[2021] FWC 5677
General information, not legal advice.
Fair Work Commission
2021-09-21
Original judgment source is linked above.
s.394 - Unfair dismissal
Application for an unfair dismissal remedy - Drug and alcohol testing - Refusal to comply with direction - Whether direction lawful and reasonable - Finding that direction was lawful and reasonable - Applicant's refusal to comply was a valid reason for dismissal - Applicant afforded procedural fairness - Dismissal not unfair - Application dismissed.
(a) the application was made within the period required by s.394(2);
(b) the Applicant was a person protected from unfair dismissal;
(c) Lyndons was not a "small business employer" as defined in s.23 of the FW Act; and
(d) the dismissal was not a case of genuine redundancy.
(a) whether there was a valid reason for the dismissal related to the person's capacity or conduct (including its effect on the safety and welfare of other employees); and
(b) whether the person was notified of that reason; and
(c) whether the person was given an opportunity to respond to any reason related to the capacity or conduct of the person; and
(d) any unreasonable refusal by the employer to allow the person to have a support person present to assist at any discussions relating to dismissal; and
(e) if the dismissal related to unsatisfactory performance by the person - whether the person had been warned about that unsatisfactory performance before the dismissal; and
(f) the degree to which the size of the employer's enterprise would be likely to impact on the procedures followed in effecting the dismissal; and
(g) the degree to which the absence of dedicated human resource management specialists or expertise in the enterprise would be likely to impact on the procedures followed in effecting the dismissal; and
(h) any other matters that the FW Commission considers relevant.
Harsh - because of its consequences for the personal and economic situation of the employee, or because it is disproportionate to the gravity of the misconduct;
Unjust - because the employee was not guilty of the misconduct on which the employer acted; and/or
Unreasonable - because it was decided on inferences that could not reasonably have been drawn from the material before the employer.[13]
"...In circumstances where a valid reason is found to exist, and procedural fairness has been afforded, significant mitigating circumstances are required in order to lead to a conclusion that the termination is nevertheless harsh, unjust or unreasonable. In order to give those factors appropriate weight, they need to be seen as such and balanced against factors that might otherwise lead to the characterisation of the dismissal as harsh, unjust or unreasonable. The balancing of factors involves discretion, but a conclusion must be reached after giving full effect to the findings on all relevant circumstances. Different employers may approach a misconduct matter differently and take different disciplinary actions. A tribunal member determining whether a dismissal is harsh, unjust or unreasonable does not stand in the shoes of the employer and determine what action they would take in the circumstances. Only if the employer's disciplinary actions are judged to lie outside the description of a reasonable and just response to the relevant conduct and are disproportionate, should a finding of unreasonableness or injustice be made."[15]
"If a command relates to the subject matter of the employment and involves no illegality, the obligation of the servant to obey it depends at common law upon its being reasonable. In other words, the lawful commands of an employer which an employee must obey are those which fall within the scope of the contract of service and are reasonable. ... But what is reasonable is not to be determined, so to speak, in vacuo. The nature of the employment, the established usages affecting it, the common practices which exist and the general provisions of the instrument, in this case an award, governing the relationship, supply considerations by which the determination of what is reasonable must be controlled. When an employee objects that an order, if fulfilled, would expose him to risk, he must establish a case of substantial danger outside the contemplation of the contract of service."
"The determination of whether an employer's direction was a reasonable one ... does not involve an abstract or unconfined assessment as the justice or merit of the direction. It does not need to be demonstrated by the employer that the direction issued was the preferable or most appropriate course of action, or in accordance with 'best practice' or in the best interests of the parties."[26]
"...any analytical procedure or test which is carried out on a worker to determine the presence and/or the concentration of [alcohol/any drug] (including but not limited to a breath test, urine sample, oral swab and blood test). These procedures are not limited to those which presently exist. As new technology is developed these may also be used for alcohol testing purposes."
I, Amanda Cobb (Lyndons Maroochydore 2IC) was requested by Kylie Desmond to be a witness for the drug and alcohol van testing.
Kylie requested a different method of testing (due to personal reasons) and stated that the policy mentions swab testing as a method of testing. She requested this method of testing to prove that she was still fit to perform her duties.
They have refused as they are engaged by Lydons to perform urine testing and as a result, Kylie has been stood down."
"Can you show me in this policy where it says that an employee has the right to choose what method of testing occurs? --- I didn't say an employee has a right, I just said it doesn't state in there that only the employer has the right. It doesn't state in there anything about presenting with personal medical conditions, how they proceed with it. There's nothing in there at all, no training on it, not told about it in training. That was my point. It doesn't state in there "Lyndons will say you're going to be urine tested" - but if you present with a personal medical condition where does it state how they proceed? What do they do?
All right. Just to be clear, my question was can you show me in the policy? --- No, I can't.
Right, and that's because it's not there. That's correct, isn't it? --- That's correct. It does not state who chooses the method."[34]
Kylie: "I won't be doing a urine test for personal reasons. The policy states that I can opt to do an oral swab test instead."
Craig: "Although the policy defines the test as including urine and oral fluid, that doesn't give you the option to choose. The Company decides on the test method and, in this case, it is urine testing. We have used urine testing since 2014 and, for consistency, your test must also be urine. If you refuse the urine test, it'll be recorded as a refusal of the test."
Kylie: "I'm not refusing a test, I'm opting for another method of testing."
Craig: "For the purposes of the random test, refusing to do the urine test will be recorded as a refusal."[37]
"THE DEPUTY PRESIDENT: So can I just understand, if people present with a medical condition and say they've got a medical condition and they're concerned about providing a sample, the approach is as long as the medical condition doesn't prevent you from providing a sample, then you should provide the sample, and if you don't, it's got implications? --- That's exactly right. In all the time I've been doing this we've had - I think there's only one condition where I could see it was justifiable to change to a saliva sample, and that person had got a golden staph infection in his penis and it had been split right down the centre to clean it up.
Right? --- So in that case, you know, that saliva test was - - -
He could not physically urinate? --- Not without extreme pain and under duress."[40]
"Craig, like, when you were the phone is there any reason why I was not offered a swab test as I presented with a medical condition? Why was there no conversation there about - - -? Because you didn't tell me what the medical condition was and, as I said, there is only one instance that I can think of that it would preclude it. A urinary tract infection, I certainly would have had the same conversation with you and said, 'Look, it's not a reason to not provide a urine sample.' I acknowledge that it might be difficult and it might take time, and we would have given you the time, but it wasn't - that wasn't the conversation we had. The conversation we had was that you had the right to choose saliva because that's what the policy says and I said that's not how it works.
So you're stating that I did present with a medical condition? --- We have already been over that. Yes, I have already acknowledged - - -
Would you not have asked me what that medical condition was? --- I did ask you and you said you had a medical condition, that was it, then we continued the discussion which was about your right to choose saliva because the policy says you are - saliva. I went on to say to you that it would be treated as a refusal and I went on to warn you that it would be treated as workplace misconduct, and that we would need to record it as a refusal if you didn't provide it, so I gave you that advice on the phone.
That's why I was quite upset while you were on the phone and kept stating my case that - - -? --- Okay.
- - - you know, I had the right to ask for an oral swab? --- You do have the right to ask.
'Because I have a personal medical condition - - -'? --- Okay.
- - - 'and at this time feel that the current testing method is invasive'? --- Okay. Again, it's how you feel. I can't help that. Both methods are accepted, but the company gets to make the choice and then we test, you know, true to what we're asked to do or the policy, you know, requires us to do."[41]
"I am writing to you regarding your employment with Lyndons Pty Ltd and your recent refusal to undergo a drug and alcohol screen test in breach of the Company ' s Drug and Alcohol Policy.
In accordance with section 11.2 of the Company's Drug and Alcohol Policy, Lyndons may require you to undergo testing for the presence of drugs or alcohol without cause and without notice.
On Monday, 1 February 2021 you were randomly selected by Lyndons to undergo a drug and alcohol screen test in accordance with section 11.2(4) of the Policy. Your refusal to comply constitutes a breach of the Policy, in accordance with section 11.5. Additionally, your refusal to carry out a lawful and reasonable instruction consistent with y our employment contract may constitute serious misconduct.
You have a responsibility under your employment and section 5.1 of the Policy to comply with the Policy and observe all directions from Lyndons in regards to the Policy.
While Lyndons acknowledges your request to undergo a drug and alcohol screen test with your personal doctor, testing must be conducted in accordance with the Policy and by an authorised officer from an independent testing agency. Your personal doctor is therefore, not suitable to conduct the screen test.
Please consider t his letter to be a formal direction from Lyndons to comply with the Drug and Alcohol Policy and the Company's lawful and reasonable instruction to undergo a drug and alcohol screen test conducted by the Independent testing agency appointed by the Company.
Further refusal to comply with this formal direction will result in disciplinary action up to and including termination of employment.[42]
I have never at any time refused to undergo an alcohol or drug screening test. I opted for an alternative method of testing as per Lyndons Drug and Alcohol Policy, sect ion 11(1) and 11(2) where your methods of testing also includes oral swabbing. This is the method of testing requested. Please refer to the attached letter of witness testimony as to this fact.
I do not believe I am in breach of this policy as there was no refusal to be alcohol or drug tested. My request was to be swab tested as the current form of testing is invasive. Please refer to Workplace Health and Safety QLD 'Framework for alcohol and drug management in the workplace'. Under 'Drug and Alcohol testing' is states:
'The decision to adopt a testing regime should be made in consultation with workers.'
I would like to reiterate that I have at no time refused to be drug or alcohol t ested. I believe that I am being bullied into submitting to an invasive form of testing with the threat of losing my job.[43]
"Thank you for your email dated 2 February 2020 and the matters you have raised therein.
Firstly, I must Inform you that section 11.2 of the Company's Drug and Alcohol Policy does not afford you the opportunity to choose which test you would like to undertake. What it does state is that there are several tests that you as an employee can be requested to undertake. ·
The Company has for a long period of time chosen to have its employees undertake a urine test as it is the best form of sampling which can detect a broad cross range of prohibited substances. The drug test is conducted by an appointed independent company and is non-invasive and discreet. It is done in a mobile van that is set up so the test is undertaken in privacy.
While Lyndons acknowledges your request to undergo a swab test this is not the method that the Company wishes to be undertaken and it does not use swab tests. You have a responsibility under your employment and section 5.1 of the Policy to comply with the Policy and observe all directions from Lyndons in regard to the Policy. The request to undertake the urine screening is not 'bullying' it is a lawful and reasonable direction. Furthermore, the test is not invasive as you have stated.
Please consider this letter to be a formal direction from Lyndons to comply with the Drug and Alcohol Policy and the Company's lawful and reasonable direction to undergo a drug and alcohol urine screen test conducted by the independent testing agency appointed by the Company.
As has been advised previously to you, your refusal to comply constitutes a breach of the Policy, in accordance with section 11.5. Additionally, your refusal to carry out a lawful and reasonable direction consistent with your employment contract may constitute serious misconduct.
Further refusal to comply with this formal direction will result in disciplinary action which could include you being stood down without pay until you undertook the test up to and including termination of employment.
We look forward to receiving your immediate confirmation that you will proceed with the drug and alcohol urine screen test."[44]
"I have read the attached letter. As per my previous email dated 02/02/2021, I personally as a female find the current testing method invasive. As per Lyndons policy, there are options for less invasive methods of testing available. I am more than happy to submit to a breathalyser and/ or oral swabbing to prove I am fit to perform my duties in internal sales (retail award)."[45]
"We refer to our correspondence to you dated 2 February 2021and 4 February 2021 and your responses to them.
Your continued refusal to undertake a urine screening by our authorised officer is a failure to comply with a lawful and reasonable direction and is in breach of the Company's Drug and Alcohol Policy ('the Policy) and the Code of Conduct.
Your continued failure to comply with your obligations leaves me with no choice but to suspend your employment immediately without pay pursuant to clause 12.3(3) of the Policy. Your suspension will be until 5pm Monday 15 February 2021 to give you a further opportunity to comply with· our lawful and reasonable direction to undertake a urine screening by our authorised officer.
Further refusal to comply with this formal direction will result in furt her disciplinary action which could lead to termination of your employment.
We look forward to receiving your immediate confirmation that you will proceed with the drug and alcohol urine screen test."
"I don't understand why Lyndons are prolonging this when they have instantly terminated other staff.
I have already stated numerous times that I will not be bullied into submitting to this invasive method of testing. Prolonging this and standing me down without pay and not terminating my employment like they have with previous staff is putting me and my family into severe financial hardship."[46]
The Company does not want to see your employment terminated nor place you in any financial difficulty but only insists that you comply with the lawful and reasonable direction to attend to a urine drug screen test by our authorised representative. If you undertake the test as requested and it is clear, then you can immediately return to work however until that occurs you will remain stood down without pay until such time as the test is undertaken. You have placed the Company in a position which to ensure the health and safe ty of its clients and employees we have no choice but to stand you down due to your continued failure to follow a lawful and reasonable direction.
We will revisit this matter on Monday, 15 February 2021 as your actions/ inactions will determine what course is taken by the Company which we hope will be a return to your position as you have undertaken the urine screening test and it has shown a negative result."[47]
I don't see this as a reasonable and lawful direction.
Again I am not refusing to test but have asked to be swab tested as per one of Lyndons methods of testing in their policies.
I am not sure why we are going back and forward over this issue . I will not be bullied into submitting to an invasive form of testing."[48]
We refer to our correspondence to you dated 2 February 2021, 4 February 2021, 8 February 2021 and your responses to them.
Your continued refusal to undertake a urine screening by our authorised officer is a failure to comply with a lawful and reasonable direction and is in breach of the Company's Drug and Alcohol Policy ('the Policy') and the Code of Conduct.
At our meeting of 16 February 2021 you were once again requested to undertake a urine screening by our authorised officer however, you once again refused to do so. You have been warned in previous correspondence that your continued failure to undertake a urine screening test could lead to the termination of your employment.
You have now been given numerous opportunities to undertake the urine screening test but have refused to do so and the Company considers your responses as to why you refuse to undertake t he test to be inadequate and not valid. You are aware of your obligations as contained in the Policy and your continued failure to comply is a substantial and wilful breach of the Policy.
It is with regret that I must advise you that your continued failure to comply with a lawful and reasonable direction leaves us with no other option but to terminate your employment effective immediately.
Your accrued entitlements, payment in lieu of notice and any outstanding remuneration, including superannuation, will be paid to you within 7 days of the date of this letter.
We regret that your employment with our organisation has not resulted in a more successful outcome for both parties and wish you all the best for the future."[49]
"At that consultation, Kylie was visibly distressed. She informed me that she had just been stood down without pay for refusing to undertake a urine drug test at work. She told me she found this test invasive & had offered to have a mouth swab instead. However, the company she worked for refused to do the test."
"As I stated in my opening statement, you can go through - I will concede that in none of them I have said I suffered from a urinary tract infection as I was under the belief that they already knew because of the drug testing and the multiple times I had already said it."[51]
"Right. It seems as if you're questioning why they hadn't already terminated you? --- This was a personal email sent to Mark Lee, between myself and him, as he had phoned me - as per my phone records - on 4 February and told me that they were going to terminate my employment if I didn't submit to that urine test. They wouldn't back down. I told him that I wanted - he asked me what I wanted. I said I wanted my job back and I wanted an apology. He said it wasn't going to happen; if I didn't comply they were going to terminate my employment. They hadn't terminated my employment between 4 and 8 February as they said they were going to do, so I said to Mark, "What's going on? Everyone else they've terminated. Why are they putting me in this financial position?"
So this was a personal email you sent? --- Yes, it was. I had a very good working relationship with Mark Lee.
Yet again no mention of the urinary tract infection you said you had suffered from? --- I say that in everything - none of my letters.
Not even in a personal email to Mark Lee? --- No, no, I didn't feel I need to. They already know."[54]
"All right. Did it occur to you to pick up a phone and ask her why she'd refused the test? --- No, it didn't occur to me because conversations that Kylie and I had had in the past, relating to Lyndon's Drug Policy, she had informed, off the record, or in general conversation, that if and when another drug test, and if my name is on a list, I won't be - I'll be refusing the urine test. She made that quite aware to me many times.
Or was it simply that she'd raised questions about - well, because she - the evidence is that Ms Desmond had previously submitted to a urine test. Her evidence is:
I'd done it before and I didn't want to do it on that occasion because I had a urinary tract infection and I wrote, 'medical condition', on the form, or 'medical reason' on the form, and no one even asked me about it.
? --- No, because I don't recall it being brought up, your Honour.
All right. So you don't even recall seeing that form until after the event? --- No. I think that could be the first time I've actually seen that form, to be honest.
All right. And you can agree or disagree with this. The reason you didn't pick up the phone and ask the applicant the reason, is because you thought you knew it? That she just objected to providing a urine sample? --- No. Look, the conversation I had with Kylie, later in that afternoon, again, I advised her that, at the moment, you'll be stood down, with pay, and HR will be in contact. And even to that point, she didn't - I don't recall her saying about a medical issue or having a urine infection.
But her evidence is, why didn't someone, or her issue before me is, why didn't someone just pick up a phone and say to me, "Do you have any reason why you've refused this test?"? --- Yeah, I'm sorry, I can't answer that.
Okay. And you can't tell me why? --- No, I don't - I didn't realise she had a medical issue, on that given day."[60]
"I was very distressed when I was stood down from my employment, and I don't know if you can see times that I was emailing back for my responses, and was emailing back extremely fast, once I received a response. And my fault, by not validating that, I fully accept that. And in hindsight, I would go back and change that."[63]
Whether there was a valid reason for the Applicant's dismissal related to capacity or conduct
Whether the Applicant was given an opportunity to respond to any reason related to capacity or conduct?
Whether there was an unreasonable refusal by the employer to allow the Applicant to have a support person to assist at any discussions relating to dismissal?
If the dismissal related to unsatisfactory performance by the Applicant - whether the Applicant was warned about that unsatisfactory performance before the dismissal?
What was the degree to which the size of the employer's enterprise was likely to have impacted on the procedures followed in effecting the dismissal?
What was the degree to which the absence of dedicated human resource management specialists or expertise in the enterprise would be likely to impact on the procedures followed in effecting the dismissal?
Are there any other matters that the FW Commission considers relevant?
Mr T Spence of Counsel instructed by Optimum Legal for the Respondent.
[1] Exhibit A1 - Witness Statement of Kylie Desmond.
[2] Exhibit R1 - Witness Statement of Adele Arrow.
[3] Exhibit R2 - Witness Statement of Craig Bartkowski.
[4] Exhibit R4 - Witness Statement of Amanda Cobb.
[5] Exhibit R5 - Witness Statement of Mark Lee.
[6] Exhibit R6 - Witness Statement of Andrew Rodgers.
[7] Allied Express Transport Pty Ltd v Anderson (1998) 81 IR 410 at 5; Yew v ACI Glass Packaging Pty Ltd (1996) 71 IR 201 at 204.
[8] Selverchandron v Peteron Plastics Pty Ltd [1995] IRCA 333; (1995) 62 IR 371 at 373.
[9] Rode v Burwood Mitsubishi Print R4471 at [90] per Ross VP, Polites SDP, Foggo C.
[10] Miller v University of NSW [2003] FCAFC 180 at pn 13, 14 August 2003, per Gray J.
[11] Bista v Glad Group Pty Ltd [2016] FWC 3009.
[12] Heran Building Group Pty Ltd v Anneveldt [2013] FWCFB 4744 at [15] per Acton, SDP, Sams DP and Hampton C citing MM Cables (a Division of Metal Manufacturers Ltd v Zammit AIRC (FB) S8106 17 July 2000.
[13] Stewart v University of Melbourne (U No 30073 of 1999 Print S2535) Per Ross VP citing Byrne v Australian Airlines (1995) 185 CLR 410 at 465-8 per McHugh and Gummow JJ.
[16] Gronow v Gronow [1979] HCA 63; (1979) 144 CLR 513 at 537 53 See Restaurant and Catering Association of Victoria [2014] FWCFB 1996 at [58] and the authorities cited there.
[19] BHP Iron Ore Pty Ltd v Construction, Mining, Energy, Timberyards, Sawmills and Woodworkers Union of Australia (WA Branch) (1998) 82 IR 162; Shell Refining (Aust) Pty Ltd v Construction, Forestry, Mining and Energy Union [2008] AIRC 510; Shell Refining (Aust) Pty Ltd v Construction, Forestry, Mining and Energy Union (2009) AILR 101-010; Holcim Australia v Transport Workers' Union (NSW) (2010) NSWIRComm 1068; Construction, Forestry, Mining and Energy Union v HWE Mining Pty Ltd [2011] FWA 8288; (2011) 214 IR 194 at [26] - [29]; Endeavour Energy v Communications, Electrical, Electronic, Energy, Information, Postal, Plumbing and Allied Services Union of Australia (2012) 224 IR 57.
[26] Briggs v AWH Op. cit. at 163 - 164.
[28] Witness Statement of Craig William Bartkowski - Annexure CB-01.
[37] Witness Statement of Adele Arrow paragraph 13.
[38] Witness Statement of Adele Arrow - Annexure AA-01.
Printed by authority of the Commonwealth Government Printer
Kylie Desmond
Lyndons Pty Ltd T/A Lyndons [2021] FWC 5677
(1998) 81 IR 410
(1995) 62 IR 371
(1995) 185 CLR 410
(1979) 144 CLR 513
(2012) 224 IR 57
(1938) 60 CLR 601
(1996) 71 IR 201
(2013) 231 IR 159
(2011) 214 IR 194
(1998) 82 IR 162
(2000) 98 IR 137