Applicable principles concerning the power to reinstate
29 The delegate's decision refusing Mr Kumar's visa application was a "Part 5-reviewable decision" within the meaning of s 338 of the Act. The application to the Tribunal for review of that decision was therefore governed by the provisions of Pt 5 of the Act.
30 Division 5 of Pt 5 of the Act sets out the process by which the Tribunal must conduct its review of "Part 5-reviewable decisions". Relevantly, s 360(1) requires the Tribunal to invite an applicant to appear before the Tribunal to give evidence and present arguments relating to the issues arising in relation to the decision under review, except in certain circumstances set out in s 360(2). Section 362B addresses the circumstance where an applicant has been invited to appear before the Tribunal but fails to do so. It is convenient to set out the section in its entirety.
Scope
(1) This section applies if the applicant:
(a) is invited under section 360 to appear before the Tribunal; but
(b) does not appear before the Tribunal on the day on which, or at the time and place at which, the applicant is scheduled to appear.
Tribunal may make a decision on the review or dismiss proceedings
(1A) The Tribunal may:
(a) by written statement under section 368, make a decision on the review without taking any further action to allow or enable the applicant to appear before it; or
(b) by written statement under section 362C, dismiss the application without any further consideration of the application or information before the Tribunal.
Note 1: Under section 368A, the Tribunal must notify the applicant of a decision on the review.
Note 2: Under section 362C, the Tribunal must notify the applicant of a decision to dismiss the application.
Reinstatement of application or confirmation of dismissal
(1B) If the Tribunal dismisses the application, the applicant may, within 14 days after receiving notice of the decision under section 362C, apply to the Tribunal for reinstatement of the application.
Note: Section 379C sets out when a person (other than the Secretary) is taken to have received a document from the Tribunal for the purposes of this Part.
(1C) On application for reinstatement in accordance with subsection (1B), the Tribunal must:
(a) if it considers it appropriate to do so - reinstate the application, and give such directions as it considers appropriate in the circumstances, by written statement under section 362C; or
(b) confirm the decision to dismiss the application, by written statement under section 368.
Note 1: Under section 362C, the Tribunal must notify the applicant of a decision to reinstate the application.
Note 2: Under section 368A, the Tribunal must notify the applicant of a decision to confirm the dismissal of the application.
(1D) If the Tribunal reinstates the application:
(a) the application is taken never to have been dismissed; and
(b) the Tribunal must conduct (or continue to conduct) the review accordingly.
(1E) If the applicant fails to apply for reinstatement within the 14-day period mentioned in subsection (1B), the Tribunal must confirm the decision to dismiss the application, by written statement under section 368.
Note: Under section 368A, the Tribunal must notify the applicant of a decision to confirm the dismissal of the application.
(1F) If the Tribunal confirms the decision to dismiss the application, the decision under review is taken to be affirmed.
(1G) To avoid doubt, the Tribunal cannot give a decision orally under subsection (1A), (1C) or (1E).
Other measures to deal with failure of applicant to appear
(2) This section does not prevent the Tribunal from rescheduling the applicant's appearance before it, or from delaying its decision on the review in order to enable the applicant's appearance before it as rescheduled.
31 In the present case, by reason of Mr Kumar's non-appearance at the hearing scheduled for 5 December 2016, the Tribunal dismissed his application for review under s 362B(1A)(b) (referred to earlier as the non-appearance decision). In dismissing the application for review, the Tribunal was not required, and did not, give any consideration to the merits of Mr Kumar's application or information before the Tribunal. Mr Kumar applied for reinstatement of his application for review under s 362B(1B). On the reinstatement application, the Tribunal confirmed the earlier decision to dismiss the application for review under s 362B(1C). It is the exercise of that power by the Tribunal that is the subject of the present appeal.
32 To date, there has been limited judicial consideration of the power contained in s 362B(1C).
33 In Singh v Minister for Immigration and Border Protection (2018) 266 FCR 459 (Singh), Colvin J observed (at [27]-[30], with Kenny and Bromberg JJ agreeing at [1] and [2] respectively):
[27] The evident purpose of the right to apply for reinstatement is to provide an avenue by which the application may be dealt with on the merits rather than dismissed procedurally. It is a protection that is only afforded if there is due consideration of the reasons advanced on a reinstatement application. If consideration on a reinstatement is confined to whether a person has been "correctly notified" then little purpose would be served by the statutory provision allowing for an application to reinstate. It would confine reinstatement to those instances where the Tribunal itself had not followed the notification procedure in the Migration Act. However, there would be no need for such a right because a dismissal that occurred without proper notification would be no dismissal at all. As I have noted there is a statutory obligation to notify an applicant of a scheduled hearing. …
…
[29] When s 362B(1C) says that on an application for reinstatement the Tribunal must, if it considers it appropriate to do so reinstate the application, it imposes a statutory responsibility on the Tribunal to form an opinion or make an assessment as to whether reinstatement is "appropriate" having regard to all of the circumstances advanced to support reinstatement. In such a context, the word "appropriate" connotes two aspects: fitness and propriety. That is, in order to be "appropriate", something must be both suited to the particular circumstances as well as sensible, right and proper. In Mitchell v The Queen (1996) 184 CLR 333 at 346, it was said by Dawson, Toohey, Gaudron, McHugh and Gummow JJ that:
The phrase "considers … appropriate" indicates the striking of a balance between relevant considerations so as to provide the outcome which is fit and proper.
[30] Relevantly for present purposes, the use of the word "appropriate" requires the Tribunal to make an assessment of all of the matters that are advanced to support reinstatement. If more is raised on an application to reinstate than the single issue as to whether the applicant was notified of the scheduled hearing, then the Tribunal could not properly form a view as to whether reinstatement was appropriate by confining consideration to the facts concerning notification.
34 In Sran v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2022] FCA 377, Greenwood J considered the statutory scheme constituted by Div 5 of Pt 5 of the Act, and the power conferred by s 362B. His Honour relevantly noted that:
[116] Section 362B(1C) confers a power on the Tribunal to reinstate a dismissed application for review if the Tribunal considers it appropriate to do so. In reaching a decision as to whether it is or is not appropriate to do so, the Tribunal must necessarily have regard to the conferral and exercise of the power in the context of the subject matter, scope and purpose of the Act and particularly the scope and purpose of the provisions of the Act giving expression to the power: Water Conservation and Irrigation Commission (NSW) v Browning (1947) 74 CLR 492, Dixon J at 505. The Tribunal must also keep in mind that Parliament is taken to intend that any statutory power conferred on the repository of the power will be exercised reasonably: Minister for Immigration and Citizenship v Li (2013) 249 CLR 332 ("Li"), French CJ at [29], Hayne, Kiefel and Bell JJ at [63], Gageler J at [88]; Kruger v The Commonwealth (1997) 190 CLR 1, Brennan CJ at 36. …
[117] In exercising the power under s 362(1C) to decide whether it is appropriate or not to reinstate the review application or confirm the earlier dismissal of it, the Tribunal must have regard to the conferral of the power in the context of its statutory duty to review the underlying decision of the Minister's delegate to refuse to grant the visa to the applicants and the role of s 360(1) in that process as enabling an applicant to have the benefit of a meaningful hearing as described earlier at [103] of these reasons.
35 In respect of an application to reinstate under s 362B(1C), the Tribunal is required either to reinstate or to confirm the decision to dismiss the application. The Tribunal is required to reinstate the application for review "if it considers it appropriate to do so". The Act does not expressly identify the circumstances in which reinstatement may be "appropriate", nor the considerations that may be relevant in making that assessment. Nevertheless, such circumstances and considerations may be determined by implication from the subject-matter, scope and purpose of the provision: see Minister for Aboriginal Affairs v Peko-Wallsend Ltd (1986) 162 CLR 24 at 39 per Mason J.
36 There are statutory analogues to s 362B of the Act in both the Administrative Appeals Tribunal Act 1975 (Cth) (AAT Act) and the Federal Court Rules 2011 (Cth) (FC Rules). Judicial consideration of those analogous powers provide guidance as to the considerations that will be relevant to an exercise of power under s 362B(1C).
37 Section 42A of the AAT Act relevantly provides:
Dismissal if party fails to appear
(2) If a party to a proceeding before the Tribunal in respect of an application for the review of a decision (not being the person who made the decision) fails either to appear in person or to appear by a representative at a directions hearing, or an alternative dispute resolution process under Division 3, held in relation to the application, or at the hearing of the proceeding, the Tribunal may:
(a) if the person who failed to appear is the applicant - dismiss the application without proceeding to review the decision; or
(b) in any other case - direct that the person who failed to appear shall cease to be a party to the proceeding.
…
Dismissal if party fails to appear - giving of appropriate notice
(7) Before exercising its powers under subsection (2), the Tribunal must be satisfied that appropriate notice was given to the person who failed to appear of the time and place of the directions hearing, alternative dispute resolution process or hearing, as the case may be.
Reinstatement of application
…
(8A) If the Tribunal dismisses an application under subsection (2) (other than an application in respect of a proceeding in which an order has been made under subsection 41(2)), a party to the proceeding may, within the period referred to in subsection (11), apply to the Tribunal for reinstatement of the application.
(9) If it considers it appropriate to do so, the Tribunal may reinstate the application and give such directions as appear to it to be appropriate in the circumstances.
38 The power of reinstatement set out in s 42(9) of the AAT Act is on substantially the same terms as that contained in s 362B(1C): that is, both provisions empower the Tribunal to reinstate an application "if it considers it appropriate to do so", and neither provision expressly conditions the exercise of that power by reference to particular criteria.
39 Justice O'Callaghan considered the power of reinstatement set out in s 42(9) of the AAT Act in Serpinli v Secretary, Department of Social Services [2019] FCA 2029. In that case, the applicant had sought judicial review of a decision of the Tribunal refusing to reinstate his application by reason of his non-appearance on that basis that, among other things, the Tribunal misinterpreted the statutory test. His Honour observed (at [25]-[26], emphasis added)
[25] At the outset of the hearing in this case, the Tribunal confirmed that the issue before it was whether or not "it's appropriate that [the applicant's] case should be reinstated". The Tribunal said that in doing so it needed to consider: whether the applicant had a reasonable excuse for failing to attend the hearing, and whether the application had prospects of success.
[26] In considering whether to reinstate an application, the Tribunal can have regard to a range of factors in determining whether it is "appropriate" to reinstate an application. These factors may vary from case to case, but include a consideration of the merits of the substantive application, and in circumstances where the application was dismissed for a failure to appear at a hearing, the explanation for it.
40 His Honour concluded that the Tribunal did not err, having considered both the merits of the applicant's substantive application for review and his explanation for his non-attendance at the hearing: at [35], [38].
41 The FC Rules contain numerous provisions to the effect that the Court may make an order dismissing an application if a party is absent at the hearing of a proceeding, and that the absent party may subsequently apply to set aside any such order. For example, r 30.21 provides as follows.
(1) If a party is absent when a proceeding is called on for trial, another party may apply to the Court for an order that:
(a) if the absent party is the applicant:
(i) the application be dismissed; or
(ii) the application be adjourned; or
(iii) the trial proceed only if specified steps are taken; or
(b) if the absent party is the respondent:
(i) the hearing proceed generally or in relation to a particular aspect of the application; or
(ii) the hearing be adjourned; or
(iii) the trial proceed only if specified steps are taken.
(2) If a trial proceeds in a party's absence and during or at the conclusion of the trial an order is made, the party who was absent may apply to the Court for an order:
(a) setting aside or varying the order; and
(b) for the further conduct of the proceeding.
42 Rules in identical form operate where a party is absent when an appeal is called on for hearing (r 36.75), when an application for leave to appeal is called on for hearing (r 35.33) and when an appeal from a decision of a body other than a court is called on for hearing (r 33.33).
43 More generally, r 5.23 of the FC Rules provides that if an applicant is in default, a respondent may apply to the Court for an order that the proceeding be stayed or dismissed for the whole or any part of the relief claimed by the applicant. While this rule extends to forms of default beyond a party's non-appearance at a hearing, it has been applied in circumstances including non-appearance: see, for example, Dauguet v Centrelink [2015] FCA 395 (Mortimer J, as her Honour then was). Rule 39.05(a) also relevantly provides that the Court may vary or set aside a judgment or order after it has been entered if it was made in the absence of a party.
44 The power of the Court to set aside or vary an order dismissing a proceeding contained in rr 30.21(2), 33.33(2), 35.33(2), 36.75(2) and 39.05(a) of the FC Rules is framed in different terms to the Tribunal's power of reinstatement in s 362B(1C) of the Act and in s 42A(9) of the AAT Act. The relevant rules do not use the language of "appropriateness", nor do they otherwise condition the exercise of power by the Court. Indeed, rr 33.33(2), 35.33(2) and 36.75(2) refer only to the right of an absent party to apply to the Court and not to the exercise by the Court of its power with respect to that application. Nonetheless, these rules have been construed and applied by this Court in a manner that is consistent with the construction of s 42A(9) of the AAT Act in Serpinli.
45 The Full Federal Court examined the application of the predecessor of r 36.75 of the FC Rules (being r 38A(2)(a) of the Federal Court Rules 1979 (Cth)), which was on substantially the same terms, in Prashar v Minister for Immigration and Multicultural Affairs (2001) 115 FCR 197 (Prashar). Justice Katz concluded at [11] (with Branson J agreeing at [1] and Mansfield J agreeing at [4]) that:
Order 52, r 38A(2)(a) of the Rules does not specify any criteria for the exercise by the Court of the power conferred on it by that provision. However, the considerations which, in my view, would be relevant in the exercise of that power would include at least whether the moving party has provided an acceptable explanation for that party's absence when the appeal was called on for hearing and the strength of that party's case on the appeal if the order dismissing the appeal were to be set aside.
46 Prashar has been followed repeatedly by this Court, both in relation to the current r 36.75 of the FC Rules and its cognate provisions: see Barah v Minister for Home Affairs [2019] FCA 1831 (Davies J) at [2] (in relation to r 36.75); Singh v Minister for Immigration and Border Protection (No 2) [2016] FCA 1121 (Markovic J) at [5] (in the context of rr 35.33 and 39.05); Sandhu v Minister for Immigration and Border Protection (No 2) [2015] FCA 1429 (Kenny J) at [13] (in relation to rr 35.33 and 39.05); SZVEB v Minister for Immigration and Border Protection (No 2) [2015] FCA 1106 (Farrell J) at [3] (in relation to r 35.33); Singh v Minister for Immigration and Border Protection [2015] FCA 223 (Perry J) at [7] (in relation to r 35.33).
47 In my view, the considerations that have been found to be relevant to the exercise of the discretion in s 42(9) of the AAT Act and the FC Rules referred to above are equally relevant to the exercise of the discretion under s 362B(1C) of the Act; namely, whether the applicant has a reasonable or acceptable excuse for their absence at the hearing of their substantive application and whether the application for review has sufficient merit to warrant the reinstatement. That is not to suggest that those two factors are exhaustive of potentially relevant considerations. Other considerations may include: the applicant's conduct generally in progressing their review application and the prejudice to either party or to the wider public (if any) arising from reinstatement.
48 Further, having regard to the subject matter, scope and purpose of the power to reinstate in s 362B(1C), I consider that it is implicit that the question whether the applicant has a reasonable excuse for their absence at the hearing of their substantive application is a mandatory consideration for the Tribunal. That implication arises from the statutory context as referred to earlier. First, by s 360, the Tribunal is required to afford the applicant a hearing at which the applicant can give evidence and present arguments. Second, the power of dismissal under s 362B(1A)(b) is exercisable if the applicant does not appear at the hearing. It necessarily follows from that context that the reason for the failure to appear is a mandatory relevant consideration.