[2014] VCAT 1588
General information, not legal advice.
Victorian Civil and Administrative Tribunal
2014-12-19
Original judgment source is linked above.
Appeal from Building Appeals Board from decision to refuse Applicant registration as a Domestic Builder (Unlimited); _Building Act 19_93 sections 169, 170 & 182A; Victorian Civil and Administrative Tribunal Act 1998 section 51
Liu v Building Practitioners Board (Review and Regulation) [2014] VCAT 1588
The decision of the Building Practitioners Board dated 14 August 2013, refusing the Applicant's application for registration as a domestic builder (unlimited), is affirmed.
The Board found that you do not hold the prescribed qualifications under section 170 of the Building Act 1993 (the Act) Division 1, Part 11 and as described in Schedule 7 of the Building Regulations 2006.
The position of the BPB to the application to review
The registration scheme under the Building Act
Registration of building practitioners has been governed by the Act since late 1993. Prior to that date, building practitioners were not required to be registered, although de facto registration was effected through industry bodies, such as the Master Builders Association and Housing Industry Association, in addition to various legislative schemes, which restricted eligibility to practise in some areas of the building industry.
The Act and the regulations made thereunder introduced a legislative framework for the registration of persons working within the Victorian building industry. It further mandated for compulsory professional indemnity insurance as a prerequisite for registration of professionals. The purpose of this far-reaching reform was expressed in the objectives of the Act set out under s 4:
(a) to establish, maintain and improve standards of the construction and maintenance of buildings;
(e) to provide an efficient and effective system for ensuring building and occupancy permits and administering and enforcing related building and safety matters and resolving building disputes;
(g) to reform aspects of the law relating to legal liability in relation to building matters_;_
(h) to aid the achievement of an efficient and competitive building industry.
Since its commencement in December 1993, the Act has received a number of amendments. However, its objective in regulating building practitioners remains firm. In particular, the Building Regulations 2006 ('the Regulations') prescribe various categories of building practitioners, which include domestic builders, commercial builders, building surveyors, draftspersons and engineers, amongst others.
Within these categories, subcategories of registration may exist. For example, the category of builder is divided into various subcategories known as classes, which include domestic builder unlimited; domestic builder - manager; demolisher (low rise buildings); commercial builder (unlimited); commercial builder (limited); etc. The Act further prescribes prerequisite qualifications in order to attain registration in that category and class of registration.
Requirements for registration in the class of DB-U.
(i) a degree, diploma or associate diploma of building from a university approved and authorised, or TAFE institute that is registered, under Part 4.3 of the Education and Training Reform Act 2006 to conduct an accredited course leading to that award; and
(ii) 3 years of practical experience to the satisfaction of the Board; or
(i) successful completion of the "Course in Builder Registration (BPB)" accredited under the Education and Training Reform Act 2006 ; and
(ii) 3 years of practical experience to the satisfaction of the Board; or
(c) a certificate issued by the Board, after examination of the applicant, certifying that the applicant has adequate knowledge and experience to carry out, manage or arrange to carry out all components of domestic building work."
(a) has complied with section 169; and
(i) holds an appropriate prescribed qualification; or
(ii) holds a qualification that the Board considers is, either alone or together with any further certificate, authority, experience or examination equivalent to a prescribed qualification; and
(d) has complied with any other condition prescribed for registration in that category or class.
... any degree, diploma, certificate, accreditation, authority, training, experience or examination (whether obtained inside or outside Victoria).
(2) In determining a proceeding for review of a decision the Tribunal may, by order -
(c) set aside the decision under review and make another decision in substitution for it; or
(d) set aside the decision under review and remit the matter for re-consideration by the decision-maker in accordance with any directions or recommendations of the Tribunal
I would consider that a person applying to be registered in the category of Domestic Builder (Unlimited) would have experience on residential projects in all aspects of the process of building or renovating a house. Ideally the experience should be gained by working, for or under, the supervision of a registered builder as a Supervisor or Site Manager. Some experience should be demonstrated in all the fundamental areas of domestic building work as outlined in my response to question 4 above.
I would not consider the completion of a training course or courses alone, adequate experience to gain registration in this capacity. The building industry is one with many variables and a vast array of products. These are learnt through practical application.
The person seeking registration should be able to demonstrate technical knowledge across all aspects of domestic building work. Or they must know how to source further technical information and what standards are to be met. They must have the experience to know the appropriate contract to use for both a head contract and sub contract agreement. They should be able to demonstrate experience administering contracts.
They must have experience in managing trades on site and inspecting works during construction and at completion. They should have worked on projects from start to finish and have experience working directly with clients. They should have experience in the pricing of building works and the cost controls necessary on the residential building project and the ability to do cashflow projections.
This experience should have been gained in the residential building sector. A period of three years allows a person to work through several projects in their entirety from the initial design, specification, estimation, construction through to completion. It allows a person to experience the building of different types of homes and exposure to a range of clients. A three year period allows a person to learn about different building materials and methods of construction and the best ways to manage a project.
Ms McKay's assessment of Mr Liu's skills and experience
I accept her assessment of these core competencies.
In evidence in chief Ms McKay said she had changed her view regarding this item because she considered that Mr Liu was taking this function seriously and demonstrated a good understanding of his responsibilities.
I also accept her assessment of these core competencies.
[Mr Liu's] work history shows he has been employed as a carpenter and on the tools and as such, this work experience would not have provided exposure or experience with domestic building specifications.
[Mr Liu] has worked as a carpenter and on the tools and this work experience does not indicate an exposure or experience with the preparation of domestic building trades scope of works. The applicant's ability was not further tested or assessed by the Building Practitioners BPB.
[Mr Liu] has primarily worked as a contract carpenter. He has limited experience with the other trades involved in a building project. On the 7 August 2013 he attended an interview with Mr Stefanidis. At this time he was asked to complete two drawings.
On one drawing he was asked to identify faults on the drawing. Some critical items were not identified. [He] noted that Oregon fascia should be changed to treated pine when Oregon is acceptable and treated pine not commonly used on fascias. He did not identify that the sub floor clearance was inadequate at 150mm high. He did not identify that blow in insulation is not commonly used to insulate a wall cavity. In new construction a batt would be installed in this location.
The other drawing was missing some details that the applicant was asked to fill in. He failed to identify the soffit eave lining details, the missing window trimmer and bottom plate of the timber frame. He did not identify the need for an infill above the window.
As a contract carpenter [Mr Liu] would have some working knowledge of AS1684 Residential Timber framing code. This is regularly referenced on drawings. He has not demonstrated work experience using any of the other standards.
The course he has completed would have required him to use some of the other building standards.
His assessment with Mr Stefanidis on 7 August 2013 demonstrated his lack of knowledge in the application of building standards and tolerances.
[Mr Liu] has worked as a sub contract carpenter for other builders and renovation companies and in this role would not have been scheduling and co-ordinating other trades. He has been self employed and undertaken jobs on his own. In undertaking kitchen and bathroom renovations he would have had to co-ordinate some other trades involved in these works. I consider this is limited experience to the scheduling and co-ordination required to build a house.
His study for the Certificate IV Building and Construction (Building) includes programming and planning of building works. In the test conducted by Mr Stefanidis he did not provide correct answers when questioned on site responsibilities of various personnel at a worksite or the role of the Site Manager and supervisors. Refer page 432 of [BPB's Tribunal Book].
[Mr Liu] has not demonstrated experience with the assembling of trade packages for an entire job. He has only carried out some aspects of work involved in a residential project.
[Mr Liu] has work experience as a carpentry contractor and has been self employed. He would have a limited working knowledge of costs and rates. He has only prepared quotes for smaller projects.
However this is not the same as preparing a cost estimate for a larger job. He has not demonstrated work experience in the pricing of a larger job.
In my opinion his ability to prepare cost estimates was not really tested by the BPB. He submitted costings that appeared to have been prepared as part of a course assessment. To prepare accurate cost estimates requires a good working knowledge of domestic construction and experience with trade rates. Otherwise there is a risk of under pricing a job. There are so many variables in building.
The Certificate IV Building and Construction (Building) has estimation in its course content.
He is computer literate which is a good skill and allows more accurate cost control and better financial management of projects.
[Mr Liu's] work experience was gained in domestic building works as a carpentry contractor. He has some supervision experience in China and some 8 months experience in Australia. This supervision was done for a developer and not a licensed builder.
Given his experience in the building industry to date, I do not consider that he would have the technical knowledge or experience across all the trades engaged in a residential project, to assess the quality of workmanship or have a good working knowledge of standards and tolerances.
[Mr Liu] has not demonstrated work experience with these requirements. He has covered this topic in his studies but I would consider that practical experience is necessary in this often very complicated and emotion fuelled area.
(i) holds an appropriate prescribed qualification; or
(ii) holds a qualification that the Board considers is, either alone or together with any further certificate, authority, experience or examination equivalent to a prescribed qualification.
(a) a degree, diploma or associate diploma of building from a university approved and authorised, or TAFE institute that is registered, under Part 4.3 of the Education and Training Reform Act 2006 to conduct an accredited course leading to that award and three years of practical experience to the satisfaction of the board; or
(b) successful completion of the "Course in Builder Registration (BPB)" accredited under the Education and Training Reform Act 2006 and three years of practical experience to the satisfaction of the board.
[2] The material that was attached to the BPB's instructions to Ms McKay.
Liu
Building Practitioners Board