[2020] WASC 278
General information, not legal advice.
Supreme Court of WA
2020-07-30
Derrick J
Original judgment source is linked above.
Criminal law - Appeal against conviction - Appellant charged with speeding offence - Demerit points for speeding offence recorded against the appellant in demerit points register pursuant to s 45(1) and s 47 of the Road Traffic (Authorisation to Drive) Act 2008 (WA) - Appellant served with a disqualification notice pursuant to s 52 and s 59 of the Road Traffic (Authorisation to Drive) Act - Appellant detected driving while subject to the period of disqualification specified in the disqualification notice - Appellant charged with driving without authority contrary to s 49(1)(a) and s 49(3)(c) of the Road Traffic Act 1974 (WA) - Appellant elected pursuant to s 21(1) and s 21(3) of the Fines, Penalties and Infringement Notices Enforcement Act 1994 (WA) to have speeding offence heard and determined by Magistrates Court - Demerit points for speeding offence recorded against appellant removed from demerit points register pursuant to of the - Whether appellant entered a plea of guilty to the charge of driving without authority - Whether magistrate entered a judgment of conviction for the driving without authority offence - Whether magistrate erred in entering judgment of conviction for driving without authority offence when at time of entering judgment demerit points which resulted in appellant being served with disqualification notice had been removed from the register - Construction of of the
The sequence of events leading to the appellant's conviction and sentencing for the driving without authority offence
Election in respect of the alleged speeding offence
HIS HONOUR: Mr Gosper, driving under suspension and doing 10 to 19 over the speed limit. Yes. What have we got? Pleas to those ones?
APPELLANT: Sorry, your Honour?
HIS HONOUR: How do you plead to those charges?
APPELLANT: Speeding, not guilty.
HIS HONOUR: Okay.
APPELLANT: Can I be - can I ask the court to give me as much time as possible to go trial given, obviously - - -
HIS HONOUR: Well, it won't be for some considerable time, Mr Gosper. There's no problem with that.
APPELLANT: And does the guilty of the other suspension go after the speeding fine? Obviously, that was - - -
HIS HONOUR: No. I will deal with that today so it gets - starts going. There are - you know, speeding is just a fine.
APPELLANT: No. But I was on good behaviour. So, therefore, if I hadn't have got that speeding fine, which I tried to - you know, I asked the prosecution to lower it from, you know, the 10 - plus to 9. They wouldn't budge on that. So I was on good behaviour. Therefore, that's why I lost my licence and I was - drove - - -
HIS HONOUR: I see. Sorry.
APPELLANT: So this is - so if - - -
HIS HONOUR: I understand that. Yes.
APPELLANT: Yes. So does the driving - - -
HIS HONOUR: That's - - -
APPELLANT: I'm under suspension, can that come after the - - -
HIS HONOUR: Perfectly logical. So I will just adjourn it.
APPELLANT: Will that be in the New Year, your honour?
HIS HONOUR: It will be in the New Year? So 10 February.
APPELLANT: Yes.
SAXTON MS: That's fine for prosecution, your honour.
HIS HONOUR: Trial hearing. Yes. Okay. So 10 February, that's a trial. And we will see what we see on the other one. You know, obviously, the outcome of that may affect the trial hearing.
APPELLANT: Thank you, your honour.
HIS HONOUR: Okay.
HIS HONOUR: ... Now, you've got one matter listed for trial. Let's see what's going on. You've pleaded guilty to a driving matter. The only issue listed for trial, I think, today is a speed: 10 to 19. Is that as you believe it to be?
APPELLANT: Yes, correct.
HIS HONOUR: ... So just to look at this, the original - the drive suspended matter: you pleaded guilty to that one.
APPELLANT: Yes, yes.
HIS HONOUR: No problem with that.
APPELLANT: No. I - I obviously deny I was suspended, I admit. I was driving the car. I can't deny it. I drove suspended. I have - I've had three licences within 20 years ... I've never driven unlicensed in my life.
HIS HONOUR: Yes.
APPELLANT: I've only ever had minor speeding fines. So ‑‑‑
HIS HONOUR: Okay.
...
APPELLANT: It was a mistake that night.
HIS HONOUR: You know that particular charge carries a minimum period of disqualification? You know that?
APPELLANT: I don't know that, and I would have asked the court to show leniency as it is a first offence and I've never done it before and - in a way of a fine.
(1) he did not 'formally enter a plea of guilty' to the offence; and
(2) even if he did enter a plea of guilty, the guilty plea should not have been accepted by the magistrate because statements that he made to the magistrate after entering the plea revealed that he might not, depending on the outcome of the future trial of the alleged speeding offence, be guilty of the driving without authority offence (ground 3);[33]
(1) he did not 'formally enter a plea of guilty' before Magistrate Malley to the offence;[34] and
(2) even if he did enter a plea of guilty before Magistrate Malley, the guilty plea should not have been accepted by Magistrate Mahon because statements that he (the appellant) made to Magistrate Malley after entering the plea revealed that he might not, depending on the outcome of the future trial of the alleged speeding offence, be guilty of the driving without authority offence (ground 1); and
If a court determines a charge, ..., it must record on the prosecution notice the determination or dismissal and any order it makes as a result of the determination or dismissal.
(2) Before requiring the accused to plead to the charge, the court must -
(a) be satisfied the accused has a copy of the prosecution notice containing the charge and has had time to consider the notice and seek legal advice about it; and
(b) be satisfied the accused understands the charge and the purpose of the proceedings; and
(c) if section 35 requires the prosecutor to serve the accused with any material and the prosecutor has not done so, proceed in accordance with section 35(10).
Did the magistrate make an error of law in accepting the plea of guilty and entering the judgment of conviction?
Did the appellant have a defence to the driving without authority offence?
(1) The CEO is required to maintain a demerit points register in accordance with this Act.
(2) The demerit points register is to contain details of -
(a) each person against whom demerit points are recorded under this Act; and
(b) each offence for which demerit points are recorded against that person and the day on which the offence was committed or allegedly committed including, in the case of a person who is a novice driver (type 1) or a novice driver (type 2), whether or not the demerit points are post commencement demerit points; and
(c) the number of demerit points recorded against the person for the offence; and
(d) the day on which an excessive demerit points notice was given, and the number of demerit points and period of disqualification stated in it; and
(e) the day on which an excessive demerit points (novice driver) notice was given, and the number of demerit points and period of disqualification stated in it; and
(f) the day on which a section 51 election, if any, was received; and
(g) the day on which a notice, if any, disqualifying a person from holding or obtaining a driver's licence was given under section 52, and the period of disqualification stated in it; and
(h) the day on which demerit points -
(i) expire through the passing of time; or
(ii) are cancelled,
and the number of points that expire or are cancelled; and
(i) anything else prescribed in the regulations.
(3) If a conviction is quashed, the CEO is to cause any demerit points recorded because of the conviction to be removed from the demerit points register, and they are to be taken to have never been recorded.
(4) If, after an alleged offence has been dealt with by infringement notice the CEO is satisfied that -
(a) the infringement notice has been withdrawn; or
(b) proceedings under the Fines, Penalties and Infringement Notices Enforcement Act 1994 Part 3 in respect of the infringement notice have been withdrawn; or
(c) the matter has come before a court for determination,
the CEO is to cause any demerit points recorded because the alleged offence has been dealt with by infringement notice to be removed from the demerit points register, and they are to be taken to have never been recorded.
(5) Subsection (4) does not prevent the points removed from being again recorded if the alleged offender is convicted of the alleged offence.
(6) ...
(7) Regulations may -
(a) provide for the adjustment of the demerit points register; or
(b) make any other provision necessary or convenient to be made,
to deal with consequences of subsection (3) or (4) in a case in which, before the demerit points are removed from the demerit points register, anything has been done on the basis that the demerit points were recorded.
(1) In this regulation ‑
removed means removed or required to be removed.
(2) This regulation applies if under section 56(3) or (4) demerit points are removed from the demerit points register.
(3) A notice under section 49(1) ceases to have effect if the giving of the notice required the cancellation of the demerit points that are subsequently removed but the notice has not resulted in -
(a) a period of disqualification commencing before the day on which the demerit points are removed; or
(b) a person making a section 51 election.
(4) If the giving of a notice under section 49(1) required the cancellation of the demerit points that are subsequently removed and, when the demerit points are removed, the notice has not resulted in a period of disqualification commencing but has resulted in a person making a section 51 election, the notice and the election each cease to have effect.
(5) In circumstances described in subregulation (3) or (4), any demerit points that were cancelled as a result of the notice, except any subsequently removed, have the effect, if any, that they would have if they had not been cancelled.
(6) Subregulation (7) applies if -
(a) the giving of a notice under section 49(1) required the cancellation of any demerit point subsequently removed; and
(b) at the time of removal ‑
(i) the notice has resulted in a period of disqualification; or
(ii) the notice has resulted in a person making a section 51 election and a period of disqualification under section 52 has resulted from a notice given under section 52(1) for an offence during the section 51 election period.
(7) In circumstances described in subregulation (6) ‑
(a) if a notice under section 49(1) would not have been given if each demerit point removed had never been recorded ‑
(i) the period of disqualification ceases at the time of removal if it has not already expired; and
(ii) any demerit points that were cancelled as a result of the notice, except any removed or under subregulation (8) credited as served, have the effect, if any, that they would have if they had not been cancelled;
(b) if a notice under section 49(1) would have been given even if each demerit point removed had never been recorded ‑
(i) the period of disqualification, whether or not it has already expired, is adjusted, if required, to what it would have been if the points removed had never been recorded; and
(ii) if a greater period of disqualification has already been served than the adjusted period (in which case the difference is called the excess period served), the number of current demerit points, if any, then recorded against the person must be reduced by cancelling one or more points according to subregulation (9).
(8) ...
(9) ...
(10) ...
84 The references in reg 68 to the notice issued under s 49(1) (that is, an excessive demerit points notice) requiring the 'cancellation of demerit points' relates to s 49(3) of the RTADA. Section 49(3) provides:
(3) Whether or not the person makes a section 51 election, demerit points recorded against the person in the demerit points register on or before the day on which, according to the notice, the stated number of demerit points was reached are cancelled.
85 As is apparent from its terms, reg 68 only applies to the situation in which an excessive demerit points notice given under s 49(1) of the Act requires the cancellation of demerit points that are subsequently removed from the Register. The regulation does not deal with the situation in which the demerit points that are removed from the Register are not the demerit points that were cancelled by reason of the excessive demerits point notice. In the appellant's case, none of the demerit points that were cancelled as a consequence of the excessive demerit points notice given to the appellant under s 49(1) (these being the 13 points accrued by the appellant as at 6 December 2017) were removed from the Register. Rather, the only demerit points that were removed from the Register were the four demerit points that the appellant accrued after the cancellation of the demerit points that occurred as a consequence of the excessive demerit points notice being given to the appellant. Accordingly, reg 68 does not address the consequences of the removal from the Register on 12 June 2019 of the four demerit points that were recorded against the appellant in respect of the alleged speeding offence.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[1] Prosecution Notice AR 5996/2019 dated 28 May 2019.
[3] The applications are made under div 2 of pt 2 of the Criminal Appeals Act 2004 (WA) (CAA).
[6] Eastough v The State of Western Australia [No 2] [2010] WASCA 88 [12] ‑ [14].
[8] Samuels v The State of Western Australia [2005] WASCA 193; (2005) 30 WAR 473 [56].
[11] Exceeding the speed limit by this amount is an offence contrary to reg 11(3) of the Road Traffic Code 2000 (WA).
[12] As defined in reg 3(1) of the Code read with reg 67(5) of the Road Traffic (Authorisation to Drive) Regulations 2014 (WA).
[13] RTADA, s 52(4), s 52(5A)(a), s 52(5).
[14] RTADA, s 52(7)(b).
[15] RTADA, s 52(7)(a).
[30] RTA, s 49(1)(c)(i).
[33] A decision to convict the appellant of the driving without authority offence is a decision that may be appealed against pursuant to s 6(c) and s 8(2) of the CAA. The decision may be appealed on a ground alleging an error of law pursuant to s 8(1)(a)(i) of the CAA.
[34] Appellant's Outline of Submissions dated 3 June 2020 (Appellant's submissions) [11].
[35] CAA, s 8(1)(b) permits an appellant to appeal against a decision on the ground that there has been a miscarriage of justice.
[36] Lawson v The State of Western Australia [No 3] [2018] WASCA 129; (2018) 85 MVR 60 [43] ‑ [54], [63]; Edwards v Simpson [2018] WASCA 177; (2018) 86 MVR 141 [23].
[37] The decision to impose the fine of $400 is a decision that may be appealed against pursuant to s 6(f) of the CAA. Section 8(1)(a)(iii) permits the decision to be appealed against on the ground that the fine was excessive.
[38] Fazio v St John‑Ayre [2017] WASC 62 [24].
[39] In par 7 of the Appellant's Submissions it is asserted, without supporting evidence, that, 'In driving matters in the Magistrate's Court in 99% of cases the person is sentenced at the same time as the conviction'. In his oral submissions the appellant's counsel, on the basis of his asserted experience but without any supporting evidence, informed me that it 'would be unheard of - if a conviction was actually entered ... for [the appellant] not to be sentenced there and then'.
[40] Prosecution Notice for AR 5996/2019 dated 10 February 2020.
[41] See also Criminal Procedure Regulations 2005 (WA), reg 13A.
[43] Ireland v Watson [2020] WASC 1 [67].
[44] The absence of such a requirement is explicable when regard is had to the requirement contained in s 59(2)(a).
[46] Lawson v The State of Western Australia [No 2] [2018] WASCA 204 [17] ‑ [19].
[47] See in this regard the comments made by EM Heenan J in Busby v Burrow [2012] WASC 58 [71] ‑ [72] as to the importance of observing the formalities of reading a charge to an accused.
[48] Snook v The State of Western Australia [No 2] [2015] WASCA 29 [104]; See also Lawson v The State of Western Australia [No 3] [19].
[49] Ottobrino v Espinoza (1995) 14 WAR 373, 384; Hondema v Carroll [2008] WASC 155; (2008) 50 MVR 401 [57] ‑ [62]; Kadmos v Nesina [2013] WASC 253 [15] ‑ [17]; Snook v The State of Western Australia [107]; Rowe v Miller [2018] WASC 405; (2018) 87 MVR 238 [29].
[51] Fines Act, s 3(1) (definition of 'road law'), s 26(2)(b); Road Traffic (Administration) Act 2008 (WA), s 4 (definition of 'road law'); RTADA, s 40(1) (par (b) of the definition of 'dealt with: infringement notice').
[54] Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue [2009] HCA 41; (2009) 239 CLR 27 [47]; Eclipse Resources Pty Ltd v Minister for Environment [No 2] [2017] WASCA 90; (2017) 223 LGERA 313 [120] ‑ [121]; Australian Unity Property Ltd v City of Busselton [2018] WASCA 38; (2018) 237 LGERA 333 [77] ‑ [85]; Mohammadi v Bethune [2018] WASCA 98 [31] ‑ [36]; Bright Image Dental Pty Ltd v City of Gosnells [2018] WASCA 134 [104].
[55] Maxwell v Murphy [1957] HCA 7; (1957) 96 CLR 261, 267; Fisher v Hebburn Ltd [1960] HCA 80; (1960) 105 CLR 188, 194; Mathieson v Burton [1971] HCA 4; (1971) 124 CLR 1, 22; Bright Image Dental Pty Ltd v City of Gosnells [2017] WASC 229; (2017) 225 LGERA 345 [85].
[56] Bright Image Dental Pty Ltd v City of Gosnells [2018] WASCA 134 [57].
[57] Australian Steel Company (Operations) Pty Ltd v Lewis [2000] FCA 1915; (2000) 109 FCR 33 [41]; O'Connell v Nixon [2007] VSCA 131; (2007) 16 VR 440 [28].
[58] Regulations 68(3) and 68(4) use the phrase 'cease to have effect' which denotes that the provisions operate prospectively: Re Cullerton (No 2) [2017] HCA 4; (2017) 263 CLR 176 [28] ‑ [29]. Regulation 68(7)(a)(i) refers to the period of disqualification 'ceasing at the time of removal' of the demerit points.
[61] White v Wenman (1993) 17 MVR 49.
(2009) 239 CLR 27
(2017) 223 LGERA 313
(1960) 105 CLR 188
(2000) 109 FCR 33
(2017) 263 CLR 176
(2018) 85 MVR 60
(2008) 50 MVR 401
(1957) 96 CLR 261
(2017) 225 LGERA 345
(1993) 17 MVR 49
(2005) 30 WAR 473
(2018) 86 MVR 141
(1995) 14 WAR 373
(2018) 87 MVR 238
(2018) 237 LGERA 333
(1971) 124 CLR 1
(2007) 16 VR 440