Consideration - (2) Apprehended bias
37 An administrative decision-maker will be found to have given rise to an apprehension of bias if a fair-minded lay person might think that the decision-maker might not bring a fair and impartial mind to the making of the decision. The hypothetical lay person is an objective observer of the proceedings and will be assumed to be properly informed as to their nature, the matters in issue and the conduct complained of: Re Refugee Review Tribunal; Ex parte H (2001) 179 ALR 425; [2001] HCA 28 at 434-435 ([28]-[29]) per Gleeson CJ, Gaudron and Gummow JJ; NADH of 2001 v Minister for Immigration and Multicultural and Indigenous Affairs (2004) 214 ALR 264; [2004] FCAFC 328 at 268-269 ([14]-[21]) per Allsop J, with whom Moore and Tamberlin JJ agreed.
38 The mere fact that a decision-maker has previously expressed a view on the same or a similar subject does not, of itself, give rise to an apprehension that he or she will not bring a fair and impartial mind to the new decision to be made: see for example in relation to judges Re JRL; Ex parte CJL (1986) 161 CLR 342 at 352 per Mason J. After all, decision-makers can be expected to apply the law and relevant policies in a consistent and predictable way. Likewise, decision-makers in the position of a reviewer or administrative official frequently will have to decide the same issues raised by different persons in separate applications including when a number of persons make generic claims. A decision-maker must have a fair and unprejudiced mind when he or she comes to decide a question including one concerning a generic claim that he or she has addressed on another occasion. However, that does not mean that he or she must have a blank or empty mind on the topic. As Barwick CJ, McTiernan, Kitto, Taylor, Menzies, Windeyer and Owen JJ said in The Queen v Commonwealth Conciliation and Arbitration Commission; Ex parte Angliss Group (1969) 122 CLR 546 at 554:
"Such a mind is not necessarily a mind which has not given thought to the subject matter or one which, having thought about it, has not formed any views or inclination of mind upon or with respect to it."
39 And, in Minister for Immigration and Multicultural Affairs v Jia Legeng (2001) 205 CLR 507; [2001] HCA 17 at 533 [72] Gleeson CJ and Gummow J said:
"The state of mind described as bias in the form of prejudgment is one so committed to a conclusion already formed as to be incapable of alteration, whatever evidence or arguments may be presented. Natural justice does not require the absence of any predisposition or inclination for or against an argument or conclusion."
40 Gleeson CJ and Gummow J recognised, in agreeing with the reasons of Hayne J, that the concept of apprehended bias, as an aspect of procedural fairness, has to accommodate, and may vary in, different decision-making environments (205 CLR at 538 [98]-[100]). Hayne J explained that the genesis of rules about the concept of judicial prejudgment is different from that of prejudgment in administrative contexts and that a range of considerations and differing consequences will arise depending on the source and context of the executive power being exercised (205 CLR at 562-566 [179]-[192]). His Honour recognised that specialised tribunals, such as the Refugee Review Tribunal, would "bring to the task of deciding an individual's application a great deal of information and ideas which have been accumulated or formed in the course of deciding other applications" (at [180]). He said that such a decision-maker was expected to build up "expertise" in matters such as country information, saying (205 CLR at 562-563 [180]):
"Often information of that kind is critical in deciding the fate of an individual's application, but it is not suggested that to take it into account amounts to a want of procedural fairness by reason of prejudgment."
41 Hayne J elaborated by explaining that at least four distinct elements require consideration in examining an assertion that a decision-maker has prejudged or will prejudge, or that there is a real likelihood that a reasonable observer might reach such a conclusion. He said that the assertion of apprehended bias contains contentions that, first, the decision-maker has an opinion on a relevant aspect of a matter in issue in the particular case, secondly, he or she will apply that opinion to the matter in the case and, thirdly, he or she (205 CLR at 564 [185]-[186]):
"…will do so without giving the matter fresh consideration in the light of whatever may be the facts and arguments relevant to the particular case. Most importantly, there is the assumption that the question which is said to have been prejudged is one which should be considered afresh in relation to the particular case.
Often enough, allegations of actual bias through prejudgment have been held to fail at the third of the steps I have identified. In 1894, it was said that (R v London County Council; Re Empire Theatre (1894) 71 LT 638 at 639, per Charles J):
"preconceived opinions - though it is unfortunate that a judge should have any - do not constitute such a bias, nor even the expression of such opinions, for it does not follow that the evidence will be disregarded." (Emphasis added.)
Allegations of apprehended bias through prejudgment are often dealt with similarly (see eg. Johnson v Johnson (2000) 201 CLR 488 at 493 [13])." (bold emphasis added)
42 Accordingly, the way in which a decision-maker may properly go about his or her task and what kind or degree of neutrality, if any, is to be expected of him or her will be relevant considerations in evaluating how and in what way the rules relating to apprehension of bias will be applied in a particular situation: 205 CLR at 565 [187] per Hayne J. And, as his Honour concluded (205 CLR at 566 [192]):
"Once it is recognised that there are elements of the decision-making process about which a decision-maker may legitimately form and hold views before coming to consider the exercise of a power in a particular case, it is evident that the area within which questions of actual or apprehended bias by prejudgment may arise is reduced accordingly."
43 Here, a reviewer had the function of making an assessment that may, but need not, be considered by the Minister for the purpose of exercising the power, under s 46A, of permitting the applicant to apply for a protection visa. The Minister's Department's guidelines for reviewers requires each reviewer to consider each claim afresh, refer to current and reliable country information available from two nominated sources that are also available to the Migration and Refugee Review Tribunals, and to cite individually in his or her report all such information that the reviewer considered. The reviewer is also required, so far as possible, to conduct an in-person interview with each applicant. As Hayne J recognised, a person in the position of a reviewer will be expected to build up some understanding of country information applicable to situations of various classes of persons in areas of the world from which applications for refugee status emanate.
44 If claims or applications made by a number of persons involve common features, a decision-maker who must determine all of those individuals' claims or applications at about the same time ordinarily will work out his or her findings about the common aspects and apply those consistently in each individual case. For example, claims for refugee status based on conditions prevailing in a claimant's country of nationality relating to persons of a particular race or religion require a decision-maker to analyse country information in order to form a conclusion as to the facts. Assume that 100 persons arrive at the same time in Australia and claim that they are citizens of country A, adherents of religion B and that country A persecutes anyone who adheres to religion B. Each of those 100 claims will raise at least two individual issues and one common issue. First, the individual issues will be whether each of 100 is, in fact, a citizen of country A, and an adherent of religion B. Secondly, the common issue is whether country A does persecute adherents of religion B. The decision-maker in this situation must decide each of the individual issues based on the particular facts put before him or her by each of the 100 claimants.
45 Next, the decision-maker must ascertain what the position is for adherents of religion B in country A. This aspect of the process involves the decision-maker forming a view about a generic or common issue affecting every one of the 100 claimants on the most recent, up-to-date information available about that issue: Minister for Aboriginal Affairs v Peko-Wallsend Ltd (1986) 162 CLR 24 at 44-45 per Mason J (with whom Gibbs CJ at 30 and Dawson J at 71 agreed on this issue); see too SZJTQ v Minister for Immigration and Citizenship (2008) 172 FCR 563; [2008] FCA 1938 at 571 [27]-[29] per Rares J. Once he or she reaches that view and decides that issue in the first of the 100 claims, it is difficult to imagine that he or she would decide any of the other 99 differently or for different, or differently expressed, reasons on the same point. Of course, if any of the 100 persons put to the decision-maker substantive, new country or other information about the generic position concerning country A's treatment of adherents of religion B, then the decision-maker must consider that information and reconsider his or her earlier finding and the reasons for it. For example, the new information may be that a change of government had just occurred in country A and the new government had begun killing all adherents of religion B, reversing a previous policy of peaceful religious toleration. Obviously, if the decision-maker's earlier decisions were made on the basis of information of country A's peaceful religious toleration of adherents of religion B, he or she could be expected to reconsider his or her earlier findings on the generic or common question on the undecided claims by assessing the new information.
46 The trial judge was in error in finding that the reviewer's use of a template to express his reasons for rejecting the generic claims of the applicant and the other nine claimants would give rise to an apprehension of bias. As his Honour found, once the reviewer had excluded the possibility that Hazara Shias could have a well founded fear of persecution for reasons of their ethnicity and or religion, "it is very difficult for an individual applicant to establish such a fear based upon systematic [sic] persecution". That may be so but it is a consequence of the fact that the reviewer had found, based on country information and after considering the generic submissions for the applicant and the other claimants, that Hazara Shias did not face a situation in Afghanistan that gave rise to a well founded fear of persecution for reasons of their ethnicity or race. And a fair-minded observer would be aware that the reviewer had arrived at his conclusion based on country information. The fair minded observer would also be aware that the country information had satisfied the reviewer that a generic claim had been made that did not depend on the individual's circumstances beyond the fact that he was an Hazara Shia. The only matter for consideration in that context was the generic claim that Hazara Shias were being, or could have a well founded fear that they would be, persecuted for reasons of their ethnicity or race.
47 The fair minded observer would be mindful that the applicant had had his generic claims assessed in the course of the reviewer's consideration of his and the nine other claimants' generic submissions. The fair-minded observer would expect that the reviewer would evaluate each of the generic claims and country information for all those persons, including the applicant, and decide those generic claims generically; that is to say, consistently and fairly. The fair-minded observer would not think that the reviewer would fail to continue to bring a fair and unprejudiced mind to deciding each particular application, merely because he dealt with the later generic claims as he had already done in the absence of fresh material bearing on the generic claims being brought to the reviewer's notice between his earlier and later decisions on the other claimants' generic claims.
48 The applicant accepted before the trial judge and in argument in this appeal that no apprehension of bias arose from the manner in which the reviewer had assessed his individual claims. And, his Honour found, although the reviewer had used his template to assess and decide all ten claimants' claims, the reviewer had turned his mind to the applicant's individual circumstances ([71]). The applicant's complaint, reflected in the trial judge's findings, was that an apprehension of bias arose because the reviewer's findings on the generic claims in earlier reviews would be, and were, the same in his review and the reviewer had used the same language in rejecting these.
49 The applicant did not argue that the reviewer's initial decision of the generic claim made in respect of any of the other nine claims was tainted by any apprehension of bias. Rather, he and the trial judge complained that the reviewer decided subsequent generic claims, including the applicant's, based on the same evidence and country information in a consistent way using a template to structure his reasons. Importantly, the applicant did not put to the reviewer anything new or different on the generic claims from what had been put to the reviewer on behalf of the other nine claimants. That situation was not caused by the reviewer.
50 In our opinion, the available material discloses that the reviewer brought to bear upon his task an impartial mind that was open to persuasion, not only with respect to the applicant's specific claims but also the generic claims. Having considered the standard or template paragraphs as they actually appear in the context of the ten individual assessments prepared by the reviewer, it is apparent that those phrases that he used in his template form part of the reviewer's individual consideration of each case on its own merits, including the applicant's case. Apart from the paragraphs dealing with the applicable legal requirements of the assessment (which appear to be identical in each of the ten assessments), all of the other so-called standard or template paragraphs contain differential consideration of each of the applicant's and other nine claimants' own particular claims and circumstances.
51 The fair-minded observer would not regard the reviewer as having prejudged each of the applicant's and the other nine claimants' generic claims in the sense that the reviewer was not open to persuasion. But that observer would expect that if a particular individual did not put anything new to the reviewer on the generic claims, then consistently with the reviewer's earlier decisions, he would come to the same conclusion for the same reasons on the same material. There was no suggestion that the reviewer was using someone else's template reasons for rejecting the generic claims. The complaint is that the reviewer used his own reasons for doing so. If those were the reviewer's reasons for rejecting the generic claim, he was entitled to use and even repeat them, since he had no more material to consider. The applicant could not suggest why a reworded, but substantively similar, reasoning process would have changed his argument that an apprehension of bias arose from the use of the same reasons, even if differently worded. And for this reason, the argument also fails. It is a syllogism to say that because a decision-maker used the same words to reject two identical claims, he or she was apparently biased.
52 The applicant's complaint elevated form over substance to suggest that the reviewer's exact or near exact repetition of his own reasons for rejecting generic claims made by a number of individuals suggested a mind incapable of persuasion. The problem with this argument is that there was no attempt to persuade the reviewer on any one of the various individuals' generic claims with different submissions or information for any of them. But, having made rote submissions, the applicant complained that he received a rote response.
53 Here, the various other applicants in the reviews complained of arrived on different boats in about January and February 2010 at Christmas Island and made their generic claims based on the same material. The reviewer sought to deal with all those person's claims in an efficient and fair manner. He assessed their claims based on individual experiences and circumstances individually in each of his assessments. But he used the same or similar language to reject the generic claims in all ten cases. It is difficult to see why the reviewer, who was not a judge but an administrative decision-maker, had to deal differently and individually with those generic claims when there was nothing to distinguish them one from another. They were put and decided on the same material. A fair-minded observer would not apprehend that the reviewer had failed to bring a fair and unprejudiced mind to each of those generic claims in the circumstances.
54 The trial judge also erred when he reasoned that the reviewer placed a heavy onus on the applicant to satisfy him of his generic claim based on the applicant's individual circumstances. If the country information accepted by the reviewer supported a conclusion that Hazara Shias were not, and were not likely to be, persecuted as a class in Afghanistan, it is difficult to see how an individual would succeed in persuading the reviewer, in those circumstances, that he had been persecuted or had a well founded fear of being persecuted for reasons of his ethnicity or religion should he return. Such a conclusion would be in the teeth of the country information that the reviewer had accepted about the treatment of persons of that ethnicity and religion and would negate the claim that the mistreatment alleged or feared was for a Convention reason.