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[2023] NSWCA 324
Court of Appeal (NSW)
2023-03-06
White JA
Original judgment source is linked above.
Solicitors: Applicant self-represented Solicitor for the Director of Public Prosecutions (NSW) (First Respondent) Crown Solicitor of New South Wales (Second and Third Respondents) File Number(s): 2022/363122 Decision under review Court or tribunal: District Court of New South Wales Jurisdiction: Criminal Date of Decision: 29 September 2022 Before: O'Rourke SC DCJ File Number(s): 2020/278098
[Note: The Uniform Civil Procedure Rules 2005 provide (Rule 36.11) that unless the Court otherwise orders, a judgment or order is taken to be entered when it is recorded in the Court's computerised court record system. Setting aside and variation of judgments or orders is dealt with by Rules 36.15, 36.16, 36.17 and 36.18. Parties should in particular note the time limit of fourteen days in Rule 36.16.]
HEADNOTE [This headnote is not to be read as part of the judgment] Following a trial in the Local Court, on 14 July 2021, the applicant, Mr Basil Esam Khatib, was convicted on one charge of sexual touching contrary to s 61KC(a) of the Crimes Act 1900 (NSW). The conduct the subject of the charge occurred during the course of the applicant's former employment as an Ola Rideshare driver. It was the prosecution's case that, early in the morning of 19 September 2020, the applicant persistently stroked the thigh of the complainant and attempted to hold her hand while driving her from Newtown to her home in Freshwater, knowing or being reckless to the fact that she was not consenting to that contact. The prosecution also alleged that the applicant had forced part of the cash fare agreed by the parties as the price of the trip between the complainant's legs when she refused to receive it from the applicant. The applicant was represented by counsel at trial and did not give evidence. An electronically recorded interview conducted at Auburn Police Station between detectives and the applicant was adduced into evidence. On the strength of the complainant's evidence, which was corroborated by the evidence of her father and by contemporaneous text messages sent to her friends, the magistrate found that the prosecution had proven the offence beyond reasonable doubt and entered a conviction against the applicant. Pursuant to s 11 of the Crimes (Appeal and Review) Act 2001 (NSW), the applicant appealed as of right against his conviction to the District Court. On the appeal, the applicant was represented by senior and junior counsel. Primarily, counsel conducted the applicant's appeal on the basis that the account of events proffered by the applicant in his interview with police gave rise to a reasonable doubt as to his guilt. As at trial, no issue was taken with the fact that, if the complainant's account of events were accepted, the conduct that had occurred answered the description of "sexual touching" in s 61HB of the Crimes Act. Prior to the delivery of judgment, which was anticipated to be given the following day, the applicant sacked his counsel and overnight provided his own written submissions, without leave, to the primary judge. Those written submissions contained matters that the applicant asserted his counsel had failed to raise on his behalf, and were predominantly concerned with supposed inconsistencies in the complainant's evidence and alleged misconduct on the part of the magistrate in the conduct of the trial. Having considered the applicant's self-authored submissions, the primary judge confirmed the conviction entered in the Local Court and dismissed the applicant's appeal. On the record before the District Court, and by recourse to the magistrate's reasons, the primary judge found the complainant to be an entirely persuasive and compelling witness, whose evidenced was corroborated and given in a measured manner. The primary judge directed herself pursuant to s 293A of the Criminal Procedure Act 1986 (NSW) as to inconsistencies in the complainant's account, which her Honour found not to impact upon the complainant's credit, and pursuant to s 66 of the Evidence Act 1995 (NSW) in respect of the complaint evidence given by the complainant's father. The primary judge further found that the alternative account of events given by the applicant in his interview with police was marred by inconsistencies, evasive and vague in nature, and was both implausible and absurd. No appeal lay from the primary judge's dismissal of the applicant's appeal against conviction. By reason of s 176 of the District Court Act 1973 (NSW), the grounds of judicial review were confined to jurisdictional error. On the applicant's application for judicial review of the decision of the District Court, the issues before the Court were: (i) Whether a reasonable-minded lay observer might consider that the primary judge might not have brought an impartial mind to the applicant's appeal, arising from the primary judge's intimation that her Honour intended to direct herself in accordance with s 293A of the Criminal Procedure Act and to apply s 66 of the Evidence Act; (ii) Whether the primary judge had denied the applicant procedural fairness in the hearing of the appeal, both in refusing to be addressed personally by the applicant at a time at which he was represented by counsel and by making observations as to the perceived ages of the applicant and complainant in the absence of evidence on that matter; (iii) Whether the primary judge had constructively failed to exercise jurisdiction by failing to respond to a number of substantial and clearly articulated arguments, raised by the applicant in his self-authored submissions; (iv) Whether the primary judge had mistakenly denied the existence of the District Court's criminal appellate jurisdiction by accepting the prosecution's submissions on the applicant's credit and by giving herself a direction under s 293A of the Criminal Procedure Act, in circumstances where the applicant's appeal was prescribed to be by way of rehearing rather than an appeal de novo; (v) Whether the primary judge had purported to make a finding of fact said to be relevant to the commission of the offence in the absence of an evidentiary basis for such finding; (vi) Whether the primary judge had made a legally unreasonable or irrational finding of fact as to the commission of the offence; and (vii) Whether the primary judge had made sufficiently serious errors of law in the conduct of the appeal, including by entertaining and disposing of the matter in the absence of a jurisdictional fact, said to be the mens rea for an offence of sexual touching. The Court (per White JA, Simpson and Griffiths AJJA agreeing), dismissing the application for judicial review, with costs, held: As to issue (i): (1) No reasonable-minded lay observer would have considered the primary judge's intimations that her Honour would direct herself in accordance with s 293A of the Criminal Procedure Act and s 66 of the Evidence Act might entail that her Honour might not bring an impartial mind to the resolution of the appeal. Far from evincing prejudgment, the primary judge's exchanges with counsel on these matters demonstrated that her Honour was dealing with the issues raised by the appeal: [39]-[47] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA). As to issue (ii): (2) The primary judge was right to refuse the applicant leave to address the Court personally when he had legal representation. Such an approach avoided splintered advocacy and prevented the potential advancement of untenable submissions that might have borne upon the applicant's credit. Moreover, a party to litigation is ordinarily bound by the conduct of his or her counsel and the manner in which counsel chooses to conduct and present the party's case to the Court. In any event, the primary judge considered the applicant's self-authored submissions. There was no denial of procedural fairness: [48]-[53] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA). Patel v The Queen (2012) 247 CLR 531; [2012] HCA 29, applied. Malouf v Malouf (2006) 65 NSWLR 449; [2006] NSWCA 83, followed. (3) There was no procedural unfairness in the primary judge's observation that the applicant was an "older driver" who was driving the complainant home. Whether or not the primary judge was mistaken about the difference in age between the complainant and the applicant, there was no denial of procedural fairness. Nor was any error in that regard a jurisdictional error as the issue of the applicant's and complainant's ages was neither a central or critical element in the disposition of the appeal nor raised as a clearly material issue for determination by the primary judge: [54]-[56] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA). Day v SAS Trustee Corporation [2021] NSWCA 71, cited. As to issue (iii): (4) There was no error in the primary judge's not expressly referring to, and dealing with, the applicant's contention that the magistrate had impermissibly interfered with the complainant's examination-in-chief, in circumstances where such contention was not raised by the applicant's counsel and was advanced for the first-time, faintly, in the applicant's submissions filed without leave at the conclusion of the appeal: [58]-[65] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA). (5) There was no error in the primary judge failing to give reasons with reference to the facts concerning the mens rea of an offence of sexual touching and the complainant's lack of consent. Those matters were the subject of explicit concession both at trial and at the hearing of the appeal, such that no constructive failure to exercise jurisdiction could be established by the primary judge acting upon the basis of that concession: [66]-[67] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA). (6) There was no error in the primary judge's failing to respond to an argument advanced by the applicant that there was no evidence supporting the contact alleged by the complainant when the complainant had given evidence of that contact, nor in failing to respond to a submission that the applicant was denied procedural fairness by the magistrate on an issue that had not been raised at trial: [68], [71]-[73] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA). (7) There was no error in the primary judge rejecting the applicant's submissions that the inconsistencies in the complainant's evidence undermined her credibility and that the magistrate had interfered with the complainant's cross-examination so as to prevent the giving of exculpatory evidence. Those submissions were only raised in the applicant's unauthorised submissions and consisted of unsubstantiated assertions rather than substantial clearly articulated arguments: [69], [74]-[78] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA). As to issue (iv): (8) Acceptance of the prosecution's submissions on the appeal as to the credibility of the account proffered by the applicant in his interview with police did not involve a mistaken denial of the District Court's criminal appellate jurisdiction. The primary judge did not simply accept the prosecution's submissions without satisfying herself as to their accuracy, but even if any parts of her Honour's findings were not substantiated by the interview itself that would not amount to jurisdictional error: [84]-[86] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA). (9) While s 293A applies in terms only to directions to be given to a jury in proceedings in respect of prescribed sexual offences, the primary judge was tasked with determining whether the magistrate had committed error in accepting the complainant's evidence. In so determining, the primary judge had to consider whether asserted inconsistencies in the complainant's evidence indicated that the substance of her complaint was untruthful and that the magistrate should have so found. It was, thus, appropriate for the judge to have reminded herself of s 293A in making that determination: [88]-[90] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA). As to issue (v): (10) A finding of fact for which there is no evidence is an error of law, but it is not on that account a jurisdictional error, a judge having jurisdiction to make errors of both fact and law. In any event, the alleged error on the part of the primary judge had not in fact been committed: [81]-[82] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA). NRMA Insurance Ltd v Ainsworth [2011] NSWCA 292; (2011) 59 MVR 195, followed. As to issue (vi): (11) In circumstances where the applicant's challenge to the impugned finding of fact involved no more than a challenge to a finding of fact based on acceptance of the complainant's evidence, there was no legal unreasonableness or irrationality disclosed: [79] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA). As to issue (vii): (12) No error of law was disclosed by the primary judge acting on counsels' concession that if the complainant's account of events were accepted, then the touching alleged would meet the description of sexual touching for the purposes of s 61HB of the Crimes Act. Even if the judge were wrong in deciding that that contact constituted sexual touching, that would be an error within jurisdiction: [92]-[93] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA). (13) The presence or absence of mens rea is not a jurisdictional fact upon which the Court's power to convict is enlivened. Rather, it is a fact within the jurisdiction of the Court to determine: [95]-[98] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA). (14) The primary judge did not err in failing expressly to state the elements of the offence, nor in having no regard to s 106 of the Evidence Act: [99] (White JA); [101] (Simpson AJA); [102] (Griffiths AJA).
JUDGMENT
Apprehended bias: Ground 9
Denials of procedural fairness (Grounds 3, 4, 5, 6, 11 and 12)
Constructive Failures to Exercise Jurisdiction: Ground 3, 6, 11, 12, 14 and 15
Irrationality or legal unreasonableness: Ground 7
No evidence for a finding of fact: Ground 10
Misapprehension of the nature and limits of the primary judge's function and mistaken denial of jurisdiction: Grounds 1 and 2
Errors of law in the conduct of the appeal: Grounds 8, 13 and 16
Hearing in the District Court
The Judge's Reasons
Apprehended bias: Ground 9
Denial of procedural fairness: Grounds 4, 5 and 6
Constructive failure to exercise jurisdiction: Grounds 3, 6, 11, 12, 14 and 15
Legal unreasonableness: Ground 7
No evidence for a finding of fact: Ground 10
Misapprehension of judge's function and mistaken denial of jurisdiction: Grounds 1 and 2
Errors of law in the conduct of the appeal: grounds 8, 13 and 16
Conclusion
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply to this judgment or decision. The onus remains on any person using material in the judgment or decision to ensure that the intended use of that material does not breach any such order or provision. Further enquiries may be directed to the Registry of the Court or Tribunal in which it was generated. Decision last updated: 20 December 2023
Khatib
Director of Public Prosecutions
(2000) 199 CLR 135
(2006) 65 NSWLR 449
(2021) 106 NSWLR 430
(2011) 59 MVR 195
(2012) 247 CLR 531
[2000] HCA 5