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[2011] HCA 5
High Court of Australia
2011-03-25
Gummow J, Emmett J, Heydon J, As Dixon J, Hayne J
Original judgment source is linked above.
IN THE MATTER OF AN APPLICATION BY ANDREW GREEN FOR LEAVE TO ISSUE A PROCEEDING
In the matter of an application by Andrew Green for leave to issue a proceeding
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
In the matter of an application by Andrew Green for leave to issue a proceeding
High Court - Practice and procedure - Leave to issue proceeding - Application for order to show cause against Federal Court sitting as Court of Disputed Returns - Applicant's electoral petition dismissed by Court of Disputed Returns for failure to sufficiently set out facts relied upon to invalidate election as required by Commonwealth Electoral Act 1918 (Cth) ("Act"), ss 355(a) and 355(aa) - Whether application to show cause raises "real question to be determined".
Administrative law - Electoral law - Electoral petitions - Applicant's electoral petition alleged contraventions of ss 184(1), 326(1)(c) and 327(1) of Act and error by Divisional Returning Officer invalidated election - Whether conclusion of Court of Disputed Returns that electoral petition does not sufficiently set out facts relied upon to invalidate election as required by ss 355(a) and 355(aa) of Act attended by doubt.
Constitutional law (Cth) - Section 368 of Act provides that decisions of Court of Disputed Returns shall not be questioned in any way - Applicant contends s 368 of Act invalid - Whether question of validity arises.
Words and phrases - "real question to be determined".
Commonwealth Electoral Act 1918 (Cth), ss 184(1), 326(1)(c), 327(1), 352(1), 355(a), 355(aa), 358, 362, 368.
"(a) set out the facts relied on to invalidate the election or return as required by s 355(a); and/or
(b) set out those facts with sufficient [particularity] to identify the specific matter or matters on which the Petitioner relies as justifying the grant of relief as required by s 355(aa) of the Act".
"A case must be very clear indeed to justify the summary intervention of the court to prevent a plaintiff submitting his case for determination in the appointed manner by the court with or without a jury. The fact that a transaction is intricate may not disentitle the court to examine a cause of action alleged to grow out of it for the purpose of seeing whether the proceeding amounts to an abuse of process or is vexatious. But once it appears that there is a real question to be determined whether of fact or law and that the rights of the parties depend upon it, then it is not competent for the court to dismiss the action as frivolous and vexatious and an abuse of process."
The proposed application for an order to show cause
"4. That the Federal Court of Australia sitting as the Court of Disputed Returns erred in law and exceeded or failed to exercise jurisdiction in dismissing the Petition and holding that the statement of facts in the Petition did not conform to s 355(a) or s 355(aa) of the Commonwealth Electoral Act 1918 with respect to setting out facts relied on in respect of contravention by the Second Defendant of s 327, and in particular:
(a) erred in holding that the Petition ought, and did not 'state facts as to when, where, and how the alleged representations' in paragraph 21 were made;
(b) erred in holding that the Petition ought, and did not 'state any facts that would establish that any of the representations was false';
(c) erred in holding that the Petition ought, and did not 'suggest that any of the electors in question was prevented from voting'.
That the Federal Court of Australia sitting as the Court of Disputed Returns erred in law and exceeded or failed to exercise jurisdiction in dismissing the Petition and holding that the statement of facts in the Petition did not set out facts relied on to invalidate the election on account of the error of or omission by an officer within the meaning of Commonwealth Electoral Act 1918 s 365, notwithstanding that the Petition asserted the following facts - the issue by the DRO of postal ballots in Lindsay to applicants for postal votes on an embellished form which was not the approved form under s 184(1); that such form did not contain the declaration of the applicant for a postal vote as being a person enrolled to vote in the election required by s 184(1)(a) and the Act generally; nor was it authenticated as required by s 328; nor was it made to the DRO as required by s 184(2) but made to Mr Bradbury's office where with his authority the form was altered contrary to ss 197 and 219 before lodgement; and that the DRO in error upon receipt of the invalid applications issued postal ballots to applicants when the DRO had no statutory authority to do so under s 188(1) rendering all such postal votes invalid and disenfranchising electors.
That the Federal Court of Australia sitting as the Court of Disputed Returns erred in law and exceeded or failed to exercise jurisdiction in dismissing the Petition and holding that in respect of polling officer error under s 365 the Petition must, but did not, set out 'facts that could support the conclusion that the result of the election was affected' and also must, but did not, set out facts which 'would indicate that there is a real chance that the result of the election would be different'.
That the Federal Court of Australia sitting as the Court of Disputed Returns erred in law and failed to exercise its jurisdiction in not holding that s 360(3) was a discrete power to declare an election absolutely void on the ground of illegal practice committed by the successful candidate falling outside one or both grounds specified in s 362(3) and which facts the Petition set out.
That the Federal Court of Australia sitting as the Court of Disputed Returns erred in law and failed to exercise its jurisdiction in not considering properly or at all whether the Second Defendant had contravened or been concerned in contraventions of Part XV [ss 183, 184, 188, 197] and ss 328 and 329.
That the Federal Court of Australia sitting as the Court of Disputed Returns erred in law and exceeded or failed to exercise jurisdiction in dismissing the Petition and holding that in contravention of s 355(a) and s 355(aa) of the Commonwealth Electoral Act 1918 the Petition made 'no allegation as to Mr Bradbury's majority' nor 'that the allegedly invalid votes were cast in favour of Mr Bradbury' and in finding without a trial that 'In any event, the 2504 electors in fact voted'.
That the Federal Court of Australia sitting as the Court of Disputed Returns erred in law and exceeded or failed to exercise jurisdiction in dismissing the Petition and holding that the Petition ought set out facts which would otherwise involve a breach of the secrecy of the ballot in contravention of the Act, and a significant principle flowing from a relevant historical constitutional development under the Australian Constitution [cf Rowe v Electoral Commissioner [2010] HCA 46 at [118]] and accepted electoral law and practice.
That the Federal Court of Australia sitting as the Court of Disputed Returns erred in law in not following or applying properly or at all this Court's decisions in:
(a) [Moloney v McEacharn (1904) 1 CLR 77] with respect to the legal significance of contraventions of electoral requirements of form in relation to postal voting applications, and of the resulting affectation of the election;
(b) [Cole v Lacey (1965) 112 CLR 45 at 48] with respect to the requirement of a specific allegation in the case of polling officer error or omission that the result of the election was affected including the specifying of the winning margin and the voting intention of the disenfranchised electors;
(c) [Webster v Deahm (1993) 67 ALJR 781 at 782] and cases that have applied it in this Honourable Court with respect to the requirements of a specific assertion as to affectation required by s 362(3) and 365.
That the Federal Court of Australia sitting as the Court of Disputed Returns erred in law and failed to exercise jurisdiction in failing to order pursuant to s 360 as sought by the Plaintiff production of documents from the possession and custody of the Second and Third Defendants which proved the facts relied on by the Petitioner in the Petition and the invalidity of the election or return.
That the Federal Court of Australia sitting as the Court of Disputed Returns erred by referring in and attaching to the published written Reasons Schedule 2 which was a document not in evidence, and was not a document referred to in the Oral Reasons delivered on 3 February 2010; the only particulars relied on by the Plaintiff at the hearing were those attached to the letter of particulars furnished by Mr Bell solicitor for the Petitioner responding to the request for particulars of the Third Defendant which letter was received in evidence.
That the Federal Court of Australia sitting as the Court of Disputed Returns erred by concluding that the Petition in its present form does not comply with s 355(a) and s 355(aa) of the Commonwealth Electoral Act 1918."
"Subject to section 357, every petition disputing an election or return in this Part called the petition shall:
(a) set out the facts relied on to invalidate the election or return;
(aa) subject to subsection 358(2), set out those facts with sufficient particularity to identify the specific matter or matters on which the petitioner relies as justifying the grant of relief".
"(a) in spite of the failure of the petition to comply with paragraph 355(aa), the petition sufficiently identifies the specific matters on which the petitioner relies; and
(b) the grant of relief would not unreasonably prejudice the interests of another party to the petition."
(a) The AEC contended that the petition alleged that there had been "illegal practice" (defined in s 352(1) as a contravention of the Act or regulations made under the Act) or "undue influence" (defined, again in s 352(1), as "a contravention of section 327 of this Act[[6]] or section 28 of the Crimes Act 1914")[7], but that the petition did not set out facts sufficient to invalidate the election on either of those bases and therefore failed to meet the requirement of s 355(a).
(b) The Act distinguishes, in s 362, between bribery and undue influence, on the one hand, and illegal practice other than bribery or undue influence, on the other[8].
(c) If the Court finds that a successful candidate has committed, or attempted to commit, bribery or undue influence, the election must be declared void under s 362(1)[9].
(d) The Court must not declare that a person has not been duly elected, or declare an election void on the ground of any illegal practice other than bribery or corruption, unless satisfied that the result of the election was likely to be affected and that it is just that the candidate should be declared not to be duly elected or that the election should be declared void[10].
(e) The petition alleged that Mr Bradbury contravened s 326(1)(c) of the Act (a contravention constituting a form of bribery) by receiving a benefit (constituted by a saving in printing costs and the use of an electorate office) on the understanding that his opposition to other candidates in the election would be influenced or altered[11]. But the particulars given of that allegation were, in effect, that electors, not Mr Bradbury, would be influenced[12]. Thus, Emmett J concluded[13], the allegation of bribery failed to set out facts that satisfy s 355(a).
(f) The petition alleged undue influence in a number of different ways, but only one (particularised as a series of representations that were erroneous, misleading, or likely to mislead) was said to constitute a contravention of the relevant provision of the Act (s 327)[14].
(g) In respect of the allegation of contravention of s 327, Emmett J concluded that, although general allegations were made that false representations were made in connection with postal vote applications, which hindered or interfered with the right or duty of the persons who made the applications to vote at the election[15]:
(i) the petition stated no facts showing the falsity of the representations, or that they were misleading or were likely to mislead[16];
(ii) the petition stated no fact to support the assertion that Mr Bradbury intended to mislead postal vote applicants[17]; and
(iii) the petition alleged no fact to show that, even if the alleged representations were made, and were false or misleading, their making hindered or interfered with electors voting, or voting for their preferred candidate[18].
(h) Finally, if the petition set out facts capable of constituting illegal practice (and it did not) it was necessary that the petition also set out facts that, if proved, would show that the result of the election was likely affected by those practices[19]. All that the petition alleged was that 2504 persons had sent Mr Bradbury a postal vote application and had, as a consequence, submitted a postal vote. How or why that was likely to have affected the result of the election was not identified in the petition[20], though additional material filed by Mr Green in connection with the motion to dismiss the petition showed that Mr Bradbury's winning margin of 1026 votes was less than the number of votes alleged to be invalid[21].
"5. On 2 June 2010 the assistant electoral commissioner Ms Marie Neilson on behalf of the AEC and pursuant to section 184(1) of the Act revoked the previous approved form for postal vote applications made under Part XV of the Act form EF 048 1/1020 [(sic) 1/2010] and made approved form EF 048 5/2010 which was duly gazetted in the Commonwealth Government Gazette No 23 of 2010 on 16 June 2010 [referred to as the approved form].
On 17 July 2010 the First Respondent by her [(sic) his] servants or agents forwarded by post or hand delivery to every residence in the electoral division of Lindsay with a view to electors in Lindsay receiving reading and being influenced by electoral matter entitled 'To the Householder':
(a) Postal Voting Information for the electorate of Lindsay described as 'Important';
(b) A postal voting 'Hotline' which gave as the telephone number the electorate office of the MHR for Lindsay;
(c) A simplified pictorial diagram of how to apply for a postal vote in 4 easy steps;
(d) An adaptation of the approved form in duplicate;
(e) The Petitioner will after discovery and interrogatories contend that the electoral matter included the Commonwealth coat of arms as occurred in similar material issued by or for other seats held in NSW by the Second Respondent or its candidates.
Delivered with each adapted ALP form was a pre‑addressed pre‑paid envelope containing the address of the federal electorate office of the MHR for Lindsay [the envelope].
Between about 19 July 2010 and 19 August 2010 2504 persons who had received the adapted ALP form influenced thereby apparently completed one of the duplicate sections of the form and then entrusted the application to the First Respondent by either forwarding the said section or the adapted ALP form to the electorate office of the MHR for Lindsay in the envelope.
At the electorate office under the direction of the First Respondent or her [(sic) his] servants or agents the ALP adapted form was removed from the envelope, the identity of the applicant recorded, and one portion of the duplicate section of the form removed by tearing the section from the ALP adapted form and collating same into a bundle.
Every few days after 19 July 2010 the First Respondent her [(sic) his] servants or agents delivered that part of the adapted ALP form which contained one of the duplicate sections to the DRO [referred to as the altered ALP form] and thereby and purportedly on behalf of the applicants named on each altered ALP form applied for a postal vote in writing to the DRO."
Standing alone, these paragraphs of the petition alleged no contravention of s 184 and the written submissions filed on behalf of Mr Green did not suggest they did.
"You are eligible to vote before election day if, on election day, you can't get to a polling place because you:
The approved form gave as the relevant criterion being "in prison serving a sentence of less than three years or otherwise detained".
"(a) The First Respondent represented to the householders and electors of Lindsay that the adapted ALP form was an approved form of application for a postal vote which was in error and misleading or deceptive or confusing and likely to mislead or deceive the recipient of the said electoral material;
(b) The First Respondent represented to the householders and electors of Lindsay that the adapted ALP form was an effectual form of application for a valid postal vote which was in error and misleading or deceptive or confusing and likely to mislead or deceive the recipient of the said electoral material;
(c) The First Respondent represented to the applicants for a postal vote receiving the ALP form that in the circumstances in which it was issued that the adapted ALP form was issued with the approval of the Commonwealth or was an official document in relation to postal voting and the election in Lindsay or that the First Respondent was properly affiliated with or associated with the Commonwealth and/or the AEC which was in error and misleading or deceptive and confusing or likely to mislead or deceive the recipient of the said electoral material;
(d) The First Respondent represented to the applicants for a postal vote receiving the adapted ALP form that the First Respondent had the right to the use of the Commonwealth coat of arms which official marks were not approved for use by the First Respondent in the election campaign in Lindsay by the grantor of the said coat of arms or by any protocol of the Commonwealth or at all such that the use of the said official marks and coat of arms was misleading or deceptive and confusing or likely to mislead or deceive the recipient of the said electoral material;
(e) The First Respondent represented to the householders and electors of Lindsay that the information provided to electors by the 'Voting Hotline' was as equally independent and informative and accurate as that of the AEC, which was confusing in the context of the electoral material and the misuse of the approved form in the adapted ALP form and which was in error and misleading or deceptive or likely to mislead or deceive the recipient of the said electoral material;
(f) The First Respondent represented to the householders and electors of Lindsay that the First Respondent was lawfully entitled to use the electorate office facilities as the First Respondent's campaign office and the office contact details and facilities as a 'Voting Hotline' and that the electoral material including the adapted ALP form and envelope were properly and lawfully funded publicly or paid for by the Commonwealth which was in error or confusing and misleading or deceptive or likely to mislead or deceive the recipient of the said electoral material;
(g) The First Respondent represented to the householders and electors of Lindsay that an application for a postal vote entrusted to the First Respondent or a communication made to the MHR for Lindsay's electorate office would be treated as if it were received by the AEC which was in error or confusing and misleading or deceptive or likely to mislead or deceive the recipient of the said electoral material.
(h) The First Respondent misrepresented to the electors the grounds of eligibility for obtaining a postal vote and the entitlement to obtain a postal vote in the adapted ALP form.
(i) As a consequence of each such representation and / or taken together the electors and applicants were hindered or interfered with the free exercise or performance of political right or duty relevant to the election."
"A person shall not hinder or interfere with the free exercise or performance, by any other person, of any political right or duty that is relevant to an election under this Act.
Penalty: $1000 or imprisonment for 6 months, or both." ↑
(1904) 1 CLR 77
(1965) 112 CLR 45
(1993) 67 ALJR 781
(1949) 78 CLR 62