austlii:nsw/NSWPICPD/2025/85
General information, not legal advice.
NSWPICPD
2025-12-17
Mr J
Original judgment source is linked above.
DETERMINATION OF APPEAL AGAINST A DECISION OF THE COMMISSION CONSTITUTED BY A MEMBER
I&C Homes Proprietary Limited v Cain [2025] NSWPICPD 85
WORKERS COMPENSATION - Sections 254 and 261 of the Workplace Injury Management and Workers Compensation Act 1998 - finding of injury to the cervical spine - sufficiency of reasons
Cain v I&C Homes Pty Ltd [2025] NSWPIC 342
(a) injury pursuant to s 4 of the Workers Compensation Act 1987 (the 1987 Act);
(b) substantial contributing factor pursuant to s 9A of the 1987 Act, and
(c) notice of claim and notice of injury pursuant to ss 254 and 261 of the Workplace Injury Management and Workers Compensation Act 1998 (the 1998 Act).
"1. The [respondent] failed to notify of his injury before he voluntarily left employment but he has satisfied s 254(2) of the Workplace Injury Management and Workers Compensation Act 1998.
(a) for the period 24 November 2024 to 30 March 2025 at the rate of $1,112 per week, and
(b) for the period 1 April 2025 to date and continuing at the rate of $1,120 per week (represented an indexed PIAWE figure of $1,400).
(a) Date of injury: 18 February 2023
(b) Body system/parts:
(i) cervical spine, and
(c) Method of assessment: whole person impairment.
(a) the Application and attached documents;
(b) the Reply and attached documents;
(c) Application to Lodge Additional Documents, lodged by the [respondent] on 13 June 2025, and
(d) Application to Lodge Additional Documents, lodged by the [appellant] on 13 June 2025.
"I crouched down and walked to get some material when I knocked my head on a metal bar on a scaffold. My neck was jerked backwards, and I experienced immediate pain in my neck and on the right side of my body. I was quite dazed for the next 30 minutes and I saw stars. I took a seat whilst I gathered myself and returned to work once I felt good enough. My neck and right arm were still in pain."[1]
(a) Ms Gray;
(b) Mr Letisi, and
(c) Mr Peters.
"The symptoms began during the course of his work on 18th February 2023. Luke describes hitting the top of his head (he was wearing a hat) whilst working installing cladding on houses, employed by I and C Homes Pty Ltd. He bent forwards, hitting his head on a bench. He describes being dazed for around 30 minutes, but he did not lose consciousness. His neck was hyperextended, and he experienced immediate neck, and right upper and lower limb pain. He didn't say much, trying to avoid a workplace injury on his record, and the pain initially settled, but the[n] began to come and go for a while, with the recurrences being more frequent, severe, and lasting longer, and then came back and didn't go."[2]
"He did have a significant problem with his cervical spine and when he was working for GJ Gardner about year ago, he jarred his neck when he unknowingly walked into scaffolding while he was wearing a cap and hit his forehead on a couple of occasions. After this, he developed right sided neck pain going into his shoulder and arm. After he finished this work with GJ Gardner in April 2023, when the work dried up, he attended the Manning Base Hospital in about May 2023 and was investigated with CT scan and MRI scan of his cervical spine, before being seen by a Neurosurgeon [sic, orthopaedic surgeon] who visits Taree, Dr Bhisham Singh."[3]
"asking for a work capacity certificate regarding the neck problem as requested by his lawyers
says it happened at work a while back but I don't have evidence to this claim unfortunately as I only saw him in August 2023 and he did not mention that the injury happened at work
he also unfortunately did not mention it in MBH ED when he consulted on 24 July 2023".[8]
"The [respondent] first lodged a claim for injury on 24 July 2024. This also represents the first notification of injury. The notice requirements are slightly different - injury must be notified as soon as possible after the injury happened and before the worker has voluntarily left employment, and a claim must be made within six months after the injury happened. Mr Cain has not notified in accordance with both provisions, but relies on the exception that this failure was occasioned by ignorance, mistake, absence from the state or other reasonable cause."[9]
"I understand the workers compensation insurer has disputed my claim as I did not lodge it within 6 months of my injury. I was unaware that I was able to do this and would not have known if not for my solicitors. Should I have known, I would have lodged the claim as soon as possible and hopefully received treatment earlier as I now believe I will never return to my pre-injury self".[13]
(a) the respondent suffered a significant blow to the head on 18 February 2023. This was not reported to anyone and there were no witnesses;
(b) Mr Cain was stunned by the force of the blow and needed to rest for around 30 minutes;
(c) the blow resulted in a whiplash type injury, but Mr Cain was able to return to work on the same day and continued in employment without significant restriction, although the pain would come and go from time to time;
(d) Mr Cain soldiered on in employment with the appellant until he voluntarily left that employment;
(e) symptoms in the neck and arms came to a head on 24 July 2023 when Mr Cain attended Manning Base Hospital;
(f) Mr Cain did not provide any history to the hospital of any work injury on that occasion;
(g) the symptoms and radiology were significantly serious to warrant referral to an orthopaedic surgeon;
(h) Mr Cain did not initially pursue that line of treatment as he thought his neck would improve through physiotherapy (partly at the recommendation of his neighbour, who is a physiotherapist);
(i) Mr Cain had a fall from scaffolding on 8 November 2023 when he suffered a significant low back injury and potentially a minor aggravation of his pre-existing neck condition;
(j) Mr Cain underwent treatment for that back injury, including physiotherapy, but the symptoms in his arm became more significant;
(k) he saw his present solicitors (at some point) about his back injury, where he mentioned his previous neck injury, and
(l) his solicitors provided him with some advice in respect of the neck injury and ultimately he made a claim for compensation and gave notice of injury on 24 July 2024.
"The relevant period for consideration is the period of 6 months for the making of a claim and the period until he left employment with the [appellant] for the notification of injury. Mr Cain must satisfy me that his failure to undertake those actions in that period (i.e. not looking at events after the 6 month period or after he voluntarily left employment) was due to ignorance, mistake, or other reasonable cause (putting aside absence from the State as it is not relevant here)."[14]
(a) Mr Cain was able to return to duties on 18 February 2023 within half an hour and he did not think too much of the injuries, he just carried on with life. The Member thought this was consistent with Mr Cain's lack of attendance on his general practitioner. His first attendance at the Emergency Department of a hospital was due to an increase in pain and not some significant event;
(b) Mr Cain was a carpenter by trade and not aware of the type of damage a significant blow to his head could cause to his neck. He felt pain in the neck and arm. The Member thought that there was some medical confusion from Mr Cain's perspective about what exactly was happening. It was not until he finally saw Dr Singh that it became more apparent;
(c) Mr Cain was on the worksite by himself and this would have been "highly unusual" and in breach of the rules that there must be two employees on the worksite, and
(d) Mr Cain was not aware of and did not receive any advice as to the existence of workers compensation entitlements until his fall off the scaffolding in subsequent employment. The consequence of the blow in February of 2023 was not fully apparent to Mr Cain for some time (until at least July 2023 when he first attended Manning Base Hospital). In fact his failure to report any work-related injury at the time supports a conclusion that he was ignorant of any connection with his ongoing arm symptoms to something that occurred at work.
"Accordingly, I am satisfied that for the purposes of s 254 of the 1998 Act, special circumstances exist, being ignorance and other reasonable cause, for the failure of Mr Cain to provide a notice of injury.
I am also satisfied, for the purpose of s 261, that the failure of Mr Cain to make a claim within six months was due to ignorance and other reasonable cause."[15]
"The [respondent's] case on injury centres on an event that he says occurred on 18 February 2023. There are some difficulties with the [respondent] proving his case on that basis, most notably being that there were no witnesses to the event that is said to have occurred on that occasion. There are further difficulties in that the [respondent] did not attend for any medical treatment for a reasonable period after that event, and not until after he ceased employment with the [appellant]. The above represent challenges but do not necessarily disentitle Mr Cain from compensation. He must prove his case on the balance of probabilities, but he has the onus to prove."[16]
"There is a general degree of consistency among the reported histories, with some specific aspects consistent across all. All histories record the [respondent] hitting his head on something solid, and the medical causation opinions all record a hyperextension/whiplash component to the injury. Where the histories differ is in what Mr Cain was doing at the time of the blow to his head (sometimes walking, sometimes reaching down) and what he struck (a beam, part of a scaffold, or a bench).
I view these inconsistencies in context as largely minor. There is a clear history of something occurring that could involve an injurious event - Mr Cain struck his head with significant force, causing damage to his neck."[18]
"In the context of having coped for a period with his symptoms, it makes sense that he may not have reported a specific incident that occurred in February to the intake team at the hospital."[19]
"I do not accept the [appellant's] submission that what occurred in July 2023 was purely a degenerative issue. That does not appear in any of the medical opinions. I prefer Mr Cain's explanation that he had been coping with his symptoms until he was no longer able to cope until July 2023."[20]
"... I must determine this case on the balance of probabilities. Whilst there is an element of reconstruction to the [respondent's] case, this is necessitated by what appears to have been quite an insidious injury, with effects that were not immediately apparent to Mr Cain. Having considered the histories Mr Cain gave, I take him to be a credible person. This did not strike me as a reconstruction in an attempt to game the system to obtain a compensatory benefit. It struck me as a medical construction, in the context of an event that did not initially seem to be of great consequence, that over time became more and more significant to the [respondent]."[21]
"While he does not have any pain in the arm and the hands anymore, and the pins and needles have disappeared, he is left with weakness and wasting of the right upper limb.
Examination is positive for wasting of the biceps and triceps and the forearm muscles. There is certainly weakness of the biceps and the triceps on the right side, and he tells me that he has difficulty holding a nail gun above his head."[23]
"Mr Cain must prove his case on the balance of probabilities. Whilst there are some minor inconsistencies in the description of the mechanism of injury, and there has been a delay in connecting the symptoms in his neck and arms to the injurious event, I am satisfied that he has proved his case. He was at work on 18 February 2023. He hit his head, causing a hyperextension/whiplash injury. That injury was intermittently symptomatic until July 2024, when the pain became too much for Mr Cain to handle. The injury required ongoing treatment until eventually he required surgery. The incident on 8 November 2023 did not break the causal chain.
Accordingly, I am satisfied that Mr Cain suffered an injury in the course of employment on 18 February 2023, to which employment was a substantial contributing factor. ..."[25]
Ground 1: The Member erred in fact in finding that the respondent sustained injury to his cervical spine on 18 February 2023.
Ground 2: The Member erred in law in failing to provide sufficient reasons for his finding that the respondent had sustained injury to his cervical spine on 18 February 2023.
Ground 3: The Member erred in law in limiting his consideration of the respondent's conduct relevant to the application of s 254(2) and s 261(4) of the 1998 Act.
Ground 1 - Error in fact in inferring that the respondent sustained injury to the cervical spine on 18 February 2023
(a) Ms Gray outlined that the respondent worked Monday to Friday, "as he did not wish to work on Saturdays and that the Respondent was the only person at the job site. The alleged injury occurred on 18 February 2023, being a Saturday. The Member's comment of placing no weight on Ms Gray's statement was relevant only to parts of the statement in which Ms Gray refers to phone conversations and messages with other witnesses";
(b) no report was made to the appellant of the injury prior to the workers compensation claim being made nearly 18 months later;
(c) the respondent attended Dr Arreza for review on 2 August 2023 and made no reference to the alleged injury;
(d) Dr Arreza referred the respondent to Dr Singh, orthopaedic spine surgeon, on 23 October 2023 and made no reference to the alleged injury. The referral only mentioned an acute onset of right shoulder and arm pain in July 2023;
(e) on 4 November 2023 Dr Arreza's consultation notes record "nil antecedent injury";
(f) after sustaining a back injury on 8 November 2023, the respondent attended Manning Base Hospital that day but gave no history of a prior injury;
(g) the respondent attended Manning Base Hospital on 7 February 2024. Those records refer to right upper limb symptoms commencing in or around October 2023, and
(h) a Medical Certificate provided by Dr Arreza on 14 March 2024 referred to symptoms commencing in July 2023.
(a) the respondent attended physiotherapy treatment with Ms Hudson for initial consultation on 19 October 2023 and her report of 20 October 2023 did not make any reference to an injury to the neck and instead only recorded a background of severe right shoulder pain;
(b) the initial consultation report with Dr Singh on 6 November 2023 also made no reference to any neck injury;
(c) the respondent submitted a workers compensation claim form in relation to his injury of 8 November 2023. In answer to questions about pre-existing conditions or injuries, the respondent referred to neck and upper back pain but did not refer to any injury occurring in February 2023 as alleged.
"The above undisputed facts demonstrate that on every occasion prior to 24 July 2024, the Respondent failed to mention to any treating practitioner that he had sustained injury to his neck occurring on 18 February 2023. The Respondent also did not report any mechanism of injury to any treating practitioner similar to what he describes as having occurred on that occasion.
Accordingly, the inference drawn by the Member in justifying the absence of complaint by the Respondent to Manning Base Hospital regarding his alleged injury is 'glaringly improbable'. To the contrary, the compelling inference is that the Respondent, on this occasion, as with all occasions, made no mention of the injury because it did not occur."[28]
(a) the respondent started working for his subsequent employer in March 2023 which was within a month of the injury of 18 February 2023;
(b) the respondent's statement at paragraph [8] is that "My manager was aware of the subject injury and I was performing lighter work than I was doing before the injury";
(c) Mr Genoni's statement dated 29 November 2023 confirms he was aware of the respondent's injury to the neck which limited the respondent's ability to perform his duties. The respondent's submissions quote Mr Genoni's statement;
(d) there is significant pathology in the CT scan of the cervical spine dated 24 July 2023;
(e) there is significant pathology in the MRI scan of the cervical spine dated 26 July 2023;
(f) there is no evidence of a pre-existing condition before 18 February 2023 nor an intervening event between 18 February 2023 and the scans of July 2023 to explain the evident pathology;
(g) the respondent's qualified medical report from Dr Edger of 26 November 2024 supports the alleged injury;
(h) the appellant's qualified medical report of Dr Powell supports the alleged injury, and
(i) the appellant's qualified medical report of Dr Kamit dated 23 September 2024 supports the alleged injury.
Respondent's submissions in response to the appellant's supplementary submissions as to Ground 1
(a) the respondent did not give any evidence that his failure to report injury to the neck on 8 November 2023 was due to being consumed by the back injury that had taken place on the same day;
(b) Ms Hudson's clinical record of 19 October 2023 without more does not assist the respondent;
(c) the fact the respondent returned to work shortly after the alleged injury is also supportive of no injury having occurred on 18 February 2023;
(d) Mr Genoni's evidence does not assist the respondent. Mr Genoni's evidence only states the respondent disclosed previous health issues two weeks after the respondent commenced work with Fez Build Pty Limited. Whilst Mr Genoni provides some details as to what the previous health issues were, at no stage does Mr Genoni suggest it was related to a frank injury occurring on 18 February 2023, and
(e) the opinions of the medico-legal experts are only as good as the accuracy of the assumption on which those opinions are based. The experts assume the factual finding concerning the mechanism of injury and that injury did occur. Whether or not those events did or did not occur is not an issue that was or could have been addressed by the experts. Accordingly, the opinions of the medico-legal experts should not influence the factual issue of whether or not the injury occurred.
"There is no pre-employment medical assessment as I require all my subcontractors to have their own Income Protection insurance and Public Liability insurance. Luke never disclosed that he had previous health issues until about two weeks into subcontracting."[32]
(a) It was commissioned by icare Insurance for the purpose of the claim against Fez Build Pty Limited.
(b) It was prepared independently of and likely before the respondent retained solicitors to act on his behalf in either claim.
(c) It is important that the respondent identified to Dr Hyde Page that he was injured whilst working for the nominated employer "GJ Gardner".
(d) Although the doctor records that the incident occurred about a year ago and this is not February of 2023, the respondent identifies his employer as the appellant.
(e) Further, the respondent is recorded as being employed by GJ Gardner until "the work dried up" which accords with Ms Gray's statement that "Luke was let go of in the end because the work was slowing down".[34]
(f) The doctor recorded an attendance at Manning Base Hospital in May of 2023 when the CT scan and MRI were performed. The attendance at Manning Base Hospital occurred in July of 2023 but this discrepancy is of no consequence.
Ground 2 - Error in law in failing to provide sufficient reasons
"The totality of the Member's reasons do not properly dispose of the conflict between the parties. A critical assertion made by the Appellant at first instance was the fact that the Respondent had not made any contemporaneous report of his alleged injury. This was accepted by the Member. Other than providing some suggestion as to why the Respondent may not have reported the injury while at Manning Base Hospital in July 2023, the Member did not provide findings that disclose any reasons as to how the Respondent's repeated failure to report the injury formed part of his ultimate conclusion. Instead, the Member simply states that notwithstanding inconsistencies with the mechanism of injury and delays in connecting symptoms of the neck to the alleged injury, he was satisfied that an injury had occurred."[35]
"The approach taken in the present case was to list every submission put on behalf of Mr Wang to which the primary judge did not refer in his judgment and to assert error on that basis. That reflects a wrong approach. The primary judge was not required to address every submission advanced during the course of the hearing: Soulemezis v Dudley Holdings Pty Limited (1987) 10 NSWLR 247 at 271."[38]
Ground 3 - The Member erred in law in limiting his consideration of the respondent's conduct relevant to the application of ss 254(2) and 261(4) of the 1998 Act
"Relevantly, on 23 November 2023, the Respondent attended a medico-legal examination with Dr Hyde Page in relation to his injury on 8 November 2023. By this time, the Respondent had consulted with his solicitors and on his evidence, had informed them of the alleged February 2023 neck injury. During the consultation with Dr Hyde Page, the Respondent reported the history of his alleged neck injury. Critically, it was accepted by the Member that the first notice of injury and first claim in respect of the alleged February 2023 injury occurred on 24 July 2024. No explanation was provided by the Respondent as to why, in circumstances where he had received legal advice and had knowledge of the alleged injury in November 2023, he delayed notifying anyone about his injury and delayed making a claim in relation to that alleged injury until 24 July 2024.
The Respondent's conduct in those circumstances ought to have weighed heavily against the finding that the Respondent's failures were occasioned by ignorance or other reasonable cause (noting that the 'other reasonable cause' relied on by the Member was not specified). Evidently the Member's self-imposed limitation, which meant he would not have considered events past August 2023, caused him to have no regard to this conduct."[39]
"The relevant period for consideration is the period of 6 months for the making of a claim and the period until he left employment with the [appellant] for the notification of injury. Mr Cain must satisfy me that his failure to undertake those actions in that period (i.e. not looking at events after the 6 month period or after he voluntarily left employment) was due to ignorance, mistake, or other reasonable cause (putting aside absence from the State as it is not relevant here)."
[1] Cain v I&C Homes Pty Ltd [2025] NSWPIC 342 (reasons), [8].
[10] [2006] NSWWCCPD 139 (Rouse).
[12] Reasons, [55], citing Rouse, [31].
[26] State of New South Wales v Culhana [2025] NSWCA 157, [91].
[28] Appellant's submissions, [14]-[15].
[32] Appellant's Application to Lodge Additional Document 13 June 2025, p 46, [8].
[33] Reply to Application to Resolve a Dispute (reply), p 1.
[37] [2019] NSWCA 263 (Wang).
[39] Appellant's submissions, [29]-[30].
[40] Application to Resolve a Dispute, p 2, [21].
I&C Homes Proprietary Limited
Cain [2025] NSWPICPD 85;
(1987) 10 NSWLR 247