McLean and Australian Securities and Investments Commission [2017] AATA 1416 (5 September 2017)

[5] See [164]-[166] of the decision under review.

[6] XTWK and Australian Securities and Investments Commission [2007] AATA 1890.

[10] Australian Securities and Investments Commission Act 2001, s 1(2)(b).

[11] Respondent's Outline of Submissions on Stay Application, at [30].

[13] Ibid, at [31]; s 945A of the Act (Requirement to give statement of advice), s 947C (Content of statement of advice), s 947D (Additional requirements when advice records replacement of one product with another), s 961B (Acting in the best interests of the client), and s 961G (Giving of appropriate advice).

[14] Australian Securities and Investment Commission v Administrative Appeals Tribunal v Anor [2009] FCAFC 185 at 411, [51].

[16] Respondent's Outline of Submissions on Stay Application, at [32].

[19] Exhibit 4, Affidavit of Applicant sworn 31 August 2017 at [10].

[21] Exhibit 4, Affidavit of Applicant sworn 31 August 2017 (Exhibit TBM 1).

[22] Total Financial Solutions Australia Limited.

[24] Respondent's Outline of Submissions on Stay Application, at [33].

[26] Cited in Zoric and Australian Postal Corporation [2013] AATA 594 at [11] (Senior Member Friedman).