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[2024] ACAT 40
ACT Civil and Administrative Tribunal
2024-06-06
Original judgment source is linked above.
(a) In December 2019, the respondent commenced a personal and sexual relationship with Patient X. This evolved into the respondent and Patient X living together at the respondent's home. The personal relationship continued until at least December 2020.
(b) Between January 2020 and January 2021, Patient X was drug dependent, a chronic alcoholic and had significant mental health issues. The respondent gradually became aware of these issues due to their cohabitation and her ongoing personal and treating relationship with Patient X.
(c) Between 22 December 2019 and 19 January 2021, the respondent consulted with and provided medical care to Patient X as a patient. A list of medications prescribed by the respondent for Patient X was attached to the Statement of Agreed Facts and included Schedule 4 and Schedule 8 medications.
(d) In the ACT, Schedule 4 medications are only available by prescription. Schedule 8 medications are controlled medications. Approval by the ACT Chief Health Officer (CHO) is required before prescribing a controlled medication to a person for continuing treatment, where expected treatment is for greater than two months, or where they are a drug-dependent person. CHO approval and an endorsement to treat patients with drug dependency is required before prescribing Buprenorphine (Norspan).
(e) The respondent warned Patient X to consume medication in accordance with the prescriptions and provided replacement scripts for medications which she asserted had been lost by him.
(f) On 14 August 2020, the ACT Health Protection Service wrote to the respondent seeking information about her prescription of Norspan patches to Patient X without CHO approval. The respondent did not reply.
(g) Between 22 December 2019 and 2 August 2020, the respondent kept no clinical records for Patient X despite issuing regular prescriptions for him during that period.
(h) Between 7 August 2020 and 19 February 2021, the respondent kept clinical records for Patient X, but the records did not, among other things, include an adequate and complete medical history, or reflect any or a sufficient clinical assessment of Patient X and his therapeutic needs.
(i) Between 22 September 2020 and 19 January 2021, the respondent issued referrals to Patient X to four specialists. The referrals did not:
(i) provide a complete account of Patient X's current and past medications, particularly opioids and benzodiazepines;
(ii) contain an accurate summary of Patient X's current health issues, including his opioid, benzodiazepine and alcohol dependence; and/or
(iii) document a clinical assessment of all of Patient X's health issues.
(j) Between 22 January 2021 and 28 January 2028, while Patient X was held by police in custody, the respondent had several interactions with Clinical Forensic Medical Services (CFMS) and/or ACT Police. During those interactions, the respondent identified herself as Patient X's general practitioner, sought medical and/or treatment information about him, and advised she had been asked to write a report on Patient X. The respondent did not disclose she had been in a personal or romantic relationship with Patient X.
(k) On 24 January 2021, the respondent issued a medical summary for Patient X which did not provide a complete account of Patient X's current or past medications, nor did it contain an accurate summary of Patient X's current health issues.
(a) the respondent's prescribing was, in a number of respects, inappropriate as it:
(i) was not clinically justified;
(ii) was in inappropriate quantities;
(iii) was not within safe prescribing as outlined in the Australian Therapeutic Guidelines;
(iv) was in breach of the Medicines Act and the Medicines Regulations; and/or
(v) potentially exposed Patient X to harm;
(b) the respondent's warnings to Patient X to consume medication in accordance with the prescriptions were insufficient in the circumstances;
(c) the respondent's provision of replacement scripts to Patient X was not appropriate in the circumstances;
(d) the respondent's failure to keep any or adequate clinical records and/or provide complete or adequate specialist referrals increased the risk of harm to Patient X; and
(e) the respondent misled CFMS and ACT Police, by omission, in failing to identify that she had had a personal or romantic relationship with Patient X.
Agreed characterisation of the conduct as professional misconduct
professional misconduct, of a registered health practitioner, includes-
(a) unprofessional conduct by the practitioner that amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(b) more than one instance of unprofessional conduct that, when considered together, amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(c) conduct of the practitioner, whether occurring in connection with the practice of the health practitioner's profession or not, that is inconsistent with the practitioner being a fit and proper person to hold registration in the profession.
professional conduct that is of a lesser standard than that which might reasonably be expected of the health practitioner by the public or the practitioner's professional peers, and includes-
(a) a contravention by the practitioner of this Law, whether or not the practitioner has been prosecuted for, or convicted of, an offence in relation to the contravention; and
(d) providing a person with health services of a kind that are excessive, unnecessary or otherwise not reasonably required for the person's well-being; and
(e) influencing, or attempting to influence, the conduct of another registered health practitioner in a way that may compromise patient care; and
(a) fell substantially below the standard reasonably expected of a registered general practitioner with almost 30 years' experience in medical practice;
(b) involved multiple instances of unprofessional conduct that, when considered together, amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner; and
(c) was inconsistent with the respondent being a fit and proper person to hold registration as a health practitioner.[9]
(a) the respondent be reprimanded for her conduct;
(b) the respondent's registration as a health practitioner be cancelled;
(c) the respondent be disqualified from applying for re-registration as a health practitioner for a period of four months from the date of the tribunal's orders; and
(d) the respondent be prohibited from providing any health service for a period of four months from the date of the tribunal's orders.
The tribunal's power to make the proposed consent orders on sanction
(a) within the powers of the tribunal; and
(b) appropriate for the tribunal to make.
(a) it was the responsible tribunal pursuant to section 8 of the Health Practitioner Regulation National Law Act 2010;
(b) the tribunal could decide, under section 196(1)(b) of the National Law, that the respondent had behaved in a way that constitutes professional misconduct;
(c) consequently, the tribunal was empowered to make orders for one or more of the sanctions provided in section 196(2) of the National Law; and
(d) the proposed orders on sanction were consistent with those sanctions.
Principles for assessing whether proposed orders on sanction are appropriate
Were the proposed orders on sanction appropriate?
(a) The need to protect the public against further misconduct by the respondent (specific deterrence).
(b) The need to protect the public, through general deterrence, of other practitioners from similar conduct.
(c) The need to protect the public and maintain public confidence in the profession by reinforcing high professional standards and denouncing transgressions.
(d) Whether the practitioner has breached any Act, Regulations, Guidelines or Code of Conduct issued by the relevant professional body and if so, was this done knowingly.
(e) The respondent's disciplinary history.
(f) Any remorse or insight shown by the practitioner.
Protect the public and maintain public confidence in the profession
[1] Dielenberg v Medical Board of Australia (Occupational Discipline) [2021] ACAT 85
[2] Annexure A to the application contains a Notice of Allegations. During the hearing, the Board filed an updated Annexure A dated 21 February 2024, containing updated particulars
[3] Good Medical Practice: A Code of Conduct for Doctors in Australia (March 2014), issued by the Medical Board of Australia
[4] Therapeutic Guidelines, Pain and Analgesia: The role of analgesics in chronic pain (2020); Therapeutic Guidelines, Addiction Medicine: Alcohol; Benzodiaepines, zolpidem and zopiclone (2013); Therapeutic Guidelines, Psychotropic: Treatment resistant major depression in adults and young people (2021)
[5] Respondent's outline of submissions on characterisation, dated 19 January 2024 at [4]
[6] Transcript of proceedings, dated 21 February 2024, page 55 line 1 - page 59 line 14
[7] In these reasons, a reference to 'tribunal' refers to the ACAT Civil and Administrative Tribunal generally, whereas 'Tribunal' refers to the members who heard the application
[8] As set out in the amended Statement of Agreed Facts
[9] For consideration of paragraph 5(c) of the National Law, see Psychology Board of Australia v Griersmith [2019] VCAT 52 at [67], Medical Board of Australia v Al-Naser (No. 2) [2024] ACAT 8 at [45]
[10] Health Ombudsman v SWB [2022] QCAT 267 at [65]; see also Medical Board of Australia v Martin [2013] QCAT 376 at [91]
[11] Nursing and Midwifery Board of Australia v Izzard [2016] ACAT 68 (Izzard) at [9]-[10]
[12] Council of the Law Society of the ACT v Legal Practitioner 20214 (Occupational Discipline) [2022] ACAT 33 (LP 20214) at [92]; Nursing and Midwifery Board of Australia v Augustin (Occupational Discipline) [2022] ACAT 54 at [46]- [47] citing LP 20214;; Izzard at [10]
[13] [2017] WASAT 33 at [30]; applied in Al-Naser (No. 3) at [18]
[14] Medical Board of Australia v Stone [2023] ACAT 38 (Stone) at [13]
[15] Stone at [14]; Health Ombudsman v HSK [2018] QCAT 419 at [28]; Health Ombudsman v Joy [2020] QCAT 202 at [11]
[16] Respondent's outline of submissions on characterisation, dated 19 February 2024, at [9], [16]-[18]; Witness Statement dated 23 October 2023, at [17], [22], [25]-[26]
[17] Transcript of proceedings dated 21 February 2024, page 56, line 38-45
[19] Respondent's outline of submissions on characterisation, dated 19 January 2024 at [22]
[20] Lee v Health Care Complaints Commission [2012] NSWCA 80 at [34]; Chinese Medical Board of Australia v Zhou [2020] SACAT 23 at [98]
[25] Healthcare Complaints Commission v Neale [2024] NSWCATOD 16 at [8]; Health Care Complaints Commission v Philipiah [2013] NSWCA 342
MEDICAL BOARD OF AUSTRALIA
DIELENBERG
Cases cited: Chinese Medical Board of Australia v Zhou [2020] SACAT 23
Council of the Law Society of the ACT v Legal Practitioner 20214 (Occupational Discipline) [2022] ACAT 33
Dielenberg v Medical Board of Australia (Occupational Discipline) [2021] ACAT 85
Health Care Complaints Commission v Grech [2021] NSWCATOD 14
Health Care Complaints Commission v Neale [2024] NSWCATOD 16
Health Care Complaints Commission v Philipiah [2013] NSWCA 342
Health Ombudsman v HSK [2018] QCAT 419
Health Ombudsman v Joy [2020] QCAT 202
Health Ombudsman v SWB [2022] QCAT 267
Lee v Health Care Complaints Commission [2012] NSWCA 80
Medical Board of Australia v Ainsworth [2019] VCAT 734
Medical Board of Australia v Al-Naser (No. 2) [2024] ACAT 8
Medical Board of Australia v Al-Naser (No. 3) [2024] ACAT 9
Medical Board of Australia v Bradshaw [2020] VCAT 584
Medical Board of Australia v CDA [2023] 64
Medical Board of Australia v Martin [2013] QCAT 376
Medical Board of Australia v Singh [2017] WASAT 33
Medical Board of Australia v Stone [2023] ACAT 38
Nursing and Midwifery Board of Australia v Augustin (Occupational Discipline) [2022] ACAT 54
Nursing and Midwifery Board of Australia v Izzard [2016] ACAT 68
Psychology Board of Australia v Griersmith [2019] VCAT 52