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[2018] AATA 159
General information, not legal advice.
Administrative Appeals Tribunal of Australia
2018-02-02
Original judgment source is linked above.
Hussain Hazara and Minister for Immigration and Border Protection (Citizenship) [2018] AATA 159 (2 February 2018)
And MINISTER FOR IMMIGRATION AND BORDER PROTECTION
.............[sgd]..........................................................
PRACTICE AND PROCEDURE - scope of Tribunal's review - application for Australian citizenship by conferral refused on basis that delegate was not satisfied of applicant's identity - whether Tribunal limited to considering the issue of the applicant's identity in the application for review - all eligibility criteria and grounds of refusal are in issue for the Tribunal in considering the application for review.
Drake v Minister for Immigration and Ethnic Affairs (1979) 46 FLR 409; 24 ALR 577; 2 ALD 60
Freeman v Secretary, Department of Social Security [1988] FCA 294; (1988) 19 FCR 342; 87 ALR 506; 15 ALD 671; 9 AAR 255
Hospital Benefit Fund v Minister for Health [1992] FCA 599; (1992) 39 FCR 225; 111 ALR 1; 16 AAR 566; 28 ALD 50
Lees v Comcare [1999] FCA 753; (1999) 29 AAR 350; 56 ALD 84
Minister for Immigration and Multicultural Affairs v Jia Le Geng [2001] HCA 17; (2001) 205 CLR 507; 178 ALR 421; 65 ALD 1
Re Lavery and Registrar, Supreme Court of Queensland and Ors (No. 2) (1996) 23 AAR 52
Re Sleiman and Companies and Auditors and Liquidators Disciplinary Board [2007] AATA 1892; (2007) 46 AAR 374; 98 ALD 170
Re De Brett Investments Pty Ltd and Australian Fisheries Management Authority and 4 Seas Pty Ltd (party joined) [2004] AATA 704; (2004) 82 ALD 163
Acquisition of Australian citizenship by conferral
"You may be eligible to become an Australian citizen under this Subdivision in 7 situations:
· you satisfy the general eligibility criteria and have successfully completed a citizenship test: see subsections 21(2) and (2A); or
· you have a permanent or enduring physical or mental incapacity: see subsection 21(3); or
· you are aged 60 or over or have a hearing, speech or sight impairment: see subsection 21(4); or
· you were born to a former Australian citizen: see subsection 21(6); or
· you were born in Papua: see subsection 21(7); or
· you are a stateless person: see subsection 21(8).
You must make an application to become an Australian citizen. The Minister must approve or refuse you becoming an Australian citizen.
"... required to refuse your application on grounds relating to:
· non-satisfaction of identity: see subsection 24(3); or
· national security: see subsections 24(4) to (4C); or
· non-presence in Australia: see subsection 24(5); or
· cessation of citizenship: see subsection 24(7).
You may need to make a pledge of commitment to become an Australian citizen."[2]
Acquisition of Australian citizenship by conferral by satisfying general eligibility criteria
"Has the applicant been convicted of, or found guilty of, any offences overseas or in Australia (include all traffic offences which went to court, including offences declared in your permanent residence application, and any 'spent' convictions)?
Has the applicant been confined in a prison or in a psychiatric institution by order of a court made in connection with criminal proceedings overseas or in Australia?
Has the applicant committed or been involved in the commission of war crimes or crimes against humanity or human rights overseas or in Australia?
Is the applicant presently under a probation order, good behaviour bond, on parole, released on licence or subject to periodic detention overseas or in Australia?
Is the applicant aware of any proceedings pending against them overseas or in Australia for an offence, including proceedings by way of appeal or review?
Has the applicant ever been involved in any activity, or been convicted of any offence, relating to the illegal movement of people to any country (including Australia)?
Has the applicant ever been charged with any offence overseas or in Australia that is currently awaiting legal action?
Has the applicant ever been associated with terrorist organisations or involved in acts of terrorism overseas or in Australia?
Has the applicant ever been removed or deported from any country (including Australia)?
Has the applicant ever been involved in activities that would represent a risk to Australian national security?
"A person is eligible to become an Australian citizen if the Minister is satisfied that the person:
(a) is aged 18 or over at the time the person made the application; and
(i) at the time the person made the application; and
(ii) at the time of the Minister's decision on the application; and
(c) satisfies the general residence requirement (see section 22) or the special residence requirement (see section 22A or 22B), or satisfies the defence service requirement (see section 23), at the time the person made the application; and
(d) understands the nature of an application under subsection (1); and
(e) possess a basic knowledge of the English language; and
(f) has an adequate knowledge of Australia and of the responsibilities and privileges of Australian citizenship; and
(g) is likely to reside, or to continue to reside, in Australia or to maintain a close and continuing association with Australia if the application were to be approved; and
(h) is of good character at the time of the Minister's decision on that application."
"... are taken to be satisfied if and only if the Minister is satisfied that the following apply:
(a) the person has sat a test approved in a determination under section 23A;
(b) the person was eligible to sit that test (worked out in accordance with that determination);
(c) the person started that test within the period worked out in accordance with that determination and completed that test within the period (the relevant test period) worked out in accordance with that determination;
(d) the person successfully completed that test (worked out in accordance with that determination) within the relevant test period."
B. The Minister's decision regarding an application under section 21
"If a person makes an application under section 21, the Minister must, by writing, approve or refuse to approve the person becoming an Australian citizen.
Note: The Minister may cancel an approval: see section 25."
"The Minister may refuse to approve the person becoming an Australian citizen despite the person being eligible to become an Australian citizen under subsection 21(2), (3), (4), (5), (6) or (7)."
"The Minister must not approve the person becoming an Australian citizen unless the Minister is satisfied of the identity of the person.
Note: Division 5 contains the identity provisions."
Review of decision made on application for Australian citizenship
"An application may be made to the Administrative Appeals Tribunal for review of the following decisions:
(b) a decision under section 24 to refuse to approve a person becoming an Australian citizen;
"You have made an application to become an Australian citizen under section 21(1) of the Act. In accordance with section 24(1) of the Act I must make a decision to approve or refuse to approve you becoming an Australian citizen.
You have not made any claims that are relevant to subsections 21(3), (4), (5), (6), (7) or (8) so I cannot be satisfied that you satisfy any of these subsections.
I have considered your application against the requirements set out in subsection 21(2) of the Act.
I am prohibited from approving your application for conferral of citizenship because one or some of the circumstances set out below apply to you:
☒ Subsection 24(3) I am not satisfied of your identity
◻ Subsection 24(4) you have an adverse security assessment or a qualified security assessment
◻ Subsection 24(4A) you have been convicted of a national security offence or an offence against an Australian law or foreign law for which you were sentenced to a period of imprisonment of five years or more
◻ Subsection 24(5) you were not present in Australia at the time of decision and were not eligible for the special residence requirement of the Ministerial discretion
◻ Subsection 24(6) matters outstanding before a court or insufficient time has passed since you were released from a term of imprisonment
◻ Subsection 24(7) you ceased to be an Australian Citizen less than 12 months prior to your application"
"An enactment may provide that applications may be made to the Tribunal:
(a) for review of decisions made in the exercise of powers conferred by that enactment; or
(b) for the review of decisions made in the exercise of powers conferred, or that may be conferred, by another enactment having effect under that enactment."
"For the purpose of reviewing a decision, the Tribunal may exercise all the powers and discretions that are conferred by any relevant enactment on the person who made the decision ...".
"... The AAT will not be authorised on review of a reviewable decision to exercise any powers and discretions which would not have been available to the determining authority at the second tier decision-making stage, albeit that such powers and discretions might have been available to the determining authority at the first tier decision-making stage."[16]
(c) the Tribunal is not bound by the rules of evidence but may inform itself on any matter in such manner as it thinks appropriate."
"(a) require any person who is a party to the proceeding to provide further information in relation to the proceeding; or
(b) require the person who made the decision to provide a statement of the grounds on which the application will be resisted at the hearing; or
(c) require any person who is a party to the proceeding to provide a statement of matters or contentions upon which reliance is intended to be placed at the hearing; or
" The question for determination of the Tribunal is not whether the decision which the decision-maker made was the correct or preferable one on the material before him. The question for the determination of the Tribunal is whether that decision was the correct or preferable one on the material before the Tribunal. The Act offers little general guidance on the criteria and rules which the Tribunal is to apply in the performance of its task of reviewing administrative decisions which are subjected to its surveillance. Even in a case such as the present where the legislation under which the relevant decision was made fails to specify the particular criteria or considerations which are relevant to the decision, the Tribunal is not, however, at large. In its proceedings, it is obliged to act judicially, that is to say, with judicial fairness and detachment. In its review of an administrative decision, it is subject to the general constraints to which the administrative officer whose decision is under review was subject, namely, that the relevant power must not be exercised for a purpose other than that for which it exists ..., that regard must be had to the relevant considerations, and that matters 'absolutely apart from the matters which by the law ought to be taken into consideration' must be ignored ..."[17]
" It follows from the purpose of administrative review, as well as from the specific provisions of the AAT Act to which I have referred, that a decision maker may seek to support the decision on a basis completely different from that upon which it was originally made. Equally, a person applying for review of that decision may seek to have it set aside on a basis completely different from that which he, she or it originally put to the decision maker. As the purpose of the proceedings in the Tribunal is to reach the correct and [sic[19]] preferable decision and not to decide any application by stealth or entrapment, all parties are, subject only to exceptions not relevant in this case, required to put their whole case on the table before the proceedings commence."[20]
"The Tribunal may determine the scope of the review of a decision by limiting the questions of fact, the evidence and the issues that it considers."
There are circumstances in which it is appropriate to exercise the power given by s 25(4A). They will be circumstances that will be identified, in part, by bearing in mind the exhortation found in s 2A that the Tribunal pursue, among others, the objectives of fairness, justice, economy, informality and speed. Perhaps more importantly, they will be identified also by bearing in mind the obligation imposed by s 39(1) of the AAT Act that:
"Subject to sections 35, 36 and 36B, the Tribunal shall ensure that every party to a proceeding before the Tribunal is given a reasonable opportunity to present his or her case and, in particular, to inspect any documents to which the Tribunal proposes to have regard in reaching a decision in the proceeding and to make submissions in relation to those documents."
"12. The Tribunal's mandatory objective under section 2A of the AAT Act, and its power under subsection 25(4A), permit the Tribunal to confine the issues and evidence it considers. Those powers could not be used to justify orders precluding effective review of decisions falling within the Tribunal's proper review jurisdiction. But the amplitude of the language is certainly apt to permit the Tribunal to limit the scope of its review function to a consideration of matters that are truly material to the determination of the review proceedings. ...
16. Properly understood, subsection 25(4A) of the AAT Act does permit the Tribunal to determine the scope of its review function. The language of the subsection permits limits relating to facts, evidence and issues. The appropriate scope of any restriction will depend on the circumstances of the particular case."[22]
" There was also a substantial measure of agreement as to the meaning and effect of s 501. Counsel for the Minister accepted that, in the application of s 501(2)(a)(i), the Minister was bound to consider whether the person in question was of good character at the time of the decision, that 'character' was a matter of enduring moral qualities, that is to say, disposition rather than general reputation ..., and that past conviction of serious crime did not necessarily mean, without examination of any other matters, that a person was of bad character at the time of decision-making. As Latham CJ put it, in In re Davis_, '[a] man may be guilty of grave wrongdoing and may subsequently become a man of good character.' This submission was consistent with the Procedures Advice Manual made available for the use of departmental officers, and with the approach taken by the authors of the departmental minutes provided to the Minister in relation to the challenged decisions._"[24]
I certify that the preceding forty eight (48) paragraphs are a true copy of the reasons for the decision herein of Deputy President S A Forgie
........[sgd]................................................................
[11] (1979) 46 FLR 409; 24 ALR 577; 2 ALD 60 at 419; 589; 68; per Bowen CJ and Deane J
[13] Hospital Benefit Fund v Minister for Health [1992] FCA 599; (1992) 39 FCR 225; 111 ALR 1; 16 AAR 566; 28 ALD 50 at [23]; 234; 11, 575; 59 per Wilcox, Burchett and French JJ.
[14] Freeman v Secretary, Department of Social Security [1988] FCA 294; (1988) 19 FCR 342; 87 ALR 506; 15 ALD 671; 9 AAR 255 at 345; 509; 674; 258 per Davies J. If the initial claim had been for a pension and the claim refused, the principles would be the same but outcome slightly different. The question to be answered by both the primary decision-maker and the Tribunal would be whether the claimant for the pension was entitled to it. That is a question which can be asked and answered at the time the claim was lodged but which can equally be validly asked and answered at the time that the Tribunal makes its decision. This is "... because the function of the Administrative Appeals Tribunal formed part of the administrative continuum and, in reviewing a refusal to grant a pension or benefit that had been applied for, it was proper for the Tribunal to consider the entitlement to the pension not only as at the date of the application for the pension or benefit or at the date of the decision refusing to grant it but also up to the time of the Tribunal's decision.": [1988] FCA 294; (1988) 19 FCR 342; 87 ALR 506; 15 ALD 671; 9 AAR 255 at 345; 509; 674; 258 per Davies J.
[15] An example arises in relation to the limitation placed on the Tribunal's powers by s 52(3) when it is reviewing a decision under s 24 of the AC Act. It cannot exercise the power conferred by ss 22A(1A) or 22B(1A) of the AC Act, which are powers that must be exercised personally by the Minister, even though the Tribunal may review any decision made personally by the Minister to refuse to approve a person's becoming an Australian citizen.
[16] Lees v Comcare [1999] FCA 753; (1999) 29 AAR 350; 56 ALD 84 at [39]; 360; 93 per Wilcox, Tamberlin and Branson JJ
[17] (1979) 46 FLR 409; 24 ALR 577; 2 ALD 60 at 419; 589; 68-69; per Bowen CJ and Deane J (citations omitted)
[19] Although I referred to the "correct and preferable" decision in this matter, I note that the description adopted by Bowen CJ and Deane J in Drake was "correct or preferable". I explained why the word "or" was used by his Honour in Re De Brett Investments Pty Ltd and Australian Fisheries Management Authority and 4 Seas Pty Ltd (party joined) [2004] AATA 704; (2004) 82 ALD 163 at [121]; 194. I said: "... The Tribunal may conclude that there is only one decision that is correct on the facts it has found on the evidence and according to the law that it must apply. It then makes its decision accordingly. In other circumstances, it may conclude that more than one decision may correctly be made. If that is so, the role of the Tribunal is to determine which decision is the preferable decision and so the correct and preferable decision."
[20] (1996) 23 AAR 52 at 56
[22] [2007] AATA 1892; (2007) 46 AAR 374; 98 ALD 170 at [12] and [16]; 379; 174-175
[24] [2001] HCA 17; (2001) 205 CLR 507; 178 ALR 421; 65 ALD 1 at [65]; 529-530; 436; 16 (citation omitted)
(1992) 39 FCR 225
(1979) 46 FLR 409
(1988) 19 FCR 342
(2001) 205 CLR 507