[2024] VSCA 276
General information, not legal advice.
Court of Appeal (Vic)
2024-11-21
Priest JA, Beach JA
Original judgment source is linked above.
(1) The objective gravity of the offence of importing a commercial quantity of a border controlled drug is 'unambiguously reflected in the maximum penalty of life imprisonment'. The offence is committed when an offender intentionally imports a substance into Australia, the substance comprising a commercial quantity of a border controlled drug and the offender intends or is reckless as to the substance being a border controlled drug.[9]
(2) The objective gravity of the applicant's offending in this case was informed by (1) the fact that he was actively involved in the steps taken to effect the importation, the applicant's email correspondence with Eric showing that the applicant was the driving force behind the importation; and (2) the quantity of GBL which the applicant imported, 'being 21.6 kg of pure GBL', which was '21 times the commercial quantity'.[10]
(3) The applicant's motivation for his offending stood 'in stark contrast to that of most drug importation cases'. As the judge put it:
Usually, the gravity of the offence is aggravated by the fact the border-controlled substance was imported as part of the illicit drug trade, motivated by the prospect of significant profits. Here, the prosecution concedes there is no evidence you intended to traffic in GHB or otherwise to on-sell the GBL. Rather, I am satisfied that your motivation to import the commercial quantity of GBL was two-fold. Firstly, that you sourced and imported the GBL as a cleaning agent for use cleaning the steel products to remedy the discolouration of concrete manufactured by [a particular company]. Secondly, as evidenced by the notes found at your premises, you intended to convert a quantity into GHB for your personal use. The fact you stood to derive little or no benefit from the importation beyond this is relevant to your sentence as it reduces your moral culpability for your conduct considerably.[11]
(1) The applicant was born in Cardiff, New South Wales, in October 1975. He was 42 at the time of the offending and 48 at the time of sentencing. He reported a stable childhood, enjoying a close relationship with his parents and older brother.
(2) He completed Year 12 in Newcastle and thereafter worked with his father in concreting until 1998.[15] He completed a carpentry apprenticeship and obtained a Certificate IV in Building before moving to live in Sydney to work with a construction company, including work as a site supervisor. He moved to Melbourne in 2002, working in one position for 12 years before joining a small construction company as its general manager, where he was employed at the time of his offending. That business failed in 2021, and this was a cause of significant distress to the applicant, he having been involved in negotiations to purchase the business.[16]
(3) The applicant then gained employment with another construction company, where he suffered a hip injury following a workplace fall. In October 2023 he had hip replacement surgery, followed by another one in January 2024. The cost of that surgery placed the applicant under significant financial strain.[17]
(4) Subsequently, the applicant commenced his own business as a sole trader undertaking maintenance and servicing work. At the time of sentencing, he had been in a relationship with Tran for the past eight years. He had previously been married for one year, but has no children.[18]
(5) A psychologist, Ms Carla Lechner, examined the applicant and provided a report dated 4 June 2024. Ms Lechner expressed the opinion that the applicant had developed symptoms of depression in 2021, but considered that these had now stabilised. She also said that the applicant was prone to 'reactive depression' and would benefit from further psychological treatment.[19]
(6) The applicant had a prior criminal history, including a previous court appearance for possession and use of amphetamine in 2006; and convictions in 2021 for possession of GHB, ecstasy, a further unnamed drug of dependence and possession of substances, material or equipment for trafficking in a drug of dependence.[20]
(7) The applicant reported using ecstasy in his mid-twenties on a weekly basis and having used GHB, amphetamines, including ice, and other illicit drugs recreationally.[21]
With any offence involving the importation of a commercial quantity of a border-controlled substance, general deterrence and denunciation are sentencing considerations of great significance. The authorities make it clear that the rationale for this is because of the difficulty in detecting such offending and the significant harm to the community that flows from the importation of such substances into Australia.
In this case the need for general deterrence and denunciation is moderated to some extent given the concession made by the prosecution that the GBL was not imported for a trafficking purpose. Appropriately, some moderation is required having regard to the rather unusual circumstances of this case.
Nonetheless, the sentence I impose must operate to deter others from arranging to import large quantities of border-controlled substances for any reason, given the inherent seriousness of this offence.[23]
(1) The context of the applicant's offending was relevant in the assessment of his prospects of rehabilitation and the related need for the sentence to specifically deter him from future offending.[24]
(2) The applicant was in the process of purchasing the business he was employed in during the period leading up to the offending, and this had resulted in 'a degree of financial and timing pressure that led [the applicant] to resort to the illegal importation of the GBL'. The offending was, however, 'a serious lapse in judgment'.[25]
(3) Notwithstanding the applicant's conviction for possession and use of amphetamines in 2006, he had otherwise led 'a largely pro-social, law-abiding life'. The applicant's conviction in 2021 for possessing GHB and other illicit substances was, however, a matter of concern.[26]
(4) The applicant's brother spoke highly of the applicant's work ethic, saying the applicant was deeply embarrassed, apologetic and ashamed about his offending.[27]
(5) There was a lengthy delay following the applicant's offending and the execution of the search warrant at his home, resulting in the applicant falling to be sentenced more than five years after he was first interviewed by police. The delay had undoubtedly been a source of anxiety and stress for the applicant. Ms Lechner expressed the opinion that the delay associated with the resolution of the charge had taken its toll on the applicant, both financially and psychologically. This was 'a form of punishment in itself'.[28]
(6) The applicant's overall prospects of rehabilitation were 'positive'. The need for a sentence to specifically deter him was 'correspondingly reduced'.[29]
In that case the New South Wales Court of Criminal Appeal re-sentenced a 34-year-old offender to a $3,000 fine for importing 2,060 grams of GBL through an overseas consignment. In that case the offender incorrectly believed the drug was not illegal and had made no attempt to conceal his purchase which was for personal use. The offending was characterised as being at the very bottom of the scale of the offence. In contrast here, I note that the quantum imported, being 21.6 grams of GBL, was significantly higher and you were aware of the unlawfulness of your conduct.[33]
Ultimately, I have concluded that a community correction order would not adequately reflect the gravity of the offending, noting the quantity of GBL imported in the knowledge it was a controlled substance. Parliament has unmistakably indicated the inherent gravity of conduct in importing a commercial quantity of a border-controlled substance, irrespective of the motivation to do so, by fixing a maximum penalty of life imprisonment.
...
... I consider a sentence involving an immediate term of imprisonment, subject to a recognisance release order, is warranted. I have formed this conclusion balancing the key role you played in importing the GBL in this quantity, aware it was wrong, whilst giving appropriate weight to the matters in mitigation of sentence, including the utility of your plea, favourable prospects of rehabilitation and the impact of the delay in these proceedings. As I stated, your motivation for engaging in this offending places your conduct in a less egregious category for this type of offending, hence the availability of a recognisance release order.[36]
(1) In saying that 'Parliament has unmistakably indicated the inherent gravity of conduct in importing a commercial quantity of a border controlled substance, irrespective of the motivation to do so, by fixing a maximum penalty of life imprisonment',[37] the judge 'erred in holding that motive was not relevant to the inherent gravity of the conduct of importing a commercial quantity of a border controlled substance'. In DPP (Cth) v Maxwell,[38] the Court of Appeal said that '[T]he very high maximum penalties fixed for offences involving a commercial quantity (or more) reflect a legislative intention to visit very heavy punishment on drug profiteers'.[39] Similarly, in Bott v The King,[40] the New South Wales Court of Criminal Appeal said that '[A] person's motive for committing an offence has generally been regarded as relevant to objective seriousness'.[41] Differences between drugs with respect to demand, relative commercial value and prevalence of offending are also matters having a direct bearing on the issue of objective seriousness and the need for general deterrence.[42]
(2) The judge was required to weigh all relevant factors against the maximum penalty. Such an approach leads to the appropriate use of a maximum penalty as a 'yardstick'. The weighing up exercise in this case appeared to consider only two factors as relevant: the quantity of the GBL; and the fact that the importation was 'in the knowledge that it was a controlled substance'. This exercise was 'flawed in three aspects': first, the 'appropriate overall categorisation' of the applicant's offending was 'low-level', and this was not brought into the weighing up process; secondly, the consideration of the quantity and/or weight of the drug 'was against principle'; and thirdly, the finding that the applicant had imported the GBL in the knowledge that it was a controlled substance was either misleading or erroneous. In dealing with this third flaw, the applicant noted that the phrase 'controlled substance' forms no part of the charged offence; and then submitted that it was not open to the judge to find that the applicant knew that the substance was a border controlled drug.
General deterrence is primarily concerned with deterring others from engaging in similar offending. ... [T]here is little need to deter others from importing chemicals for the combined purposes of legitimate industrial use and personal use. This is particularly so when there is no trafficking or profit motive present.
It is well settled that the quantity of the drug is not the controlling factor when it comes to the assessment of the seriousness of an importation offence (or other drug offence). The quantity of the drug imported (or trafficked or possessed) will usually be relevant to assessment of the seriousness of the offence. In some cases it will be the most significant consideration in this regard and in other cases it may be of little moment.[45]
(1) First, the judge did not hold that the applicant's 'motive' for importing the GBL was not relevant to the inherent gravity of the applicant's offending. On a fair reading of the Reasons, it is plain that the applicant's reasons for importing the GBL (being to use as a cleaning agent and to manufacture some GHB for personal use) were a very significant factor in the judge imposing what would otherwise have been considered a quite modest sentence.
(2) Secondly, to the extent that the applicant submitted that the judge did not take account of the differences between GBL and other border controlled drugs, with respect to demand, relative commercial value and prevalence of offending, that submission must be rejected. The judge's references to Maxwell, Colledge and other cases dealing with commercial quantities of GBL[46] demonstrate that any such submission is not well founded.
(3) Thirdly, as a full reading of the Reasons discloses, the judge did not limit the sentencing synthesis in the way contended for by the applicant. Contrary to the applicant's submissions, it is plain that the judge took into account all of the relevant facts and circumstances (including her conclusion that the applicant's offending was 'a lower-level example of an inherently serious offence').[47]
(4) Fourthly, the judge did not err in using the phrase 'controlled substance'. Contrary to the applicant's submissions, the judge did not find that the applicant knew that what he was importing was a border controlled drug. While her Honour said that the applicant was 'clearly aware that the importation was not lawful',[48] her finding that the applicant understood that GBL was a controlled substance reflected no more than what the applicant said in his email correspondence with Victoria Police and Eric. On the evidence tendered on the plea, those findings were well-open to the judge.
(5) Fifthly, notwithstanding the applicant's reasons for importing the GBL, the judge was entitled to take into account general deterrence in the sentence to be imposed, if for no other reason than offenders who might have the same or similar reasons to those of the applicant also need to be deterred from committing the serious offence of importing a commercial quantity of a border controlled drug. Moreover, it is difficult to see how the somewhat modest sentence imposed in this case could ever deter an offender intent on importing a commercial quantity of a border controlled drug for trafficking purposes. Thus, notwithstanding what her Honour said about general deterrence, we do not see this sentence as containing an element which might deter commercial quantity drug traffickers from committing the offence for which the applicant fell to be sentenced.
(6) Sixthly, contrary to the applicant's submission that the judge sentenced the applicant on the basis that the weight of his importation was 'the controlling factor', a fair reading of the Reasons demonstrates that, in sentencing the applicant, her Honour balanced all of the matters relevant in the sentencing synthesis. The applicant's argument relied upon reading what her Honour said at Reasons [76] in isolation. They are not to be so read. Specifically, what her Honour said at Reasons [78][49] demonstrates amply why the applicant's submission on this issue cannot be accepted.
[1] DPP (Cth) v McMurray [2024] VCC 1289, [81] ('Reasons').
[3] Regulation 5, Schedule 4, item 98A.
[4] At the time of the applicant's offending, a penalty unit was $210 - meaning that the maximum fine was 7,500 x $210, being $1,575,000.
[9] Ibid [30], citing Smith v The Queen (2017) 259 CLR 291; [2017] HCA 19.
[10] Ibid [31] (although we should observe that the weight was 21.6743 kg, with purity of 96.6 per cent, making the amount approximately 20.9 times the commercial quantity threshold, rather than 21 times that threshold).
[32] [2010] NSWCCA 302 ('Colledge').
[35] The Reasons deal with both the applicant and Tran - Tran having pleaded guilty to aiding, abetting, counselling or procuring the applicant to import the GBL.
[38] (2013) 228 A Crim R 218; [2013] VSCA 50 (Maxwell P, Weinberg and Priest JJA) ('Maxwell').
[40] [2023] NSWCCA 255 (Beech-Jones CJ at CL, Fagan and Dhanji JJ) ('Bott').
[41] Ibid [61] (Dhanji J, Beech-Jones CJ at CL agreeing at [1] and Fagan J agreeing at [2]).
[43] [2023] NSWCCA 255, [7].
[44] [2015] HCA 39; (2015) 256 CLR 550 ('Pham').
McMurray
The King [2024] VSCA 276
[2024] VCC 1289 (Judge Chambers)
(2017) 259 CLR 291
(2015) 256 CLR 550