[2024] FWC 1775
General information, not legal advice.
Fair Work Commission
2024-07-31
Original judgment source is linked above.
s.468A - Application for an eligible protected ballot agent
Application for Fair Vote Services Pty Ltd to become an eligible protected action ballot agent.
"In order to commence operations, FVS will receive a seed funding loan from the Australian Council of Trade Unions (the ACTU). The shareholders of FVS are the present Secretary and President of the ACTU. However, the ACTU and its officers will have no involvement in FVS' performance of functions as a PAB agent."[2]
"(The Commission) observes the application and submissions emphasise, in effect, the intended separation of the proposed activities of FVS from the ACTU. The parties would be aware that similar considerations have been taken into account in other applications of this kind. Accordingly, in the reply submissions to be made by FVS, the following should be further addressed:
'What legal and/or practical steps have been, or will be, taken by FVS to ensure the independence of itself as a ballot agent and the proper separation from the interests and influence of those whose members are being balloted and their employers.'"[5]
"443 When the FWC must make a protected action ballot order
(1) The FWC must make a protected action ballot order in relation to a proposed enterprise agreement if:
(a) an application has been made under section 437; and
(b) the FWC is satisfied that each applicant has been, and is, genuinely trying to reach an agreement with the employer of the employees who are to be balloted.
(2) The FWC must not make a protected action ballot order in relation to a proposed enterprise agreement except in the circumstances referred to in subsection (1).
(3) A protected action ballot order must specify the following:
(b) the group or groups of employees who are to be balloted;
(c) the date by which voting in the protected action ballot closes;
(d) the question or questions to be put to the employees who are to be balloted, including the nature of the proposed industrial action;
(e) the person or entity that the FWC decides, under subsection 444(1A), is to be the protected action ballot agent for the protected action ballot;
(f) the person (if any) that the FWC decides, under subsection 444(3), is to be the independent advisor for the ballot.
(3A) For the purposes of paragraph (3)(c), the FWC must specify a date that will enable the protected action ballot to be conducted as expeditiously as practicable.
(5) If the FWC is satisfied, in relation to the proposed industrial action that is the subject of the protected action ballot, that there are exceptional circumstances justifying the period of written notice referred to in paragraph 414(2)(a) being longer than 3 working days or 120 hours (whichever is applicable), the protected action ballot order may specify a longer period of up to 7 working days.
Note Under subsection 414(1), before a person engages in employee claim action for a proposed enterprise agreement, a bargaining representative of an employee who will be covered by the agreement must give written notice of the action to the employer of the employee.
(1) This section applies if the FWC must make a protected action ballot order under subsection 443(1).
(1A) The FWC must, in accordance with subsections (1B) to (1D) of this section, decide the person or entity that is to be the protected action ballot agent for the protected action ballot.
(1B) The person or entity must be the person or entity specified in the application for the protected action ballot order as the person or entity the applicant wishes to be the protected action ballot agent, unless:
(a) the person or entity specified in the application does not meet the requirements of subsection (1C) (unless subsection (1D) applies); or
(b) the FWC is satisfied that there are exceptional circumstances that justify another person or entity being the protected action ballot agent.
(1C) The person or entity must be an eligible protected action ballot agent.
(1D) Subsection (1C) does not apply in relation to a person if the FWC is satisfied that:
(a) there are exceptional circumstances that justify the ballot not being conducted by an eligible protected action ballot agent; and
(b) the person is a fit and proper person to conduct the ballot; and
(c) any other requirements prescribed by the regulations are met.
Note: Other than the Australian Electoral Commission, an entity that is not a person cannot be the protected action ballot agent for a protected action ballot.
(a) conditions that a person must meet in order to satisfy the FWC, for the purposes of paragraph (1D)(b), that the person is a fit and proper person to conduct a protected action ballot; and
(b) factors that the FWC must take into account in determining, for the purposes of paragraph (1D)(b), whether a person is a fit and proper person to conduct a protected action ballot.
(3) The FWC may decide that a person (the other person) is to be the independent advisor for a protected action ballot if:
(a) the FWC has decided that a person other than the Australian Electoral Commission is to be the protected action ballot agent for the ballot; and
(b) the FWC considers it appropriate that there be an independent advisor for the ballot; and
(i) the other person is sufficiently independent of each applicant for the protected action ballot order; and
(ii) any other requirements prescribed by the regulations are met."
"eligible protected action ballot agent: see subsection 468A(1).
protected action ballot agent for a protected action ballot means the person or entity that conducts the protected action ballot."
(1) Each of the following is an eligible protected action ballot agent:
(b) a person approved by the FWC under subsection (2).
(2) For the purposes of paragraph (1)(b), the FWC may, in writing, approve a person as an eligible protected action ballot agent if the FWC is satisfied that:
(a) the person is a fit and proper person to be an eligible protected action ballot agent; and
(b) any other requirements prescribed by the regulations are met.
(a) conditions that a person must meet in order to satisfy the FWC that the person is a fit and proper person to be an eligible protected action ballot agent; and
(b) factors that the FWC must take into account in determining whether a person is a fit and proper person to be an eligible protected action ballot agent.
(4) The FWC must, at least every 3 years after it approves a person as an eligible protected action ballot agent, consider whether the FWC remains satisfied that the person meets the requirements mentioned in subsection (2).
(5) If, after considering the matter under subsection (4), the FWC is no longer satisfied that an eligible protected action ballot agent meets the requirements mentioned in subsection (2), the FWC must take:
(b) any other action the FWC considers appropriate."
"841. These amendments remove the AEC as the default PAB agent and empower the FWC to 'pre-approve' a person as an 'eligible PAB agent'. More than one person may be approved by the FWC. The AEC is defined as an 'eligible PAB agent' and does not need to be approved by the FWC. In effect, there may be a panel of alternative agents who can be appointed as an alternative to appointing the AEC. The amendments also set out the requirements when appointing a PAB agent that is not the AEC. These amendments would require the FWC to regularly review and consider whether it remains satisfied that the eligible PAB agent or agents meet the requirements at least every three years.
842. This item would amend section 12 of the FW Act by inserting a new signpost definition of 'eligible PAB agent'. This new definition is particularly relevant to determining who is an eligible PAB agent for the purposes of Division 8 of Part 3-3 of the FW Act. The signpost definition is required due to the creation of a panel of PAB agents proposed by Item IA16."
"3.1 Company's conduct of Protected FW Action Ballots
The Company must conduct Protected FW Action Ballots independent of any influence, involvement or control of the Shareholders, any associated entity of the Shareholders within the meaning of the s 50AAA of the Corporations Act 2001 (Cth), the ACTU including its officers or employees, or any affiliate of the ACTU including their officers or employees.
The Shareholders must not, and must not attempt to, direct, influence, control, or be involved in the Company's conduct of Protected FW Action Ballots."
"(2) Upon receipt of the Loan and commencement of its operations, the Borrower will conduct protected action ballots independent of any influence, involvement or control of the Lender, the ACTU or any of the Lender or ACTU's related entities, officers, agents, employees or affiliates.
(3) Nothing in this Loan Agreement permits the Lender, the ACTU, or any of the Lender or ACTU's related entities, officers, agents, employees or affiliates to direct the Borrower in connection with its conduct of protected action ballots.
(4) The Lender will not, and will not attempt to, direct, influence, control, or be involved, the Borrower's conduct of protected action ballots as an agent appointed under the Fair Work Act 2009 (Cth)."
"1. FVS Personnel are required to agree to and at all times abide by the Charter. The purpose of the Charter is to ensure that any protected action ballot conducted by
FVS is fair and democratic.

[2] Confirmed in the declaration of Gavin Ryan, Executive Director of FVS.
[5] Correspondence to all parties on 4 June 2024.
[9] Regulations have been made for the approval of non-eligible protected action ballot agents under s.444(1D)(c) of the FW Act - Fair Work Regulations - reg.3.11; however these do not extend to the present form of application or approval.
[10] Democratic Outcomes Pty Ltd T/A CiVS [2023] FWC 1400.
[13] All of these policies have been provided to the Commission and are fit for purpose.
[14] Section 458 of the FW Act and Fair Work Regulations - reg. 3.13(4).
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