[2024] VCAT 233
General information, not legal advice.
Victorian Civil and Administrative Tribunal
2024-03-18
Original judgment source is linked above.
Review and Regulation List - Health Practitioner Regulation National Law (Victoria) Act 2009, section 196 - medical practitioner took photographs up a female school student's school uniform dress after a flight landed - conduct observed by fellow passenger and reported - admissions made to police on interview and when charges laid - guilty finding but no conviction imposed by Magistrate, including after having regard to evidence regarding psychiatric treatment - at time of hearing, no current evidence available as to insight and remorse - agreed findings of fact and finding on characterisation - agreed proposal for reprimand, cancellation of registration, disqualification and prohibition - dispute regarding period of disqualification and prohibition.
Medical Board of Australia v Nguyen (Review and Regulation) (Corrected) [2024] VCAT 233
Having found the respondent has behaved in a way that constitutes professional misconduct, VCAT orders:
On 7 March 2022, [Nguyen] engaged in:
(a) professional misconduct within the meaning of paragraphs (a) and/or (b) and/or (c) of the definition of professional misconduct in s 5 of the National Law; and/or
(b) unprofessional conduct within the meaning of the definition of unprofessional conduct in s 5 of the National Law;
in that he was convicted in the Magistrates' Court of Victoria, sitting at Broadmeadows, of a criminal offence.
Particulars
The particulars include, but are not limited to:
1.2 At all material times [Nguyen] was:
(a) was a registered health practitioner within the meaning of the National Law;
(b) held registration with the Board under the National Law; and
(c) employed as a resident medical officer and in the Medical Oncology training program at Westmead Hospital, New South Wales.
(a) [Charge 1]; and
(b) one (1) count, Production of Child Abuse Material in contravention of s 51C of the [Crimes Act 1958 (Vic) (Crimes Act)] (Charge 2).
On or about 17 February 2020 and on or about 14 March 2022, [Nguyen] engaged in:
(a) professional misconduct within the meaning of paragraphs (a) and/or (b) and/or (c) of the definition of professional misconduct in s 5 of the National Law; and/or
(b) unprofessional conduct within the meaning of the definition of unprofessional conduct in s 5 of the National Law; and/or
(c) unsatisfactory professional performance within the meaning of the definition of unsatisfactory professional performance in s 5 of the National Law,
in that he failed to notify the Board of a relevant event within 7 days after becoming aware that a relevant event had occurred, in breach of s 130 of the National Law.
(a) unprofessional conduct by the practitioner that amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience;
(b) more than one instance of unprofessional conduct that, when considered together, amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(c) conduct of the practitioner, whether occurring in connection with the practice of the health practitioner's profession or not, that is inconsistent with the practitioner being a fit and proper person to hold registration in the profession.
(a) a contravention by the practitioner of this Law, whether or not the practitioner has been prosecuted for, or convicted of, an offence in relation to contravention;
restrictions on the practice of a health profession are to be imposed under the scheme only if it is necessary to ensure health services are provided safely and are of an appropriate quality.
so I've taken that into account in your favour and I've, I'm accepting that you have shown enough insight to appreciate that it's important to get some assistance and treatment in relation to your mental health and that you did that no doubt in response to your involvement in this extraordinarily concerning conduct.
I've taken into account the fact that you are 34, you have no prior matters and this offence goes back to November 2019, so there's been a lot of water that's gone under the bridge since this unfortunate event and there's no suggestion that you've got any outstanding matters or pending matters.
You seem to appreciate in the letter you've provided to me and in your instructions to [counsel] the seriousness of the conduct that you engaged in and the impact that it had on the victim, not only at the time but no doubt moving forward that your conduct was totally unjustified, it's frankly disturbing and no doubt the victim in this matter is still affected by the fact that an adult male would engage in such egregious conduct and expose her to the shame and the embarrassment of what you did.
So the conduct that you engaged in, it will continue to impact on the victim notwithstanding the fact I don't have a victim impact statement I'm taking the view that it would and will continue to have a negative impact on her. And you should understand that community does not accept this type of conduct and as the prosecutor rightly submitted there's a need for punishment and there's a need for deterrence both of you and also the wider community. So the conduct that you engaged in on any view was totally unacceptable.
However you have a number of matters that are relevant and that I take into account that mitigate the approach I take in relation to the sentence and I've already observed the fact you have no prior matters, nothing outstanding, you're 34, you're otherwise a hardworking man who clearly has a high level of intelligence and has very good prospects moving forward. I also take into account the fact that you have the support of your wife, that she has continued to support you and provide the assistance that's no doubt been necessary in the aftermath of this matter.
. . . I accept that given your qualifications and your previous involvement in the health industry that a conviction will potentially negate you moving forward in, in your career although I don't have any evidence that definitively indicates that but I accept that it, it may have an impact moving forward. Of course there will be a finding of guilt if I don't convict you and that will no doubt be taken into account by the relevant authorities in the event that you seek to work again in the medical field.
So on balance what I'm, what I've decided to do is to not convict you in relation to this matter and I've decided that whilst it's line ball you will be given the opportunity to not be convicted, notwithstanding the serious nature of this offence.
I first consulted with [Nguyen] on the 16/3/2020 after being referred by his GP for assessment of low mood. It soon became apparent that [Nguyen] was involved in legal proceedings and that his medical registration was temporarily suspended. The incident related to this was disclosed to me by [Nguyen] over time as he appeared extremely shamed by the experience.
[Nguyen] has seen me on a fortnightly basis since presentation. It was my opinion that he suffered from anxiety and depressive symptoms as a consequence of the incident and the subsequent impact it had upon him. I initially conceptualised this as an adjustment disorder with mixed anxiety/depressive symptoms however symptoms persisted hence this became a mixed depressive/anxiety disorder. He responded to treatment with antidepressant medication, escitalopram, which was commenced in November 2020 and was ceased 12 months later.
[Nguyen] has remained compliant with treatment since presentation . . . To my knowledge, there has been no disclosed instances of other reckless or impulsive behaviour.
In relation to fitness to practice I would respectfully request an opinion is obtained from an independent psychiatrist to preserve the already established therapeutic relationship that has developed.
Up until this incident I had been training to become a specialist cancer doctor. I had moved to Sydney away from my wife, my friends and my family so I could work towards this. It was a significant life change which had many unintended consequences which I believe had contributed somewhat to my state of mind and my actions. My work-life balance was poor, and I experienced significant workplace stress. I found the hours and commitment overwhelming, with long hours, weekends and sleepless nights from being on call. I also found the nature of the work difficult - more difficult than I could ever have imagined. This was compounded by the long distances from my support network which made me feel lonely and isolated.
I was embarrassed, ashamed and very scared when I was apprehended. I disclosed the incident to my wife . . . which was shameful and confronting. This incident as well as my associated poor mental health has had a significant strain on our relationship however [my wife] is loving and caring and is determined to support me through the difficult times. She is my pillar and the reason why I am determined to strive towards positive actions regardless of the outcome of this case. I have actively sought to remove or negate as any factors as possible that contributed to my poor state of mind at the time of the incident. In February 2020 I resigned from my position in Sydney to concentrate on my health and moved back home to Brisbane to be with my wife and family. I began psychological counselling in late November 2019. I have completed 6 sessions with my psychologist. I have been undertaking fortnightly psychotherapy sessions with [Benjamin] since March 2020. I had also taken medication (Lexapro) for my anxiety since between October 2020 and ceased in April 2021 due to side effects with the support of my psychiatrist.
I understand that these charges are serious. I have discussed the 'why' with my psychiatrist. During the course of our thirty-eight sessions that I have had with her, a focus has been on the loss of control in my life, particularly since working endless hours as a junior doctor as well as a strained traumatic childhood. By doing something as outrageous as what I did on the plane, it was suggested to me by my psychiatrist that my incredibly stupid and criminal behaviour may have had something to do with exerting some semblance control in my life. I don't know. But I continue to work with my psychiatrist to develop strategies to responsibly manage all aspects of my life.
I have also thought a lot about the impact of my actions on the victim. I don't know whether she has ever made aware of my behaviour. I am personally sorry for any psychological impact she may have suffered because of my dreadful conduct.
I was raised by a single mother who was a refugee from Vietnam. She has sacrificed much to give me the opportunities provided to me. My brother and I support her financially and emotionally as she does not have any family nearby. My inability to continue practising medicine has caused her significant distress and has strained our current relationship.
This incident was a moment of poor judgement spurred by significant issues in my life at the time. I take full responsibility and deeply regret my actions. I have taken significant steps to get help and guarantee that I will not reoffend in the future. I have the love and support of my wife who will stand by me through difficult times in the future.
He understood immediately the severe implications of what he had done and was deeply remorseful for his actions on the other individual.
I am confident that this will remain a one-off incident and he will live with the guilt and remorse of his actions from here onwards. He will continue to work through the guilt with health professionals and develop techniques to manage anxiety. I will continue to love and support him.
Nguyen's current circumstances and plans for the future
[1] On 20 March 2024, a correction order was made under s 119 of the Victorian Civil and Administrative Tribunal Act 1998 (Vic) to correct a typographical error in [47]. The correct paragraphs of the definition of 'professional misconduct' referred to by the applicant were (a) and (c).
[2] In these Reasons definitions are shown through the bolding of names or terms. Italics are used to define cases.
[3] For reasons which were not clear, the certified extract included in the Tribunal Book (TB) recorded the findings and sentence as having been made on 6 March 2023.
[4] Although Nguyen lived in Sydney at the time of the relevant conduct and now lives in Brisbane, he was referred to this Victorian Tribunal because the conduct in issue occurred in this state (see section 193(2)(a)(i) of the National Law).
[5] The Code of Conduct is a code or guideline for the purposes of section 39 of the National Law and, under section 41, it is admissible in this proceeding as evidence of what constitutes appropriate professional conduct for a medical practitioner. The then applicable Code of Conduct can be found in the retired versions section of the Board's webpage: https://www.medicalboard.gov.au/Codes-Guidelines-Policies.aspx .
[6] Given Charge 1 was an offence which was punishable by 12 months imprisonment or more.
[7] Briginshaw v Briginshaw [1938] HCA 34.
[8] Psychology Board of Australia v Griersmith [2019] VCAT 52 [67].
[9] Board's written submissions [43]-[47], footnotes omitted.
[10] In the AFP interview, Nguyen estimated the Student was 15 or 16 year's old.
[11] See Medical Board of Australia v Janz [2011] VCAT 1026 [358]-[373]; and Medical Practitioners Board of Victoria v Naik [2009] VCAT 755 [60]-[61].
[12] TB 213-227. We record the final hearing of the charges was delayed as a result of the COVID-19 pandemic.
[13] With the last apparently occurring in late July/early August 2022.
[17] Board's cases: Dental Board of Australia v Nairn [2022] WASAT 86 (Nairn); Nursing and Midwifery Board of Australia v Farrow [2022] VCAT 43 (Farrow); Medical Board of Australia v Lee [2019] SACAT 72 (Lee); Nursing and Midwifery Board of Australia v Pang [2018] VCAT 1221 (Pang); and Nursing and Midwifery Board of Australia v Rankine [2019] SACAT 57 (Rankine). Nguyen's cases: Pang; Nursing and Midwifery Board of Australia v Omant [2015] VCAT 1529 (Omant); Nursing and Midwifery Board of Australia v Rankine v Middleton [2020] VCAT 744 (Middleton); and Honey v Medical Practitioners Board of Victoria [2007] VCAT 526. (Honey).
[22] [63 (a) to (e)], footnotes omitted.
[24] Referring to Nairn, Farrow and Pang.
Medical Board of Australia
Nguyen