[2025] VSCA 44
General information, not legal advice.
Court of Appeal (Vic)
2025-03-25
Walker JA, Priest JA
Original judgment source is linked above.
Ground 2 Following the Crown's decision, after the close of the evidence, to no longer rely on tendency evidence, the risk of misuse of the evidence as tendency evidence in this trial was so great that the learned trial judge should have given a warning in accordance with s 16 of the Jury Directions Act, and the failure to do so caused a substantial miscarriage of justice.
Ground 3 The learned prosecutor's comments in closing submissions created an unacceptable risk of a substantial miscarriage of justice. The jury were impermissibly invited to speculate about how to use the absence of DNA evidence for charge 2, such as to cause a substantial miscarriage of justice.
Ground 4 The jury's verdict on charge 4 was unreasonable or cannot be supported having regard to the evidence. A properly instructed jury could not have been satisfied, on the evidence before it, that the touching subject of charge 4 was intentional.
Now, [the applicant] says that he didn't get into your bed; do you agree with that or do you disagree?---I disagree with that.
[The applicant] says that he didn't touch you on your bottom; do you agree with that or do you disagree?---I disagree.
[The applicant] says that he didn't put his finger in your vagina. Do you agree or do you disagree?---I strongly disagree.
[The applicant] says that he didn't lick his finger; do you agree or do you disagree?---I disagree.
[The applicant] says that he didn't kiss you on the cheek; do you agree or do you disagree?---I disagree.
[The applicant] says that he didn't say sorry to you; do you agree or do you disagree?---I disagree.
[The applicant] says he didn't say anything to you about keeping secrets; do you agree or do you disagree?---I disagree.
A - - - so that's why I asked [Lillian] to shut it.
- Shut it. Tell me more about the - the cuddle he gave you, the - when he put his arm - - -
- I just, like, leant up and just gave him, like, a hug - - -
- Yeah.
- - - - it was just, like, a normal hug.
- Yep. And tell me what happened with his arms.
- They just went around my back.
- Yep.
- Yeah. It was just when he leant down and - to see what I was watching he, like - - -
- Oh. So it was when he leant down?
- Yeah.
- Oh, O.K. Describe - can you describe that to me so I can see in my mind what happened?
- Like, this is, like, my genitals and he, like, put his hand down like that and that on the other side - - -
- Oh, O.K. So he - - -
- - - - and he lefted his hand there for a bit - - -
- O.K.
- - - - and then he got up.
- All right, O.K. Did he say anything about that or - - -
- Anything about, like, touching me there?
- Yeah.
- No.
- Yeah. And you were a bit sort of unsure?
- Yeah. I was unsure 'cause in the morning I was like, did he do that on purpose - - -
- Yeah.
- - - - or did he, like - like - or did he, like, do it on purpose or did he do it on accident?
- Yep, yep. Has he ever accidentally grabbed your genitals before?
- Nup.
Now, [the applicant] says that he never went into the room that night - into your room; do you agree or disagree?---I disagree.
[The applicant] says that he just said goodnight to you in the doorway of that room; do you agree or do you disagree?---I disagree with that.
And [the applicant] says that he never touched you on the penis; do you agree or do you disagree?---I disagree.
And when did you first see [Lillian]?---I saw [Lillian] at approximately 8 o'clock in the morning, she came walking through the family room, I could see her through the window from the deck and I noticed she had a very distressful look on her face.
Was anything said?---She came out through the door, um, her look was so horrifying to me, my first reaction to her was, what is wrong?
How did she respond?---She looked at me, she said the words something bad happened to me last night Nan.
And what happened then?---I said to her darling what happened?
How did she respond?---And she said, [the applicant] came into my bedroom last night. Of which I said to her what did he do? And then she followed through with he got into my bed, he pulled my pyjama pants down and he started playing with my vagina. I then said to her, did he touch your vagina, did he put his fingers into your vagina? And she said, yes. I said did he put his penis near your vagina? She said, no. Then we both were just howling and I told her to wait there, to go and grab my phone, and at that stage I straight away called the police.
I'm sorry, at that stage?---At that stage, I went inside to grab my phone - - -
Yes?--- - - - and I called the police.
When you left [Patrick's] room whereabouts were the two children? ---The two children were together in um, [Patrick's] bed.
When you returned to [Patrick's] bedroom, um, what was said?---[Patrick] in a very strong was very distressed and he said, do you know what [Lillian] just told me? And I said, I'm aware um, something serious has happened, I said, the police are on the way um, and then he said, he came into my room last night as well. I said, did anything happen, he said no, he said, he leant over the bed and said, good night to me and then left the room.
Did [Patrick] give you any other detail of anything that had happened in his room?---In his room?
In his room?---Um, not that I can recall.
...
Have you told the jury everything that [Patrick] told you after you had called Triple 0?---He did make a suggestion to me that when [the applicant] leant over the bed that he - his hand may have brushed across his penis, but he said, he may have done that accidentally.
Could I please get you to tell the jury as best you can, the actual words that he used and any other demonstration he may have made?---He leant over the bed in this motion (witness demonstrates) and his hand touched the bed where [Patrick] believed his penis was and then removed it and then [Patrick] said, I don't know if that was an accident or it was deliberate, he said I don't know.
And [Lillian] walked off to bed because she just got off the couch she'd been sleeping on. I put my hand on her shoulder, um, I walked to the room and when I got to the room, um, I grabbed the blanket that they were laying under and I took the blanket and put it on the end of the bed and I immediately - I walked in front of [Lillian] and sat down on the end of the bed and, um, I didn't see [Lillian] but [Lillian] hopped in the left-hand side of the bed and scooted over to the right-hand side where there was a little table and lamp. And there was a tele in the room and I thought - I said, '[Lillian], I'll plug the tele in'. And she said, 'I don't really need it I've got my laptop'. And I, and I thought to myself, look, I'm going to plug it in anyway because I was under the impression that [Lucy] was working the next day and I was supposed to babysit the kids for the day. So I thought if I plugged the tele for her the kids can watch tele in there and I can get a bit of a sleep-in because it was quite late at that stage. So I plugged the tele in, turned around, said, 'are you all right'. And she said that she was scared. And I said, 'Are you comfortable'? And she said, 'I'll tell people if I'm not comfortable'. And I walked - and the doorway for - the room [Lillian] was sleeping in there, the doorway that [Patrick] was - the room was sleeping in there so I virtually stood at the door. I could see [Lillian] and I could see [Patrick]. I leant on the door and I said, 'are you okay, mate'. And I remember, I point my thumb out like that and he says, 'yes, I'm okay'. I said, 'the hallway lights are on'. ... I said, '[Patrick], you know where the toilet is, don't you, it's just down the end'. I said, ... 'I'll leave these lights on for you. You've got your light on in the bedroom'. And then I said, 'good night'. And that was it I went to bed.
(a) his sister;
(b) his best friend of 42 years;
(c) a former employer who had become a friend; and
(d) a friend and former co-worker from a time when he and the applicant were working with intellectually and physically disabled people, including children.
Ground 3: impermissible invitation to speculate about the absence of DNA?
Detective, as part of the investigation were fingernail scrapings obtain from [the applicant's] hands?---Yes, they were.
And was he cooperative with that process?---Yes, he was.
Were those fingernail scrapings subsequently forensically analysed?---Yes, they were.
And is it the case that there was nothing, no DNA found that could be attributed to [Lillian Holt]?---That is correct.
Detective. When [the applicant] was arrested on 18 January, he was cooperative with all the arresting officers, that's correct?---That's my information, yes.
You gave evidence earlier that he consented to a fingernail scraping?---Yes, he did.
He also consented to provide a DNA mouth sample?---Yes, he did.
And [Lillian] was subjected to what's called an 'early evidence kit'?---Yes, she was.
And some items were seized for analysis from Ms [Blackburn's] home? ---Yes, correct.
And those included a pink t-shirt that [Lillian] was wearing? ---Yes.
And a pair of underwear that [Lillian] was wearing?---Yes.
And a pillowcase and two bedsheets from the bed she was sleeping in?---That's correct.
And the analysis from all of those came back of nil value, is that correct?---The ones that were analysed, yes.
Just to make things quite clear, in terms of the DNA testing of the sheets and clothing and so forth, when you say, 'nil value', do you mean that there was nothing whatsoever to link those items to [the applicant]?---Correct
And you told the police that you stayed there all night, didn't get up for a piddle until about 5 o'clock this morning that's what you said?---Yeah, somethin', yep.
And was that the truth?---Yes.
You said that you used - you used the ensuite?---Yes.
And that was the truth?---Yes.
Is it your habit to wash your hands after you pass water?---Um, generally I do.
Did you do so on that night?---Ah, can't really remember, if I had no clothes on, sometimes I don't because I don't have to touch myself to go to the urinal.
Well you said, so you can't say whether or not you washed your hands on that occasion?---No, but yeah, if I went to the toilet other business, I'd always wash my hands.
[The informant] told you that scrapings were taken from underneath the accused man's fingernails and a reference sample from his mouth. He told you that [the applicant] was cooperative with the process. He told you that the scrapings were analysed and no DNA was found that could be attributed to [Lillian Holt]. He told you that testing of the clothing taken from [Lillian's] bedroom did not produce any result to implicate [the applicant].
Now I just want to make a brief submission concerning the issue of DNA evidence, members of the jury. [Lillian] said in her VARE, her video and audio-recorded evidence, that after inserting his finger into her vagina the accused man licked that finger. When he was cross-examined the accused man gave this evidence: 'And you told the police that you stayed there all night, didn't get up for a piddle until about 5 o'clock this morning, that's what you said?' And he said, 'Yeah, something, yeah'.
He was asked, 'And was that the truth?' And he said yes. He was asked, 'You said that you used the en suite?' And he said yes. He was asked, 'And that was the truth?' And he said yes. He was asked, 'Is it your habit to wash your hands after you pass water?' And he said, 'Um, generally I do'. He was then asked, 'Did you do so on that night', and said, 'Ah, can't really remember, if I had no clothes on, sometimes I don't because I don't have to touch myself to go to the urinal'. He was asked, 'Well, you said - so you can't say whether or not you washed your hands on that occasion?' And he said no.
Now, members of the jury, you there have at least one opportunity for DNA evidence to be potentially removed from the finger concern[ed], if you accept [Lillian Holt's] evidence. Irrespective of that I'd submit, members of the jury, the DNA evidence - clearly DNA results do not support the Crown case, but no more can be said than that. Not every case can rely upon DNA and the absence of DNA support does not prevent the procedure of a trial going before a jury. I'd submit the absence of DNA support does not disprove the Crown case. At times it can be of assistance, at times it's not.
In this case you've heard evidence of brief touching in the course of penetration. So ultimately, members of the jury - and that of course is a submission from me, it's not evidence. What's in evidence is that there's no DNA to support the Crown case.
Ultimately the Crown case stands or falls on the evidence of [Lillian Holt] concerning Charges 1 to 3 and on the evidence of [Patrick Holt] concerning Charge 4. They are the primary and only witnesses because self-evidently at the time of the alleged offending on the evidence of either child there's only two people in the bedroom at any time: the accused man and the child concerned. I'm urging you to accept [Lillian Holt] and [Patrick Holt] as credible or honest and reliable witnesses.
And you also heard from the informant that [the applicant] undertook fingernail scraping, under his fingernails for DNA analysis. That didn't corroborate the accounts. You heard from the informant that [Lillian] undertook an early evidence kit for forensic analysis. Various items of clothing and bedding were seized for analysis; none of that corroborated her account. All you have is what [Lillian] says and what [Patrick] says.
In his interview [the applicant] said, 'I've heard the allegations and they're pretty disgusting and it's just not me. I just wouldn't do it. I just - I know I can say that until I'm blue in the face, but I just can't - I don't know what's got into her head'. What more can he do but continue to say it until he's blue in the face? He did not do it. He gave his DNA, submitted to fingernail scrapings, spoke to the police, gave evidence before you. What more can he do?
Now, the officer in charge also told you of other investigations that he undertook, including asking for analysis of certain items including bedclothes and taking fingernail scrapings and a DNA swab from the accused. No forensic evidence resulted. Counsel have addressed you on this. My only direction is that none of these investigations produced any further prosecution evidence.
(a) '[i]rrespective of that [ie the opportunity for DNA to be removed] I'd submit, ... - clearly DNA results do not support the Crown case, but no more can be said than that';
(b) 'that of course is a submission from me, it's not evidence. What's in evidence is that there's no DNA to support the Crown case'; and
(c) 'the Crown case stands or falls on the evidence of [Lillian Holt] concerning Charges 1 to 3 and on the evidence of [Patrick Holt] concerning Charge 4'.
(a) the applicant touched Patrick Holt;
(b) the touching was intentional;
(c) the touching was sexual; and
(d) the touching was contrary to community standards.
In the circumstances of a person leaning down and putting their hands on the bed to look at what the child was watching on the iPad and then giving a hug good night, a jury could not rationally choose between the act being intentional or accidental based on the fact of the touching alone. The complaint did not give any other observation to differentiate between the two possibilities. Leaving the hand "there for a bit" is qualified by only being for the period the Applicant leant down to look at the iPad. If a jury could not rationally choose between intentional or accidental, the jury could not rationally infer that the touching had to be sexual because of the region of the body that was touched.
The only person who could give evidence as to the direct observations that might assist in differentiating the possibilities was Patrick Holt. His evidence had an understandable lack of precision given his age. But this did not mean the jury could just draw the inference beyond reasonable doubt and fill in the gaps. Rather, the imprecision highlighted the importance to the jury of that direct observation Patrick Holt did make that in all of the circumstances he experienced and observed he remained unsure whether the Applicant deliberately touched his genital region or accidentally touched that area.
he had entered the complainant's home as a trespasser with intent to rape. The complainant gave evidence that she was terrified because she believed that the man was going to rape her. As this Court there explained, the complainant's belief about the man's intent was not admissible to prove the man's state of mind.[12]
[1] Pseudonyms have been used in relation to all of the witnesses in order to protect the identity of the complainants.
[2] Contrary to s 49D of the Crimes Act 1958.
[3] Contrary to s 49A of the Crimes Act.
[4] Contrary to s 49D of the Crimes Act.
[5] Ground 1 was effectively abandoned in the course of the hearing of the application for leave to appeal. The applicant required, and sought, an extension of time within which to file his notice of application for leave to appeal. The Registrar of the Court of Appeal granted the extension on 13 June 2024.
[6] The applicant also sought leave to appeal against sentence. In light of my conclusion concerning his conviction appeal, it is not necessary to address this application.
[7] Baini v The Queen [2012] HCA 59; (2012) 246 CLR 469, 479 [26] (French CJ, Hayne, Crennan, Kiefel and Bell JJ); [2012] HCA 59 ('Baini').
[8] Baini [2012] HCA 59; (2012) 246 CLR 469, 479 [26] (French CJ, Hayne, Crennan, Kiefel and Bell JJ); [2012] HCA 59
[9] See, eg, R v Clune [No 2] [1996] VicRp 1; [1996] 1 VR 1, 6 (Callaway JA, Winneke P agreeing at 2, Crockett AJA agreeing at 6); R v Wright [1999] VSCA 145; [1999] 3 VR 355, 361 [20] (Callaway JA, Phillips CJ and Charles JA agreeing at 356 [1]); [1999] VSCA 145.
[10] Contrast McDonald v The Queen [2013] VSCA 128, [55] (Buchanan, Priest and Coghlan JJA); Arico v The Queen [2018] VSCA 135; (2018) 272 A Crim R 450, 476 [142]-[143] (Maxwell ACJ and Weinberg JA); [2018] VSCA 135 - cases where failure by defence counsel to object to the judge's charge, or seek additional directions, was regarded as a rational decision by counsel, who was imbued with the atmosphere of the trial.
[11] [1998] 4 VR 1 ('Cahill').
[12] Cahill [1998] 4 VR 1, 2-3 (Ormiston JA), 10 (Phillips JA), 10-11 (Batt JA).
[13] (2016) 258 CLR 308, 327 [57]-[58] (French CJ, Kiefel, Bell, Keane and Gordon JJ); [2016] HCA 35.
Matthams (a pseudonym)
The King [2025] VSCA 44
DPP v Matthams (a pseudonym) (County Court of Victoria, Judge Syme, 14 July 2023) (conviction); [2023] VCC 2126 (Judge Syme) (sentence).
R v Clune [No 2] [1996] VicRp 1; [1996] 1 VR 1; R v Wright [1999] VSCA 145; [1999] 3 VR 355; R v Baden-Clay (2016) 258 CLR 308, applied; R v Cahill [1998] 4 VR 1, discussed.
(2016) 258 CLR 308
(2012) 246 CLR 469