austlii:cth/ARTA/2025/2195
General information, not legal advice.
ARTA
2025-10-17
Original judgment source is linked above.
The Respondent raised no objections to any of Mr Hartley's evidence and elected not to cross examine Mr Hartley. The three Hartley affidavits were accordingly received into evidence.
"1. All invoices/receipts (including travel & accommodation) associated with the former Secretary's (Phil Gaetjens) attendance at a Royal Patronages Dinner in Sydney on April 10, 2022. > > 2. A copy of the former Secretary's (Phil Gaetjens) diary entries/schedule for April 9, 10 and 11, 2022. > > 3. All correspondence and emails between the former secretary (Phil Gaetjens) and the Prime Minister and/or PMO associated with Royal Patronages Dinner in Sydney on April 10, 2022. > > 4. All correspondence between the former secretary (Phil Gaetjens) and Mr Chris Hartley over the period 2019 to end of April 2022."[9]
"a copy of correspondence and/or invitation (including emails) that invited the former Secretary, Phil Gaetjens, to attend the Royal Patronages Dinner held at the Royal Sydney Yacht Squadron on April 10, 2022."[15]
Issues for Determination by the Tribunal and the Legislative Framework
(a)" whether the Applicant's right of review is limited to the exemptions in relation to which they were consulted (i.e. ss 47, 47F and 47G of the FOI Act), and if not whether any material in the documents is exempt under s 33(a)(iii) or s 37(1)(c), as claimed by the Applicant." > > (b) "whether material the applicant submits is conditionally exempt under s 47F and s 47G of the FOI Act is exempt under those provisions." and > > (c) "for any material that is conditionally exempt, whether, on balance, disclosure of that material would, at this time, be contrary to the public interest."[23]
" (a) Whether the Relevant Documents are exempt under s 33 of the FOI Act (Section 33 Issue). > > (b) Whether the Relevant Documents are exempt under s 37 of the FOI Act (Section 37 Issue). > > (c) Whether disclosure of each of the Relevant Documents would involve the unreasonable disclosure of personal information about the Applicant, such that each of the documents is conditionally exempt under s 47F of the FOI Act (Section 47F Issue). > > (d) Whether disclosure of each of the Relevant Documents would, or could reasonably be expected to, unreasonably affect the Applicant in respect of his lawful business or professional affairs, such that each of the documents is conditionally exempt under s 47G of the FOI Act (First Section 47G Issue). > > (e) Whether disclosure of each of the relevant documents would disclose information concerning the business, commercial or financial affairs of an organisation or undertaking (Second Section 47G Issue). > > (f) Whether disclosure of each of the Relevant Documents would, or could reasonably be expected to, unreasonably affect an organisation or undertaking in respect of its lawful business, commercial or financial affairs (Third Section 47G Issue). > > (g) In respect of the ss 47F and 47G exemptions, whether disclosure of any of the Relevant Documents would be contrary to the public interest (Public Interest Issue)."
The relevant parts of these provisions are set out below.
The exemption provision applying to documents the disclosure of which could reasonably be expected to cause damage to the international relations of the Commonwealth is set out in subsection 33(a)(iii) of the FOI Act, which provides:
"33 Documents affecting national security, defence or international relations > > A document is an exempt document if disclosure of the document under this Act: > > (a) would, or could reasonably be expected to, cause damage to > > (i)... > > (ii)... or > > (iii) the international relations of the Commonwealth..."
The enforcement of law and protection of public safety exemption is set out in section 37(1)(c) of the FOI Act, which provides:
"37 Documents affecting enforcement of law and protection of public safety > > (1) A document is an exempt document if its disclosure under this Act would, or could reasonably be expected to: > > (a) ... > > (b) ... > > (c) endanger the life or physical safety of any person."
The relevant public interest conditional exemption concerning personal privacy is set out in section 47F of the FOI Act, which provides:
"47F Public interest conditional exemptions - personal privacy > > General rule > > (1) A document is conditionally exempt if its disclosure under this Act would involve the unreasonable disclosure of personal information about any person (including a deceased person). > > (2) In determining whether the disclosure of the document would involve the unreasonable disclosure of personal information, an agency or Minister must have regard to the following matters: > > (a) the extent to which the information is well known; > > (b) whether the person to whom the information relates is known to be (or to have been) associated with the matters dealt with in the document; > > (c) the availability of the information from publicly accessible sources; > > (d) any other matters that the agency or Minister considers relevant... > > Note: Access must generally be given to a conditionally exempt document unless it would be contrary to the public interest (see section 11A)."
The relevant public interest conditional exemption concerning disclosure of business or professional affairs is set out in subsection 47G(1)(a) of the FOI Act, which provides:
"47G Public interest conditional exemptions - business > > (1) A document is conditionally exempt if its disclosure under this Act would disclose information concerning a person in respect of his or her business or professional affairs or concerning the business, commercial or financial affairs of an organisation or undertaking, in a case in which the disclosure of the information: > > (a) would, or could reasonably be expected to, unreasonably affect that person adversely in respect of his or her lawful business or professional affairs or that organisation or undertaking in respect of its lawful business, commercial or financial affairs; ... > > Note: Access must generally be given to a conditionally exempt document unless it would be contrary to the public interest (see section 11A)."
The public interest exemption which is engaged when a public interest conditional exemption attaches to a document is set out in subsection 11A(5) of the FOI Act, which provides:
"11A Access to documents on request > > Exemptions and conditional exemptions > > (5) The agency or Minister must give the person access to the document if it is conditionally exempt at a particular time unless (in the circumstances) access to the document at that time would, on balance, be contrary to the public interest. > > Note 1: Division 3 of Part IV provides for when a document is conditionally exempt. > > Note 2: A conditionally exempt document is an exempt document if access to the document would, on balance, be contrary to the public interest (see section 31B (exempt documents for the purposes of Part IV)). > > Note 3: Section 11B deals with when it is contrary to the public interest to give a person access to the document."
Subsection 11A(5) is to read with section 11B of the FOI Act, which sets out the factors to be taken into account when considering public interest exemption. Section 11B provides:
"11B Public interest exemptions - factors > > Scope > > (1) This section applies for the purposes of working out whether access to a conditionally exempt document would, on balance, be contrary to the public interest under subsection 11A(5). > > (2) This section does not limit subsection 11A(5). > > Factors favouring access > > (3) Factors favouring access to the document in the public interest include whether access to the document would do any of the following: > > (a) promote the objects of this Act (including all the matters set out in sections 3 and 3A); > > (b) inform debate on a matter of public importance; > > (c) promote effective oversight of public expenditure; > > (d) allow a person to access his or her own personal information. > > Irrelevant factors > > (4) The following factors must not be taken into account in deciding whether access to the document would, on balance, be contrary to the public interest: > > (a) access to the document could result in embarrassment to the Commonwealth Government, or cause a loss of confidence in the Commonwealth Government; > > (b) access to the document could result in any person misinterpreting or misunderstanding the document; > > (c) the author of the document was (or is) of high seniority in the agency to which the request for access to the document was made; > > (d) access to the document could result in confusion or unnecessary debate. > > Guidelines > > (5) In working out whether access to the document would, on balance, be contrary to the national interest, an agency or Minister must have regard to any guidelines issued by the Information Commissioner for the purposes of this subsection under section 93A."
"First, representatives of the Royal Household are less likely to engage in this kind of event in future, and therefore Australia is less likely to benefit from the benefits that can come from such events. Second, representatives of other foreign nations are less likely to participate in such events, with the same ultimate adverse outcome for the international relations of the Commonwealth."[34]
"58 Powers of Tribunal > > (1) Subject to this section, in proceedings under this Part, the Tribunal has power, in addition to any other power, to review any decision that has been made by an agency or Minister in respect of the request and to decide any matter in relation to the request that, under this Act, could have been or could be decided by an agency or Minister, and any decision of the Tribunal under this section has the same effect as a decision of the agency or Minister. > > (2) Where, in proceedings under this Act, it is established that a document is an exempt document, the Tribunal does not have power to decide that access to the document, so far as it contains exempt matter, is to be granted..."
59(1) Where notice of a decision that a document, so far as it contains certain information, is not an exempt document under section 43 has been given, in accordance with sub-section 27(2), to a person who made submissions in accordance with that section, that person may apply to the Tribunal for a review of that decision."
The Tribunal notes that section 27 was in similar terms to its present wording and section 43 (since repealed) was in similar terms to the present sections 47 and 47G of the FOI Act. There is no equivalent provision to the repealed section 59 in the present FOI Act, with section 57A now dealing with decisions which can be reviewed by the Tribunal.
"It will be noticed that both s 27(2) and s 59(1) speak of a decision that a document is not an exempt document under s 43. Neither provision mentions a decision that a document is exempt from disclosure under the Act on any other ground. Nor do s 27(2) and s 59(1) refer to a decision to grant access to a document. The crucial provision for present purposes is s 59(1) and it is accepted by the applicant, properly in our view that s 59(1) is the sole source of its right to seek review in the present case. > > In our opinion, s 59(1) should be construed to mean what it says, that is to say, to provide a right of review only in respect of a decision that a document is not exempt under s 43...."[52] > > "[T]he applicant sought to argue that a decision made under s 27(2) that a document is not exempt under s 43 is, in substance, a decision to grant access to a document. The applicant then argued that such a decision, that is, one to grant access, was picked up by s 58(1) so as to confer upon the Tribunal jurisdiction to deal with the whole question of the grant of access, and, as implicit in such a decision, the question whether any grounds of exemption, whether arising under s 43 or otherwise, were available. > > The argument, in our opinion, breaks down at the threshold. As a matter of both form and substance, the language of 59(1) makes it clear, we think, that the draftsman intended that there be given to the Tribunal jurisdiction to review only one kind of decision- a decision that a document is not exempt under s 43..."[53] > > "A decision to refuse access is reviewable, upon the application of the applicant for access, by the Tribunal; but the general policy of the Act is against providing under the Act itself any procedure for administrative review of a decision to grant access. The sole exception to this general policy is in relation to the ground of exemption provided by s 43..."[54] > > "In our opinion, a general provision such as s 58(1) should not be interpreted so as to expand the Tribunal's jurisdiction in the manner suggested. We would not construe s 58(1) as conferring upon the Tribunal any additional jurisdiction. Rather it should be seen as giving to the Tribunal the power to deal with all questions within its jurisdiction; and, to this end, the Tribunal is not to be constrained in the proper exercise of its functions by the way in which the decision maker has seen fit to exercise his powers. If, for instance, the decision-maker fails to consider relevant issues, the Tribunal is not limited to reviewing only those issues considered below..."[55]
The Respondent argues from these points that even though section 59 was repealed, Parliament intended no substantive change to third party review rights in respect of access grant decisions.
"Section 37 of the FOI Act refers to disclosure of a document where disclosure "would or could reasonably be expected" to carry the consequences set out in the section. The phrase "would or could reasonably be expected" means there must be at least a real, significant or material possibility of prejudice and a mere "suspicion" or "remote chance" would not satisfy the test."[68]
Public Interest conditional exemptions- sections 47F and 47G of the FOI Act
Further, Mr Hartley submits that any disclosure of the Relevant Documents would be contrary to the public interest.
"6.137 Key factors for determining whether disclosure is unreasonable include: > > (a) the author of the document is identifiable. > > (b) the document contains third party personal information. > > (c) release of the document would cause stress to the third party. > > (d) no public purpose would be achieved through release. > > 6.138 As discussed in the IC review decision of 'FG' and National Archives of Australia [2015] AICmr 26, other factors considered to be relevant include: > > * the nature, age and current relevance of the information > > * any detriment that disclosure may cause to the person to whom the information relates > > * any opposition to disclosure expressed or likely to be held by that person ... > > * the fact that the FOI Act does not control or restrict any subsequent use or dissemination of information released under the FOI Act... > > 6.140... On the other hand, disclosure may be unreasonable if the person provided the information to the Australian Government on the understanding that it would not be made publicly available, and there are no other statutory disclosure frameworks that would require release of the information."
"When considering whether it is reasonable or not to disclose personal information, I regard the fact that the information may be available from other sources as merely a matter to be taken into account. For example, that the will of the Applicant's deceased father was admitted to probate and hence might be the subject of a search at the Supreme Court registry does not of itself make the release of that document reasonable in these proceedings."[88]
(a) the Relevant Documents contain information concerning a person in respect of his or her business or professional affairs, or, the business, commercial or financial affairs of an organisation or undertaking; and
(b) disclosure would or could reasonably be expected to, unreasonably affect Mr Hartley adversely in those affairs (lawfully undertaken).
[1] T2 in 2024/3834 T-documents. Case number 2024/3834.
[2] T2 in 2024/7805 T-documents. Decision made under section 55K of the FOI Act. Case number 2024/7805.
[3] Joint Hearing Bundle (JHB), pages 2 - 11.
[8] Respondent's SFIC, [3.1], [3.2].
[9] Extracted in Applicant's SFIC, [4].
[12] T1(b)(i) in 2024/3834 T-documents.
[13] T1(b)(iv) in 2024/3834 T-documents.
[15] Extracted in Applicant's SFIC, [11].
[24] By operation of section 53C of the FOI Act.
[27] First Hartley Affidavit, [5] - [6].
[28] First Hartley Affidavit, [7] - [8].
[29] First Hartley Affidavit, [11] - [13].
[42] Third Hartley Affidavit, [9] - [10].
[43] Third Hartley Affidavit, [11] - [13].
[48] T5 in 2024/3834 T-documents; T5 in 2024/7805 T-documents.
[51] With effect from 1 November 2010, the FOI Act was amended by the Freedom of Information Amendment (Reform) Act 2010 (Cth).
[52] (1986) 12 FCR 156, 160 - 161.
[53] (1986) 12 FCR 156, 161.
[54] (1986) 12 FCR 156, 161.
[55] (1986) 12 FCR 156, 162.
[57] [2012] AICmr 3, [16].
[58] [2018] AATA 2097, [9] - [10].
[59] (2012) AATA 608, [19].
[60] [2004] FCAFC 237, [72].
[61] [2005] FCA 170; (2005) 143 FCR 461, [20].
[66] FOI Guidelines, [5.17], [5.18], [5.121], [5.122].
[68] [2013] AATA 623, [79].
[69] Commonwealth of Australia v Hittich (1994) FCR 152, 154.
[78] Applicant's SFIC, [43] - [45].
[82] First Hartley Affidavit, [28] - [33].
[83] First Hartley Affidavit, [30] - [32].
[86] Respondent's SFIC, [26.4.2] and footnote 19.
[88] [2008] AATA 834, [11].
[89] The correspondence between Jones Day and the APSC and others can be found at Exhibits "A-1" to "A-7".
[90] First Hartley Affidavit, [5] - [7], [15(d) - (e)].
[91] First Hartley Affidavit, [8], [14].
[92] First Hartley Affidavit, [30] - [32].
Bennett v Chief Executive Officer of the Australian Customs Service [2004] FCAFC 237
Chemical Trustee Limited and Ors and Commissioner of Taxation and CEO AUSTRAC (Joined Party) [2013] AATA 623
Commonwealth of Australia v Hittich [1994] FCA 1324; (1994) 53 FCR 152
Illawarra Retirement Trust v Secretary, Department of Health and Ageing & Anor [2005] FCA 170; (2005) 143 FCR 461
Jetstar Airways Pty Ltd and Civil Aviation Safety Authority [2018] AATA 2097
Jones and Commissioner of Taxation [2008] AATA 834
(2005) 143 FCR 461
(1994) 53 FCR 152
(1986) 12 FCR 156