the proceedings and be joined as a respondent.
By reason of the fact that the LPAB was the body whose decision was under appeal, it sought and obtained leave to withdraw its notice of appearance and to file a submitting appearance upon the Law Society being joined to the proceedings. The rationale for that approach was that a submitting appearance was consistent with the principles in R v Australian Broadcasting Tribunal; Ex parte Hardiman (1980) 144 CLR 13; [1980] HCA 13 and that the Court would no longer be left without the benefit of an active contradictor since the Law Society had been joined.
Mr Montenegro has now foreshadowed an intention to seek judicial review, rather than pursue an appeal from the LPAB’s decision.
The Law Society now seeks an order that the order made by the Court on 4 March 2025, granting it leave to intervene and be represented and heard in the proceedings pursuant to s 21 and s 35 of the Legal Profession Uniform Law Application Act 2014, be vacated or set aside, as well as an order that it be removed as a party to the proceedings. In those circumstances, the LPAB has filed a notice of motion seeking leave under UCPR 12.5 to withdraw its submitting appearance filed on 6 March 2025 and an extension of time under UCPR 1.12 to 10 September 2025, or such other time as the Court considers appropriate, to file instead an appearance under UCPR 6.10. In the alternative, the LPAB seeks leave under UCPR 6.11(2) to rely on evidence and submissions in the proceedings.
The proceedings to date have had an unnecessarily protracted procedural history. That history is uncontroversially recorded in the affidavits of Valerie Griswold affirmed on 2 September 2025 read on behalf of the Law Society and Sean Munnoch affirmed on 4 September 2025 read on behalf of the LPAB. Having regard to that history, and to the fact that Mr Montenegro now intends to proceed with his application by way of judicial review, it seems to me to be appropriate that the LPAB should be the proper party to respond to the application and to assist the Court and that the Law Society ought in these circumstances be given leave to withdraw.
Mr Montenegro did not appear before me when these motions were heard. That was because he was medically indisposed. However, orders for the filing of written submissions were made, and complied with, including by Mr Montenegro. His submissions made it clear that he opposed the orders sought, presumably by both the LPAB and the Law Society, “insofar as they permit the [LPAB] to be heard substantively” but also indicate that he “did not oppose [the LPAB’s] participation where submissions are strictly confined to issues concerning powers and processes”.
“In cases of this kind the usual course is for a tribunal to submit to such order as the court may make. The course which was adopted by the Tribunal in this Court is not one which we would wish to encourage. If a tribunal becomes a protagonist in this Court there is the risk that by so doing it endangers the impartiality which it is expected to maintain in subsequent proceedings which take place if and when relief is granted. The presentation of a case in this Court by a tribunal should be regarded as exceptional and, where it occurs should, in general, be limited to submissions going to the powers and procedures of the Tribunal.”
I do not understand the LPAB to dispute the authority or applicability of this principle or to contend that its role as what will now become the single contradictor to Mr Montenegro’s proceedings should not be informed by it. However, the LPAB offered a significantly wider interpretation than Mr Montenegro with respect to how it should apply in this case, as appears from the following submissions.
The LPAB submitted that unless it participates more actively in the proceedings, this Court, upon the anticipated removal of the Law Society as a respondent, would be without a contradictor and the assistance which active contradiction provides. That is the context in which the LPAB seeks orders that, in substance, permit it to participate actively in the proceedings, but nevertheless consistently with Hardim**an and the authorities in this Court that have dealt with it.
For example, the LPAB has previously defended judicial review proceedings: Makowski v Legal Profession Admission Board (No 2) [2020] NSWSC 443. This Court rejected submissions made about the first respondent exceeding its role in doing so: Makowski v Legal Profession Admission Board (No 3) [2020] NSWSC 506.
Further, the LPAB is not in the position of an adjudicative tribunal, so Hardiman applies with less force: see Hastwell v Legal Services Commissioner [2020] NSWSC 1008 at [5]. Judicial review typically goes to questions of power and procedure, which a body to which Hardiman applies is permitted to address: Hastwell v Legal Services Commissioner [2021] NSWCA 20 at [8]. Most significantly, there will be no active contradictor unless the LPAB actively participates: see Mendonca v Legal Services Commissioner [2019] NSWSC 409; Hastwell v Legal Services Commissioner [2020] NSWSC 1008.
In any event, the LPAB submitted that Hardiman does not disentitle it from being heard: Hastwell v Legal Services Commissioner [2021] NSWCA 20 at [8]; Wang v Council of the Law Society of New South Wales (2009) 73 NSWLR 226; [2009] NSWSC 67 at [13].
In summary, the LPAB submitted that this Court should exercise its discretion to grant orders that permit it actively to participate for the following reasons. First, its change of position has been sufficiently explained by the proposed removal of the Law Society as a party. Secondly, it is in the interests of the administration of justice that the Court have the assistance of a contradictor. Thirdly, the move from an appeal to a judicial review proceeding is tantamount to a fresh proceeding so that the LPAB should not be held to its previous notice of appearance filed in respect of the original appeal. Fourthly, there is no material prejudice to Mr Montenegro.
**********
Montenegro
Legal Profession Admission Board [2025] NSWCA 220
(1980) 144 CLR 13
(2009) 73 NSWLR 226
The Court set aside the order granting the Law Society leave to intervene, removed it as a party, permitted the LPAB to withdraw its submitting appearance, extended to 8 October 2025 the time for the LPAB to enter an appearance under UCPR 6.10, ordered the LPAB to file and serve its response, submissions and relied-on evidence by 27 October 2025, ordered Mr Montenegro to file and serve reply submissions by 10 November 2025, and listed the matter for further directions on 17 November 2025.
Mr Montenegro relies in this respect upon the decision of the High Court in Hardiman and upon the well-recognised principle explained in that case at 35-36 as follows:
In my opinion, in light of these authorities, it is appropriate to make the order sought by the LPAB in its notice of motion filed on 3 September 2025, granting leave to file a notice of appearance pursuant to UCPR 6.10. It is neither appropriate nor necessary to make the order sought in the alternative under UCPR 6.11(2). First, that sub-rule only applies to a notice of appearance filed under UCPR 6.11(1). Secondly, an appearance filed pursuant to UCPR 6.10 permits the LPAB to respond to Mr Montenegro’s claim as an active contradictor, subject only to the relevant application of the Hardiman principle. Any filing and exchange of evidence and submissions by the LPAB as an active party in advance of the final hearing of the proceedings will not foreclose Mr Montengro’s right to raise his concerns about the reception of that evidence and/or his objections to the LPAB’s reliance on its submissions at that hearing.
In such circumstances, it is my opinion that the following orders should be made:
Set aside the order made on 4 March 2025 granting leave to the Council of the Law Society of New South Wales to intervene and be represented and heard in the proceedings.
The Council of the Law Society of New South Wales be removed as a party to the proceedings.
Grant leave to the Legal Profession Admission Board to withdraw its submitting appearance filed on 6 March 2025.
Extend until 8 October 2025 the time by which the Legal Profession Admission Board may enter an appearance pursuant to UCPR 6.10.
Direct the Legal Profession Admission Board to file and serve any response to the summons, written submissions and any evidence upon which it proposes to rely by 27 October 2025.
Direct Mr Montenegro to file and serve any submissions in reply by 10 November 2025.
List the matter for further directions before the Registrar on Monday 17 November 2025.