[2024] VSCA 33
General information, not legal advice.
Court of Appeal (Vic)
2024-03-14
Mr J, Niall JA, MacAulay JA, Forrest JA
Original judgment source is linked above.
Ground One
The learned trial judge misdirected the jury on how it could use tendency evidence.
Ground Two
An aggregation of errors in the judge's directions to the jury amounted to a substantial miscarriage of justice.
[The Prosecutor], in his final address, invited you to find, in relation to the evidence put before you on the charges related to [Brenda], that they demonstrated a tendency or pattern of behaviour of the accused towards [Brenda]. He would lick [Brenda]'s vagina where there was a particular incentive involved, such as getting a pool or having friends over or using the go cart or getting Reebok runners. Later, in effect, he would just perform sexual acts as he pleased, which progressed to vaginal penetration and anal penetration and, again, licking of her vagina. [The Prosecutor] said he would take the opportunity to engage in these acts when other people were not around.
The prosecution case relating to the charges concerning [Brenda] is that the accused demonstrated an improper sexual interest in [Brenda] and a preparedness to act on that interest. That is what is called tendency evidence. The prosecution says the evidence that [Brenda] has given in relation to the charged matters on the indictment can be used by you to be satisfied that the accused had an improper sexual interest in [Brenda] and a preparedness to act on that interest.
It is part of ordinary human experience that, where a person has a sexual interest in another and has acted on that sexual interest and the opportunity presents itself to do so again, he will seek to gratify his sexual interest by engaging in sexual acts of various kinds with that person. That is well recognised by the highest court in this land.[7]
The juridical basis of cross-admissibility of evidence of charged acts and of the admissibility of evidence of uncharged acts in such cases rests on the 'very high probative value' of that kind of evidence which results from ordinary human experience that, where a person is sexually attracted to another and has acted on that sexual attraction and the opportunity presents itself to do so again, he or she will seek to gratify his or her sexual attraction to that other person by engaging in sexual acts of various kinds with that person.[9]
Now, the next direction I give you is what is called a tendency direction. This relates only to the charges on which [Brenda] is the complainant. That is, Charges 1, 2, 3, 4, 8, 9 and 10. It does not relate to Charge 6, referable to [Leila].
The direction that I am about to give you is totally different from the one that I have already given you about the way in which you could use the evidence of other misconduct alleged against the accused man which is not the subject of any charge. The direction I am about to give you relates only to those actual charges relating to [Brenda], of which you would need to be satisfied beyond reasonable doubt before you could convict the accused man.
I have told you that you must consider each of the charges on the indictment separately in relation to the evidence that relates to that charge. That is your duty. You must do that. However, I do give you this additional direction of law: If you are satisfied beyond reasonable doubt that the accused has committed any one of the seven charges relating to [Brenda], that is, Charge 1, 2, 3, 4, 8, 9 and 10, you are entitled, if you wish, to use your satisfaction on that charge to find that the accused did have a tendency to be sexually interested in [Brenda] and to act on that sexual interest and, thus, you can use that, if you wish, to find that it is more likely that the accused committed any one of the other charges.
You are permitted to reason in this way in relation to the actual charges that relate to [Brenda] and add that process of reasoning, tendency reasoning, to the other evidence before you about a particular charge in order to decide whether you are satisfied beyond reasonable doubt of the guilt of the accused on that charge. You must keep the tendency reasoning related to the evidence in perspective. It is only part of what the prosecution asks you to rely upon in support of the charges that it has brought against the accused in relation to [Brenda]. You can only find the accused guilty of any particular charge if you are satisfied beyond reasonable doubt of his guilt based on the whole of the evidence.
The tendency reasoning process I have described is reasoning for the limited purpose that I have described, namely, that if you are satisfied beyond reasonable doubt that the accused committed any one of the seven charged offences relating to [Brenda], you can use that to reason that he has demonstrated an improper sexual interest in [Brenda] and has acted upon it and, so, is more likely to have committed the other charges. That is the way in which you may use this tendency evidence or tendency reasoning, not for any other purpose.
The direction that I have just give[n] you about tendency reasoning applies only to the charged offences on the indictment relating to [Brenda]. You must not use that style of reasoning in relation to any of the other evidence about sexual misconduct which is alleged, which you have heard from [Brenda], that is not part of an actual charge on the indictment. You will recall that I gave you a direction about what use you could make of, if you wished, that other evidence about sexual misconduct which is not part of any charge on the indictment. That direction that I gave you is completely different from the purpose I have just described in relation to the tendency reasoning, which is confined to the actual charged offences on the indictment relating to [Brenda].
You will recall that the limited purpose for which the other evidence of sexual misconduct that is alleged by [Brenda] (that is not the subject of any charge) may be used to understand the context or background or relationship between the accused and the complainant, [Brenda], to put the charged offences in a realistic setting, if you like. So you may use that other misconduct evidence to understand such things as [Brenda]'s state of mind or conduct, such as why she may have submitted to the alleged acts, which she claims she did; or why she did not complain; or the accused's state of mind or conduct, why he felt, for example, that he could get away with committing the acts that are alleged; or to dispel any false impression that you might otherwise have formed that the charged acts on the indictment come out of the blue.
So, if you find another act or acts of sexual misconduct (which is or are not the subject of any charge) did occur, then that is the limited background or context way in which you may use such acts or acts which you find did occur. You must not use them in the tendency reasoning way which I have described in relation to the actual charged acts relating to [Brenda].
So, the prosecution case is that the evidence relating to the charged acts shows that the accused had a tendency to be interested sexually in [Brenda] in an improper sexual way and to act on it, and that can help you to decide whether he is guilty of the charged acts. If you are satisfied beyond reasonable doubt on one charge, that can help you to decide in that tendency reasoning way whether he is guilty of another of the charged acts, bearing in mind that you have to be satisfied beyond reasonable doubt taking into account all of the evidence before you in relation to each charge.[10]
This is really a comment by me but I do not think either counsel take issue with it. If you were to accept what [Brenda] said about each of the charges relating to her and to accept what [Leila] said about what the accused made her do, then it seems that you'll be satisfied beyond reasonable doubt of the particular offence. Whether you do accept the evidence of each of those witnesses is entirely a matter for you to determine on the whole of the evidence. As I have said, it is not a case where the defence is that a particular element of a particular charge is not made out, but rather that the particular offences simply did not occur.
This comment, the applicant contends, was missing a requirement that the jury must accept the evidence of the two witnesses beyond reasonable doubt before they could proceed to conviction. The applicant further submits that the Murray direction,[12] given in NSW where there is only one witness asserting the commission of a crime, provides an example of the sort of care required when instructing a jury about a complainant's account. A Murray direction is not statutorily required in Victoria and no such direction was sought by counsel under s 12 of the Jury Directions Act 2015.
Having taken you to all of those paragraphs of legal directions, as I said earlier, the real issue before you is whether the criminal acts alleged in a particular charge did or did not occur. There is not some argument that a particular element of an offence is not made out. Although, obviously, you would have to be satisfied beyond reasonable doubt that each element is proven.[13]
Obviously if it's an element of an offence or the guilt of the accused that you're drawing an inference about, you have to be satisfied beyond a reasonable doubt. That means that you would need to be satisfied that the facts upon which your inference was based have been proven beyond reasonable doubt, and that the only reasonable inference to be drawn from those facts is one of guilt. All of this flows from the proposition that you could not convict the accused man unless you were satisfied of his guilt beyond reasonable doubt. If an inference other than guilt is reasonably open, then you would have a reasonable doubt, and your verdict would be one of not guilty. So I just impress upon you that this is a process of reasoning. It's not about guessing or speculating.
And then there was a second allegation of other misconduct which is not the subject of charge 2 or any other charge, that [Brenda] was compelled by the accused to give him a headjob. In addition, she said that, when the accused licked her vagina, 'he put his fingers inside my vagina.' That is transcript 60. [Defence counsel] cross examined [Brenda], and she agreed that there had been nothing in her two statements to police or said by [Brenda] at the committal, that is the preliminary hearing at the Magistrate's Court, about him putting fingers in her vagina. In her evidence before you, she agreed it was the first time she had mentioned it. That was p107. [Defence counsel] said that this is an example of her story growing, and you can't find her to be a credible witness.
So I'll just take you to what [Brenda] said at p106 and 107 of the transcript. So this is from line 17 onwards, transcript 106. [Defence counsel] said, 'Do you agree that today and yesterday is the first time that you've mentioned anything about fingers in your vagina?' [Brenda] answered, 'The more you keep making me recollect things is the more that you're going to get out. So I don't understand where you're going with that.' And [defence counsel] persisted with her statements about - questions about having made two statements to police, and how the police had taken the time to make sure she had time to sign them, and [Brenda] said in response, 'When it's a lifelong thing of being sexually abused, you don't recall everything. The more someone tries to bring that memory out, the more you're recollecting it.' So that is what she said in response to the fact that it was the first time that she had mentioned it.
[The prosecutor], in his address to you, invited you to find that, where you have serial and continuing offending of the nature that the accused allegedly committed upon [Brenda], it's entirely understandable that there might be differences in her versions. He submitted that experience shows that truthful witnesses can get certain things wrong and out of order, and that trauma can affect people in different ways.
So, members of the jury, weigh up her explanations and decide whether they accord with your common sense and life experience, or whether she's just made all this up because, as suggested by the defence, although they don't have to prove a motive, she hates the accused.[14]
[Defence counsel] also relied upon [...]'s evidence where she said that [Brenda] was frustrated when she felt her mum did not believe her when she told her that [the applicant] had touched her, and she described that [Brenda] sort of gave up and said, 'I said it because I hated him.' Page 239 to 240. So [Defence counsel] invited you to find, on the basis of the evidence to which I've just drawn your attention, that [Brenda] did hate the accused, and her hatred of him is her motive for making up these allegations for lying about him, which of course is what the defence case is.
So, members of the jury, let me impress upon you that, in line with the fact that the accused does not have to prove anything at all, the accused certainly does not have to prove a motive for why a prosecution witness might not be telling the truth. So, even if you accepted that [Brenda] did hate the accused, you would still need to consider whether that affected the evidence she gave so that you could conclude that she's lying. You have to take into account the whole of the evidence.
Now, this is a comment by me, and I want to make it abundantly clear, as I hope I have made from the outset of the trial, that anything that I might say about any facts is not binding on you in any way. You can use it if it helps you. You are not obliged to use it. You can completely discard it if you do not agree with it. It is not like a direction of law.
But just say, for example, you did find that [Brenda] did hate the accused, does that necessarily mean that she has lied or made up these allegations? Could the two factors co-exist? In other words, might she hate the accused for the very reason that he has offended against her. Does the fact that you might find that she hated him necessarily mean that she has not told you the truth? As I say, I want to make it abundantly clear, that is a comment. It is just something for you to consider if it helps you. It may not help you. It is not binding on you.[15]
Ground 1
The orders for cumulation produced a total effective sentence and non-parole period that are manifestly excessive.
[Defence counsel] who appeared for you on 25 July 2022 had urged that principles three and four of Verdins should apply to reduce the weight to be given to general and specific deterrence due to your current mental impairment, as well as principle five, the additional hardship of undergoing a sentence with such impairment (which I have already acknowledged). As far as principles three and four are concerned, I consider that the current state of your cognitive impairment is such as to warrant some amelioration of the emphasis to be placed upon general and specific deterrence, but there is still a need for considerable emphasis upon both of those factors given the gravity of your offending and the fact that it occurred over quite a period of time and involved multiple victims.[23]
The length of the offending, and the nature of the offending, particularly in relation to Brenda, makes it very grave. The law recognizes the appalling nature of incest, involving as it does such a fundamental breach of trust, an abdication of parental responsibility and cynical exploitation of the opportunity for sexual contact while in a position of trust. It is also a crime of violence. It strikes at the heart of the family relationship and involves abuse of parental responsibility to protect a child and, instead, does harm.[34]
[1] To ensure that there is no possibility of identification of the victims of the sexual offending, this judgment has been anonymised by the adoption of pseudonyms in place of the names of the applicant, victims and other family members.
[2] Contrary to s 47(1) of the Crimes Act 1958, as amended by the Crimes (Sexual Offences) Act 2006.
[3] Contrary to s 44(1) of the Crimes Act 1958, as amended by the Crimes (Sexual Offences) Act 1980.
[4] Contrary to s 50(1)(a) of the Crimes Act 1958, as amended by the Crimes (Sexual Offences) Act 1980.
[5] Contrary to s 52 of the Crimes Act 1958, as amended by the Crimes (Sexual Offences) Act 1980.
[6] Contrary to s 47 of the Crimes Act 1958, as amended by the Crimes (Sexual Offences) Act 1991.
[8] [2018] HCA 40; (2018) 266 CLR 56, 83 [51] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ); [2018] HCA 40.
[9] HML v The Queen [2008] HCA 16; (2008) 235 CLR 334, 423 [272] (Heydon J).
[11] Huxley v The Queen [2023] HCA 40, [40]-[44]; Hargraves v The Queen (2011) 245 CLR 257; [2011] HCA 44.
[12] See R v Murray (1987) 11 NSWLR 12, 19 (Lee J).
[16] See McKell v The Queen [2019] HCA 5; (2019) 264 CLR 307, 312-13 [3] (Bell, Keane, Gordon and Edelman JJ); [2019] HCA 5 ('McKell') citing B v The Queen [1992] HCA 68; (1992) 175 CLR 599, 605 (Brennan J); [1992] HCA 68.
[17] See McKell [2019] HCA 5; (2019) 264 CLR 307, 313 [3] (Bell, Keane, Gordon and Edelman JJ); [2019] HCA 5 citing Domican v The Queen (1992) 173 CLR 555, 561 (Mason CJ, Deane, Dawson, Toohey, Gaudron and McHugh JJ); [1992] HCA 13. See also Broadhurst v The Queen [1964] AC 441, 446.
[18] DPP v Gibson (a pseudonym) [2022] VCC 2172, [67] ('Reasons').
[22] (2007) 16 VR 269; [2007] VSCA 102.
[23] Reasons, [55]. Verdins principle one was not pressed on the applicant's behalf.
Gibson (a pseudonym)
The King [2024] VSCA 33
[2022] VCC 2172 (Judge Hogan)
McKell v The Queen [2019] HCA 5; (2019) 264 CLR 307, Huxley v The Queen [2023] HCA 40, applied; Bugmy v The Queen [2013] HCA 37; (2013) 249 CLR 571, R v Verdins (2007) 16 VR 269, R v Bauer [2018] HCA 40; (2018) 266 CLR 56, considered; Hargraves v The Queen [2011] HCA 44; (2011) 245 CLR 257, R v Murray (1987) 11 NSWLR 12, discussed.
(2019) 264 CLR 307
(2013) 249 CLR 571
(2007) 16 VR 269
(2018) 266 CLR 56
(2011) 245 CLR 257
(1987) 11 NSWLR 12
(2008) 235 CLR 334
(1992) 175 CLR 599
(1992) 173 CLR 555