[1999] VSCA 30
General information, not legal advice.
Court of Appeal (Vic)
1999-03-17
WINNEKE, P., PHILLIPS and CALLAWAY, JJ.A.
Original judgment source is linked above.
Negligence - Doctor - Failing to advise as to risks - Document containing statements of fellow practitioner pursuant to s.55 Evidence Act 1958 - Evidence wrongly admitted - Whether wrongful admission caused trial to miscarry. Evidence Act 1958 - s.55 - Whether "reasonably practicable" to secure attendance of witness - s.55 (5) (b) - Availability of video-link - s.42E Evidence Act - Relationship between s.42E and s.55 (5) (b) discussed.
"(1) In any legal proceeding (not being a criminal proceeding) where direct oral evidence of a fact would be admissible, any statement contained in a document and tending to establish that fact shall be admissible as evidence of that fact if - (a) the maker of the statement had at the time of the making of the statement personal knowledge of the matters dealt with by the statement, and is called as a witness in the proceeding."
Sub-section 5(b) of s.55 relevantly provides that the condition that the maker of the statement be called as a witness need not be satisfied where:
"He is out of Victoria and it is not reasonably practicable to secure his attendance".
Sub-sections 7 and 9, which are also relevant to the matters raised in the appeal, are as follows:
"(7) The court may at any stage of the proceeding, if having regard to all the circumstances of the case it is satisfied that undue delay or expense would otherwise be caused, order that such a statement as is mentioned in sub-section (1) or sub-section (2) shall be admissible as evidence or may, without any such order having been made, admit such a statement in evidence, notwithstanding that the maker of the statement or the person who supplied the information (as the case may be) is available but is not called as a witness." "(9) The court may in its discretion reject any statement or defer the admission of and subsequently reject any statement notwithstanding that the requirements of this section are satisfied with respect thereto, if for any reason it appears to it to be inexpedient in the interests of justice that the statement should be then admitted or, as the case requires, should be admitted at all."
"I am a legally qualified medical practitioner. I worked at the Sandringham Hospital between February 1994 and October 1994. I am now working at Lyttelton Health Centre as a general practitioner. I am unable to attend Court as I presently reside in New Zealand. I saw the plaintiff in the Casualty Department of the Sandringham Hospital on 5 April 1994. It appears that I saw the plaintiff at around 10.10 a.m. and that I made the following entry: `Lacerated right lower leg (shin) on piece of wood in the bush on Sunday night. No active treatment initially as none available. Has had it dressed by clinic. Has not been able to afford to fill in script! On examination - open wound right lower shin - ?needs grafting - plan/W (discussion with) Mr Robbins - admit - NBM (nil by mouth) from lunch - IV cephlin (pen. allergic) - consent Ph: (previous history) - asthma, on prednisilone - last 2/7 (2 days) 5-6 cms x 2 cms Looks slightly infected.' I filled in the consent to operative treatment form and witnessed the plaintiff sign this form prior to surgery on 5 April 1994. I do not recall obtaining the plaintiff's consent or signing the consent form. If I was present when Mr Robbins saw the plaintiff and explained the nature of the surgery to the plaintiff I would not go over that again but would execute the consent form if the surgeon had not done so. I cannot recall whether Mr Robbins saw the plaintiff prior to surgery. My recollection is that he was a surgeon who was generally available and was the surgeon that I most often saw in the Emergency Department compared with other surgeons. I do not believe I would have been sufficiently experienced to decide whether or not the plaintiff required a skin graft. I am positive that I would have contacted Mr Robbins before discussing treatment of the plaintiff and the need for admission. It is likely that he would have seen the plaintiff before she was admitted to theatre. If I explained to the plaintiff the nature of the operation which she was undergoing I would have told her: 1. That she needed an operation which would probably be performed under a general anaesthetic although this depended upon the surgeon; 2. That the precise nature of the operation would be decided by the surgeon and not by me; 3. That with a split skin graft, skin would be taken from the donor site which would be decided by the surgeon and that a scar might be left at that site, the wound would be cleaned and the graft would be applied and that it would take some time to heal; 4. That the healing time would depend on the operation and how it went. I did not nominate the donor site on the consent form. I would not have obtained the plaintiff's consent to the use of a particular donor site because this is a matter for the surgeon to decide. I would not have volunteered to a patient that they would be required to stay in hospital for any set period of time following an operation as the period required for recovery depended on the result of the operation."
(1) That it had not been demonstrated that it was not reasonably practicable to secure the attendance of Glass as a witness at the trial. (See s.55(5)(b).)
(2) That its admission should be refused under ss. (9) of s.55 because the interests of justice warranted its exclusion. It was said that the statement was self-contradictory and, in any event, wholly based on supposition. It was, so it was said, unfair to allow in such a statement when the maker of it could not be cross-examined.
(3) That it was produced at the "eleventh hour" and the attendance of the witness could easily have been secured or, alternatively, arrangements could have been made to secure her evidence by way of video link.
"I would be very reluctant to apply for an adjournment of this case for 24 hours given the evidence foreshadowed in that statement. It would be different if Dr Glass was a critical witness in the sense that 'Yes, I can remember exactly what happened...' but it is not that sort of evidence". To which his Honour replied: "Yes, certainly she does not seem to have much of a memory of what happened".
"You consider what the witness has to say both in evidence-in-chief and cross-examination, remembering that cross-examination is the tool employed by the law to test the evidence as well as the credibility of those who give it. In that respect you will recall that the statement of Dr Kim Glass, who is in New Zealand was read to you. Although she swore up to that statement, her evidence has not been tested by cross-examination in the manner that other witnesses have so that is something to bear in mind with respect to her evidence which is before you in the form of that sworn statement having been read to you. I will say something further with respect to her evidence when I come to it particularly".
"With respect to that period there is also the statement of Dr Glass which was read to you. As I mentioned to you, it has not been subjected to cross-examination in the manner that the rest of - the other witnesses has been and so you have to bear that in mind in deciding what weight to give to her evidence as read out to you. In her statement she said that she did not recall obtaining the plaintiff's consent on signing the consent form and that she cannot recall whether Mr Robbins saw the plaintiff prior to surgery. Her evidence in general certainly gives the impression that she has not got any real recollection of what occurred and you might recall that on more than one occasion she says, 'I would have done this and I would have done that' rather than having any actual recollection of what occurred. It is not surprising, I suppose, that she does not have an actual recollection of what occurred. As I say, there is a fair bit of supposition there and I think it is a question as to what weight you can give to her evidence because of those matters I have just referred to."
That, as it seems to me, is the sum total of what his Honour said to the jury about the statement which he admitted into evidence. Whether or not it was substantial compliance with his Honour's previously stated intention that he would "certainly be commenting upon what weight should be given to it" is, in my view, debatable.
"1. We, the jury, would like to know what happened to Mr Robbins' 12 o'clock appointment with Mr Prasad at the Cheltenham rooms as it is not crossed out. 2. Can we have the statement by Kim Glass?"
(2) That the verdict of the jury and the judgment entered by the trial judge on 19 February 1998 be set aside;
(4) That the costs of the trial of February 1998 be reserved for the judge at the new trial.
We will direct that the respondent be entitled to a certificate under s.13 of the Appeal Costs Act.
Gray
Robbins [1999] VSCA 30