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[2024] ACAT 7
ACT Civil and Administrative Tribunal
2023-05-26
Ms P
Original judgment source is linked above.
Ground 1 - Clinical performance in relation to AC: During the relevant treatment period, the respondent failed to properly assess, diagnose and treat patient AC.
(a) there is no record of the respondent having ever taken a comprehensive history or relevant examinations to determine the cause of AC's ongoing symptoms;
(b) there is no documentation of when and/or how diagnoses were made (including diagnoses of fibromyalgia, anxiety and panic disorder), or the evidence and diagnostic reasoning on which those diagnoses were based;
(c) there is a lack of information providing clinical justification for the medications that were prescribed;
(d) there is rarely any record of AC being advised of the potential side effects and/or addictive potential of medications that were prescribed, or of discussion about treatment options;
(e) there is no record of the respondent having or following considered treatment or management plans;
(f) there is a lack of documentation in relation to how medical referrals were followed up (if at all).
Ground 1 - Clinical performance in relation to AC: During consultations on 20 May 2010 and 3 July 2012, the respondent performed breast examinations on AC in a way that was inappropriate.
Ground 2 - Failure to maintain professional boundaries in the treatment of AC: In the relevant treatment period, and in the course of treating AC, the respondent made inappropriate physical contact with AC, and made inappropriate comments which were of a personal or sexual nature.
(a) comments about her physical appearance, and that of her daughter;
(b) referring to her as his 'friend';
(c) comments to the effect that he looked forward to their appointments;
(d) comments recommending a single male patient to her;
(e) in the context of a conversation about having a pap smear done, saying "I could do it for you...or are you just chicken";
(f) asking who the father of AC's daughter was, and suggesting that her daughter resembled another patient at the clinic;
(g) regularly asking AC about whether she was sexually active, when this was not relevant to the consultation;
(h) asking about whether she had ever earned money through sexual activity with men;
(i) frequently telling her that having an active sex life was the best way to reduce symptoms of menopause.
Ground 3 - Clinical performance in relation to LB: The respondent's clinical performance in relation to LB in a consultation on 15 May 2014, which involved conduct of a breast examination in the context of LB requesting an oral contraceptive pill, was deficient in a number of respects.
(a) no increased risk of breast cancer;
(b) no medical or family history of breast cancer; and
(c) no concerns about her breasts.
(a) The respondent did not offer LB a modesty covering, or in the alternative, acted inappropriately in failing to document the offer of a modesty covering.
(b) The respondent either did not offer LB a chaperone, or in the alternative, acted inappropriately in failing to document the offer of a chaperone and LB's response.
Ground 4 - Failure to maintain professional boundaries in the treatment of LB: In the context of conducting the breast examination of LB during the consultation on 15 May 2004 the respondent commented to LB, "your boyfriend is very lucky".
The applicant's evidence with respect to Ground 1
The respondent's response with respect to Ground 1
The applicant's further evidence with respect to Ground 1
The applicant's evidence with respect to Ground 2
The respondent's response with respect to Ground 2
(a) Kissing her with an open mouth;
(b) Discussing his sex life with her; or
(c) Communicating with her in any other sexualised manner".[67]
...[I]f I did say or do anything to leave AC with the impression that I said the things she alleges, then, with the benefit of my further experience and education since the relevant events, I can certainly see such behaviour is not acceptable in a doctor/patient relationship and I would never conduct myself in that way in the future.[80]
The applicant's evidence with respect to Ground 3
The procedure used to conduct the breast examination
...having detected the breast lump, I think it was an error, a clinical error on his part, and quite a grave one, to go ahead and prescribe a higher dose oestrogen contraceptive pill in the absence of any documented follow-up.[87]
The respondent's response with respect to Ground 3
(a) In your opinion, was the breast examination conducted by Dr Al-Naser done properly, professionally and within standard practice?
(b) Based on the material provided and Dr Al-Naser's responses, do you consider that sufficient history was taken by Dr Al-Naser from LB for the purpose of prescribing her the contraceptive pill?
(c) Based on the material provided and Dr Al-Naser's responses, do you consider that Dr Al-Naser had properly advised LB about the effectiveness, benefits, adverse effects and precautions related to the contraceptive pill prescribed to her?[107]
The applicant's further evidence with respect to Ground 3
The applicant's evidence with respect to Ground 4
The respondent's response with respect to Ground 4
However, if he made such a comment or something similar, the respondent says any such comment:
a. Was not made during the performance of the breast examination itself;
Whatever the explanation for the comment, the respondent accepts that, if made, it was inappropriate in the context of an intimate personal examination and apologies for the way it made LB feel.[123]
The Tribunal's consideration of the factual matters in dispute
(a) particulars alleged in Ground 1 with respect to breast examination that he did not offer a chaperone and that he pressed his leg against AC while conducting the examination.
(b) particulars alleged in Ground 2 that he kissed AC, that he made inappropriate disclosures to AC about his sexual relationship, and that he inappropriately massaged AC's shoulders during consultations.
(c) particulars alleged in Ground 3 that a breast examination was not clinically justified or consistent with standard medical practice.
(d) allegation in Ground 4 that in the context of conducting the breast examination that he commented to LB, "your boyfriend is very lucky".
The allegation in Ground 1 that Dr Al-Naser did not offer a chaperone and that he pressed his leg against AC while conducting the examination.
The allegation in Ground 2 that Dr Al-Naser kissed AC, that he made inappropriate disclosures to AC about his sexual relationship, that he inappropriately massaged AC's shoulders during consultation, and that he made inappropriate statements to and about AC.
The allegation that breast examination was not clinically justified or consistent with standard medical practice in 2004.
Q: Do you agree that if the College in the UK is issuing guidelines in 2000 to that effect, that is a practice that would have been implemented very soon after, at least in the UK?
A: Yes, I think so...But I agree, the question is how long would that knowledge take to wash back into Australia. I would say it would take a number of years...[147]
The allegation in Ground 4 that in the context of conducting the breast examination that Dr Al-Naser commented to LB, "your boyfriend is very lucky".
Ground 1 - Clinical performance in relation to AC: During the relevant treatment period, the respondent failed to properly assess, diagnose and treat patient AC.
(a) there is no record of the respondent having ever taken a comprehensive history or relevant examinations to determine the cause of AC's ongoing symptoms - We find this particular made out.
(b) there is no documentation of when and/or how diagnoses were made (including diagnoses of fibromyalgia, anxiety and panic disorder), or the evidence and diagnostic reasoning on which those diagnoses were based - We find this particular made out.
(c) there is a lack of information providing clinical justification for the medications that were prescribed - We find this particular made out.
(d) there is rarely any record of AC being advised of the potential side effects and/or addictive potential of medications that were prescribed, or of discussion about treatment options - Save for one or two mentions in the clinical records, we find this particular made out.
(e) there is no record of the respondent having or following considered treatment or management plans - We find this particular made out.
(f) there is a lack of documentation in relation to how medical referrals were followed up (if at all) - We find this particular made out.
(a) The respondent's primary medication approach to managing the patient's mental health was the use of benzodiazepines. This occurred over a long period of time and was inconsistent with the RACGP Drugs of Dependence Guidelines - We find this particular made out.
(b) The respondent prescribed a combined oral contraceptive pill to AC, despite her history of depression and migraine headaches - We find this particular made out.
Ground 1 - Clinical performance in relation to AC: During consultations on 20 May 2010 and 3 July 2012, the respondent performed breast examinations on AC in a way that was inappropriate.
Ground 2 - Failure to maintain professional boundaries in the treatment of AC: In the relevant treatment period, and in the course of treating AC, the respondent made inappropriate physical contact with AC, and made inappropriate comments which were of a personal or sexual nature.
(a) comments about her physical appearance, and that of her daughter;
(b) referring to her as his "friend";
(c) comments to the effect that he looked forward to their appointments;
(d) comments recommending a single male patient to her;
(e) in the context of a conversation about having a pap smear done, saying "I could do it for you...or are you just chicken";
(f) asking who the father of AC's daughter was and suggesting that her daughter resembled another patient at the clinic;
(g) regularly asking AC about whether she was sexually active, when this was not relevant to the consultation;
(h) asking about whether she had ever earned money through sexual activity with men;
(i) frequently telling her that having an active sex life was the best way to reduce symptoms of menopause.
Ground 3 - Clinical performance in relation to LB: The respondent's clinical performance in relation to LB in a consultation on 15 May 2014, which involved conduct of a breast examination in the context of LB requesting an oral contraceptive pill, was deficient in a number of respects.
(a) It was not at the time, standard practice to conduct a clinical breast examination in circumstances where an otherwise healthy young woman requesting the oral contraceptive pill and had:
(i) no increased risk of breast cancer;
(ii) no medical or family history of breast cancer; and
(iii) no concerns about her breasts.
(b) The respondent conducted the breast examination without taking procedural steps to ensure that LB's dignity and privacy were respected and maintained:
(i) The respondent did not offer LB a modesty covering, or in the alternative, acted inappropriately in failing to document the offer of a modesty covering - We find this particular made out.
(ii) The respondent either did not offer LB a chaperone, or in the alternative, acted inappropriately in failing to document the offer of a chaperone and LB's response - We find this particular made out.
(iii) The respondent either failed to explicitly seek LB's consent to the breast examination or failed to appropriately document the patient's consent to the examination - We find this particular made out.
(iv) The respondent acted negligently in proceeding to prescribe an oral contraceptive pill after discovering a breast lump and forming the view that it should be investigated through ultrasound scan - This particular was not pressed.
Ground 4 - Failure to maintain professional boundaries in the treatment of LB: In the context of conducting the breast examination of LB during the consultation on 15 May 2004 the respondent commented to LB, "your boyfriend is very lucky".
(a) Unless by their consent, publication of the names or any identifying details of the applicant's witnesses and matters contained in documents filed with the Tribunal or received in evidence that might enable the identification of any patient or lay witness giving evidence in this matter are prohibited from publication.
[5] Medical board of Australia v Al-Naser (No.2) (Occupational discipline) [2019] ACAT 111
[6] T24, T Documents, pages 1190-1194. The notification provided to Associate Professor Teague in AHPRA's briefing letter re LB (T16, T documents, pages 402-429) is dated 29 April 2020.
[7] T27-T29, T Documents, pages 1210-1247
[9] The Medical Board of Australia v Al-Naser (Occupational Discipline) [2019] ACAT 52 at [5]
[10] Council of the Law Society at [12]
[11] Applicant's outline of submissions dated 24 October 2022 at [14]
[12] T17, T Documents, Report to AHPRA Investigator by Associate Professor Teague 8 February 2021 (mislabeled as 8/1/2020)
[29] Transcript of proceedings, 8 December 2022, page 241, line 5
[31] Transcript of proceedings, 8 December 2022, page 242, lines 31-34
[39] T51, Supplementary T Documents, pages 1698-1718
[40] Applicant's outline of submissions dated 24 October 2022 at [18]
[41] T51, Supplementary T Documents, page 1701
[42] T51, Supplementary T Documents, page1701
[43] T5, T Documents, pages 32-38 (notification); T6, T Documents, pages 39-44 (statement); T11, T Documents, pages 216-247 (affidavit)
[44] T4, T documents, pages 21-31 (notification); T10, T Documents, pages 209-215 (affidavit)
[48] T6, T Documents, page 40 at [7]-[8]
[49] T11, T Documents, page 218 at [39]
[50] T11, T Documents, page 219 at [41]-[42]
[51] T20, T Documents, page 589 (AC's Clinical records, Norspan patch - a Schedule 8 drug)
[52] T11, T Documents, page 221 at [71]-[74]
[53] T11, T Documents, pages 221-222 at [75]
[54] T11, T Documents, page 222 at [75]
[55] T11, T Documents, page 222 at [76]
[61] T12, T Documents, page248 at [4]-[5]
[62] T12, T Documents, page248 at [6]
[63] T12, T Documents, page248 at [11]
[64] T54, Supplementary T Documents, pages 1740-1741
[65] T54, Supplementary T Documents, page 1741 at [7]
[66] T54,Supplementary T Documents, page 1741 at [9]
[67] Respondent's Outline of Submissions dated 21 November 2022 at [12]-[13]
[68] T9, T Documents, pages 54-63 (respondent's affidavit); T20, T Documents, pages503-1159 (respondent's letter).
[70] Affidavit of Nathem Al-Naser sworn 16 November 2022
[71] T9, T Documents, page 55 at [7]-[12]
[72] T9, T Documents, page 56 at [16]
[76] T20, T Documents, page 543 - Appointment on 7 March 2013
[77] T20, T Documents, page 505. Record of CW produced under subpoena ST5.3, Supplementary T Documents, pages 252-253 consultation dated 26 March 2013. The entries for a consultation dated 26 March 2023 make no reference to a disclosure about the respondent's conduct at that time.
[78] T13, T Documents, page 250 at [2]-[3]
[79] Affidavit of Nathem Al-Naser sworn 16 November 2022 at [6]-[7]
[80] Affidavit of Nathem Al-Naser sworn 16 November 2022, paragraph 6
[81] Applicant's Outline of Submissions date 24 October 2022, paragraph 23
[82] T18, T Documents, page 471-472; F H Stewart et al, 'Clinical Breast and Pelvic Examination Requirements for Hormonal Contraception: Current Practice vs Evidence', Journal of the American Medical Association (2001) 285(17) JAMA, 2232
[87] Transcript of proceedings, 6 December 2022, page 95, lines 28-32
[92] Respondent's outline of submissions dated 21 November 2022 at [14]
[93] Respondent's outline of submissions dated 21 November 2022 at [4(b)(iii)]
[94] Respondent's amended response to referral dated 6 December 2022 at [24]
[95] Respondent's amended response to referral dated 6 December 2022 at [24]
[96] Respondent's amended response to referral dated 6 December 2022 at [25]
[97] Respondent's amended response to referral dated 6 December 2022 at [25]
[98] Respondent's outline of submissions dated 21 November 2022 at [18]
[99] Respondent's amended response to referral dated 6 December 2022 at [26]
[100] Affidavit of Dr Nathem Al-Naser sworn18 November 2022 at [8]
[107] T29, T Documents, pages 1233-1234
[108] T53, Supplementary Documents, page 1726
[109] T53, Supplementary Documents, page 1726
[110] T53, Supplementary Documents, page 1727
[111] T53, Supplementary Documents, page 1730
[112] T 53, Supplementary Documents, page 1728
[113] T 53, Supplementary Documents, page 1728
[114] T53, Supplementary Documents, page 1730 (emphasis in original)
[115] T53, Supplementary Documents, page 1731
[116] T53, Supplementary Documents, page 1732
[117] T8, T Documents, pages 49-53; T7, T Documents, pages 43-46
[118] T8, T Documents, pages 50-51 at [11]
[119] T8, T Documents, page 51 at [16]
[120] T8, T Documents, page 51 at [18]
[121] T7, T Documents, page 45 at [4]
[122] Respondent's Amended Response to Referral dated 6 December 2022 at [29]-[30]
[123] Respondent's Amended Response to Referral dated 6 December 2022 at [31]
[124] Transcript of proceedings, 8 December 2022 page 201, line 13-24
[125] Affidavit of Dr Nathem Al-Naser sworn 16 November 2022 at [9]-[10]
[126] T11,T Documents, page 218 at [37]
[127] Respondent's outline of submissions dated 21 November 2022 at [13a]
[129] T54, Supplementary T Documents, pages 1740-1741
[130] T11, T Documents, page 219 at [42]
[131] T11, T Documents, page 219 at [42]
[132] Affidavit of Dr Nathem Al-Naser sworn 16 November 2022 at [6]
[133] T11, T Documents, page 219 at [42]
[134] Respondent's Outline of Submissions dated 21 November 2022 at [13]
[135] Affidavit of Dr Nathem Al-Naser sworn16 November 2022 at [5]
[136] Affidavit of Dr Nathem Al-Naser sworn16 November 2022 at [6]
[137] Transcript of proceedings, 6 December 2022, page 150, line 5-7
[138] T11, T Documents, page 221 at [69]
[139] Transcript of proceedings, 8 December 2022, page 219, lines 33-36
[140] Transcript of proceedings, 8 December 2022 page 219, lines 45-47
[141] Transcript of proceedings, 8 December 2022 page 223, line 7
[143] T53, Supplementary T Documents, page 1728
[144] T53, Supplementary T Documents, page1728
[145] Transcript of proceedings, 6 December 2022, page 98, lines 37-38
[146] Transcript of proceedings, 8 December 2022, page 225, lines 14-21; F H Stewart et al, 'Clinical Breast and Pelvic Examination Requirements for Hormonal Contraception: Current Practice vs Evidence', Journal of the American Medical Association (2001) 285(17) JAMA, 2232
[147] Transcript of proceedings, 8 December 2022, page 225, lines 30-40
[148] Transcript of proceedings, 6 December 2022, page 97, lines 16-17
[149] Respondent's outline of submissions dated 21 November 2022 at [20]
[150] Affidavit of Dr Nathem Al-Naser sworn 16 November 2022 at [9]
[151] Transcript of proceedings, 8 December 2022, page 201, lines 21-22
[152] Affidavit of Dr Nathem Al-Naser sworn 16 November 2022 at [9]
[153] T 44, T Documents, page 1432 at [3.2] ('Good Medical Practice: A Code of Conduct for Doctors in Australia 2010'); T 45, T Documents, page 1432 ('Good Medical Practice: A Code of Conduct for Doctors in Australia 2014')
[154] T 47, T Documents, page 1493, at [1.3] and page 1509 at [4.1.1] ('Prescribing drugs of dependence in general practice (Parts A and B) 2015')
[155] T 46, T Documents, page 1474 at [3] and page 1474 at [6] ('Sexual Boundaries: Guidelines for Doctors 2011')
[156] T 44, T Documents, page 1440 ('Good Medical Practice: A Code of Conduct for Doctors In Australia 2010' at [8.2] T 45, T Documents, page 1464 ('Good Medical Practice: A Code of Conduct for Doctors In Australia 2014')
[157] T 46, T Documents, page 1473 at [3] ('Sexual Boundaries: Guidelines for Doctors 2011') and page1474 at [6]
MEDICAL BOARD OF AUSTRALIA
AL-NASER
List of Cases: Al-Naser v Medical Board of Australia (No.2) (Occupational Discipline) [2019] ACAT 110
Briginshaw v Briginshaw [1938] HCA 34; (1938) 60 CLR 336
Council of the Law Society of the Australian Capital Territory v The Legal Practitioner (Stephen Stubbs) (occupational Discipline) [2010] ACAT 2
Medical board of Australia v Al-Naser (No.2) (Occupational discipline) [2019] ACAT 111
The Medical Board of Australia v Al-Naser (Occupational Discipline) [2019] ACAT 52
(1938) 60 CLR 336