(ii) if the court that convicts the person thinks fit to order a shorter period (but not shorter than 12 months) or longer period of disqualification - the person is disqualified from holding a driver licence for such period as may be specified in the order."
(The offence here committed is an "other offence" for the purpose of this subsection.)
36 At the time his Honour convicted Mr Hei Hei of the offence, his Honour disqualified Mr Hei Hei from driving for a period of 3 years commencing on the date on which Mr Hei Hei's non-parole period would expire. This ground of appeal urges the Court to adopt a construction of the provisions of s 188(2)(d), cited above, that does not permit the commencement date of the period of disqualification to be set, or to be set at a time other than the date of conviction.
37 The plain purpose of the Act is to establish a national system of the regulation of certain aspects of road transport, including the disqualification of persons from driving in circumstances where it is established those persons have not shown the requisite degree of responsibility necessary to drive. In that regard, the legislative scheme, relevantly, is for the protection of the public from persons with a known risk of dangerous driving. The provisions of s 188 of the Act implement that purpose and, additionally, impose a penalty upon those persons with established driving records of a particular kind. The provisions of s 187 allow the courts to implement such a purpose by disqualifying offending drivers, subject only to s 188 of the Act.
38 It would defeat the purpose of the Act, and render otiose orders for disqualification, if the period of disqualification was wholly concurrent with a period of incarceration, during which, by definition, the disqualified driver would not usually be free to drive. Yet this is the effect or outcome for which Mr Hei Hei submits.
39 Clearly the purpose of the Act would be best served by construing the provision as granting, to any judicial officer, required to exercise the powers under s 188(2)(d)(ii), the discretion and flexibility to set appropriate commencement and conclusion dates for the period in question. Certainly the power in s 187(1) of the Act does not readily imply a restriction on the manner by which the courts may set the period, i.e. by setting the commencement and conclusion date or by some other method.
40 It is clear that the disqualification penalty imposed must be for a definite period: Ex parte Thomas; Re Arnold (1966) 84 WN (Part 1) NSW 493; [1966] 2 NSWR 197; Gardner v R [2003] NSWCCA 199. In each of the foregoing judgments (the first of the Court of Appeal and the second of the Court of Criminal Appeal), it was held that an indeterminate disqualification could not be imposed and a disqualification "for life" was invalid.
41 In Gardner, supra, the Court of Criminal Appeal overturned the imposition of a life time disqualification as not being a disqualification "for a period". Sheller JA said:
"Thus, in subs (2)(d) the automatic disqualification is for three years. The Court may order a shorter period 'but not shorter than twelve months'. Alternatively, the Court may order a longer period of disqualification. But no statutory limitation is placed on that. As a matter of language it appears to be left entirely to the discretion of the Court, properly exercised, to determine what the longer period of disqualification should be and whether it be measured by calendar periods of time, such as months or years, or otherwise. The word 'period' is indefinite and does not indicate how in the particular case it is to be determined. If the expression 'longer period of disqualification' stood alone unqualified in s25(2), … I would hold that the Act did permit the Court to order a lifetime period of disqualification."
42 In Gardner, O'Keefe J (with whom Sheller JA and James J relevantly agreed) considered that the word 'period' connoted "an interval, length or portion of time". The Court, however, did not consider directly the issue in the present proceedings. In discussing an appropriate period for the disqualification, O'Keefe J said:
"The applicant will not be eligible for release on parole until 3 January 2007. The full term of the principal sentence extends until 3 January 2010. In the light of his driving history and the offences of which he has been convicted, he is unlikely to be driving on a public road during the period of his incarceration. A disqualification for a period of ten years from the date on which he becomes eligible for parole would, in my opinion, be appropriate. That being so, I am of opinion that the period of his disqualification should be until 2 January 2017." ( Gardner , at [61].)
43 Notwithstanding the foregoing statement of reasons, the order of the Court in Gardner was, inter alia, to quash the disqualification for life imposed by the sentencing judge and "in lieu of the order … the applicant be disqualified from holding a motor vehicle driver licence until 2 January 2017."
44 In other words, the Court did not impose an order which reflected a commencing date for the disqualification as the date proposed for the applicant's release on parole. Indeed, the Court in Gardner did not specify a commencement date of the period of disqualification at all.
45 The difficulty with adopting a construction that implemented the above stated purpose and gave the flexibility for which the Crown contends (and which purpose ought, to the extent possible, be given effect) is that s 188(2)(d) is a sub-paragraph immediately following on a provision relating to automatic disqualification. Section 188(2)(d)(i) provides that the offender is "automatically disqualified for a period of 3 years from holding a driver licence". It is axiomatic that, absent an order varying the period, the automatic disqualification would apply on and from the date of conviction. The jurisdiction and power conferred in the Court by the provisions of the next sub-paragraph, s 188(2)(d)(ii), is a capacity to order "a shorter period … or longer period of disqualification". Further, it would seem that, once an order for disqualification issues from a court, the period of disqualification is no longer "automatic".
46 The context of s 188(2)(d)(ii), following immediately upon the terms of sub-paragraph (i) seems to indicate that the "period" is a period that commences on the date of conviction. It is, for the reasons that follow, unnecessary to determine that issue finally.
47 The intention of the sentencing judge has not been, and cannot be, the subject of criticism. His Honour clearly intended that Mr Hei Hei be disqualified until 19 February 2014. The Crown appeal, as already stated, has been lodged for the sole purpose of correcting any technical defect in the manner that his Honour expressed the order implementing his intention.
48 His Honour's jurisdiction, conferred pursuant to s 188(2)(d)(ii) of the Act, was, as stated above, to order a "shorter … or longer period" than 3 years' disqualification. In fact, his Honour did neither.
49 His Honour fixed a 3-year disqualification, commencing from a different date than would have applied under s 188(2)(d)(i) of the Act. Section 187(1) of the Act may confer jurisdiction to fix the commencement and conclusion dates of the automatic period in s 188(2)(d)(i), but the jurisdiction in s 188(2)(d)(ii) certainly does not. Nor did his Honour purport to exercise the jurisdiction in either s 187(1) or in s 188(2)(d)(i) of the Act. Each of the parties to this appeal have assumed that his Honour was acting under s 188(2)(d)(ii) of the Act. The Court should act on that assumption.
50 The argument in favour of the power being able to be exercised, under s 187(i) of the Act, is that s 188(2)(d)(i) of the Act is not a limitation on the power to fix commencement and conclusion dates and, therefore, the subjection in s 187(i) of the Act is not operative.
51 However, s 188(2)(d)(ii) is a limitation. It allows the fixing only of a shorter or longer period than 3 years. The fixing of a 3 year period is not permitted by s 188(2)(d)(ii) of the Act.
52 To the extent that his Honour had power and/or jurisdiction to fix a 3 year disqualification period from a commencement date in the future, which is what he did, that jurisdiction or power would have been under s 187(1) and s 188(2)(d)(i) of the Act. It was not a jurisdiction conferred by s 188(2)(d)(ii) of the Act. An exercise of jurisdiction, otherwise available, under the wrong provision does not necessarily render the exercise invalid: see R v Moore; Ex parte Graham [1977] HCA 20; (1977) 138 CLR 164. Invalidity would depend on the tests to be used in each exercise of jurisdiction.
53 Nevertheless, reliance on s 188(2)(d)(ii) of the Act, for the fixing of a 3-year period of disqualification, was a mistake of law as to the provision under which his Honour was acting.
54 Given that it is unclear which provision under which his Honour was purporting to act, and that, on that basis, arguably, at least, the order was beyond power, it is appropriate to quash the order and re-assess and/or give effect to the disqualification period, ending 2014, that his Honour clearly desired.
55 For the reasons already given, relating inter alia to the purpose of the provisions and the disqualification period, and particularly the history of disobedience of the law that Mr Hei Hei has displayed, a longer period of disqualification than the mandatory term is appropriate and I accept the assessment of the sentencing judge that a period of disqualification concluding 3 years after his release on parole is an appropriate period of disqualification. However, Mr Hei Hei should also not be able to drive on the public roads for the duration of his incarceration e.g. for the purposes of the prison or if he were on day release for some reason.
56 Generally, there are restrictions relating to Crown appeals. In this instance, the Crown appeal should be granted, as to do so would simply implement, in accordance with the unarguably appropriate statutory procedure, the intention of the sentencing judge. In those circumstances, this Court, on appeal, is not interfering with the effect of the exercise of discretion below, but giving effect to it. Nothing in this case detracts from the oft-cited principles associated with Crown appeals: see R v Wall [2002] NSWCCA 42; R v Presard [2004] 147 A Crim R 385 at [27]; R v Abboud [2005] NSWCCA 251 at [20]-[23].
57 Neither the Crown nor Mr Hei Hei dealt with the issue as to whether an appeal lies to this Court from the order relating to disqualification. The order of disqualification is a penalty: see Application by the Attorney General under Section 37 of the Crimes (Sentencing Procedure) Act for a Guideline Judgment Concerning the Offence of High Range Prescribed Concentration of Alcohol Under Section 9(4) of the Road Transport (Safety and Traffic Management) Act 1999 (No 3 of 2002) [2004] NSWCCA 303; (2004) 61 NSWLR 305 at 325 [77]. Further it is a penalty imposed, and, if it is to be made, is required to be imposed, by an order by the court of trial on convicting a person of an offence and, as such, is a sentence within the meaning of the Criminal Appeal Act.
58 If the foregoing were incorrect, the penalty could be corrected by the application of s 43 of the Crimes (Sentencing Procedure) Act: see Application by the Attorney, supra, at [77]; R v Finnie (No 2) [2004] NSWCCA 150.
59 The submissions in this case do point to the desirability of clarifying the relationship between s 187 and s 188 of the Act and the power of a court to fix the commencement and conclusion dates of any disqualification period.
Conclusion
60 For the foregoing reasons, Mr Hei Hei has not established identifiable or manifest error in the sentence imposed and the appeal against sentence should be dismissed. On the issue of the construction of the provisions of s 188 of the Act, it is appropriate, in the circumstances of this case, to implement the effect of the exercise of discretion intended by the sentencing judge in a manner that indisputably conforms with the statutory regime, and, to that extent, to allow the Crown appeal.
61 I propose the following orders: