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[2019] WASCA 73
Court of Appeal (WA)
2019-05-17
Mr J, Buss P, Mazza JA, Mitchell JA
Original judgment source is linked above.
JURISDICTION : SUPREME COURT OF WESTERN AUSTRALIA
CITATION : EVANS -v- THE STATE OF WESTERN AUSTRALIA [2019] WASCA 73
Jurisdiction : DISTRICT COURT OF WESTERN AUSTRALIA
Criminal law - Appeal against sentence - Unlawfully doing an act as a result of which bodily harm is caused to a person - Where offender beat the victim with a hose length at the victim's house in a vigilante response to the victim damaging property - Partly suspended sentence of 3 years' imprisonment, with offender to be released after serving 1 year - Where sentence backdated - Whether open to backdate the commencement of a partly suspended sentence - Whether trial judge erred in making factual findings for the purpose of sentencing the offender
Anderson v The State of Western Australia [No 3] [2014] WASCA 190
Bolton v The State of Western Australia [2012] WASCA 2
Chikonga v The State of Western Australia [2017] WASCA 34
Chiro v The Queen [2017] HCA 37; (2017) 260 CLR 425
Colbung v The State of Western Australia [2013] WASCA 257
DKN v The State of Western Australia [2018] WASCA 87
Grenfell v The State of Western Australia [2018] WASCA 31
Hamid v The Queen [2019] VSCA 5
Harrison v The State of Western Australia [2009] WASCA 58
Kaokula v The State of Western Australia [2016] WASCA 198
Narrier v The State of Western Australia [2011] WASCA 193
R v De Simoni (1981) 147 CLR 383
R v Olbrich [1999] HCA 54; (1999) 199 CLR 270
R v Speechley [2012] NSWCCA 130; (2012) 221 A Crim R 175
Roberts v The State of Western Australia [2015] WASCA 239; (2014) 249 A Crim R 154
Rowsell v The State of Western Australia [2015] WASCA 2
SBJ v The State of Western Australia [2019] WASCA 32
Spirovski v The State of Western Australia [2017] WASCA 230
SV v The State of Western Australia [2014] WASCA 123
The State of Western Australia v BLM [2009] WASCA 88; (2009) 40 WAR 414
The State of Western Australia v Maee [2018] WASCA 53
Wragg v The State of Western Australia [2013] WASCA 198
Circumstances of offending as found by the trial judge
Appellant's personal circumstances as found by the trial judge
The learned sentencing judge erred in structuring the sentence in an impermissible way namely:
(a) backdating a partly suspended sentence contrary to SBJ v The State of Western Australia [2019] WASCA 32; and
(b) giving contradictory expressions of when the period of suspension should commence.
Pursuant to orders made at the hearing, on 8 May 2019 the appellant filed an application in the appeal seeking leave to amend his grounds of appeal to add this new ground.[5] The respondent did not oppose the addition of that ground, and conceded that it was established.[6] In our view, it is in the interests of justice for the appellant to be granted leave to amend his grounds to add the proposed ground 4.
Whether the hose was cut for the purpose of assaulting the complainant
I don't accept that the weapon was something that you used to strike the family dog, the hose was in pristine condition and had fresh clean-cut ends with the white thread visible.
The condition of the hose is wholly inconsistent with the notion that it'd been cut some time before and had been used for disciplining any animal, particularly in Onslow where red Pindan dust predominates, because it's apparent from other items in the exhibits.
I'm satisfied beyond reasonable doubt on the evidence that the only reasonable inference is that you cut the piece of air hose specifically to use to belt the victim.
You deliberately cut a length of high-pressure hose to use to beat - or to use your description to police, to give [the complainant] a flogging.
Findings as to the infliction of, and intention to inflict, significant injuries
I'm satisfied you did specifically chose the metre-long length of high-pressure hose and folded it in half. It was a weapon that could, and in fact did, leave the victim with numerous raised welts and considerable bruising from what can only be described as a flogging.
...
You assaulted the victim and you intended to harm him and cause him to suffer pain and discomfort as he did.
...
The victim has described his injuries during the trial as stinging, burning pain that endured for some days. The welts and bruises are significant and widespread over his body, particularly his back. The photographs speak volumes as to the force and severity of the blows.
As a result of the nature and seriousness of the bodily harm caused, when I have regard to that as a factor there was significant bruising and welts to the back, chest and arms of the victim which endured for some days. When one has a look at the photographs that were taken the subsequent day and sees some raised welts and the level of bruising the picture speaks a thousand words as to the injury inflicted.
The offender bears the onus of establishing remorse on the balance of probabilities. In determining whether an offender is remorseful, a sentencing judge is entitled to have regard to the appellant's conduct as a whole. Remorse, if genuine, will generally be an important consideration in sentencing and a sentencing judge is not bound to take at face value an offender's statement that he or she is remorseful. Nor will a plea of guilty of itself establish remorse although, together with other relevant evidence, it may be a relevant factor in enabling an inference of remorse to be drawn.
Remorse is not to be equated with sorrow for being caught, an acknowledgement that conviction is inevitable or regret on the offender's part that he or she faces some kind of sanction. Remorse, if it is to be mitigating, at least requires a realisation by the offender that what he or she did was morally wrong and some sign of sorrow for the impact or consequences of the offence.
It is frequently the case that in the course of a plea in mitigation defence counsel will express remorse on the part of an offender. It may be that no issue is taken with it. A sentencer may act on the submission but is not required to accept it. As with any mitigating factor, if remorse is put in issue by the prosecutor or a sentencer indicates he or she may not be prepared to accept it, the offender bears the onus of establishing the fact by evidence on the balance of probabilities.
(1) The appellant was accepting of the verdict and conceded that he could have resolved his conflict with the complainant in a non-violent manner; and
(2) The appellant expressed shame about his behaviour towards the complainant, and accepted that his actions towards the complainant were 'excessive and in hindsight unjustified'.
Findings as to impact of the appellant's incarceration on his family
I do note, however, that from the references and other material you and your family enjoy considerable family and community support in the Onslow community. You have been supportive of all members of the community and there's no doubt that they would reciprocate. Your wife enjoys the support of her mother and other family members within Onslow and clearly are able to manage matters without you.
The general principle is that hardship to an offender's family is not a mitigating circumstance. Imprisonment will, more often than not, cause hardship, sometimes serious hardship, to others. If hardship to others was routinely regarded as a mitigating factor, it would have a tendency to undermine the primary objective of sentencing, which is to impose a sentence commensurate with the seriousness of the offence. Moreover, to treat an offender who has dependents more leniently than one who does not has the tendency to defeat the appearance of justice and be patently unjust.
However, there are exceptional cases where family hardship may be mitigating. The threshold of exceptional circumstances is self-evidently very high. It has been said that it is 'extraordinarily difficult to satisfy'. ... The circumstances of hardship must be so exceptional that 'it would be, in effect, inhuman to refuse to [afford leniency]'. It cannot be overlooked that in all cases in which it is submitted that exceptional circumstances apply, the gravity of the offence must be considered. The more serious the offence, the less capacity the court has to mitigate punishment having regard to hardship to an offender's family.
(citations omitted)
The fact that the appellant's wife and stepdaughter will be deprived of his income is a far from exceptional consequence when the breadwinner of a family is incarcerated. The appellant's inability to care for his wife and stepdaughter is also a common consequence of imprisonment. Those innocent family members who require care may have to rely on others for assistance. Sometimes that care will be far from ideal, but this does no amount to an exceptional circumstance.
The argument mounted by the appellant before the primary judge was, in effect, that his wife had high care needs and that no one else, apart from him, could provide that level of care. The onus on an offender who makes this claim is high, having regard to the threshold of exceptional circumstances. An offender will ordinarily be required to demonstrate that all reasonable alternative avenues have been explored and exhausted.
The consequences of a term of imprisonment on you and your family and the family unit is important and had regard by me. It's a factor that has weighed heavily in the ultimate sentencing consideration and the manner in which I've resolved to deal with this matter in the exercise of my discretion as a sentencing judge.
Structure of the partly suspended sentence Statutory provisions
A court that sentences an offender to a term of imprisonment ... of 60 months or less may order that the term ... be suspended for a period set by the court; but not more than 24 months.
In this Act a reference to the suspension of a term ... of imprisonment is a reference to a suspension of -
(a) the whole of the term ... ; or
(b) part of the term ...
(1) An offender sentenced to suspended imprisonment is not to serve any part of the imprisonment that is suspended unless -
(a) during the suspension period he or she commits an offence (in this State or elsewhere) the statutory penalty for which is or includes imprisonment; and
(b) a court makes an order under section 80.
(2) The suspension period begins on the day on which the sentence is imposed.
...
(4) An offender who is sentenced to suspended imprisonment is to be taken to be discharged from the sentence at the end of the suspension period.
Backdating a partly suspended sentence of imprisonment
(2) Alternatively, if that is not the meaning of the term 'imposed', then s 77(2) cannot, and need not, operate in accordance with its terms in relation to a partly suspended term of imprisonment. Rather, a partly suspended imprisonment order will, by its nature, identify the day on which the suspension period begins.[37]
The court held that, on either approach, a partly suspended imprisonment order begins on the day on which the suspended term of imprisonment takes effect, namely immediately following the completion of the immediate component of the term.[38]
I consider it in your interests and the community's interests that you be released after you've served one year of the required term in custody and the balance of two years thereafter be suspended for one year upon your release; that is to say, suspended two years from today.
...
Mr Evans, just to confirm the sentence, you've been sentenced to a term of imprisonment of three years. It's backdated to 26 October and after you've served one year you will then be released. The balance of two years is suspended for two years from today.
(emphasis added)
Partially Suspended Imprisonment
Term Imposed : 3 Years
To Be Released After Serving : 1 Year
Imprisonment Term Suspended : 2 Years
Suspended Term : 1 Year
Start Date : 26 October 2018
Maximum penalty and customary sentencing standards
For offences under s 304(1), the nature and seriousness of the offender's act and the severity and other circumstances of the endangering of the victim's life, health or safety will be relevant to an assessment of the offender's criminality, as will the potential consequences of the offender's conduct.
(1) In February 2019, after the appellant exhausted his paid leave entitlements with Onslow Salt, the appellant was granted leave without pay. At this time, the company terminated payments of the family's housing in Onslow, private health insurance and the stepdaughter's boarding school fees.
(2) The appellant's partner and 5-year-old son moved in with the partner's mother.
(3) The appellant's stepdaughter is attending school, and living with her maternal grandfather, in Perth (the appellant and his partner being unable to afford the fees for her boarding school).
(4) The appellant's partner began drinking heavily and was unable to continue her employment after the appellant's incarceration.
(5) The appellant's partner suffered from a serious coronary event in April 2019, and was admitted to Royal Perth Hospital for 4 days. The District Medical Officer at Onslow Hospital considers that her mental health is likely to have induced the worsening of her physical health. She is being driven to medical appointments in Perth by her father.
In the event that [the appellant] remains in custody until October, this is too long a period of time for his position to be held open and his position will be advertised.
Given the continued availability of his employment at Onslow Salt, the appellant's rehabilitation would be best served by the imposition at this time of a sentence other than immediate imprisonment.
(1) under pt 11, impose suspended imprisonment and order the release of the appellant;
(2) under pt 12, impose conditionally suspended imprisonment and order the release of the appellant; or
(3) under pt 13, impose a term of immediate imprisonment on the appellant.
Section 39(3) of the Sentencing Act requires that the court must not use one of these options unless satisfied, having regard to div 1 of pt 2, that it is not appropriate to use an option listed before that option.
(1) The appellant's application in an appeal filed on 3 May 2019, seeking leave to adduce additional evidence in the appeal, is granted.
(2) The appellant's application in an appeal filed on 8 May 2019, seeking leave to amend his grounds of appeal and to adduce additional evidence in the appeal, is granted.
(3) Paragraphs 17, 21, 22 and 37 of the affidavit of Neil French sworn 6 May 2019 are struck out.
(4) Leave to appeal on grounds 1, 2 and 3 is refused.
(7) The sentence imposed by the District Court of Western Australia on Indictment KAR 52 of 2017 is set aside, and there is substituted a sentence of 18 months' imprisonment, conditionally suspended for 12 months with a programme requirement and a supervision requirement.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[2] Trial ts 330, 331 read with the evidence at trial ts 147 and 160.
[7] That finding appears at trial ts 341.
[23] R v Olbrich [1999] HCA 54; (1999) 199 CLR 270.
[24] Rowsell v The State of Western Australia [2015] WASCA 2 [17].
[29] Anderson v The State of Western Australia [No 3] [2014] WASCA 190 [96] - [97].
[33] SBJ v The State of Western Australia [2019] WASCA 32.
[40] Section 31(4)(a) of the Criminal Appeals Act 2004 (WA).
[42] Rule 49(6) of the Criminal Procedure Rules 2005 (WA).
[43] The State of Western Australia v Maee [2018] WASCA 53.
[45] Narrier v The State of Western Australia [2011] WASCA 193.
[46] Bolton v The State of Western Australia [2012] WASCA 2.
[47] Colbung v The State of Western Australia [2013] WASCA 257.
[48] Roberts v The State of Western Australia [2014] WASCA 239; (2015) 249 A Crim R 154.
[49] Grenfell v The State of Western Australia [2018] WASCA 31.
[50] The State of Western Australia v BLM [2009] WASCA 88; (2009) 40 WAR 414 [134] - [137]; Kaokula v The State of Western Australia [2016] WASCA 198 [63]; Chikonga v The State of Western Australia [2017] WASCA 34 [24].
[52] See the summary in Penny v The State of Western Australia [2016] WASCA 52 [33] - [40], the decisions referred to in footnote 50 above, McAllister v The State of Western Australia [2017] WASCA 183, Ugle v The State of Western Australia [2018] WASCA 16, Darroch v The State of Western Australia [2018] WASCA 114 and DKN v The State of Western Australia [2018] WASCA 87.
[53] See the discussion in Spirovski v The State of Western Australia [2017] WASCA 230 [41] - [43].
[55] See, for example, Harrison v The State of Western Australia [2009] WASCA 58 [29]; R v Speechley [2012] NSWCCA 130; (2012) 221 A Crim R 175 [110] - [114]; Wragg v The State of Western Australia [2013] WASCA 198 [40] and Hamid v The Queen [2019] VSCA 5 [47] - [49] and cases there cited.
[56] At the hearing of the appeal, the court struck out paragraphs 18, 22, 28 and 29 of the affidavit.
[57] The respondent objects to paragraphs 17, 21, 22 and 37 of the affidavit, and the appellant agrees to those paragraphs being struck from the affidavit. Those objections are properly made, and we would strike out those paragraphs.
[59] Affidavit of Neil French sworn 6 May 2019, annexure A.
[60] R v De Simoni (1981) 147 CLR 383, 389; Chiro v The Queen [2017] HCA 37; (2017) 260 CLR 425 [44], [72]; SV v The State of Western Australia [2014] WASCA 123 [137]; Shi v The Queen [2014] NSWCCA 276; (2014) 246 A Crim R 273 [45] - [48].
(2017) 260 CLR 425
(1981) 147 CLR 383
(1999) 199 CLR 270
(2009) 40 WAR 414