[2025] NTSC 59
General information, not legal advice.
Supreme Court of the NT
2025-08-19
Original judgment source is linked above.
Abuse of Process - application for stay for abuse of process - roles and responsibilities of Litigation Guardians - Court may direct an inquiry as to whether a proceeding brought on behalf of a person under disability is in fact for the benefit of the person
Clarey v Permanent Trustee Co Ltd [2005] VSCA 128; JMT Builders Pty Ltd v T J Ryan & Ors [2016] NTSC 6; MacDonnell Shire Council v Miller [2009] NTSC 46; Secretary, Dept of Health and Community Services (NT) v JWB and SMB [1992] HCA 15; (1992) 175 CLR 218; Vishniakov v Lay [2019] VSC 403; ABC v Catholic Archdiocese of Melbourne [2021] VSC 87; Doedens & Ors v Owen (No 2) [2018] SASC 23; Rhodes v Swithenbank (1889) 22 QBD 577; Elbourne v Troone Pty Ltd [1978] VicRp 15; [1978] VR 171; L v Human Rights and Equal Opportunity Commission [2006] FCAFC 114; [2006] 233 ALR 432; A v City of Swan [No 5] [2010] WASC 204; Masterman-Lister v Brutton & Co (Nos 1 and 2) [2003] 1 WLR 1511; Wheatley v The Public Trustee of Queensland as Litigation Guardian of BBJ [202] QDC 84; Dauguet v Centrelink [2015] FCA 395; Re Whittall [1973] 3 All ER 25; King & Ors v Fister & Anor [2019] QSC 217; Gronnerud (Litigation Guardian of) v Gronnerud Estate [2002] SCR 38 417; Dey v Victorian Railways Commissioners [1949] HCA 1; (1949) 78 CLR 62
Williams Civil Procedure Victoria, paragraph 15.02.25, 'Inquiry whether proceeding properly brought', paragraph 15.02.35 'Duty of litigation guardian', referred to.
McNamee & Anor v McNamee & Anor [2025] NTSC 59
CLINTON BLAKE MCNAMEE (AS LITIGATION GUARDIAN FOR LORNA JENNIE PASCOE)
TIARNI MCNAMEE (AS LITIGATION GUARDIAN FOR LORNA JENNIE PASCOE)
MITCHELL MACKENZIE HERRETT (AS TRUSTEE OF THE BANKRUPT ESTATE OF MITCHELL KENT MCNAMEE)
s 15(2) of the Act. The reassessment proceeding was originally listed in March 2024, but was adjourned for one year "given possible overlap between the issues in this proceeding and the issues in the Supreme Court matter in which several of the parties are involved". The NTCAT reasons disclose that in 2024, an application had been made by the First Defendant to bring the re-assessment hearing forward and to remove the Plaintiffs as guardians, but that application was unsuccessful. However, following an application by another sibling (Stephen McNamee) to vary the guardianship orders, the reassessment date was brought forward to be considered along with any applications made to date.
1. A litigant has the right to have his claim litigated provided it is not inter alia an abuse of process;
2. The court has an inherent power to prevent abuse of its own process by summary order;
3. The jurisdiction to strike out proceedings for abuse of process should be used sparingly and with circumspection;
4. The categories of abuse of process are not closed and recognised categories of abuse of process are:-
(a) proceedings which involve a deception on the court, or are fictitious or constitute a mere sham;
(b) where the process of the court is not being fairly or honestly used but is employed for some ulterior or improper purpose or in an improper way;
(c) proceedings which are manifestly groundless or without foundation or which serve no useful purpose;
(d) multiple or successive proceedings which cause, or are likely to cause, improper vexation or oppression;
5. What is an abuse of process depends on all the circumstances of the case and whether in a particular case there is abuse will be a question of fact and degree.
The onus of satisfying the Court that there is an abuse of process lies on the party alleging it. The onus is a heavy one and the power to grant a permanent stay is to be exercised only in the most exceptional circumstances.
(1) A person may be a litigation guardian of a person under a disability if he is not himself a person under a disability and he has no interest in the proceeding adverse to that of the person under a disability.
(2) Where a person is authorized by or under an Act to conduct legal proceedings in the name of or on behalf of a person under a disability, he shall, unless the Court otherwise orders, be entitled to be the litigation guardian of the person under a disability in a proceeding to which his authority extends.
(3) Where after a proceeding is commenced a party to the proceeding becomes a person under a disability, the Court shall appoint a litigation guardian of that party.
(4) Where the interests of a party who is a person under a disability so require, the Court may appoint or remove a litigation guardian or substitute another person as the litigation guardian.
(5) Where a party has a litigation guardian in a proceeding, no other person shall act as the litigation guardian, unless the Court otherwise orders.
(6) Except where a litigation guardian has been appointed by the Court, the name of a person shall not be used in a proceeding as the litigation guardian of a person under a disability unless there is first filed in the Registry the written consent of the person to be the litigation guardian.
(7) A consent under subrule (6) shall include a statement detailing the circumstances that constitute the proposed litigant to be a person under a disability and a certificate by the proposed litigation guardian that he has no interest in the proceeding adverse to that of the person under a disability.
...the guardian ad litem of the infant has the duty, under proper legal advice, to apprise himself fully of the nature of the application, of the existing beneficial interest of the infant, and of the manner in which that interest is proposed to be affected, and to inform the solicitor whom he has retained in the matter of the course which he, the guardian, considers, in the light of the legal advice given to him, should be taken on behalf of the infant.
The discretion afforded the court by r 95(2) of the UCPR to remove a litigation guardian is premised on a finding that the interests of the party require that the litigation guardian be removed. That is expressed broadly because it must be able to apply to the many different circumstances which can exist when a litigation guardian is appointed.
Matters which might give rise to circumstances which could lead to a litigation guardian being removed include:
(a) where the litigation guardian has a conflict, for example, where the litigation guardian has an interest contrary to the person under a disability,
(b) where the litigation guardian is not conducting the litigation in an appropriate manner, or
(c) where the litigation guardian seeks orders or other relief which are not in the interests of, or for the benefit of, the person under a disability.
The third criterion, that of "indifference" to the result of the legal proceedings, essentially means that the litigation guardian cannot possess a conflict of interest vis-à-vis the interests of the disabled person. Indifference by a litigation guardian requires that the guardian be capable of providing a neutral, unbiased assessment of the legal situation of the dependent adult and offering an unclouded opinion as to the appropriate course of action. In essence the requirement of indifference on the part of a litigation guardian is a prerequisite for ensuring the protection of the best interests of the dependent adult. A litigation guardian who does not have a personal interest in the outcome of the litigation will be able to keep the best interests of the dependent adult front and centre, while making decisions on his or her behalf. Given the primacy of protecting the best interests of disabled persons, it is appropriate to require such disinterest on the part of a litigation guardian.
The next friend will be removed by the court if he has an interest, or is closely connected with some person who has an interest, which is adverse to that of the infant, or if for any reason the court considers that the infant's interest will not be properly protected by him. If there be any suspicion that the proceeding is an improper one or that the next friend is unfit to have the conduct of it, an inquiry may be directed on such matters, and if it appears on inquiry, or in clear cases without inquiry, that the proceeding is not for the infant's benefit it will be stayed, or, if the circumstances warrant it, dismissed with costs to be paid by the next friend.
The court may direct an inquiry as to whether a proceeding brought on behalf of a person under disability is in fact for the benefit of the plaintiff (Rose v Monahan (1862) 1 W & W (E) 193; Re Corsellis; Lawton v Elwes (1884) 50 LT 703; M'Laughlin v Moore [1884] NSWLawRp 68; (1884) 5 LR (NSW) Eq 111; Muir v Harper [1899] ArgusLawRp 108; (1899) 5 ALR 248; Wallace v Wallace (No 2) (1899) 24 VLR 859), and whether the proceeding was properly brought (Huxley v Wootton (1912) 29 TLR 132, and whether the litigation guardian is a proper person to conduct it: Rose v Monahan (1862) 1 W & W (E) 193; Towsey v Groves (1863) 32 LJ Ch 225; Muir v Harper [1899] ArgusLawRp 108; (1899) 5 ALR 248. The court, if satisfied that the proceeding is not properly brought, may dismiss the proceeding and order the litigation guardian to pay the costs: Huxley v Wootton (1912) 29 TLR 132.
(1) The parties are to file and serve affidavits addressing the matters noted at paragraphs [41] to [43] of these reasons, within three weeks of the publication of these reasons.
(2) The parties may make written submissions in respect to the matters raised in those affidavits within two weeks of service of the affidavits referred to in order (1) above.
(3) The application for a stay will otherwise be considered by the Court on receipt of those further materials.
(4) The proceeding will be stayed until further order pending the receipt of further affidavit materials and the resolution of the stay application, save for any self-initiated application by the litigation guardian/s for their removal or substitution. Any such application by the litigation guardian/s for removal or substitution is to be made within the three week period referred to in order (1) above.
[1] See also NTCAT decision dated 23 June 2025 referred to below at paragraph [15].
[2] It is understood that the failure to appoint a litigation guardian did not render the proceeding a nullity. In that respect, there is authority that a failure to appoint a litigation guardian constitutes an irregularity which may be cured by appointment of a person to act in that capacity and does not constitute a nullity see Clarey v Permanent Trustee Co Ltd [2005] VSCA 128 at [55].
[3] Section 4(6) of the Guardianship of Adults Act 2016 (NT) provides that a decision maker may exercise authority of a person under a guardianship order in a way that may be beneficial to another person.
[4] [2016] NTSC 6 at [14] citing the text Abuse of Process and Judicial Stays of Criminal Proceedings (Choo, 2nd ed, Oxford University Press).
[5] Secretary, Dept of Health and Community Services (NT) v JWB and SMB [1992] HCA 15; (1992) 175 CLR 218, 258.
[6] See Derham AsJ in Vishniakov v Lay [2019] VSC 403 in the context of equivalent Order 15 of the Victorian Supreme Court (General Civil Procedure) Rules 2015, later applied in ABC v Catholic Archdiocese of Melbourne [2021] VSC 87 at [12]).
[7] See Doedens & Ors v Owen (No 2) [2018] SASC 23 citing Rhodes v Swithenbank (1889) 22 QBD 577 at 579.
[8] Elbourne v Troone Pty Ltd [1978] VicRp 15; [1978] VR 171 at 175.
[9] Although in that context "protection of the court" seems to be in respect to ensuring those who pursue or defend proceedings have the necessary mental capacity lest the proceedings become susceptible to challenge on the grounds of irregularity. See L v Human Rights and Equal Opportunity Commission [2006] FCAFC 114; [2006] 233 ALR 432 at [25], A v City of Swan [No 5] [2010] WASC 204 at [65], Masterman-Lister v Brutton & Co (Nos 1 and 2) [2003] 1 WLR 1511 at [31].
[10] See Wheatley v The Public Trustee of Queensland as Litigation Guardian of BBJ [2020] QDC 84 citing Dauguet v Centrelink [2015] FCA 395 at [113].
[11] [1973] 3 All ER 25 at 38. Also see Williams Civil Procedure [I 15.02.35] Duty of Litigation Guardian.
[13] Wheatley v The Public Trustee of Queensland as Litigation Guardian of BBJ [2020] QDC 84 at [20] citing Gronnerud (Litigation Guardian of) v Gronnerud Estate [2002] SCR 38 417 at [20].
[14] [1949] HCA 1; (1949) 78 CLR 62 at 113-114.
[15] Williams Civil Procedure Victoria, paragraph 15.02.25, 'Inquiry whether proceeding properly brought'.
[16] Paragraph [15] of the NTCAT Reasons.
McNamee & Anor
McNamee & Anor [2025] NTSC 59
(1992) 175 CLR 218
(1949) 78 CLR 62
(1899) 5 ALR 248