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[2018] HCA 37
appellant. Appeal allowed. The Supreme Court of Nauru's order of 22 September 2017 was set aside. In its place, the appellant's appeal to that Court was allowed and her application for review was remitted to...
The appellant's 2016 document had the same title as the later statutory certificate, but it was issued before that certificate was defined in the Act and before the relevant statutory provision commenced. The High Court held that the later law did not treat that earlier document as a statutory Refugee Determination Record. It therefore did not automatically end the appellant's outstanding review application. The Supreme Court's conclusion that a rehearing would be pointless was set aside, and the matter was sent back to a differently constituted Tribunal.
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2,306 words · generated 03/10/2026
HFM043 applied in January 2014 to the Secretary of Nauru’s Department of Justice and Border Control to be recognised as a refugee. At that time, s 5(1) of the Refugees Convention Act 2012 (Nr) allowed a person to apply to the Secretary for recognition, and s 6(1) required the Secretary to determine whether an asylum seeker was recognised as a refugee [2].
No linked legislation citations have been extracted yet.
The statutory framework then changed. Amendments in 2014 allowed a person to include family members and dependants in an application and provided for derivative status for dependants of someone recognised as a refugee or owed complementary protection [3]-[5]. In September 2014, however, the Secretary determined that HFM043 was neither a refugee nor owed complementary protection. The Refugee Status Review Tribunal affirmed that decision in March 2015 [6].
HFM043 married Mr B in April 2016. He had been recognised as a refugee under Part 2 of the Act. In June 2016, her solicitors informed the Government of Nauru that she wished to notify it of her dependency on her husband and attached submissions and statements supporting an application for derivative status [7]. On 4 August 2016, she received a document entitled “Refugee Determination Record”, stating that the Secretary had determined that she was recognised as a refugee. The parties did not dispute that this related to derivative status [8].
The legal significance of that document became central after the 2016 Amendment Act. That Act amended the derivative-status provisions and introduced s 31(5), which said that an undecided appeal application under s 31(1)(a) was “taken to have been validly determined” when the person was given a Refugee Determination Record [9]-[15]. Section 31(5) was deemed to have commenced on 21 May 2014. But the definition of “Refugee Determination Record” and s 6(2A), which provided for the record, were not made retrospective [12]-[15], [20].
The Supreme Court found that the Tribunal had made an error of law by failing to adjourn so HFM043 could obtain a full medical report. The respondent also conceded that the Tribunal had failed to give her notice that whether Burma (Myanmar) was a country of former habitual residence was an issue for review [17]-[18]. Despite identifying error, the Supreme Court dismissed her appeal. It reasoned that s 31(5) meant the Tribunal could no longer reconsider the matter, so remittal would be futile [17].
The High Court rejected that reasoning. It held that s 31(5) did not apply to HFM043 because her August 2016 document was not a “Refugee Determination Record” as that expression was defined by the Act [19]-[20]. It allowed the appeal and remitted her review application to a differently constituted Tribunal for determination according to law [25].
The decisive question was not simply what the document was called or what administrative practice it reflected. It was whether the document fell within the statutory definition that governed s 31(5). Under s 3, a “Refugee Determination Record” meant the certificate issued to a person owed international protection by Nauru under s 6(2A) [14]. Section 6(2A) was introduced by the 2016 Amendment Act and commenced on 23 December 2016. HFM043’s document had been issued on 4 August 2016 [8], [12], [20].
The Court noted that neither s 6(2A) nor the definition of “Refugee Determination Record” had been given retrospective effect. It concluded that the appellant’s earlier document “was not and could not be a document given under s 6(2A)” [20]. The fact that it bore the same title did not make it the later statutory certificate. The Court described it as a document given in practice in recognition of derivative status but having no statutory basis at the time [20].
The respondent relied on the Explanatory Memorandum. It said that ss 6(2B) and 31(5) gave legislative effect to an existing practice under which issuing a Refugee Determination Record concluded all protection claims made by the person. It also said those provisions were retrospective to the introduction of derivative status in 2014 [16]. The respondent argued that this purpose supported a construction of s 31(5) covering the appellant’s earlier document [21].
The Court rejected that argument because the statutory words did not bear the proposed meaning. It considered that s 31(5)’s reference to a Refugee Determination Record could only refer to the defined term in the Act. It also said that there was no ambiguity about the term that would permit resort to extrinsic material to resolve its meaning [21]. To reach the respondent’s preferred result, the Court would have had to insert additional words covering a document issued between 21 May 2014 and 23 December 2016. The respondent conceded that this was necessary [22]-[23].
The Court’s statutory-construction reasoning supplied the broader explanation. The judicial task was to construe the words enacted by the legislature. Although words may sometimes be implied to explain statutory meaning, any modified meaning must remain consistent with the language used. Construction is not a power to fix gaps in the legislation [24]. On the respondent’s own argument, the necessary addition went beyond implying legislative intention from the Act’s text and policy [24].
That conclusion removed the basis for the Supreme Court’s finding of futility. If s 31(5) had deemed the Tribunal application determined, there would have been no outstanding application to send back. But since it did not apply, the statutory bar on remittal identified by the Supreme Court did not arise on the reasoning before the High Court [17], [19]-[20]. The High Court therefore ordered remittal for determination according to law [25].
Before the 2016 amendments, the Act had developed from a system dealing with individual refugee and complementary-protection determinations to one that also recognised derivative status for dependants. The 2014 amendments permitted dependants to be included in applications and required dependants of a person recognised as a refugee or owed complementary protection to be given derivative status [3]-[5]. The statutory definition of derivative status at that time linked it to the status granted to a family member or dependant of a person determined to be a refugee [4].
The 2016 Amendment Act revised the definition and expressly provided that a person could apply to be given derivative status. It also provided for a Refugee Determination Record to be issued to a person determined to be a refugee, given derivative status, or determined to be owed complementary protection [9]-[14]. In addition, s 6(2B) and s 31(5) addressed applications that remained unresolved when the person received such a record [12], [15].
The explanatory material stated that those provisions were intended to reflect a pre-existing administrative practice and that their retrospective commencement date was intended to support that practice [16]. The High Court’s decision establishes a limit on what that retrospective commencement accomplished in this instance: s 31(5) could not be read as covering an earlier document that did not meet the statutory definition. The retrospective commencement of s 31(5) did not itself make the later definition or s 6(2A) retrospective [20].
The judgment therefore distinguishes between the commencement date of a provision and the temporal operation of other provisions or definitions on which it depends. The Court did not treat a retrospective commencement clause as a reason to disregard the defined meaning of a statutory term. Its conclusion turned on the actual statutory structure and the fact that the definition and s 6(2A) were not given retrospective operation [12]-[15], [20].
The judgment cites Taylor v The Owners – Strata Plan No 11564 for the requirement to construe statutory words as enacted and not to remedy gaps [24]. It also cites Cooper Brookes (Wollongong) Pty Ltd v Federal Commissioner of Taxation in relation to implying words and the limits of that interpretive approach [24]. The judgment does not set out a wider account of those decisions; its own stated reasoning is that the additional words sought by the respondent could not be reconciled with s 31(5) as enacted.
At [20], the Court said: “The document that the appellant was given in August 2016 was not and could not be a document given under s 6(2A), which came into effect on 23 December 2016.” In plain English, the August document could not acquire the legal status of a certificate issued under a provision that had not yet commenced.
At [21], the Court said that s 31(5)’s reference to a Refugee Determination Record “can only be to that term as defined in the Act”. This means the provision used a technical statutory term, rather than a loose description encompassing any earlier document with the same heading.
At [22], the Court set out the additional language that would have been needed to achieve the respondent’s interpretation: it would have covered a document entitled Refugee Determination Record issued between 21 May 2014 and 23 December 2016, as well as a record defined by the Act. The respondent accepted that this language would need to be added [23]. The proposed interpretation therefore depended on more than choosing between ordinary meanings already available in the statute.
At [24], the Court stated: “The task of construction of a statute is of the words which the legislature has enacted.” It added that the task is to explain the statutory text, “not to remedy gaps disclosed in it or repair it.” In practical terms, the Court considered the stated policy behind a provision but did not allow that policy to replace the text Parliament had enacted.
At [25], the Court ordered the review application remitted to the Tribunal, differently constituted, for determination according to law. That order did not determine the merits of HFM043’s protection claims. It returned the matter for a lawful determination.
The judgment is relevant to a statutory-construction problem where a provision gives consequences to a defined statutory document or status, and a party relies on an earlier administrative document that has a similar name or function. The central comparison is between the document’s practical description and the statutory definition in force at the relevant time [20]-[22].
It is especially pertinent where a later amendment introduces a defined certificate and a consequence linked to receiving it, but the person received an earlier document before the relevant statutory machinery commenced. The decision makes the exact commencement and retrospective-operation provisions important. Here, s 31(5) was deemed to commence on 21 May 2014, but s 6(2A) and the definition of “Refugee Determination Record” were not made retrospective [12]-[15], [20].
The case also concerns an argument that an explanatory memorandum or stated legislative purpose supports an interpretation extending beyond the statutory language. The Court rejected that approach where the language was not ambiguous in the relevant respect and the proposed construction required extra words [21]-[24]. The judgment does not establish that explanatory materials can never assist; its reasoning is tied to the defined term and the particular construction advanced.
In an administrative-review setting, the case is relevant where a reviewing court identifies error but considers remittal futile because a statutory deeming provision has supposedly extinguished the pending review. The underlying question is whether the deeming provision actually applies to the person and the document in question. Here, the Court’s conclusion that s 31(5) did not apply meant the Supreme Court’s stated futility rationale could not stand [17]-[20].
The material provided for this analysis contains the High Court judgment and its references to earlier authorities, but no later judgments discussing or applying HFM043 v The Republic of Nauru. Accordingly, later judicial treatment cannot be established from the supplied source text. It would be unsafe to infer from the judgment alone whether later courts have followed, distinguished, or confined it.
The judgment itself refers to Taylor v The Owners – Strata Plan No 11564 and Cooper Brookes (Wollongong) Pty Ltd v Federal Commissioner of Taxation as authorities relevant to statutory construction [24]. Those are authorities cited by the High Court in this judgment, not examples of later treatment of HFM043. Likewise, the Supreme Court decisions in HFM043’s own proceedings form part of the procedural history, rather than evidence of subsequent treatment of the High Court’s reasoning [17]-[18].
The judgment resolves the application of s 31(5) to HFM043’s August 2016 document on the statutory provisions before the Court. It does not determine the merits of her refugee or complementary-protection claim. Those matters were remitted to the Tribunal for determination according to law [25].
The reasons also do not decide how s 31(5) applies to every document issued during the period before 23 December 2016. The Court decided that the appellant’s document was not a record under the statutory definition because it could not have been issued under s 6(2A) before that provision commenced [20]. Any different case would require examination of its own statutory provisions, dates and documents.
Nor does the judgment set out a general test for when extrinsic materials may be used in statutory construction. It states that there was no question about the meaning of the defined term that would permit recourse to extrinsic material in this case [21], then applies the enacted-text principle to reject the proposed insertion of words [24]. Broader propositions should not be attributed to the judgment beyond those points.
Finally, the judgment records the respondent’s concession about the Tribunal’s failure to inform HFM043 that Burma (Myanmar) was in issue as a possible country of former habitual residence [18]. The High Court’s central reasoning concerned the scope of s 31(5), and the final order required a fresh Tribunal determination according to law [19]-[25]. The supplied reasons do not specify how the Tribunal must resolve that issue on remittal.
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Source: the High Court of Australia (www.hcourt.gov.au). Converted to plain text by ZoeLaw. Not the official version.
HIGH COURT OF AUSTRALIA
KIEFEL CJ,
GAGELER AND NETTLE JJ
HFM043 APPELLANT
AND
THE REPUBLIC OF NAURU RESPONDENT
HFM043 v The Republic of Nauru
[2018] HCA 37
15 August 2018
M146/2017
ORDER
Appeal allowed.
Set aside the order of the Supreme Court of Nauru made on 22 September 2017 dismissing the appellant's appeal and, in its place, order that:
(a) the appeal to the Supreme Court of Nauru be allowed; and
(b) the appellant's application for review be remitted to the Refugee Status Review Tribunal, differently constituted, for determination according to law.
On appeal from the Supreme Court of Nauru
Representation
C L Lenehan with M L L Albert and E R Tadros for the appellant (instructed by Allens)
C J Horan QC with P M Knowles for the respondent (instructed by Republic of Nauru)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
CATCHWORDS
HFM043 v The Republic of Nauru
Migration – Refugees – Appeal as of right from Supreme Court of Nauru – Where Secretary of Department of Justice and Border Control determined appellant not refugee – Where Refugee Status Review Tribunal affirmed Secretary's determination – Where Supreme Court of Nauru held Tribunal made error of law – Where Supreme Court of Nauru dismissed appeal – Whether Supreme Court of Nauru erred holding remittal to Tribunal futile.
Words and phrases – "dependant", "derivative status", "futile", "refugee", "Refugee Determination Record", "remit", "taken to have been validly determined".
Refugees Convention Act 2012 (Nr), ss 3, 5, 6, 31(5).
Refugees Convention (Amendment) Act 2014 (Nr).
Refugees Convention (Derivative Status & Other Measures) (Amendment) Act 2016 (Nr).
KIEFEL CJ, GAGELER AND NETTLE JJ. This appeal from the Supreme Court of Nauru concerns the proper construction of s 31(5) of the Refugees Convention Act 2012 (Nr) ("the Act"), which was introduced into the Act by the Refugees Convention (Derivative Status & Other Measures) (Amendment) Act 2016 (Nr) ("the 2016 Amendment Act").
In January 2014 the appellant applied to the Secretary of the Department of Justice and Border Control of Nauru ("the Secretary") to be recognised as a refugee. Section 5(1) of the Act then provided that:
"A person may apply to the Secretary to be recognised as a refugee."
Section 6(1) required that:
"… the Secretary must determine whether an asylum seeker is recognised as a refugee."
Section 9 required that notice be given of that determination.
"A person may include family members and dependents [sic] in an application for refugee status."
"'derivative status' means the status granted to a family member of or dependant of a person who has been determined to be a refugee."
"Dependents [sic] of an asylum seeker recognised as a refugee or owed complementary protection must be given derivative status."
In September 2014 the Secretary made a determination that the appellant was not a refugee and was not owed complementary protection. The appellant applied to the Refugee Status Review Tribunal for merits review of the determination under s 31(1)(a) of the Act. The Tribunal affirmed the Secretary's determination in March 2015. The appellant appealed from that decision to the Supreme Court of Nauru.
In April 2016 the appellant married Mr B. He had been recognised as a refugee under Pt 2 of the Act. On 23 June 2016 the appellant's solicitors sent an email to the Republic of Nauru's Refugee Status Determination Lawyer stating that she "has recently wed and wishes to inform the Government of Nauru of her dependency on her husband". Three documents were attached to the email: a letter containing submissions in support of her "Application for Derivative Status" and supporting statements by the appellant and her husband.
On 4 August 2016 a document entitled "Refugee Determination Record" was issued. It stated that the Secretary had determined that the appellant is "recognised as a refugee" under Pt 2 of the Act. There is no dispute that this refers to her derivative status.
On 23 December 2016 the definition of "derivative status" was amended by the 2016 Amendment Act in terms:
"'derivative status' means the status given to a person, who is a dependent [sic] of a person who has been recognised as a refugee, given derivative status, or found to be owed complementary protection".
"(1A) A person may include one or more dependents [sic] in an application made under section 5(1).
(1AA) A person may apply to the Secretary to be given derivative status.
(1B) A person included in an application for refugee status under section 5(1A) is taken to have applied to be given derivative status."
Section 5(1B) was deemed to have commenced on 21 May 2014.
Section 6 was amended by substituting sub-s (1), repealing sub-s (2) and inserting new sub-ss (2A) and (2B) as follows:
"(1) Subject to this part, the Secretary must determine:
(a) an application to be recognised as a refugee made under section 5;
(b) an application to be given derivative status made under section 5; or
(c) whether a person who has made an application under section 5 is owed complementary protection.
…
(2A) A Refugee Determination Record must be issued to a person who is:
(a) determined to be a refugee;
(b) given derivative status; or
(c) determined to be owed complementary protection.
(2B) Any application made by a person under section 5(1), section 5(1AA) or section 5(1A), that has not been determined at the time the person is given a Refugee Determination Record, is taken to have been validly determined at that time."
Section 6(2B) was also deemed to have commenced on 21 May 2014.
The definition of "Refugee Determination Record" was inserted in s 3:
"… the certificate issued to a person who is owed international protection by Nauru under section 6(2A)".
"An application made by a person under section 31(1)(a), that has not been determined at the time the person is given a Refugee Determination Record, is taken to have been validly determined at that time."
The Explanatory Memorandum to the 2016 Amendment Act said (page 3) that ss 6(2B) and 31(5) "give legislative effect to the existing practice, whereby the issue of a Refugee Determination Record to a person is taken to conclude the determination of all protection claims made by that person". It went on to say that the insertion of those sub-sections was made retrospective to the time when the concept of derivative status was introduced to the regime by the 2014 Amendment Act, namely 21 May 2014, "in order to ensure legislative support for the existing practice".
On 9 June 2017 the Supreme Court (Khan J) delivered its reasons on the appellant's appeal from the Tribunal. It held that the Tribunal had made an error of law by failing to adjourn the hearing so that the appellant could obtain a full medical report1. His Honour sought and considered further submissions from the parties as to the orders which should be made in the matter. His Honour made an order dismissing the appellant's appeal because in his Honour's view2:
"If the decision of the Tribunal is quashed, the Tribunal is now unable to reconsider the matter due to the operation of s 31(5). Therefore an order remitting the matter to the Tribunal would be futile."
The respondent concedes that the Supreme Court should also have found that the Tribunal failed to act according to the principles of natural justice by failing to inform the appellant that the question whether Burma (Myanmar) was one of the appellant's countries of former habitual residence was an issue in relation to the review, as the appellant alleges. But the respondent contends that Khan J was correct to hold that s 31(5) had the effect of rendering any orders allowing the appellant's appeal and remitting the matter to the Tribunal for rehearing futile.
On the hearing of this appeal a threshold question emerged. The question is whether s 31(5) applies to the appellant. The answer to this question is that it does not. It follows that Khan J erred in holding that s 31(5) meant that it would be futile to remit the matter to the Tribunal.
Section 31(5) applies only to persons who have been given a Refugee Determination Record as defined by s 3 of the Act following the 2016 Amendment Act. That definition confines the meaning of a Refugee Determination Record to a document that is issued to a person who is owed international protection by Nauru under s 6(2A). The document that the appellant was given in August 2016 was not and could not be a document given under s 6(2A), which came into effect on 23 December 2016. Unlike other provisions of the 2016 Amendment Act, neither s 6(2A) nor the definition of Refugee Determination Record was given retrospective effect. The document given to the appellant appears to be one which was in practice given in recognition of a dependant's derivative status but which had no basis in statute, as the Explanatory Memorandum referred to above recognised.
The respondent contends for a purposive construction of s 31(5) on the basis that the Explanatory Memorandum discloses that s 31(5) was intended to apply both to a document issued under s 6(2A) and to a document of the kind given to the appellant. The obvious difficulty with this construction is that it is not one which the terms of s 31(5) admit. Its reference to a Refugee Determination Record can only be to that term as defined in the Act. There is no question as to the meaning of that term such that a circumstance for the use of extrinsic materials arises3.
In order for s 31(5) to apply in the way for which the respondent contends it would be necessary to read additional words into it in terms which appear in italics below:
"An application made by a person under section 31(1)(a), that has not been determined at the time the person is given a document entitled Refugee Determination Record in the period between 21 May 2014 and 23 December 2016 or a Refugee Determination Record as defined by this Act, is taken to have been validly determined at that time."
So much was conceded by the respondent.
The task of construction of a statute is of the words which the legislature has enacted. Any modified meaning must be consistent with the language in fact used by the legislature4. Words may be implied to explain the meaning of its text5. The constructional task remains throughout to expound the meaning of the statutory text, not to remedy gaps disclosed in it or repair it6. On any view, as was conceded, to construe s 31(5) in the manner contended for the respondent would go far beyond any implication of legislative intention that may be ascertained from the provisions of the statute, including the policy discernible from those provisions7. The respondent's construction cannot be accepted.
There should be orders that the appeal from the Supreme Court of Nauru be allowed with costs; the order of that Court set aside; and in lieu thereof it be ordered that the appellant's application for review be remitted to the Refugee Status Review Tribunal, differently constituted, for determination according to law.
HFM043 v The Republic [2017] NRSC 43 at [64]-[65]. ↩
HFM043 v The Republic (No 2) [2017] NRSC 76 at [29]. ↩
Interpretation Act 2011 (Nr), s 51(1). ↩
Taylor v The Owners – Strata Plan No 11564 (2014) 253 CLR 531 at 548-549 [39]; [2014] HCA 9. ↩
Cooper Brookes (Wollongong) Pty Ltd v Federal Commissioner of Taxation (1981) 147 CLR 297 at 310-311; [1981] HCA 26. ↩
Taylor v The Owners – Strata Plan No 11564 (2014) 253 CLR 531 at 548 [38], 556-557 [65]. ↩
Cooper Brookes (Wollongong) Pty Ltd v Federal Commissioner of Taxation (1981) 147 CLR 297 at 321. ↩
HFM043
The Republic of Nauru [2018] HCA 37
(2014) 253 CLR 531
(1981) 147 CLR 297
Appeal allowed. The Supreme Court of Nauru's order of 22 September 2017 was set aside. In its place, the appellant's appeal to that Court was allowed and her application for review was remitted to the Refugee Status Review Tribunal, differently constituted, for determination according to law. The respondent was ordered to pay the appellant's costs of the High Court appeal.