[2021] WASCA 112
General information, not legal advice.
Court of Appeal (WA)
2021-06-29
Buss P
Original judgment source is linked above.
Summary of the evidence adduced at trial Evidence of T
(a) The events occurred at night, when 'he was drunk'.[10]
(b) At the time, she and 'his daughter, [C]', were asleep in the boys' room.[11]
(c) After 'he' entered the room, he lay next to his daughter and then he lay next to T and told her to be quiet.[12]
(d) '[H]e' then grabbed her jaw and started to kiss her.[13]
(e) '[H]e' then put his hands under the blanket, under her pants and started 'rubbing that part and then he went lower and it started to hurt. And I tried to make him stop but he didn't'.[14]
(f) While he was rubbing her, he was still kissing her and he told her 'to be quiet and, like, not move and stuff'.[15]
(g) After he kissed her and 'tried to put his fingers inside' her, he walked out of the room.[16]
(a) She could no longer recall trying to wake C up after the incident.[35]
(b) While in March 2018 she had told her school counsellor about what had occurred, the first person she told about what had happened was her boyfriend in about November 2017.[36]
(c) When she referred to the appellant grabbing her jaw, she remembered that he did not do so roughly. She recalled him 'grabbing my jaw to kiss him'.[37]
How could you tell that it was the accused?‑‑‑He was the only male in the house and his daughter was there. And I could just tell that it was him.
How well did you know [the appellant] when this was happening?‑‑‑He was a family friend and he would usually come over every day, so I knew it was him.
(a) Consistently denied indecently dealing or sexually penetrating T.
(c) Stated that his daughter, C, was born in 2006.[100]
(d) Said that he and A were 'good mates' and that he would go around to A's house every afternoon after work, where they would 'sit down and have quite a few beers', talk and watch sport on television.[101]
(e) Said that he would 'very rarely' stay the night at A's house, but he did so if he was 'too drunk to walk home'.[102]
(f) Said that when he went to A's house, on average, he would drink anywhere up to a carton of beer.[103]
(g) Said, at a guess, that he stayed over at A's house 'five or ten [times] maybe'.[104] When he did so, he slept on the couch.
(h) Said that when C stayed over at A's house, C would sleep in T's room or 'quite possibly' in the boys' room.[105]
(i) Accepted that he was an alcoholic.[106]
(j) Said that when C stayed at A's house, he would check on her after she fell asleep.[107]
(k) Recalled quite a few nights when there were bonfires in the backyard at A's house.[108]
(l) Denied having any sexual attraction towards children.[109]
(m) Denied the specific allegations the subject of the counts in the indictment. He also denied that it was possible that the offences occurred on occasions when he was drunk.[110] When the precise allegations which constituted counts 1 and 2 were put to the appellant, he said, 'This is not what happened at all. I know and I'm being dead set honest with ya'.[111]
(n) When the specific allegations the subject of counts 3 and 4 were put to the appellant, he said, 'I did not do that'.[112]
(o) Stated that there were other 'drinking mates' who would come over to A's house and who stayed overnight.[113]
(a) T testified about three other incidents prior to the occasions the subject of the indictment in which the appellant had touched her, and that she thought at the time he was just trying to get her to sleep or comfort her.[134]
(b) T testified that she knew the appellant well on the basis that he had visited T's house just about every weekend over a period of years and, in fact, had known him for most of her life.[135]
(a) The incidents happened when C and the appellant were at her house.[137]
(b) The evidence established that, at the time of the incidents, the appellant was the only male in the house (other than T's father).[138]
(c) While other men had been drinking and socialising at her house, only 'Liber' stayed overnight.[139]
(d) P had testified that if C stayed overnight, the only male present (other than A) was the appellant.[140]
(e) T's evidence that the appellant lay next to C was consistent with A's evidence that he would often find the appellant in the same bed as C.[141]
(b) T's attacker did not speak and therefore T could not say she recognised the appellant because of his voice.
(c) There was no evidence that T felt any facial stubble on her face or that she smelt alcohol on her attacker. (As to this point, the trial judge later told the jury that there was no evidence about whether or not the appellant had facial hair at the time.[146])
(a) The burden and standard of proof.[150]
(c) The assessment of a witness's credibility involving considerations of both honesty and reliability. In the course of this direction, his Honour pointed out certain inconsistencies in T's evidence.[152]
(d) The State's case against the appellant involved a combination of both direct and circumstantial evidence. His Honour explained the difference between these concepts and directed the jury as to the rules for drawing inferences in a criminal trial.[153]
(e) The appellant's right to silence at trial.[154]
(f) How the jury was to treat the statements made by the appellant in his VROI.[155]
(g) The elements of the offences charged in the indictment, including as to the element of identity. We will return to his Honour's directions on identity shortly.
(h) T's delay in complaining about the offences.[156]
(i) The cross‑admissibility of the charges.[157]
(j) The availability of alternative verdicts of indecent dealing in respect of counts 2 and 4.[158]
(l) The necessity to decide the case only on the evidence and to guard against deciding the case based on sympathy or prejudice.
The first [element] is one of identity. Was it [the appellant] who committed the offence that you're then considering? Identification is crucial in this case. It's a critical issue. The State must prove that the accused did the things that it says constituted the offence, not some other person. The accused says it wasn't the accused and that it could have been someone else, or it may have been someone else. You need to be satisfied that it was the accused. The accused was known to [T] effectively for the whole of her life. He was her father's close friend, a friend who regularly visited, ate, drank and slept at [their] house - that his daughter [C] was close friends with [T].
The recognition of the accused by [T] as the person who committed the offences against her is a crucial issue in this case. The State says to you that [T] correctly recognised the accused. The accused says she's mistaken. It's a matter of experience with judges and lawyers, which might not be your experience, that sometimes honest mistakes in recognition may occur, that innocent people have been wrongly convicted on the basis of faulty recognition evidence. This has occurred in cases where witnesses apparently are honest, careful and convincing.
It's perhaps easier to understand the possibility of error where the evidence is given by someone who has not previously known the person, but errors may even occur where the person is known to the person - or reasonably well known to that person. Mistakes have sometimes been made in recognition even in relation to close relatives and friends. You must consider how well [T] knew the accused. How did [T] know that the accused was the person who touched her on each occasion? How often and in what circumstances had [T] previously seen him? Was she familiar with the accused's appearance?
[T] regarded [the appellant] as her uncle. She referred to - [C] referred to [T's] father as [an uncle]. It's a matter of experience that witnesses may honestly believe their identification is correct and then give convincing evidence. In this case, [T] - or the State relies on the evidence of [T] both from her knowledge of the accused over the fact of - effectively, at that time, for essentially the most of her life, if not all of it, and also inferentially, that is to say, from both the occasion and circumstance.
You will recall that when [C] - correction - when [T] was asked as to how she knew it was him, she said because [C] was sleeping on [sic] her room, that the accused, on one occasion, was later on the bed with [C]. [A] gave evidence that he had seen his friend, the accused, in the bedroom on the bed of [C] on occasion. That evidence was seemingly unchallenged and supported, I think, somewhat by the accused's statement to the police. Before you can convict the accused, you must be satisfied beyond reasonable doubt that it was the accused and not some other person.
I remind you of the warning I have just given you about the caution to be observed in drawing inferences in a criminal trial. The evidence that the State points to in relation to the issue of identification is that [T] has identified the accused by association with [T], by being in the bedroom and, more particularly, by the fact that she knew him for such a long time. That he had on prior occasions rubbed her back and touched her and that there was effectively a relationship - a close relationship between them. (emphasis added)
(a) The trial judge referred to the State's arguments supporting the correctness of the complainant's identification.
(b) The trial judge invited the jury to use contextual evidence to support the complainant's identification which was not a permissible use of that evidence.
(c) There was no reliable evidence positively identifying the accused as the offender.
(d) The only evidence of identification was inferential.
(e) The inference that the accused was the offender was not the only rational inference open on the evidence.
In general, identification evidence describes the evidence of a witness who identifies an accused as the offender in circumstances where the witness first saw the accused at or near the crime scene. In general, recognition evidence describes the evidence of a witness who recognises an accused as the offender in circumstances where the accused was previously known to the witness or had previously been seen by the witness other than at or near the crime scene. Where the witness's previous knowledge of the accused was tenuous, or the witness's previous sighting of the accused was fleeting, the witness's evidence that he or she recognised the accused at or near the crime scene may, in substance, resemble 'identification evidence'. The nature and character of the witness's previous connection with the accused is the crucial issue, rather than the characterisation of his or her evidence as 'recognition' evidence. (citations omitted)
Whatever the defence and however the case is conducted, where evidence as to identification represents any significant part of the proof of guilt of an offence, the judge must warn the jury as to the dangers of convicting on such evidence where its reliability is disputed. The terms of the warning need not follow any particular formula. But it must be cogent and effective. It must be appropriate to the circumstances of the case. Consequently, the jury must be instructed 'as to the factors which may affect the consideration of [the identification] evidence in the circumstances of the particular case'. A warning in general terms is insufficient. The attention of the jury 'should be drawn to any weaknesses in the identification evidence'. Reference to counsel's arguments is insufficient. The jury must have the benefit of a direction which has the authority of the judge's office behind it. It follows that the trial judge should isolate and identify for the benefit of the jury any matter of significance which may reasonably be regarded as undermining the reliability of the identification evidence. (citations omitted)
(a) The element of identity was crucial in this case.
(b) The State were obliged to establish beyond reasonable doubt that the appellant was the offender.
(d) The appellant's case was that T was mistaken in her recognition of the appellant.
(e) It is the experience of judges and lawyers that honest mistakes in recognition may occur, and that innocent people may be convicted by faulty recognition evidence, even in cases where 'witnesses apparently are honest, careful and convincing'.
(f) Mistakes have been made in recognition, even in relation to close relatives and friends.
(g) The jury must consider how well T knew the appellant; how she knew that the appellant was the person who touched her on each occasion; how often and in what circumstances T had previously seen the appellant; and whether she was familiar with his appearance.
(h) T's evidence was to the effect that she knew that the appellant was the offender because she had seen him sleeping in the room on C's bed.
(i) For the jury to convict the appellant, they must be satisfied beyond reasonable doubt that it was the appellant who was the offender and not some other person.
(j) Caution must be observed in drawing inferences in a criminal trial. The identification was, in part, inferential and based on a combination of circumstances, including that T identified the appellant having regard to the fact he was in the bedroom, that she had had a close association with him over such a long period, and that there had been prior occasions when he had rubbed her neck and touched her.
[DEFENCE COUNSEL]: So when you were asked this morning how did you know it was [the appellant], you said, 'Because he was the only man in the house and his daughter was there', is that correct?
[T]: Yes.
[DEFENCE COUNSEL]: That's an assumption on your part isn't it?
VERNON DCJ: Well, that's ...?
[T]: No, it's not, because I - he would never leave his daughter. He would always ...
[DEFENCE COUNSEL]: Sorry, can you repeat that?
[T]: He would never leave his daughter. So when he - when [C] would stay over, he would normally stay over.
[DEFENCE COUNSEL]: Yes. What I'm suggesting is that you thought it must be [the appellant] because his daughter was with you.
[T]: Yes.
The principles governing a ground of appeal that the verdict is unreasonable or cannot be supported by the evidence are well known. They may be summarised as follows.
(1) the appeal court must undertake its own independent assessment of the sufficiency and quality of the evidence. It is not simply a matter of deciding whether as a matter of law there was evidence to support the verdict. The appeal court must determine whether, in all the circumstances, it would be dangerous to permit the verdict to stand;
(2) the question for the appeal court is whether, upon the whole of the evidence, it was open to the jury to be satisfied beyond reasonable doubt that the accused was guilty;
(3) that question requires consideration of whether the jury must, as distinct from might, have entertained a reasonable doubt about the accused's guilt;
(4) in answering that question, the appeal court must pay full regard to the consideration that the jury was entrusted with the primary responsibility of determining guilt or innocence, and to the advantage that the jury had of seeing and hearing the witnesses;
(5) a doubt experienced by an appellate court would be a doubt which a jury ought also to have experienced, unless the jury's advantage in seeing and hearing the evidence is capable of resolving that doubt;
(6) if the evidence, upon the record, contains discrepancies, displays inadequacies, is tainted or otherwise lacks probative force in such a way as to lead the appellate court to conclude that, even making full allowance for the advantages enjoyed by the jury, there is a significant possibility that an innocent person has been convicted, then the appellate court must set aside the verdict;
(7) the setting aside of a jury's verdict on the ground that it is unreasonable within the meaning of s 30(3)(a) of the Criminal Appeals Act 2004 (WA) is a serious step, not to be taken without regard to the advantage enjoyed by the jury over a Court of Appeal which has not seen or heard the witnesses called at trial.
The principles relating to criminal cases that turn upon circumstantial evidence were recently restated by French CJ, Kiefel, Bell, Keane and Gordon JJ in R v Baden‑Clay as follows:
(1) When the case against an accused rests substantially upon circumstantial evidence, the jury cannot return a verdict of guilty unless the circumstances are such to be inconsistent with any reasonable hypothesis other than the guilt of the accused.
(2) The jury can be satisfied of the guilt of the accused only if guilt is not simply a rational inference, but the only rational inference that the circumstances permit.
(3) For an inference to be reasonable, it must rest upon something more than mere conjecture. The bare possibility of innocence should not prevent a jury from finding an accused person guilty if the inference of guilt is the only inference open to reasonable people on a consideration of all the facts in evidence.
(4) In considering a circumstantial case, all of the circumstances are to be considered and weighed in deciding whether there is an inference consistent with innocence reasonably open on the evidence. The evidence is not to be looked at in a piecemeal fashion. (citations omitted)
(1) '[The appellant] was the only male in the house'.
(4) '[The appellant] was a family friend and he would usually come over every day, so I knew it was him'.
(a) The appellant was at all material times a frequent social visitor to T's home where he would, along with A and others, drink alcohol, often to excess. The appellant was a self‑described alcoholic.
(b) The appellant was a close friend of A's and was considered by T to be an uncle figure. There can be no doubt that T's parents trusted the appellant.
(c) The appellant frequently slept at T's house, as did T's daughter, C. While C had sleepovers without the appellant being present, the appellant and C would both frequently sleep at T's house.
(d) On the occasions when C slept over, she and T would usually sleep in the same room. The preponderance of the evidence was that they slept in the boys' room.
(e) When the appellant and C stayed the night, the appellant would check on C after she had gone to bed. This, in all likelihood, involved the appellant entering, at least to some degree, the bedroom in which both T and C slept.
(f) Further, A testified that he would, on occasions, wake up and find the appellant in C's bed.
(g) While men would visit and drink alcohol with A at his house until late at night and even occasionally stay over, it was open to the jury to conclude that the appellant was by far the most regular visitor to the house who stayed overnight. Other visitors such as 'Liber' and 'Uncle J' do not appear to have stayed over anywhere nearly as frequently as the appellant. The man known as 'Liber' stopped coming over after 2010, some two years before the commission of counts 1 and 2.
(h) On T's evidence, the appellant had previously physically touched her while she was in bed in order to soothe her to sleep. While this did not prove any sexual attraction towards T, it showed that the appellant would occasionally touch T in her bed at night.
(2) Leave to appeal is refused on grounds 1, 2 and 3.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[98] VROI ts 9. The difference between the appellant's recollection of meeting A in 2002, and A's recollection of meeting the appellant in 2007 or 2008, was of no consequence at trial or on the appeal.
[159] Longman v The Queen [1989] HCA 60; (1989) 168 CLR 79; ts 183 - 186.
[163] Appellant's written submissions, par 56; WAB 16.
[166] Appellant's written submissions, par 66; WAB 17.
[170] Mills v The State of Western Australia [2008] WASCA 219; [2008] 189 A Crim R 411 [73].
[171] Domican v The Queen [1992] HCA 13; (1992) 173 CLR 555, 561 ‑ 562.
[172] R v Turnbull [1977] QB 224, 228 (Lord Widgery CJ); Mills [78].
[173] Kelly v The Queen [2002] WASCA 134; (2002) 129 A Crim R 363.
[174] Carr v The Queen [2000] TASSC 183; (2000) 117 A Crim R 272 [61].
[175] R v Cox and Sadler (Ruling No 12) [2006] VSC 233 [3].
[178] Appellant's submissions, par 70; WAB 19.
[180] Appellant's submissions, par 79; WAB 21.
[184] Wells v The State of Western Australia [2017] WASCA 27 [13] - [14].
[185] AK v The State of Western Australia [2008] HCA 8; (2008) 232 CLR 438 [21].
(1992) 173 CLR 555
(1989) 168 CLR 79
(2008) 232 CLR 438