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[2018] VCAT 1931
Victorian Civil and Administrative Tribunal
2018-12-17
Member P
Original judgment source is linked above.
Review and Regulation - medical practitioner - using intravenous antibiotics outside therapeutic guidelines in residential settings - frequently and regularly treating close family members as their regular general practitioner - where previous conduct sanctioned and training received - Health Practitioner Regulation National Law (Victoria) ss 5, 196 (2)(a), 196 (2)(b) and 196 (2)(c)
Senior Member E. Wentworth, Member A Reddy and Member P McNeill
Medical Board of Australia v Sevdalis (Review and Regulation) [2018] VCAT 1931
With the respondent's agreement, the Tribunal finds that:
With the respondent's agreement, the Tribunal orders as follows:
5.1. All costs associated with compliance with the conditions on their registration are at the practitioner's own expense
Orders under the Open Courts Act 2013
Having regard to the presumption in favour of disclosure contained in s.4 of the Open Courts Act 2013 (Vic) (the Act), the Tribunal is satisfied that a proceeding suppression order ought to be made under s.17 of the Act on the grounds that such an order is in the interests of justice.
The making of an order is in the interests of justice given the personal nature of the content of the material in this proceeding and the evidence in the proceeding.
Protecting the privacy of patients named in the matter and their family members (other than Dr Sevdalis) is essential if the Board is to ensure that professional conduct issues can be properly investigated when they arise.
On its own motion, the Tribunal orders under s.17 of the Open Courts Act that:
(b) unprofessional conduct within the meaning of the definition of unprofessional conduct in section 5 of the National Law;
in that, between 1 December 2011 and 20 November 2012 Dr Sevdalis failed to demonstrate the standards of professional conduct expected of a registered medical practitioner by providing medical care to one or more close family members in circumstances that were avoidable.
(i) At all material times Dr Sevdalis was a registered medical practitioner;
(ii) With respect to VS:
- (A) VS is Dr Sevdalis's close family member;
(B) Dr Sevdalis' clinical records for VS record that between 1 December 2011 and 20 November 2012 VS consulted with Dr Sevdalis on 81 occasions;
(iii) With respect to AL:
- (A) AL is the practitioner's close family member;
(B) Dr Sevdalis' clinical records for AL record that between 1 December 2011 and 20 November 2012;
- (I) AL consulted with Dr Sevdalis on 60 occasions; and
- (II) AL presented on various occasions with complex clinical needs including but not limited to drug addiction and/or poor mental health; and
(C) AL's clinical care was or may have been compromised by reason of his familial relationship with Dr Sevdalis;
(iv) Good Medical Practice: A Code of Conduct of Doctors in Australia (1 July 2010) provides:
Whenever possible, avoid providing medical care to anyone with whom you have a close personal relationship. In most cases, providing care to close friends, those you work with and family members is inappropriate because of the lack of objectivity, possible discontinuity of care, and risks to the doctor and patient. In some cases, providing care to those close to you is unavoidable. Whenever this is the case, good medical practice requires recognition and careful management of these issues. (Clause 3.14)
(a) professional misconduct within the meaning of the definition of professional misconduct in paragraphs (a) and/or (b) and/or (c) of section 5 of the National Law;
(b) unprofessional conduct within the meaning of the definition of unprofessional conduct in section 5 of the National Law;
in that, between 6 December 2011 and 1 November 2012, Dr Sevdalis' clinical management was not clinically justified and/or was not evidence-based and/or exposed patients to potential harm.
(i) At all material times Dr Sevdalis was a registered medical practitioner;
(ii) Patient 1 consulted Dr Sevdalis on 29 March 2012 and was treated with an intravenous injection of the antibiotic Keflin at her home;
(iii) Patient 2 consulted Dr Sevdalis on 7 October 2012 and was treated with an intravenous injection of the antibiotic Keflin at her home;
(iv) Patient 3 consulted Dr Sevdalis on 16 February 2012 and was treated with an intravenous injection of the antibiotic at his home;
(v) Patient 4 consulted Dr Sevdalis on 19 January 2012 and was treated with an intravenous injection of the antibiotic at her home;
(vi) Patient 5 consulted Dr Sevdalis on 17 May 2012 and was treated with an intravenous injection of the antibiotic at her home;
(vii) Patient 6 consulted Dr Sevdalis on 18 May 2012 and was treated with an intravenous injection of the antibiotic at his home;
(viii) Patient 7 consulted Dr Sevdalis on 1 November 2012 and was treated with an intravenous injection of the antibiotic at his home;
(ix) Patient 8 consulted Dr Sevdalis on 13 March 2012 and was treated with an intravenous injection of the antibiotic at his home;
(x) Patient 9 consulted Dr Sevdalis on 11 January 2012 and was treated with an intravenous injection of the antibiotic at her home;
(xi) Patient 10 consulted Dr Sevdalis on 6 December 2011 and was treated with an intravenous injection of the antibiotic at her home;
(xii) Patient 11 consulted Dr Sevdalis on 19 October 2012 and was treated with an intravenous injection of the antibiotic at her home;
(xiii) Patient 12 consulted Dr Sevdalis on 1 March 2012 and was treated with an intravenous injection of the antibiotic at his home;
(xiv) Patient 13 consulted Dr Sevdalis on 21 April 2012 and was treated with an intravenous injection of the antibiotic at her home;
(xv) Patient 14 consulted Dr Sevdalis on 21 April 2012 and was treated with an intravenous injection of the antibiotic at her home;
(xvi) Patient 15 consulted Dr Sevdalis on 27 February 2012 and was treated with an intravenous injection of the antibiotic at her home;
(xvii) Patient 16 consulted Dr Sevdalis on 27 May 2012 and was treated with an intravenous injection of the antibiotic at her home;
(xviii) Patient 17 consulted Dr Sevdalis on 26 February 2012 and was treated with an intravenous injection of the antibiotic at her home;
(xix) Patient 18 consulted Dr Sevdalis on 8 July 2012 and was treated with an intravenous injection of the antibiotic at his home;
(xx) Patient 19 consulted Dr Sevdalis on 26 February 2012 and was treated with an intravenous injection of the antibiotic at her home;
(xxi) Patient 20 consulted Dr Sevdalis on 17 June 2012 and was treated with an intravenous injection of the antibiotic at his home;
(xxii) Patient 21 consulted Dr Sevdalis on 25 March 2012 and was treated with an intravenous injection of the antibiotic at his home;
(xxiii) Patient 22 consulted Dr Sevdalis on 20 October 2012 and was treated with an intravenous injection of the antibiotic at her home;
(xxiv) Patient 23 consulted Dr Sevdalis on 24 March 2012 and was treated with an intravenous injection of the antibiotic at her home;
(xxv) The treatment provided by Dr Sevdalis referred to in particulars (ii) to (xxiv):
- (A) was not in accordance with:
- (1) the Therapeutic Guidelines: Antibiotic; and/or
- (2) any other relevant evidence-based guideline or Outpatient Parental Antimicrobial Program or protocol;
- (3) established principles of outpatient intravenous antimicrobial therapy; and/or
- (B) exposed patients to risk including but not limited to:
- (1) Adverse effects of intravenous antibiotic therapy; and/or
- (2) the development of antibiotic resistance; and/or
- (3) an inability to adequately manage any hypersensitivity reaction to the intravenous agent
(xxvi) Good Medical Practice: A Code of Conduct of Doctors in Australia (1 July 2010) provides:
Maintaining a high level of medical competence and professional conduct is essential for good patient care. Good medical practice involves:
Considering the balance of benefit and harm in all clinical- management decisions (Clause 2.2.2).
1.1 Dr Nicholas Sevdalis (Dr Sevdalis) was first registered as a medical practitioner on 6 January 1983.
1.2 The Medical Board of Australia (Board) was established on 1 July 2010 and replaced the previous state and territory boards (or participating jurisdictions and co-regulatory jurisdictions). Dr Sevdalis has been subject to the Health Practitioner Regulation National Law (Victoria) (National Law)[1], since that time.
2.1 On 12 November 2014, the Australian Health Practitioner Registration Agency (AHPRA) on behalf of the Board received a notification from [name and position] Professional Services Review. The Professional Services Review Scheme is established under the Health Insurance Act 1973 (Cth) (HIA) to enquire into the provision of Medicare services by practitioners. In 2013, Professional Services Review Committee Number 855 (Committee) was convened to investigate whether Dr Sevdalis had engaged in inappropriate practice in providing particular services under the Medicare Benefits Schedule between 1 December 2011 and 20 November 2012.
2.2 {The] notification was made in reliance upon sections 106XA(2)(b) and 106XB(2)(d) of the HIA. In this case, a Statement of Concern was prepared by [name and position on Committee], and received by AHPRA on behalf of the Board on 12 November 2014. The Statement of Concern brought to the attention of the Board a range of matters, not all of which form part of the referral. Relevantly, the Committee was concerned that Dr Sevdalis:
(a) was using intravenous antibiotics outside of therapeutic guidelines; and
(b) was frequently and regularly treating immediate family members (his close family members) as their regular general practitioner.
2.3 At the conclusion of its investigation in 2014, the Committee found that Dr Sevdalis had engaged in inappropriate practice within the meaning of the HIA. The inappropriate practice related primarily to his attendances on patients outside his consulting rooms and his record-keeping. On 12 May 2015 Dr Sevdalis was reprimanded and counselled, disqualified from rendering services under the Medicare Benefits Schedule for a period of two years, and ordered to repay Medicare benefits in the amount of $453,656.75 to the Commonwealth. Appeals in relation to the findings were concluded on 31 January 2017.
3.1 On 8 January 2015, the Notifications Committee of the Board (Committee) decided, pursuant to section 160(1)(a) of the National Law, to commence an investigation into Dr Sevdalis' conduct.
3.2 Dr Sevdalis provided a written response to the issues for investigation on 26 May 2015. Relevant to the Notice of Allegations, Dr Sevdalis:
(a) in relation to the treatment of family members, provided detailed reasons as to why he did this and confirmed that he had transferred their care now to another general practitioner; and
(b) in relation to the alleged failure to formulate and implement a suitable management plan for the 23 patients to whom intravenous injections of the antibiotic Keflin were administered during home visits, provided a detailed account of the treatment he provided, including a justification for the IV administration of Keflin to each patient in the patient's home.
3.3 On 8 December 2016, the Board considered the investigator's detailed report, and decided under section 193(1) of the National Law to refer the matter to VCAT, having formed the reasonable belief that Dr Sevdalis has behaved in a way that constitutes professional misconduct.
4.1 In preparing the referral the Board requested, on 5 October 2017, and obtained two independent expert opinions.
4.2 In relation to Allegation 1, Dr Mark Overton, General Practitioner, in his report dated 31 October 2017, expressed the opinion that:
(a) whilst it may be appropriate in an emergency or isolated situation to treat a family member, generally it is difficult for a doctor to maintain objectivity when treating family members, and:
(i) it may be difficult to explore sensitive areas such as sexual health which can lead to misdiagnosis;
(ii) there can be a conflict of interest when writing a report for family members; and
(iii) it can be easy to acquiesce to inappropriate requests from family members;
(b) in relation to treatment of close family member 1, Dr Sevdalis' clinical notes show that:
(i) his decision making departed from the standards expected of him by the public and his peers including because:
(A) taking on the role of GP for his close family member would be regarded by the body of other GPs and the general public to be unacceptable, which was compounded by [an identifying fact];
(B) his close family member could have been treated by another GP in Melbourne;
(C) his objectivity appears to have been compromised in that Dr Sevdalis may have been over-servicing the family member (for example, because he consulted the family member 20 times in the month of December 2011);
(D) he may have been overinvolved in his close family member's issues including by inappropriate analgesic use, acceding to requests for repeated intramuscular injections of Toradol and providing intravenous antibiotics for sinusitis;
(ii) he exposed his close family member to potential harm including by:
(A) Recurrently using intramuscular injections of Toradol for back pain which may have exposed his close family member to a risk of renal damage, raised blood pressure and/or gastrointestinal bleeding; and
(B) failing to engage other services for his close family member (such as physiotherapy, hydrotherapy, pain management services, psychologist) may have meant the family member did not have the opportunity to improve their situation; and
(c) in relation to the treatment of his close family member 2, Dr Sevdalis' clinical notes show that:
(i) his decision making departed from the standards expected of him by the public and his peers including because:
(A) taking on the role of GP for his close family member would be regarded by the body of other GPs and the general public to be unacceptable;
(B) his close family member could have been treated by another GP in Melbourne;
(C) his objectivity appears to have been compromised in that Dr Sevdalis may have been over-servicing him (for example, because he consulted him 18 times in the month of October 2012), sometimes for multiple items;
(D) he may have been overinvolved in his close family member's issues and the family's issues and was mixing these with his professional duties (for example, by Dr Sevdalis' recording in his close family member's clinical notes that his close family member offered to repair his mobile phone charger);
(ii) he exposed his close family member to potential harm such as by:
(A) providing him with intramuscular injections of Toradol;
(B) providing him with intramuscular injections of Toradol; prescribing Naloxone for presumably ice and cannabis abstinence, which is in fact indicated for opiate and alcohol dependence; and
(C) being over-involved in family matters, which is likely to have meant he was less effective than if he had not been related to him and was able to treat him in an objective way.
4.3 In relation to Allegation 2, Professor Tony Korman, in his report dated 29 December 2017, expressed the opinion that:
(a) Dr Sevdalis's approach to patient management by administering intravenous Keflin to patients in their homes was not appropriate and within the standards or conduct of a registered medical practitioner because:
- (i) he did not adhere to the Australian Antibiotic Guidelines treatment recommendations for Community Acquired Pneumonia;
- (ii) treatment was not in accordance with evidence-based guidelines or Outpatient Parenteral Antimicrobial Program Protocols;
- (iii) the use of Keflin is not mentioned as a treatment option for Community Acquired Pneumonia; and
- (iv) Cafealotin (for which Keflin is the brand name) does not have activity against atypical respiratory infections;
(b) the treatment of 23 patients with Keflin in their homes was substantially below the standard reasonably expected of a practitioner with his level of training and/ or experience because:
(i) of a lack of an indication for the use of antibiotics, the particular drug and the dosing schedule adopted;
(ii) treatment was not supervised by an established Hospital in the Home program;
(iii) it exposed patients to a risk of adverse effects of the intravenous therapy and antibiotic resistance; and
(iv) the first dose should have been administered in a hospital or established clinical setting in case an anaphylactic reaction occurred which required emergency treatment.
6.1 Dr Sevdalis admits that he engaged in the conduct particularised in the Notice of Allegations, as revised and set out in paragraph 5.1 above.
6.2 Dr Sevdalis admits that the conduct set out in Allegation 1 and Allegation 2 constitutes professional misconduct within the meaning of paragraph (a) and/or (b) of the definition of professional misconduct contained in section 5 of the National Law.
It is of prime importance in assessing the appropriate sanction that we bear in mind that the purpose of the determination is not to punish ... Our aim must be to protect the public, and we achieve that aim by imposing sanctions aimed at regulating professional performance of the particular individual under consideration and also by way of general deterrence to the profession as a whole.
The major difference between a suspension and cancellation is that once the doctor's registration is cancelled, he must reapply after the period specified. It is not guaranteed that he will be so re-registered. He must satisfy the Board that registration is appropriate and that he fulfils the qualifications for general registration...
Cancellation of registration sends a clear message of unsuitability to practice. Suspension may be thought to indicate confidence in the doctor's future ability to practice once the period of suspension is served. [our emphasis]
There are some cases in which it is abundantly clear that deregistration is the only option available to protect the public from a miscreant doctor.
This is apparent in situations in which the practitioner does not accept the inappropriateness of his conduct or has been shown to be a serial offender.
Maintaining a high level of medical competence and professional conduct is essential for good patient care. Good medical practice involves:
Considering the balance of benefit and harm in all clinical-management decisions;
[1] The text of the National Law is in the Schedule to the Health Practitioner Regulation National Law Act 2009 (Qld).
[2] See for example Ha v Pharmacy Board of Victoria [2002] VSC 322, [97]; Medical Board of Australia v Janz [2011] VCAT 1026, [358]-[373]
[3] See for example Medical Practitioners Board of Victoria v Grolaux (No 2) [2009] VCAT 978 in relation to assessment of insight.
[4] Chinese Medicine Registration Board v Woo (Occupational and Business Regulation) [2010] VCAT 753 at [46].
[5] His Medicare provider number was withdrawn for a period of two years expiring in March 2019.
Medical Board of Australia
Sevdalis