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[2009] ACAT 4
ACT Civil and Administrative Tribunal
2009-04-03
Smart J
Original judgment source is linked above.
LAW SOCIETY of the ACT v The LEGAL PRACTITIONER P (Occupational Discipline) [2009] ACAT 4 (S1)
Catchwords: OCCUPATIONAL DISCIPLINE - LEGAL PROFESSION - ACT Civil and Administrative Tribunal Transitional Provisions - Jurisdiction of Tribunal - interstate practising certificate - - rules 39.1 and 39.2 - failure to respond when required - unsatisfactory professional conduct
ACT Civil and Administrative Tribunal Act 2008 (ACT), s 44
ACT Civil and Administrative Tribunal Legislation Amendment Act 2008, Sch 1 Part 1.33
ACT Civil and Administrative Tribunal Legislation Amendment Act (No2) Sch 1 Part 1.64
ACT Civil and Administrative Tribunal (Transitional Provisions) Regulation 2009 (ACT), s 30
Legal Profession (Solicitors) Rules 2007 (ACT), rules 39.1, 39.2
The Council of the Law Society of New South Wales v Veghelyi (unreported, Supreme Court of NSW Common Law Division, Smart J, 6 September 1989)
Ebner v Official Trustee in Bankruptcy [2000] HCA 63; (2000) 205 CLR 337
AND IT IS NOTED THAT the order of the tribunal made on 13 February 2009 directing that publication of the identity of the respondent and certain other material be prohibited continues until further order.
(1) This chapter applies to an Australian legal practitioner in relation to conduct to which this chapter applies.
_(2) This chapter applies - _
whether or not the Australian legal practitioner is a local lawyer; and
whether or not the practitioner holds a local practising certificate; and
whether or not the practitioner holds an interstate practising certificate; and
whether or not the practitioner lives or has an office in the ACT; and
whether or not the person making a complaint about the conduct lives, works or has an office in the ACT.
391 Conduct to which ch 4 applies - generally
(1) Subject to subsection (3), this part applies to conduct happening in the ACT.
_(2) This part also applies to conduct happening outside the ACT, but only - _
- _if it is part of a course of conduct that has happened partly in the ACT and partly in another jurisdiction, and either - _
- the corresponding authority of each other jurisdiction where the conduct has happened consents to its being dealt with under this Act; or
- the complainant and the person about whom the complaint is made consent to its being dealt with under this Act; or
- _if it happens in Australia but completely outside the ACT and the person about whom the complaint is made is a local lawyer or a local legal practitioner, and either - _
- the corresponding authority of each jurisdiction where the conduct has happened consents to its being dealt with under this Act; or
- the complainant and the practitioner consent to its being dealt with under this Act; or
- _if - _
it happens completely or partly outside Australia; and
the person about whom the complaint is made is a local lawyer or a local legal practitioner.
_(3) This part does not apply to conduct happening in the ACT if - _
the relevant council consents to its being dealt with under a corresponding law; or
the complainant and the person about whom the complaint is made consent to its being dealt with under a corresponding law.
(4) Subsection (3) does not apply if the conduct cannot be dealt with under the corresponding law.
(5) The relevant council may give consent for subsection (3) (a), and may do so conditionally or unconditionally.
(1) The law society council may make rules for or in relation to practice as a solicitor...
Note Rules must be notified, and presented to the Legislative Assembly, under the Legislation Act.
(1) Legal profession rules are binding on Australian legal practitioners and locally-registered foreign lawyers to whom they apply.
(2) Failure to comply with legal profession rules can be unsatisfactory professional conduct or professional misconduct.
39.1 Subject only to his or her duty to the client, a practitioner should be open and frank in his or her dealings with the Law Society.
39.2 A practitioner should respond within a reasonable time and in any event within 14 days (or such extended time as the Society may allow) to any requirement of the Society for comments or information in relation to the practitioner's conduct or professional behaviour and in doing so the practitioner should furnish in writing a full and accurate account of his or her conduct in relation to the matter.
Australian legal practitioner means an Australian lawyer who holds a local practising certificate or interstate practising certificate.
Other relevant legislative provisions are referred to in the body of these reasons.
Application to legal practitioners disciplinary tribunal - no hearing
_(1) This section applies if, before the commencement day - _
an application was made to the legal practitioners disciplinary tribunal under the Legal Profession Act 2006; and
the tribunal had not begun hearing the application.
(2) The application is taken on and after the commencement day to be an application to the ACAT under the Legal Profession Act 2006.
(3) An order made by the legal practitioners disciplinary tribunal in relation to the application is taken on and after the commencement day to be an order of the ACAT.
The Tribunal notes that these letters specifically drew the respondent's attention to the provisions of rules 39.1 and 39.2 (or rule 41.1 and 41.2 for the earlier letters) and directed him to respond by a specified date.
It is important that solicitors respond promptly to the Society when it asks for a reply in response to complaints which have been made. It will be an unusual and complex case when a delay of more than 14 days is acceptable and often the reply should be delivered within a shorter period such as 7-10 days. Replies to the Law Society in respect of complaints warrant a high priority. Such replies should be full and complete and deal directly with the complaints made.
I certify that the preceding sixty (60) numbered paragraphs
are a true copy of the Reasons for Decision herein of the
DATE/S OF DECISION: 1, 3 APRIL 2009 PLACE: CANBERRA
FULL REPORT ( ) CASE NOTE ( ) UNREPORTED DECISION ( )
LAW SOCIETY OF THE ACT
THE LEGAL PRACTITIONER P
(2000) 205 CLR 337