[2019] WADC 158
General information, not legal advice.
District Court of WA
2019-11-22
Mr J
Original judgment source is linked above.
JURISDICTION : DISTRICT COURT OF WESTERN AUSTRALIA
CITATION : THE STATE OF WESTERN AUSTRALIA -v- FORDE [2019] WADC 158
Criminal procedure - Fitness to stand trial - Mental impairment retrograde amnesia - Meaning of 'unable to properly defend the charge'
Declaration that accused unfit to stand trial and will not be mentally fit to stand trial within six months
Goodwyn v The State of Western Australia [2013] WASCA 141; (2013) 45 WAR 328
Liyanage v The State of Western Australia [2017] WASCA 112
Pollock v Wellington (1996) 15 WAR 1
Slater v The Queen [2004] WASCA 151
Taiapa v The Queen [2009] HCA 53; (2009) 240 CLR 95
The State of Western Australia v Herbert [2017] WASC 101
(2) If so, will the accused become mentally fit within the next six months?
(3) If the court is satisfied as to issues (1) and (2), whether in addition to quashing the indictment the court should make an order releasing the accused or make a custody order.
An accused is not mentally fit to stand trial for an offence if the accused, because of mental impairment, is:
(b) unable to understand the requirement to plead to the charge or the effect of a plea;
(d) unable to understand or exercise the right to challenge jurors;
(f) unable to understand the substantial effect of evidence presented by the prosecution in the trial; or
(1) Report of Dr C M Hargate, registered clinical neuropsychologist dated 4 December 2017 (commissioned by the Insurance Commission of WA).
(2) Report of Dr Victoria Pascu, consultant forensic psychiatrist dated 24 April 2018 (commissioned by the accused's lawyer).
(3) Further report of Dr Victoria Pascu dated 9 April 2019 (commissioned by the accused's lawyer).
(4) Further report of Dr C M Hargate dated 23 June 2019 (commissioned by the accused's lawyer).
(5) Discharge summary from Royal Perth Hospital dated 13 June 2017.
(6) Medical imaging report from the Royal Perth Hospital under the hand of Dr Victor Wycoco with addendum created on 10 June 2019.
(1) Does the accused have a TBI that amounts to a mental impairment?
(2) If so, does the accused, by reason of his TBI, suffer retrograde amnesia?
(3) If so, am I satisfied on the balance of probabilities that the accused has no memory of the events of 20 February 2016?
(4) If so, does the accused suffer from any one of the incapacities listed in s 9 of the Act?
Does the accused have a TBI that amounts to a mental impairment?
FINDINGS
There is post-traumatic encephalomalacia in the left frontal and temporal lobe. Ex vacuo dilatation left lateral ventricle ...
COMMENT: Post-traumatic encephalomalacia left frontal, temporal and cerebellar.
Addendum
Cystic encephalomalacia involves the left inferior frontal lobe, anterior and medial left temporal lobe and left cerebellum. Specifically there is cortical thinning and gliosis in the left entorhinal cortex and anterior temporal pole. There is mild to moderate volume loss in the head and body of the left hippocampus with moderate to severe volume loss in the left amygdala. There is similar volume loss in the left head of caudate and left lentiform nucleus, and to a lesser extent the left thalamus
Moderate ex vacuo dilatation of the frontal and temporal horns of the left lateral ventricle.
overall pattern of cognitive deficits [is] in keeping with the organic brain pathology predominantly affecting the frontal lobes of the brain responsible for high functioning executive decision making more so the left dominant side of the brain ... consistent with the radiological findings conducted around the time of the accident.
11.5 Mr Forde's performance on standardised cognitive tests indicates he is currently experiencing significant cognitive slowing coupled with deficits in some frontal and executive functions. As with most cognitive disorders involving the frontal lobes, deficits were not found in all of the frontal/executive functions. Instead we see the typical pattern of 'patchy' executive function insofar as some frontal functions are intact, whilst others are impaired. These findings represent a subcortico-frontal pattern of impairments indicative of organic dysfunction in the deep white matter of the brain associated with dysfunction of the frontal lobes of the brain and/or disruption to the brain's frontal systems.
11.6 Mr Forde's cognitive slowing and frontal/executive dysfunction are entirely consistent with the findings on his CT Head scans of 06 and 08/05/2017 (Paragraphs 4.4 and 4.5), and his MRI Head scan of 10/12/2018 (Paragraph 4.12). All of these scans found significant pathology subcortically and in the frontal lobes bilaterally. Cognitive slowing and frontal/executive dysfunction are also consistent with the pathology in the cerebellar that was also visualised on the second of these CT scans.
11.7 In addition to cognitive slowing and frontal/executive dysfunction, Mr Forde was also found to have significant Anterograde Amnesia (AA) on cognitive testing. AA refers to a difficulty forming new memories after the onset of an injury or disease, and so it can be measured precisely by giving examinees information and measuring its recall in standardised memory tests.
11.8 The presence of AA, in Mr Forde's case, is entirely consistent with the findings of his CT Head scans. The CT Head scan of 08/05/2017 (Paragraph 4.5) noted a haemorrhage measuring 19 x 21 x 18 mm in the 'mesial aspect of the left temporal lobe'. The mesial temporal lobes are the parts of the human brain that are most closely and centrally associated with human memory function.
11.9 In terms of the patterning of AA, Mr Forde is showing significant deficits in verbal memory, but none in visual memory. Given Mr Forde is a right-handed gentleman, the left hemisphere of his brain is responsible for verbal abilities and his right hemisphere is most centrally associated with his visual abilities. Accordingly, Mr Forde's pattern of memory deficits in the verbal (but not visual) modality, is indicative of organic pathology in the (dominant) left hemisphere of the brain, but not in the right hemisphere. Again, this is entirely consistent with the findings on Mr Forde's CT and MRI Head scans (Paragraphs 4.4, 4.5 and 4.12) all of which found organic pathology predominantly in the left hemisphere of the brain, including left mesial temporal lobe. No pathology is noted in the right temporal lobe. It is also notable that the presence of verbal (but not visual) memory deficits is precisely what Ms Sewall, OT, found in her assessment in October 2017 (Paragraph 4.14), and which I found in my first neuropsychological assessment in December 2017 (Paragraph 4.18).
Does the accused, by reason of his TBI, suffer retrograde amnesia?
There is an exception to the hearsay rule for statements made by a person about his bodily (including mental) feelings and symptoms contemporaneously to the time when his state of health is in question. The following statement of the exception in Wills on Evidence (3rd ed, 1938) 209 was approved in Ramsay v Watson [1961] HCA 65; (1961) 108 CLR 642:
Whenever there is an issue as to some person's state of health at a particular time, the statements of such person at that time or soon afterwards with regard to his bodily feelings and symptoms are admissible in evidence. This medium of proof does not appear, like most of those which are known as Declarations, to possess any special sanction of credibility; like declarations accompanying acts it would seem to have been admitted on the ground of necessity and convenience (647).
Thus, the accused's statements to medical professionals, whether they be treating doctors and nurses or the two psychiatric expert witnesses, as to his feelings and symptoms at the time he spoke are admissible to prove his feelings and symptoms at that time.
(2) Clinical interview involving questioning about his personal background history and comparing this with corroborative information.
(3) Administering a number of formal standardised tests covering a range of cognitive functions including four formal standardised tests specifically designed to test effort/malingering.
(4) Consideration of literature regarding retrograde amnesia.
Research has found that in RA, the most commonly affected areas of the brain are they hippocampus (Cipolotti et al., 2001) in the temporal lobes (Buccione et al., 2008), as well as the diencephalon, which includes the thalamus (Dusoir et al., 1990; Jelicic, 2018). Damage to the entorhinal cortex can also cause severe memory impairment (Zola-Morgan et al., 1989) and research has found that the caudate and lentiform nuclei play a vital role in learning, including the storing and processing of memories (Seger and Cincotta, 2005).
Moreover, in relation to RA in particular, the findings of Squire and Alvarez (1995) indicate that the density of RA becomes more severe and longer-term as the damage extends beyond the hippocampus and various other surrounding brain structures. Given Mr Forde's MRI Brain scan included the hippocampus and various other surrounding brain structures, a significant degree of RA could be expected.
Does the accused have any memory of the events of 20 February 2016?
Okay. And what about things that happened immediately before the accident? - - - Immediately? He remembers being in gaol but he doesn't remember coming out of gaol.
So he remembers being in gaol? - - - Yeah.
(1) That he had been given the hydroponic equipment used to grow the cannabis.
(2) That he had commenced growing the cannabis about three months before it was discovered.
(4) That he did not make any money from the enterprise.
... in terms of RA, research has indicated that individuals differ in the extent to which they recover. Depending on the severity of its cause, in some cases RA it may be permanent or it may be temporary with some people recovering most memories ... In particular, the events nearest to the event that caused the memory loss may never be recovered (Kopelman, 2007). This is because the neural pathways of newer memories are not as strong as older one that have been strengthened by years of retrieval and re-consideration.
(1) There is no doubt that the brain injury exists and relates to a number of areas of the brain associated with retrograde memory.
(2) The extent of the damage is such that memories of the charged events are capable of being affected.
(3) The accused's presentation before me may not accurately reflect his effort to remember given that he has been asked questions about his memory of the charged events by the various experts, his lawyers and his family.
(4) I accept that the vagaries of retrograde amnesia do not lend themselves to any strict rules.
Does the accused suffer from any one of the incapacities listed in s 9 of the Act?
I asked where he had been and he said he had gone to see Michael again.
He said there was about six other guys there and Michael and Shane came at him with golf clubs and a baseball bat.
He said he went to get out of the car and before he could even close the door, he got whacked with a baseball bat.
Doug had a visible injury to his arm.
Mr Forde's mother added 'this happened in February 2016; I remember that what Doug told me back then was that he went to that man's house, he used to be Michelle's partner; Doug apparently went to the house to take her computer back and he said to me he found the machete on the ground; he said there was a scuffle and he got apparently mobbed by a few people at the house; he then picked up the machete and cut the fingers of someone; that's what I recall from what Doug told me; he went to court after that and got bail'.
(1) The accused subjectively believed the harmful act was necessary to defend the accused or another person from a harmful act, including a harmful act that is not even imminent.
(2) The accused's harmful act is an objectively reasonable response by the accused to the circumstances as the accused subjectively believes them to be: s 248(4)(b) of the Criminal Code.
(3) There are objectively reasonable grounds for the accused's subjective belief that the harmful act is necessary to defend the accused or another person from a harmful act, including a harmful act that is not imminent: s 248(4)(a) read with s 248(4)(c) of the Criminal Code.
(4) There are objectively reasonable grounds for the accused's belief as to the circumstances: s 248(4)(b) read together with s 248(4)(c) of the Criminal Code.[33]
Will the accused become mentally fit within six months?
(a) the strength of the evidence against the accused;
(b) the nature of the alleged offence and the alleged circumstances of its commission;
(c) the accused's character, antecedence, age, health and mental condition; and
(1) Mr Boyd and Ms Eades had been in a romantic relationship that had ended sometime prior to 20 February 2016 (confirmed by Ms Eades).
(2) Despite the ending of the romantic relationship there had been ongoing contact between Mr Boyd and Ms Eades (confirmed by Ms Eades).
(3) The accused was intent on having at least a verbal confrontation with Mr Boyd about his ongoing contact with Ms Eades (confirmed by Ms Eades and Mr O'Dowd).
(4) For this reason, the accused had on three occasions visited Mr O'Dowd's house, where Mr Boyd was then living (confirmed by Ms Eades).
(5) On 16 February 2016 the accused attended Mr O'Dowd's house with Ms Eades and was told Mr Boyd was not home and to leave (confirmed by Ms Eades).
(6) On 18 February 2016 the accused in company with others, attended Mr O'Dowd's home seeking Mr Boyd who was not there (confirmed by Ms Eades and consistent with telephone messages).
(7) During this attendance the accused took possession of Mr O'Dowd's mobile phone and of laptops belonging to Mr Boyd (Ms Eades returns these items to police after 20 February 2016).
(8) On the night of 20 February 2016 the accused again attended Mr O'Dowd's house to confront Mr Boyd (confirmed by Ms Eades).
(9) There was a physical altercation involving the accused and Mr Boyd during which Mr Boyd suffered injuries that amounted to grievous bodily harm (confirmed by Ms Eades and Dr Martins).
(1) The accused was determined to have a confrontation with Mr Boyd given the repeated visits to his home.
(2) On the second occasion that the accused attended Mr Boyd's home he felt the need to bring a number of other men with him and when he was not able to see Mr Boyd he took his property.
(3) On the night of the offence the accused did not tell Ms Eades of his intentions to visit Mr Boyd and instead said he was going out for cigarettes.
(4) The accused did not feel the need to bring others with him when he attended Mr Boyd's home for the third time arguably because he was armed.
(a) there would have been an object that could be used as a weapon near to the car such that he could use it; and
(b) given it was night time that he would have seen any object nearby.
(6) The injuries described by the doctor appear to be more consistent with a sharp force injury particularly given they are described as 'lacerations' or at least are not consistent with a blow from a length of metal.
(7) The injury described by Ms Eades and by the accused's lawyer is consistent with Mr O'Dowd's evidence that he swung a golf club at the two men albeit he does not believe he struck anyone.
Nature of the offence and the alleged circumstances
The accused's character, antecedents, age, health and mental condition
(b) mental and behavioural disorders due to cannabis and alcohol misuse - currently declared abstinent; and
(c) impaired coping, problem solving skills and impulsivity predating the head injury.[35]
(a) lacks the understanding or awareness of his potential to engage in future violent behaviour should his current situation improve;[41]
(b) does still have violent thoughts at times although he consciously does not act on them;[42]
(c) has ongoing problems with cognitive instability including deficits in coping skills and negative self-concept with some evidence of affective instability (distress, anxiety, irritability and a labial mood);[43] and
(d) is resistant to engage in therapeutic interventions.[44]
(1) His stable living environment. He lives in his own home with his supportive mother where his behaviour is carefully monitored.[45] She also ensures he attends all his medical appointments including any psychological and psychiatric ones;
(2) He is acutely aware of the significant impact that future violence could have on further brain damage and is motivated to exercise greater restraint; and
(3) He is decidedly less impulsive to act on his violent thoughts.
(1) A declaration that the accused is unfit to stand trial and will not become mentally fit to stand trial within six months.
(3) The accused is released given I have concluded that it is not appropriate to impose a custody order.
I certify that the preceding paragraph(s) comprise the reasons for decision of the District Court of Western Australia.
[1] Section 9(g) Criminal Law (Mentally Impaired Accused) Act 1996 (WA) (the Act).
[2] Section 10(1) of the Act.
[3] Section 2(1) of the Act.
[4] Discharge summary Royal Perth Hospital and report of Dr Hargate dated 23 June 2019, par 4.3.
[5] Report of Dr Hargate dated 23 June 2019, par 4.4.
[6] Report of Dr Hargate dated 23 June 2019, par 4.5.
[7] Report of Dr Hargate dated 4 December 2017, page 3; Report of Dr Pascu dated 24 April 2018, par 24.
[8] Royal Perth Hospital Medical Imaging Report with addendum created by Dr Victor Wycoco on 10 June 2019.
[9] Report of Dr Hargate dated 4 December 2017, page 9.
[10] Report of Dr Pascu dated 24 April 2018, par 27.
[11] Report of Dr Pascu dated 24 April 2018, par 49.
[12] Report of Dr Hargate dated 23 June 2019, par 13.7.
[13] Report of Dr Hargate dated 23 June 2019, par 13.8.
[14] Pollock v Wellington (1996) 15 WAR 1, 3 (Anderson J).
[15] Report of Dr Hargate dated 23 June 2019, par 11.11.
[16] Report of Dr Hargate dated 23 June 2019, par 11.12.
[17] Report of Dr Hargate dated 23 June 2019.
[18] Report of Dr Hargate dated 23 June 2019, par 11.16.
[19] Report of Dr Hargate dated 23 June 2019, par 11.21.
[20] Report of Dr Hargate dated 23 June 2019, par 11.13.
[21] Report of Dr Hargate dated 23 June 2019, par 11.23.
[23] Report of Dr Hargate dated 23 June 2019, par 7.3.
[24] Report of Dr Hargate dated 23 June 2019, par 7.4.
[26] Report of Dr Hargate dated 23 June 2019, par 12.3.
[27] An accused in this type of case could not in any event rely on the provision of the Act as their lack of memory relates to the time of the alleged conduct not the time of trial.
[29] Report of Dr Pascu dated 24 April 2018, par 8.
[30] Liyanage v The State of Western Australia [2017] WASCA 112 [68].
[31] Slater v The Queen [2004] WASCA 151 [83].
[32] Taiapa v The Queen [2009] HCA 53; (2009) 240 CLR 95 [5].
[33] Goodwyn v The State of Western Australia [2013] WASCA 141; (2013) 45 WAR 328 [95] - [96].
[34] Report of Dr Hargate dated 23 June 2019, par 12.2.
[35] Report of Dr Pascu dated 9 April 2019, par 19.
[36] Report of Dr Pascu dated 9 April 2019.
[37] Report of Dr Hargate dated 2 June 2019, par 11.1.
[38] Report of Dr Pascu dated 9 April 2019, par 12.
[40] Report of Ms Oliver dated 12 September 2019, par 35.
[41] Report of Ms Oliver dated 12 September 2019, par 36.
[42] Report of Ms Oliver dated 12 September 2019, par 37.
[43] Report of Ms Oliver dated 12 September 2019, par 39.
[44] Report of Ms Oliver dated 12 September 2019, par 40.
[45] Report of Ms Oliver dated 12 September 2019, par 52.
[46] Report of Ms Oliver dated 12 September 2019.
[47] Evidence of Ms Oliver, ts 108 - 109.
Goodwyn
The State of Western Australia
(1996) 15 WAR 1
(2013) 45 WAR 328
(2009) 240 CLR 95
(1961) 108 CLR 642