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[2021] WASCA 27
Court of Appeal (WA)
2021-02-17
Quinlan CJ
Original judgment source is linked above.
(a) subject to the express exceptions in s 86 of the Sentencing Act itself, the prohibition in that provision operates such that a sentence of imprisonment exceeding 6 months may only be imposed if, applying all relevant sentencing laws and principles, a sentence in excess of 6 months would be appropriate. Section 86 does not in effect, as the appellant submitted, create a mandatory minimum sentence of 6 months and 1 day for any offence for which, in the absence of s 86, a term of imprisonment of 6 months or less might have been appropriate; and
(b) the prohibition in s 86 of the Sentencing Act applies to the imposition of a term of suspended imprisonment. That is, subject to the express exceptions in s 86, a court must not impose a term of suspended imprisonment of 6 months or less. That is because a suspended sentence may not be imposed unless imprisonment for a term or terms equal to that suspended would, if it were not possible to suspend imprisonment, be appropriate in all the circumstances.
It is clear from the sentencing remarks of the learned magistrate that he considered that the appellant should be entitled to a discount of 25% as a consequence of her plea of guilty. While this ground of appeal is assessed by reference to the sentence imposed rather than a notional starting point, this implies that his Honour considered that a starting point of 8 months or more was appropriate. This would place the appellant's offending at the upper end of seriousness of the offence, given the maximum term of imprisonment of 12 months.
Where the maximum sentence for the offence of failing to comply with a direction is considered with the appellant's personal circumstances, notwithstanding the seriousness of the appellant's conduct, the imposition of a term of imprisonment of 6 months and 1 day, after discounting the sentence by 25% for her plea of guilty, was unreasonable and plainly unjust and outside the range of a proper exercise of sentencing discretion.
As has been noted by this court previously, whenever a sentence of 6 months and 1 day is imposed, it raises a suspicion that the sentence has been increased to avoid the mandatory provisions contained in s 86 of the Sentencing Act. However, suspicion is not enough; it is necessary for an appellant to establish either an express or implied error.
Whilst there are no express errors in the sentencing remarks of his Honour, it is difficult to understand, with the greatest respect to the learned magistrate, how a sentence of immediate imprisonment could have been reached. In my view, while I do not consider that a pecuniary penalty was open given the seriousness of the appellant's conduct, options other than immediate imprisonment, including a suspended sentence or partially suspended sentence, were clearly both open and appropriate in all of the circumstances. In those circumstances, I consider a sentence of immediate imprisonment of 6 months and 1 day should not have been imposed.
Before a court can impose a suspended term of imprisonment, it is necessary for the court to come to the view that an immediate term of imprisonment should be imposed. In determining whether or not to suspend or partially suspend a term of imprisonment, the court must look again at all matters relevant to the circumstances of the offence and the personal circumstances of the accused. In the absence of express error, it is for the appellant to satisfy the court that the discretionary judgment that suspension was not appropriate, was a conclusion that was not reasonably open.
In this case, it was not in dispute that the learned magistrate did not expressly refer to whether the sentence should be suspended partly or at all. The respondent relied upon the statement by the learned magistrate that he was 'still ... inclined' to impose a term of immediate imprisonment as indicating that his Honour had considered whether a lesser sentence should be imposed.
The failure to expressly refer to a sentencing option does not require this court to conclude that the learned magistrate failed to consider and reject that as an alternative; it can be assumed that his Honour complied with his duties and considered all relevant matters. However, in this case, where a wholly or partially suspended sentence was a realistic sentencing option open to the learned magistrate, I consider that his Honour should have explained, albeit briefly, why he did not consider either of these less severe options was appropriate.
...
Had I not considered that the appeal should succeed on ground 1, I would have granted leave to appeal and allowed the appeal on ground 2.
Counsel for the appellant submitted that the appellant should receive either a wholly suspended sentence or a fine. Counsel for the respondent submitted that in the event I allowed the appeal on ground 1, which I have, a sentence of immediate imprisonment was not open.
In re-sentencing the appellant, I am required to take into account the time she has spent in prison. The appellant spent three weeks in prison before being released on bail.
Any sentence must take into account the appellant's plea of guilty and a discount of up to 25% on the head sentence. In this case, a discount of 25% is, in my view, higher than appropriate given the strength of the prosecution case. However, the plea of guilty demonstrated an acceptance of responsibility by the appellant for the offence she had committed and an expression of remorse.
While I consider a wholly or partially suspended sentence may well have been an appropriate sentence at first instance, it is not now possible for me to impose that sentence, taking into account the time the appellant has spent in custody. This is because it is not possible to impose a suspended sentence unless it is open to the court to impose a term of imprisonment of an equal length.
In my view, given the seriousness of the offence of which the appellant has been convicted and the limited ability of the appellant to pay a fine, I do not consider that a fine is an appropriate sentence. If a fine was to be imposed, it would have to be a very significant penalty, given the maximum fine of $50,000, which is beyond the means of the appellant.
Having regard to the time the appellant spent in custody, the circumstances of the offence and the personal circumstances of the appellant, I consider that a community based order is the appropriate sentence. In imposing this sentence on the appellant, this should not be considered to be the sentence that should ordinarily be imposed for an offence against the Act where the offender has avoided the quarantine regime required by the Directions. I am imposing this sentence only because the appellant has spent three weeks in custody.
The appellant will be re-sentenced to a community based order of 6 months commencing today. The community based order will include a supervision requirement and community service requirement. The supervision requirement will require contact with a Community Corrections Officer as ordered, but at least once every eight weeks. The community service requirement will be that the appellant undertake 50 hours of community service work.
(1) A sentence imposed on an offender must be commensurate with the seriousness of the offence.
(2) The seriousness of an offence must be determined by taking into account -
(a) the statutory penalty for the offence; and
(b) the circumstances of the commission of the offence, including the vulnerability of any victim of the offence; and
(c) any aggravating factors; and
(d) any mitigating factors.
...
(4) A court must not impose a sentence of imprisonment on an offender unless it decides that -
(a) the seriousness of the offence is such that only imprisonment can be justified; or
(b) the protection of the community requires it.
(2) Subject to sections 41 to 45, a court sentencing an offender may -
(a) with or without making a spent conviction order, under Part 6 impose no sentence and order the release of the offender; or
(b) with or without making a spent conviction order, under Part 7 impose a CRO and order the release of the offender; or
(c) with or without making a spent conviction order, under Part 8 impose a fine and order the release of the offender (unless an order under section 58 is made); or
(ca) with or without making a spent conviction order, under Part 8A impose a suspended fine; or
(d) with or without making a spent conviction order, under Part 9 impose a CBO and order the release of the offender; or
(e) under Part 10 impose an ISO and order the release of the offender; or
(f) under Part 11 impose suspended imprisonment and order the release of the offender; or
(g) under Part 12 impose CSI and order the release of the offender; or
(h) under Part 13 impose a term of imprisonment.
A court must not use a sentencing option in subsection (2) unless satisfied, having regard to Division 1 of Part 2, that it is not appropriate to use any of the options listed before that option.
A court must not sentence an offender to a term of 6 months or less unless -
(a) the aggregate of the term imposed and any other term or terms imposed by the court is more than 6 months; or
(b) the offender is already serving or is yet to serve another term; or
(c) the term is imposed under section 79 of the Prisons Act 1981.
(1) A court that sentences an offender to a term of imprisonment, or to an aggregate of terms of imprisonment, of 60 months or less may order that the term or terms be suspended for a period set by the court; but not more than 24 months.
(2) Suspended imprisonment is not to be imposed unless imprisonment for a term or terms equal to that suspended would, if it were not possible to suspend imprisonment, be appropriate in all the circumstances.
In this Act a reference to the suspension of a term or terms of imprisonment is a reference to a suspension of -
(a) the whole of the term or terms; or
(b) part of the term or terms.
(1) An offender sentenced to suspended imprisonment is not to serve any part of the imprisonment that is suspended unless -
(a) during the suspension period he or she commits an offence (in this State or elsewhere) the statutory penalty for which is or includes imprisonment; and
(b) a court makes an order under section 80.
(2) The suspension period begins on the day on which the sentence is imposed.
(3) If during the suspension period an offender is sentenced to imprisonment for another offence that was not committed during the suspension period, the suspension period continues to elapse while the offender is serving that sentence.
(4) An offender who is sentenced to suspended imprisonment is to be taken to be discharged from the sentence at the end of the suspension period.
(5) Subsection (4) does not affect the operation of subsection (1) or sections 78 to 80.
(6) For the purposes of a law other than this Part and Parts 12 and 13, a sentence of suspended imprisonment is to be taken as being a sentence of imprisonment.
(1) If satisfied that a person has been convicted (in this State or elsewhere) of an offence the statutory penalty for which is or includes imprisonment and that the offence was committed during the suspension period of suspended imprisonment, a court that must deal with the person under this section must deal with the person by one of these methods:
(a) unless an order under this paragraph or paragraph (b) has already been made, it may order the person to serve the term or terms of imprisonment that were suspended;
(b) unless an order under this paragraph or paragraph (a) has already been made, it may order the person to serve part of the term or terms of imprisonment that were suspended (even if the period to be served is 6 months or less);
(c) unless the suspension period has ended, it may substitute another suspension period of not more than 24 months for the suspension period originally set; the new suspension period to begin on the day it is substituted;
(d) it may fine the person not more than $6 000 and make no order in respect of the suspended imprisonment.
(2) The powers in subsection (1) may be exercised as often as is necessary.
(3) A court must make an order under subsection (1)(a) unless it decides that it would be unjust to do so in view of all the circumstances that have arisen, or have become known, since the suspended imprisonment was imposed.
Grounds 1, 2 and 3 - is s 86 irrelevant to the type of sentence that may be imposed?
(a) section 39(2) is concerned with the type of sentence that may be imposed, and not with, for example, the amount (in the case of a fine) or the length (in the case of imprisonment) of a sentence that might (or could) be imposed of that type;[14]
(c) if the court, without regard to those matters, concludes that all types of sentence other than imprisonment are 'not appropriate', only then does the court consider the length of the term of imprisonment;[16] and
(d) as a consequence of the prohibition in s 86, the court must impose a term of imprisonment of at least 6 months and 1 day, notwithstanding that such a sentence would not otherwise be appropriate.
Having reached the conclusion that all other types of sentences listed in s 39(2) are 'not appropriate', a judicial officer must impose a term of immediate imprisonment. Division 1 of Part 2, and relevant common law principles, govern the exercise of the discretion as to how long such a term of imprisonment ought to be. However, s 86 of the Sentencing Act in effect acts as a fetter on the discretion where it applies, in that it requires the imposition of a term of no less than 6 months and 1 day of imprisonment even if, but for that statutory requirement, a lesser term of imprisonment would have been imposed. (Footnotes omitted)
[Short sentences] fail as a deterrent, fail as a means of protecting the community, and fail as a means of addressing a prisoner's offending behaviour. The intensive supervision order and suspended prison sentence introduced in this Bill will provide a more effective means of achieving these ends. ... In addition, it will assist in reducing the number of relatively minor offenders serving short terms of imprisonment. This is particularly so in relation to members of the Aboriginal community, who have been proportionally overrepresented in prisons and police lockups.
Ground 4 - does the prohibition in s 86 apply to suspended imprisonment?
Section 86 is found within pt 13 of the Sentencing Act. Thus, the respondent argues, because a sentence of suspended imprisonment is not to be taken as a sentence of imprisonment for the purposes of pt 13, s 86 has no application to a sentence of suspended imprisonment. Counsel for both parties agreed that that construction of s 77(6) and s 86 did not reflect common practice in Magistrates Courts which is to treat s 86 as applicable for the purpose of determining the minimum term of a suspended imprisonment order. Counsel for the appellant submitted that s 77(6) did not have the effect of rendering s 86 inapplicable to suspend imprisonment sentences.
I do not accept that it is open to set a term of imprisonment for six months or less where a court proposes to order suspension of that term.
To ignore the provisions of s 86 of the Sentencing Act for the purposes of imposing a suspended sentence would be contrary to the two step process required by s 76(2) as explained by Kirby J in Dinsdale v R.
Section 76(2) provides:
(2) Suspended imprisonment is not to be imposed unless imprisonment for a term or terms equal to that suspended would, if it were not possible to suspend imprisonment, be appropriate in all the circumstances.
Kirby J said that it may be inferred from s 76, that suspension of imprisonment is only to be available where, first, the court has concluded that a sentence to a term of imprisonment is warranted and where the court imposes that sentence. He continued:
The starting point, given emphasis by the terms of s 76(2), is the need to recognise that two distinct steps are involved. The first is the primary determination that a sentence of imprisonment, and not some lesser sentence, is called for. The second is the determination that such term of imprisonment should be suspended for a period set by the court. The two steps should not be elided. Unless the first is taken, the second does not arise. It follows that imposition of a suspended term of imprisonment should not be imposed as a 'soft option' when the court with the responsibility of sentencing is 'not quite certain what to do'. (citations omitted)
It follows that the first step requires that the court identify a term which, if suspension were not possible, would be appropriate in all the circumstances. By reason of s 86, a term of six months or less is not available. In light of that statutory prohibition, it cannot be that a term of less than six months would be appropriate if the capacity to suspend the sentence was not available.
The question which then arises is as to the effect of s 77(6). Part 12 of the Sentencing Act deals with conditional suspended imprisonment. It contains s 82(6) which is in the same terms as s 77(6) save that s 82(6) refers to pt 11 and pt 13. Part 13 deals with imprisonment. The precise reach and effect of s 77(6) and s 82(6) is not immediately apparent. Much of pt 13 deals with questions of concurrency or cumulation of sentences and parole eligibility. Section 77(6) would appear most readily to be relevant to those provisions so as to make clear that suspended terms of imprisonment do not need to be brought to account for the purposes of those matters. In my view, having regard to the clear requirements of s 76(2), s 77(6) cannot be read as excluding the prohibition in s 86 from the court's consideration of the first step to be taken in imposing a suspended sentence. That conclusion draws some support from s 80(1)(b) of the Sentencing Act. Section 80 deals with how a person who re-offended during a period of a suspended sentence is to be dealt with. Section 80(1)(b) permits a court dealing with such a person to order that the person serve part of the term of imprisonment that was suspended 'even if the period to be served is 6 months or less'. That proviso assumes that s 86 might otherwise be applicable. (footnotes omitted)
I certify that the preceding paragraphs comprise the reasons for decision of the Supreme Court of Western Australia.
Principal Associate to the Honourable Chief Justice Quinlan
[2] Vander Sanden v Johnson [2020] WASC 331 (Primary reasons) [42].
[3] Sentencing Act 1995 (WA) (Sentencing Act), s 6(4), s 39(3); Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321 (Dinsdale) 328 [14] (Gleeson CJ & Hayne J).
[4] Sentencing Act 1995 (WA), s 39(3).
[7] Primary reasons [54] ‑ [56], [58].
[9] Appellant's Submissions [6] (WAB 8).
[12] Dinsdale [14] (Gleeson CJ & Hayne J), [54] (Kirby J).
[13] SBJ v The State of Western Australia [2019] WASCA 32; (2019) 54 WAR 310 (SBJ v The State of Western Australia) 332 [100] (Mazza, Beech & Pritchard JJA).
[14] See Appellant's Submissions [22] ‑ [23] (WAB 12 ‑ 13).
[16] See Appellant's Submissions [28] ‑ [29] (WAB 13 ‑ 14).
[17] See Appellant's Submissions [29] (WAB 13 ‑ 14).
[18] See Appellant's Submissions [31] (WAB 14).
[22] See Second Reading Speech, Sentencing Bill 1995, Parliamentary Debates, 25 May 1995, page 4259.
[23] See Second Reading Speech, Sentencing Legislation Amendment and Repeal Bill 2002, Parliamentary Debates, 15 August 2002, pages 177 ‑ 180.
[24] See Second Reading Speech, Sentencing Bill 1995, Parliamentary Debates, 25 May 1995, page 4259.
[25] Duong v State of Western Australia [2006] WASCA 110; (2006) 32 WAR 246 [42] (Pullin JA).
[26] Latham v The Queen [2000] WASCA 338; (2000) 117 A Crim R 74 [18] (Parker J, Wallwork and McKechnie JJ agreeing), approved in Collins v The State of Western Australia [2007] WASCA 108 [15] (McLure JA, Steytler P agreeing) and Nikora v The State of Western Australia [2018] WASCA 235 [47] ‑ [48] (Buss P, Mazza & Pritchard JJA).
[27] Or, in the case of conditional suspended imprisonment, s 84F of the Sentencing Act.
[28] Or, in the case of conditional suspended imprisonment, s 84F(1)(b) of the Sentencing Act.
[29] We have specifically referred to a 'single' term of imprisonment, as s 86 contemplates that a term of imprisonment of 6 months or less may be imposed where the aggregate of the term, and any other term, is more than 6 months (s 86(a)).
[30] Appellant's Submissions [47] (WAB 18).
[31] SBJ v The State of Western Australia [136] (Mazza, Beech & Pritchard JJA).
[32] Appellant's Submissions [57] (WAB 21).
[34] Thiess v Collector of Customs [2014] HCA 12; (2014) 250 CLR 664 [22] ‑ [23] (French CJ, Hayne, Kiefel, Gageler and Keane JJ).
[35] Casotti v Pickering [2013] WASC 174 (Casotti v Pickering). See also Zinga v Johnson [2012] WASC 216 (Zinga v Johnson) [21] (Hall J).
[36] Casotti v Pickering [38] (Hall J).
[37] Almonte v Beswick (2013) 63 MVR 543; [2013] WASC 207 [68] (Beech J).
[38] Vickery v McAlinden [2017] WASC 224 (Vickery v McAlinden).
[39] Vickery v McAlinden [27] ‑ [28] (Chaney J).
[40] Vickery v McAlinden [31] ‑ [35] (Chaney J).
[43] Sentencing Legislation Amendment and Repeal Act 2003 (WA), s 33(3).
[44] Sentencing Legislation Amendment Act 2004 (WA), s 4.
[45] Second Reading Speech, Sentencing Legislation Amendment Bill 2004 (WA), Parliamentary Debates, 1 July 2004, page 4762; Consideration in Detail, Sentencing Legislation Amendment Bill 2004 (WA), Parliamentary Debates, 24 August 2004, pages 5474 ‑ 5475.
[46] Sentencing Legislation Amendment Bill 2004 (WA), Explanatory Notes, page 1.
[47] SBJ v The State of Western Australia [132], [133] (Mazza, Beech & Pritchard JJA).
[48] SBJ v The State of Western Australia [135] (Mazza, Beech & Pritchard JJA).
(2006) 32 WAR 246
(2013) 63 MVR 543
(2019) 54 WAR 310
(2014) 250 CLR 664
(2000) 202 CLR 321