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[2020] ACAT 50
ACT Civil and Administrative Tribunal
2020-07-06
Senior Member J
Original judgment source is linked above.
neutral in its treatment of Mr Kidman. While the letter did identify the potential for an unfavourable outcome, by its terms, the letter did not portend or propose an unfavourable outcome to Mr Kidman; and upon Mr Kidman responding to the 8th of August 2019 letter there was no unfavourable or disadvantageous outcome for Mr Kidman.
Mr Kidman denies that he has breached any workplace policies. Mr Kidman is a United Voice delegate at Canberra and has a legitimate entitlement to represent and advance the views, claims and interests of United Voice members. The comments Mr Kidman made to the Canberra Times were in his capacity as a union delegate, and intended to represent the views and concerns of United Voice members and employees at Casino Canberra
plainly adverse to an employee's interest to commence and carry on investigations of this nature. The imposition of requirements to respond, the potential negative impact on his employment status, is a clear detriment to an employee: it is, at its absolute lowest, a threat of repercussions for activity. This is unfavourable treatment within the meaning of the Discrimination Act.
Was the unfavourable treatment on the basis of the applicant's industrial activity?
I am a delegate of the United Workers Union (formerly United Voice). In my role as delegate, I am involved in promoting union campaigns, and also providing individual representation and advice to UWU members. I have attended many disciplinary meetings as a representative for Casino Canberra workers and I am very familiar with the Casino's processes.
Mr Kidman is a United Voice delegate at Canberra and has a legitimate entitlement to represent and advance the views, claims and interests of United Voice members.
industrial activity means any of the following:
(a) being or not being a member of, or joining, not joining or refusing to join, an industrial organisation or industrial association;
(b) establishing or being involved in establishing an industrial organisation or forming or being involved in forming an industrial association;
(c) organising or promoting or proposing to organise or promote a lawful activity on behalf of an industrial organisation or industrial association;
(d) encouraging, assisting, participating in or proposing to encourage, assist or participate in a lawful activity organised or promoted by an industrial organisation or industrial association;
(e) not participating in or refusing to participate in a lawful activity organised or promoted by an industrial organisation or industrial association;
(f) representing or advancing the views, claims or interests of members of an industrial organisation or industrial association.
Did the casino subject the applicant to unfavourable treatment because of the attribute 'industrial activity'?
To amount to discriminatory conduct prohibited by the act, the characteristic which will provide the ground must have approximate bearing upon the act charged as discrimination. Moreover, the characteristic must have a causally operative affect upon the decision to commit, or the committing, of the act of discrimination. In Waters v The Public Transport Corporation [1991] HCA 49; [1991] 173 CLR 349, the court said, at 400.
The words "on the ground of the status or by reason of the private life of the other person" in the legislation require that the act of the discriminator be actuated by the status or private life of the person alleged to be discriminated against. The words 'on the ground of or "by reason of" require a causal connection between the act of the discriminator which treats a person unfavourably, and the status of, or private life of the person who is the subject of the act.
All that need be shown is that the alleged discriminator has acted on the ground of whatever the relevant ground is. That involves an objective characterisation of the discriminator's ground for its conduct for which subjective intention can be relevant, but not decisive.
(a) The onus imposed on an employer is not made heavier because an employee affected by adverse action happens to be a union official.
(b) It would be an error to treat the employee's union position and industrial activity as necessarily being a factor which have must have something to do with the adverse action, or which can never be disassociated from adverse action.
(c) The onus of proving that an employee's union position and activity was not an operative factor in taking adverse action is to be discharged on the balance of probabilities in the light of the established evidence.
(d) It is appropriate for an employer to give positive evidence comparing the position of the employee affected by the adverse action with that of an employee who has no union involvement.
(e) The statutory presumption in section 361, and the correlative onus on employers, naturally and ordinarily mean that direct evidence of a decision-maker as to state of mind, intent or purpose will bear upon the question of why adverse action was taken.
90. The Tribunal agrees with the applicant's submission that the question for the Tribunal is whether the applicant's political conviction is, either alone or in combination with other reasons, a real, genuine and not insubstantial reason for the unfavourable treatment. This conclusion applies the criteria in section 4A of the Discrimination Act to the Nicholls test that was relied upon by the parties in submissions. The Tribunal notes that Purvis provides an overarching question of whether the aggrieved person was treated less favourably 'because of' the person's attribute. So in determining whether the respondent has treated the applicant unfavourably because the applicant has an attribute referred to in section 7, the Tribunal will take into account all reasons for doing the act other than those that are not real or genuine or are insubstantial. Therefore, if the applicant's political conviction, either alone or in combination with other reasons, is a real, genuine and not insubstantial reason for the unfavourable treatment, then the causative element of section 8 of the Discrimination Act is satisfied.
the difficulty faced by an applicant in discharging the onus of proof in the absence of direct and positive evidence that the treatment complained of by the applicant was on the ground of the applicant's race. This may also be true in relation to the attributes of political conviction and profession. In cases where there is no direct evidence of the discrimination, the applicant may use inferences drawn from the primary facts to support those allegations.
The courts and tribunals have in a number of decisions identified the following considerations in the drawing of inferences:
(i) a causal link can be established by inference from primary facts;
(ii) an inference must be reasonably drawn on the basis of the primary facts;
(iii) an inference can be drawn from a combination of facts, none of which viewed alone would support that inference;
(iv) a fact relied on as the basis of an inference need not be proved on the balance of probabilities;
(v) it is not enough that the inference is a mere possibility it must be one of probable connection;
(vi) the inference must be a logical one, and not supposition; and
(vii) an inference cannot be made where more probable and innocent explanations are reasonably available on the evidence [at 17-18].
(b) he is employed by Casino Canberra Ltd as the Compliance Manager and In-House Legal Counsel;
(c) he has been admitted as a solicitor since December 1993; and has extensive legal experience both as in-house counsel and as a solicitor;
(d) one of his roles as the Compliance Manager and In-House Legal Counsel is to conduct investigations in relation to issues of employee misconduct;
(e) he was a party to the correspondence between the respondent and the Union in relation to the concerns and queries raised by the Union about the sale of the Casino;
(f) the respondent's response to the letters from the Union had not addressed their concerns;
(g) he believed that the Union did not understand the nature of the transaction between Casino Canberra Ltd, Aquis Entertainment Limited and Blue Whale Pty Limited, but conceded that the transaction was generally regarded as a sale of the casino;
(h) on 6 August 2019 he was "browsing The Canberra Times website and I noticed an article headed Casino Canberra workers in limbo as sale looms. I then proceeded to click on, and read, the article;"
(i) at the time he read the article he was "unconcerned that Mr Kidman had or may have spoken to The Canberra Times in his capacity as Union delegate or Union member"; and "Appreciated that on a number of prior occasions, Casino Canberra had taken steps to investigate staff, who made public comments bearing on the casino business and were potentially made contrary to Casino Canberra workplace policies";
(j) the article was not flattering to the respondent;
(k) the article may be adverse to the interests of the respondent and Aquis Entertainment;
(l) on 8 August 2019 he sent the letter to the applicant see ([11]- [13] above);
(m) he read the article and immediately considered that the comments made by the applicant in relation to lack of undertakings was "potentially in breach of the no rumour or gossip behavioural standard". Mr Maundrell denied that he had searched through the policies looking for particular clauses which might fit the conduct of the applicant;
(n) he had sent the letter and specific questions to the applicant, with a view to forming a preliminary view as to whether or not the applicant had met required standards of behaviour set out in the Employee Handbook or the Code of Conduct.
Was the applicant spreading or supporting rumours in breach of the Casino Canberra Employee Handbook?
Did the statement, "We are not being told anything, we've had no information", misrepresent the correspondence between management and staff?
(a) Identification of the applicant as a delegate for the hospitality workers union, United Voice.
(b) A statement that neither Aquis nor Blue Whale had provided workers with written assurances about their employment conditions, once the deal was complete.
(c) That the Union had approached Aquis seeking to negotiate the existing enterprise agreement that was due to expire on June 30, and had, at the time of the article, expired.
(d) That the Union had sought guarantees that following the sale there would be no forced redundancies, changes to hours or rosters, or outsourcing of work.
(e) That there was uncertainty among employees in not knowing what future employment conditions would be and that people were "a bit worried."
Kinds of orders - unlawful acts under the Discrimination Act
(a) the commission refers a complaint to the ACAT under this division; and
(b) the ACAT is satisfied that the person complained about engaged in an unlawful act.
(2) The ACAT must make 1 or more of the following orders:
(a) that the person complained about not repeat or continue the unlawful act;
(b) that the person complained about perform a stated reasonable act to redress any loss or damage suffered by a person because of the unlawful act;
(c) unless the complaint has been dealt with as a representative complaint that the person complained about pay to a person a stated amount by way of compensation for any loss or damage suffered by the person because of the unlawful act.
(3) In making an order under subsection (2) (c), the ACAT must consider:
(a) the person's right to equality before the law and the impact of the discrimination on the enjoyment of that right;
(b) the inherent dignity of all people and the impact of the discrimination on the person's dignity;
(c) the public interest in ensuring an appropriate balance between the right to equal and effective protection against discrimination and equality before the law without distinction or discrimination and other human rights;
although the ultimate consequences for Mr Kidman were relatively minimal, the matter is nonetheless serious. The right to participate in industrial activity, including here the agitation for the protection of existing rights and conditions in uncertain times, is an important economic and political rights of employees. The manner in which Casino Canberra has elected to conduct itself has a chilling effect on worker participation of this kind, and should be appropriately addressed.
This is relevant to section 53E(3)(c) and (d) above.
In assessing the damages that should be awarded to the applicant, the Tribunal acknowledges the respondent's submission that there is no fixed amount or range of damages that might be awarded. Each case must be considered in the light of its own facts and assessment made of the amount which can be fairly regarded as reasonable compensation for the injuries and disabilities which particular applicant has sustained from the unlawful act having regards as far as possible to the general standards prevailing in the community. As commented by the respondent, calculating general damages in discrimination type claims is a difficult exercise and reliance is placed on the 'good sense' of the tribunal. As stated by the Anti- Discrimination Tribunal of Tasmania in Power v Bouy:
Ultimately, each matter must be decided on its own facts, but the award must conform to a general pattern established by precedent and can neither be manifestly excessive nor manifestly inadequate. It must fall within a range defined by those two parameters, and provide proper compensation for what has been suffered.
SENIOR MEMBER LENNARD: I'm seriously concerned. I have to say that once I saw that you had a witness statement I didn't expect that you would turn up as a representative as well, which is why I raised those concerns this morning. I've only had the file since last Thursday anyway.
MR MAUNDRELL: Senior Member, this is a matter the issue of not wanting to incur the external legal costs of a matter which, from our perspective, is very simple and straightforward. We asked a couple of questions. We got an answer. That was the end of the matter. Expended eight days. We really didn't want to get to 15 to $20,000 worth of legal costs which, inevitably, if you brief anyone with disciplinary material. So, the motivation for it was purely about costs.[20]
[2] Respondent's submission paragraph 13
[4] Exhibit A1 annexure BK04 letter dated 8 July 2019
[5] Exhibit A1 annexure BK05 email from Shane Maundrell to Lyndal Ryan dated 15 July 2019 at 11:25
**[6] Complainant 201823 v Insurance Australia Group Ltd Trading As NRMA [2019] ACAT 64 at [6]- [7]. See also Prezzi, Patricia Anne and Discrimination Commissioner [1996] ACTAAT 132 at [22]
[7] Prezzi, Patricia Anne and Discrimination Commissioner [1996] ACTAAT 132 at [22]**
[8] See Barclay v The Board of Bendigo Regional Institute of Technical and Further Education [2011] FCAFC 14 at 6-11
[9] See Waters v Public Transport Commission [1991] HCA 49
[10] Nester v ACT Fire Brigade [2004] ACTDT 2
[11] Submissions for Casino Canberra received in Tribunal 23 December 2019 at [23]
[14] Board of Bendigo Regional Institute of Technical and Further Education v Barclay [2012] HCA 32 at 45
[15] Board of Bendigo Regional Institute of Technical and Further Education v Barclay [2012] HCA 32 at [60]- [64]
[18] Transcript of proceedings 6 March 2020 page 103
[19] Transcript of proceedings 6 March 2020 pages118-120
[20] Transcript of proceedings 10 February 2020 page 63
KIDMAN
CASINO CANBERRA LTD ACN 051 204 114
Legislation cited: ACT Civil and Administrative Act 2008 s 48
Discrimination Act 1991 ss 7, 8, 10
Fair Work Act 2009(Cth) ss 3, 346
Human Rights Commission Act 2005 s 53E
Cases cited: Barclay v The Board of Bendigo Regional Institute of Technical and Further Education [2011] FCAFC 14
Board of Bendigo Regional Institute of Technical and Further Education v Barclay [2012] HCA 32
Complainant 201823 v Insurance Australia Group Ltd Trading as NRMA [2019] ACAT 64
Director General of Education v Breen [1982] 2 IR 93
IW v The City of Perth [1997] HCA 30
Kovac v The Australian Croatian Club Limited (No. 2) [2016] ACAT 4
Nester v ACT Fire Brigade [2004] ACTDT 2
Prezzi, Patricia Anne and Discrimination Commissioner [1996] ACTAAT 132
Shammas & Canberra Institute of Technology [2012] ACAT 24
Waters v The Public Transport Corporation [1991] HCA 49