Resolution
34 I find:
(a) The NTSC proceedings included claims for damages for breach of "residual liberty", which is also a cornerstone of the allegations in the current proceeding, and the basis for the claim of false imprisonment;
(b) The NTSC proceedings each included a single allegation relating to the validity of appointment of Commissioners of Correctional Services in the Northern Territory, allegedly invalidating a series of delegations under the Youth Justice Act 2005 (NT), including the positon of Superintendent at "old Don Dale", "new Don Dale" and Holtze Youth Detention Centre, whose authorisation was required for the treatment and restraint of juveniles detained in Northern Territory correctional facilities under the Youth Justice Act. The effect of this in the current proceeding, as I understand it, is to allege that much of the treatment of group members which may have been contended to be lawful (and therefore not an assault or battery) was unauthorised by law. It is fair to say those allegations has less prominence in each of the NTSC pleadings.
(c) The present proceeding includes a range of allegations of battery and assault flowing from alleged contraventions of various aspects of ss 151AA, 153 and 161 of the Youth Justice Act which on the evidence before the Court did not appear to have been included in the NTSC proceedings;
(d) In the present proceeding there are general claims of assault, battery and false imprisonment made on behalf of group members other than the first and second applicants (see [107] of the sixth amended statement of claim);
(e) There are also a significant number of claims of assault and battery made specifically by the two named applicants;
(f) Mr Roper and Mr Voller had made specific claims of assault and battery limited to a number of specific incidents (on 10 dates for Mr Voller and two dates for Mr Roper), and specific periods of false imprisonment (approximately 6 months for Mr Voller and two periods of around 2 weeks and one period of around 3 days for Mr Roper), but much of their detention was not subject to claims such as those which might flow from (b) and (c) above.
35 Thus, it is correct to characterise the claims made in the present proceeding as different in some respects to those made on behalf of Mr Voller and Mr Roper in the NTSC proceedings. However, and this is critical to my conclusions below, both the NTSC proceedings and the present proceedings concern, at base, the same subject matter - namely the detention of individuals in juvenile correctional facilities, and in adult correctional facilities, in the Northern Territory, and their treatment while in detention.
36 The applicants' sixth amended statement of claim does contemplate that some individuals who have individual claims arising from such detention remain group members. At [108] it is pleaded:
For the plaintiffs in any of the following proceedings in the Supreme Court of the Northern Territory:
(a) No. 14 of 2015, Case Number: 21508784;
(b) No. 15 of 2015, Case Number: 21508785;
(c) No. 19 of 2015, Case Number: 21510204; and
(d) No. 26 of 2015, Case Number: 21513348,
the tort claims in this action do not include:
(e) any of their individual claims determined in those proceedings in the Supreme Court of the Northern Territory; or
(f) any other cause of action arising out of the facts which were the subject of those proceedings in the Supreme Court of the Northern Territory.
37 None of those proceedings are ones in which Mr Roper and Mr Voller are plaintiffs, and they are not the proceedings covered by the Deeds. However, these four proceeding numbers are the other four proceeding numbers in the pleading filed after the March 2017 case management hearing. A perusal of the Court's file provides the explanation of what has occurred. In late April 2017, the plaintiffs in these four proceedings filed interlocutory applications, seeking intervention orders in substantively the same form as those now sought by Mr Voller and Mr Roper. The applicants did not oppose these applications. It appears that the Territory did not file any submissions. There do not appear to be any reasons for judgment on the interlocutory applications but the Court made orders on 27 October 2017 allowing the applications, which had the effect of reinstating these four NTSC plaintiffs as group members. Hence the pleading at [108] of the sixth amended statement of claim.
38 As I explain below, the fact that the other four NTSC plaintiffs took this action in 2017, supports my opinion that the present application by Mr Voller and Mr Roper should not be allowed.
39 The only objection raised by the Northern Territory is that Mr Voller and Mr Roper are bound by their release in the Deeds, and this is a complete answer to their application. Although I accept what has occurred in relation to the interaction between the NTSC proceedings and this proceeding has some unsatisfactory aspects, ultimately I accept that each of the Deeds of release prevents Mr Roper and Mr Voller recovering any further damages or compensation in relation to their detention at various juvenile correctional facilities and adult correctional facilities administered by the Northern Territory of Australia. Therefore, it is not in the interests of justice that Mr Voller and Mr Roper be granted leave to intervene in the present proceeding.
40 While the present proceeding was in its infancy when Mr Voller and Mr Roper settled their proceedings, it existed, and was known to their legal representatives. The letter dated 13 March 2017 from Maurice Blackburn to Mr O'Brien is very clear. It offered Mr O'Brien an opportunity to discuss the proposed amendment excluding his clients, and informed him the amendment was (at least in part) at the request of the Northern Territory. The letter was sent before the amended pleadings were filed pursuant to the leave granted. Mr O'Brien gives no evidence that he took advantage of Maurice Blackburn's invitation to discuss the matter. In contrast, it is clear that representatives of the plaintiffs in the other four NTSC proceedings who were excluded at the same time as Mr Voller and Mr Roper did take action, by filing an interlocutory application seeking leave to intervene, in April 2017, and were granted leave to be reinstated as group members, on qualified terms.
41 It does appear that the opt out process did not occur until mid-2020, but I accept there was other activity in this proceeding before that process, including a series of interlocutory applications filed by the Northern Territory seeking to strike out the claim or parts of the claim and to de-class the claim under s 33N of the Federal Court Act. There is no explanation from Mr O'Brien about why no action was taken throughout 2017 to re-join the proceeding, although it does appear from the timing of the individual settlements in late 2017 that the focus may have been on the resolution of the NTSC proceedings.
42 Broadly, it appears that, several years after receiving their own settlement monies, Mr Voller and Mr Roper reacted when put on notice that this proceeding was very much still alive, even though strictly the opt out process did not apply to them as they were already expressly excluded as group members. I infer they each understood they had been excluded from this proceeding. There is no evidence from them personally about why they seek to re-join the proceeding, or why they did not contact Maurice Blackburn until mid-2020, or whether they were under any misapprehensions about their circumstances.
43 Allowing for some time for the re-engagement process with Mr O'Brien, and noting the existence of the Covid-19 pandemic in 2020, there has not been any unreasonable delay on the part of Mr Voller and Mr Roper between mid-2020 and the interlocutory application. But that is not really the period which called for an explanation on evidence; rather, the critical period was from March 2017 until (at least) the settlements in late 2017. The fact that the plaintiffs in the other four NTSC proceedings did apply in 2017 to be reinstated as group members, and Mr Voller and Mr Roper did not, also called for an explanation by way of evidence. There was none.
44 I accept Mr Voller and Mr Roper's submission that, in an ordinary case, a Court might be alerted to authorities about the exercise of any discretion to exclude group members, and that the Court might usually consider whether it is "just and convenient" to exclude particular individuals, from the point of view of "fairness and justice to all parties" and on the basis of the then existing group description: see generally Rod Investments (Vic) Pty Ltd v Clark (No 3) [2007] VSC 306, [10], [15] and [17] and Carpenders Park Pty Ltd v Sims Ltd [2020] FCA 1681 at [23]-[29]. I accept that in March 2017 the Court was given no opportunity to compare the claims in the NTSC proceeding and the claims in the present proceeding.
45 I accept the applicants invited the Court to make orders without giving notice to Mr Voller and Mr Roper until after the orders were made. The proposition from Mr O'Brien that Mr Roper and Mr Voller may have instructed him to oppose the exclusion does not sit easily with the absence of any steps being taken after March 2017 to re-join the proceeding.
46 The letter from Maurice Blackburn after the March 2017 case management hearing did provide an opportunity to persons such as Mr Voller and Mr Roper to avoid exclusion, which the other NTSC plaintiffs took up.
47 Taking all these matters into account, it can be accepted that what occurred in March 2017 might be described as unsatisfactory: that is, for the applicants to seek leave to exclude certain group members without prior notice, and to contact them only after leave has been granted. However, no action was taken on behalf of Mr Voller and Mr Roper to attempt to remedy the situation when they were notified by Maurice Blackburn of the Court's orders, despite action being taken on behalf of other NTSC plaintiffs. Instead, in the same year, Mr Voller agreed, and an agreement was made on Mr Roper's behalf and properly approved, to settle their claims in what I find below to have been a wholesale fashion.