[2018] WASCA 212
General information, not legal advice.
Court of Appeal (WA)
2018-11-30
Martin CJ
Original judgment source is linked above.
The application area has been highlighted as part of a macro habitat corridor defined in the Western Australian South Coast Macro Corridor Network (Department of Conservation and Land Management, 2006) and as it falls within a highly cleared landscape, the vegetation proposed to be cleared is likely to be significant for the movement of endemic fauna through the landscape.
The application area contains habitat for fauna of conservation significance, forms part of an ecological linkage and is located within an extensively cleared landscape, given this it is at variance to this dealing principle.
(b) Native vegetation should not be cleared if it comprises the whole or a part of, or is necessary for the maintenance of, a significant habitat for fauna indigenous to Western Australia.
A confirmed Carnaby's cockatoo roost site has been mapped 10 kilometres south west of the application area and the area under application has been mapped as an unconfirmed feeding site for Carnaby's cockatoo. Areas mapped as unconfirmed feeding sites are areas of remnant vegetation in the Jarrah Forest IBRA Bioregion that may provide important feeding resources for Carnaby's cockatoo. These areas were mapped based on the presence of vegetation types that Carnaby's cockatoo show preference for when choosing a food source.
Mattiske Consulting (2013) conducted a fauna survey of the application area during which Baudin's cockatoos were observed feeding within the application area, evidence of forest red-tailed black-cockatoo feeding was recorded and individuals were observed near the application area and numerous calls consistent with Carnaby's cockatoo were heard. Two potential nest hollows were recorded adjacent to the application area and one of these was chewed and worn, showing signs of recent use. Given the time of year it is likely that the species utilising the hollow is the forest red-tailed black-cockatoo (Mattiske Consulting, 2013).
The Carnaby's cockatoo recovery plan (DEC, 2012) summarises habitat critical to the survival for Carnaby's cockatoos as:
The recovery plan also states, 'Success in breeding is dependent on the quality and proximity of feeding habitat within 12 kilometre of nesting sites. Along with the trees that provide nest hollows, the protection, management and increase of this feeding habitat that supports the breeding of Carnaby's cockatoo is a critical requirement for the conservation of the species' (DEC, 2012).
As the application area falls adjacent to two potential nest sites, is within 10 kilometres of a third, has been observed to be feeding habitat and falls within 700 metres of a major watercourse, the application for fills [sic] all three habitat requirements deemed critical to Carnaby's cockatoo survival.
Stands of Agonis flexuosa have been identified within the application area, this species is synonymous with habitat for western ringtail possums. The fauna survey of the application area (Mattiske Consulting, 2013) recorded western ringtail possum scats at various locations within lot 50. The majority of these scats were recorded within Eucalyptus forests and given the time of year, it is likely that the scats were from male individuals moving through the landscape.
The application area has been mapped within strategic zone B of the Western Australian South Coast Macro Corridor Network, and is surrounded by areas of strategic zone A (DEC, 2006). Zone A areas are defined as cells where large remnants (greater than 30 hectares) and protected areas create the most direct link between core habitat areas. Zone B cells were identified as having large areas (greater than 30 hectares) of woody vegetation and protected areas providing habitat linkages, but which did not create the most direct link between protected areas.
As the application area forms significant habitat for Calyptorhynchus banksii subsp. naso (forest red-tailed black-cockatoo). Calyptorhynchus baudinii (Baudin's cockatoo) and Calyptorhynchus latirostris (Carnaby's cockatoo), may form significant habitat for the dispersal of Pseudocheirus occidentalis (western ringtail possum) and has been classified as regionally significant for the movement of endemic fauna, the application is at variance to this clearing principle.
The CEO Assessment Report of 16 January 2014 including the Clearing Permit Assessment Report
After finding the proposal to be at variance to a number of the clearing principles, I have decided to refuse the application. The reasons for my decision are further explained in the attached decision report.
The application is to clear up to 13 hectares of native vegetation for the purposes of pasture, grazing and increasing the catchment of an existing dam.
The local area (10 kilometre radius) surrounding the application area retains approximately 20 percent vegetation. The mapped Beard vegetation type and IBRA bioregion retain above the recommended level of 30 percent (Government of Western Australia, 2013), however as the local area retains below this level the application falls within a highly cleared landscape.
...
The application area has been highlighted as part of a macro habitat corridor defined in the Western Australian South Coast Macro Corridor Network (Department of Conservation and Land Management, 2006) and as it falls within a highly cleared landscape, the vegetation proposed to be cleared is likely to be significant for the movement of endemic fauna through the landscape.
...
The application area contains habitat for fauna of conservation significance, forms part of an ecological linkage and is located within an extensively cleared landscape, given this it is at variance to this clearing principle.
Three nature reserves are located within the local area (10 kilometre radius). Mt Mason and Bakers Junction nature reserve are located 2.7 kilometres south and 4.5 kilometres north west respectively and Two Peoples Bay nature reserve is located 8 kilometres east.
The application area has been highlighted as part of a macro habitat corridor defined in the Western Australian South Coast Macro Corridor Network (Department of Conservation and Land Management, 2006) and as it falls within a highly cleared landscape, the vegetation proposed to be cleared is likely to be significant for the movement of endemic fauna through the landscape.
As the vegetation under application is likely to be significant for the movement of fauna through the landscape it may form a linkage for genetic dispersal between the reserves to the south and north of the application area. The removal of which may impact on their long term environmental value.
Given the above, the clearing as proposed may be at variance to this principle.
The appellant's letter dated 6 February 2014 in support of its appeal to the Minister
The [CEO] refused the approval to the application because it was allegedly 'at variance' with a number of principles. Properly understood however, the proposed clearing is not at variance with any of the 10 principles outlined in Schedule 5 of the Act at all.
The following further criticisms can also be levelled at the [CEO's] decision making process.
Moreover, there are good reasons to support the proposal which may be stated as follows:
as has been specifically identified by Dr Mattiske in her report.
(a) ground 1: the assessment against Clearing Principle (a) was incorrect as it included fauna within its assessment of biodiversity;
(b) ground 2: the application area did not constitute significant fauna habitat;
(c) ground 3: the application area was not a significant remnant within an extensively cleared landscape; and
(d) ground 4: the assessment against Clearing Principle (h) was inconsistent with the assessment undertaken in relation to a previous application.
Consultation between the Appeals Convenor's Office and the appellant and others
As I have not heard from you following our meeting on 1 April, I thought it appropriate to give you an update on the status of the investigation of your client's appeal.
Given issues raised in the DER's assessment and your client's appeal with respect to listed fauna species that may be impacted by the proposed clearing, we have had officer level discussions with WA Museum regarding the black cockatoo species, and the Department of Parks and Wildlife regarding black cockatoo species and western ringtail possums (WRP). By way of summary, the feedback from these discussions was consistent with the DER's assessment of the proposed clearing - that is, the area proposed to be cleared appears to be part of significant habitat for black cockatoos and WRP.
If your client would like to submit any further information in respect to the appeal, it would be appreciated if this is done by Monday 28 April. I propose to conclude a draft report on the appeal for the Appeals Convenor's consideration by 2 May 2014.
Please let me know if you have any questions. (emphasis added)
Infrequent use of an item of bush, to the extent identified by the author of the [DER] report, is not a 'habitat' let alone a significant one.
The Appeals Convenor's Report of 21 May 2014 to the Minister
Background
This report relates to an appeal lodged by Erujin Pty Ltd in objection to the refusal of the Department of Environment Regulation (DER) to grant clearing permit CPS 5738/1 (clearing permit). Erujin Ply Ltd applied to clear up to 13 hectares (ha) of native vegetation on Lot 50 Kalgan Road, City of Albany, for the purposes of pasture and dam expansion.
Grounds of appeal
The applicant submitted that the DER erred in its decision to refuse the clearing permit, specifically with regard to its assessment of clearing principles (a) high level of biological diversity; (b) significant habitat for fauna indigenous to Western Australia; (e) significant as a remnant of native vegetation in an extensively cleared landscape, and (h) adjacent or nearby conservation areas.
Appeal findings
The [appellant] submitted that the [CEO] erred in [his] decision to refuse the clearing permit, specifically with regard to [his] assessment of clearing principles (a), (b), (e) and (h). The [appellant] was concerned that the [CEO's] assessment of clearing principle (a) incorrectly included fauna within the assessment of biodiversity; that the application area does not constitute significant habitat for fauna under clearing principle (b); that the application area does not constitute a significant remnant within an extensively cleared landscape under clearing principle (e); and that the [CEO's] assessment of the current application is inconsistent with [his] assessment of a prior application with regard to the impact of the clearing on nearby conservation areas [under clearing principle] (h).
The [appellant] contended that the [CEO's] interpretation of these clearing principles was incorrect, and led to an erroneous decision to refuse the clearing permit.
In considering a clearing matter, section 51O of [the Act] requires the Chief Executive Officer (CEO) of the DER to have regard to the clearing principles and to any planning instrument, or other matters that the CEO considers relevant.
With respect to the clearing principles, the DER assessed the proposed clearing against the clearing principles and found that the clearing is at variance to principles (a), (b), (e), and may be at variance to clearing principle (h) (Appendix 1).
Advice received from the WA Museum at officer level confirmed the DER's advice regarding the environmental values of the site under appeal. Specifically, the WA Museum confirmed that two black cockatoo nest sites were identified on the [appellant's] property, and that given the extent of clearing in the local area the native vegetation under application is likely to be significant habitat. It was also observed that the values of the native vegetation to cockatoo species was present despite the absence of understorey vegetation.
The DER also noted that the Environmental Protection Authority's (EPA) Environmental Protection of Native Vegetation in Western Australia Position Statement No. 2 (PS2) contains guidelines for the protection of native vegetation within the 'agricultural area'. The application area falls within this zone. Specifically, PS2 states that 'any further reduction in native vegetation through clearing for agriculture cannot be supported' in the agricultural area and that '[a]ll existing remnant native vegetation should be actively managed by landholders and managers so as to maintain environmental values' ('Clearing of Native Vegetation, with particular reference to the Agricultural Area' (Position Statement No. 2) (Environmental Protection Authority, 2000) pp. 7-8).
Officer level advice from [the Department of Parks and Wildlife (DPaW)] confirmed the DER's advice regarding the significance of the application area for [Western ringtail possum (WRP)] populations. DPaW advised that WRP communities take time to move between woodland areas, particularly for female WRP, who travel more slowly than male WRP. It is noted that DPaW officers observed that large distances between suitable habitats may threaten WRP communities, and also increases the risk of predation from other species. More generally, DPaW officers noted that given the decrease in WRP populations in other parts of the South West, such as Manjimup and Dunsborough/Busselton, the WRP population in and around Albany may play an increasingly critical role in the survival of the species.
The applicant also submitted that around 34 percent of native vegetation remains in the ARVS bioregion, and that the current clearing application should be considered in this bioregional context. It is noted that the Commonwealth National Objectives and Targets for Biodiversity Conservation 2001-2005 (2001) recognises that the retention of 30 per cent or more of the pre-clearing extent of each ecological community is necessary if Australia's biological diversity is to be protected. It is also noted that this is the threshold level, below which species loss appears to accelerate exponentially ('Clearing of Native Vegetation, with particular reference to the Agricultural Area' (Position Statement No. 2) (Environmental Protection Authority, 2000) pp. 8-9). As noted by the DER, the level of 30 per cent representation within a bioregion does not consider the effect of habitat fragmentation and isolation.
Given the above, it is considered that the native vegetation proposed to be cleared forms part of a significant habitat for listed fauna species. As such, it is considered the DER was justified in refusing to grant the clearing permit.
Having regard to the issues raised in the appeal, the purpose of the proposed clearing, the advice from the DER, the WA Museum and DPaW, and the information obtained in discussion with the applicant, it is considered that the native vegetation the subject of this appeal possesses important roosting, nesting and foraging values for Carnaby's cockatoo, and habitat values for WRP.
As remnant vegetation, it is considered that the application area is significant as WRP habitat, and particularly the ability of the local population to move to other vegetation patches on the site. It is therefore considered that removing this remnant may adversely affect the ability of WRP to survive in this area.
Having regard to the foregoing, it is considered that the DER was justified in its decision to refuse the clearing permit. It is therefore recommended that the appeal be dismissed.
The package consisted of:
(1) a one page memorandum from the Appeals Convenor to the Minister setting out the identifying details of the appeal and a list of attachments;
(2) a one page 'appeal summary sheet' summarising the background, grounds of appeal, and findings and recommendation of the Appeals Convenor;
(3) the Appeals Convenor's [Report];
(4) the CEO's report to the Minister, with some but not all of the attachments to that report (the attachments given to the Minister included Erujin's application for a clearing permit, two reports from Dr Mattiske, the letter from the CEO advising Erujin of the refusal of the permit, and the Clearing Permit Decision Report);
(5) a covering letter; and
(6) a draft of a letter from the Minister to Erujin advising that the appeal had been dismissed [56].
The Minister's letter dated 3 June 2014 dismissing the appeal
The issues raised in objection to the DER's decision are addressed in the Appeals Convenor's report. I understand that you questioned the DER's reasoning regarding its assessment of your application in relation to the clearing principles listed in Schedule 5 of the Act.
Specifically, the DER assessment of your application concluded that the clearing of this area would be, or may be, at variance to four out of the ten clearing principles. In the view of the DER, the area proposed to be cleared contains significant habitat for three black cockatoo species and western ringtail possum, particularly given that the surrounding area is highly cleared.
The DER also noted advice from the Department of Parks and Wildlife that the clearing may lead to a reduction in connectivity in the coastal macro corridor.
I also note the Appeals Convenor's report which outlines that the native vegetation proposed to be cleared appears to be part of significant habitat for fauna, including for listed species, and is likely to be a corridor for western ringtail possum.
In considering your appeal, I am required to take into account the environmental issues raised by the proposed clearing. In this case, while I acknowledge the vegetation proposed to be cleared contains limited understorey, it retains important habitat function for black cockatoos and western ringtail possum. I am therefore of the view that the DER was justified in determining not to grant the permit. It follows that I have dismissed your appeal.
Some general observations in relation to both Appeal CACV 23 of 2017 and Appeal CACV 24 of 2017
Appeal CACV 23 of 2017: the grounds of appeal
In ruling as not invalid the decision (the Minister's Decision) by the First Respondent (the Minister) under s 107(2) of the Environmental Protection Act 1986 (EP Act) to dismiss an appeal (the Appeal) by the Appellant (Erujin) from a refusal pursuant to s 51E(5)(b) by the CEO of [Erujin's] application under s 51E(1) for a permit to clear native vegetation (the Application), the learned trial Judge erred in law by failing to rule that each of the following, alternatively some or all of the following collectively, invalidated the Minister's Decision for lack of compliance with the EP Act:
1.1 The Appeals Convenor's and the Minister's acceptance that the proper interpretation [of] Clearing Principle (a), for the purposes of s 51O(2) - (3) and clause 1 of Schedule 5 of the EP Act (the Clearing Principles) is that 'biological diversity' includes fauna.
1.2 The Appeals Convenor's and the Minister's acceptance that the proper interpretation [of] Clearing Principle (e), for the purposes of s 51O(2) - (3) and clause 1 of Schedule 5 of the EP Act is that 'significant as a remnant of native vegetation' includes fauna considerations.
1.3 The Minister's reliance on a report prepared pursuant to s 106(l)(d) EP Act by the Appeals Convenor, which report was not compliant with the EP Act because:
1.3.1 [The] Appeals Convenor's report omitted an appraisal or summary of, and a copy of, the report of Dr Mattiske, which report formed part of the exercise of the appellant's statutory right to appeal, in circumstances that:
(a) Dr Mattiske's investigation for her evidence and report constituted only expert investigation of matters and the principal expert opinion on matters relevant to the Application; and
(b) Dr Mattiske's report included the following relevant to Clearing Principles (a), (b), (e) and (h);
(i) Of the 13.24 ha within the Application area, only 0.06 ha was 'good' and the rest 'degraded' and that 'good' is below middle-order condition, surpassed by 'pristine', 'excellent' and 'very good', and only 0.003% of remaining 'vegetation Unit 10' are to be cleared;
(ii) The Application was unlikely to be at variance with Clearing Principle (a), for reasons she gave;
(iii) No tree hollows suitable for cockatoo nesting were affected by the Application;
(iv) The clearing proposed by the Application is likely to have minimal impacts on the biological values in the area;
(v) The Application was unlikely to be at variance with Clearing Principle (b), for reasons she gave;
(vi) The Application was unlikely to be at variance with Clearing Principle (e), for reasons she gave; and
(vii) The Application was unlikely to be at variance with Clearing Principle (h), for reasons she gave.
1.3.2 [T]he Appeals Convenor's report, in reporting to the Minister that the Application was at variance with Clearing Principles (a), (b) and (e), omitted reporting the matters in paragraph (b)(i) above, and instead reported that 'The DER specifically found that the vegetation is in degraded to good condition'.
1.3.3 Where Dr Mattiske's report or the Appeal grounds addressed issues, the Appeals Convenor's report failed to include findings of fact and opinion on those issues independently of the findings made by the CEO and the Department (DER) of which the CEO is chief executive officer, but instead:
(a) adopted, without assessment, DER's views that the Application was at variance with each of Clearing Principles (a), (b), (e) and may be at variance with Clearing Principle (h);
(b) adopted, without assessment, DER's opinion on the interpretation of Clearing Principle (a);
(c) as to Clearing Principle (a), deferred to DER assessments of remaining vegetation; significance of the presence of cockatoos and a macro corridor; and the presence of a critical habitat for (unnamed) fauna.
(d) As to Clearing Principle (b), deferred to DER's assessments that the Application was at variance with Clearing Principle (b) in that certain fauna species had been recorded within 10 km of the Application area and formed a 'significant' habitat for them and other species; and the Application area formed part of a regionally significant ecological linkage.
(e) As to Clearing Principle (e), deferred to DER views that the Application area was 'significant as a remnant of native vegetation';
(f) As to Clearing Principle (h), deferred to DER views that 10 km was an appropriate quantification of 'adjacent or nearby'.
Appeal CACV 23 of 2017: the merits of the grounds of appeal
I have concluded that a failure on the part of the CEO to interpret and apply the provisions of s 51O and sch 5 of the Act correctly does not invalidate a decision to grant or refuse a clearing permit. My reasons are as follows.
First, when regard is had to the language used in s 51O(2) and sch 5 and the overall context and structure of pt V of the Act the clearing principles are not of such central and fundamental importance that a failure to interpret and apply them correctly should be taken as resulting in invalidity. Neither s 51O nor sch 5 provide that an application for a clearing permit must be granted if the clearing of the native vegetation does not offend one of the clearing principles. In making a decision on a clearing matter the CEO must have regard to planning instruments and other matters that he or she considers relevant (s 51O(4)) and he or she may make a decision that is seriously at variance with the clearing principles: s 51O(3). Section 51P provides that in considering an application for a clearing permit or an application to amend a permit the CEO 'shall ensure that the clearing permit or its amendment is consistent with any approved policy'. The use of the words 'shall ensure' in s 51P is to be contrasted with the words 'have regard to' in s 51O and suggests that the legislature intended that consistency with approved policy is a consideration that ranks higher than the evaluation of the applicability of the clearing principles in the process of determining an application for a clearing permit. By referring to these matters I am not to be taken as suggesting that the clearing principles are not important matters but, seen in the context of the other provisions of pt V, they do not occupy a position of such centrality in the statutory scheme that it can be said that their proper interpretation and application is an 'essential preliminary' to the exercise of the power to grant or refuse a clearing permit.
Second, the principles set out in sch 5 require the CEO to make evaluations that are in part objective and in part subjective. Whilst s 51O does not contain an express direction to the CEO to take into account policy when evaluating whether the clearing of native vegetation will infringe the clearing principles, the process of evaluation will, however, involve consideration of contestable propositions influenced by policy considerations on which there is likely to be room for widely differing opinions. As the majority observed in Project Blue Sky at [95], when a legislative provision directs that a power or function be carried out in accordance with matters of policy, ordinarily the better conclusion is that the direction goes to the administration of a power or function rather than to its validity. The significance of matters of policy in the context of the clearing principles is a matter that supports the conclusion that a failure to interpret and apply them correctly will not invalidate the exercise of the power to grant or refuse a clearing permit.
Third, though I consider this is a factor of lesser significance, I accept the respondents' submission that, given there are a high volume of applications for clearing permits, public inconvenience would result if a failure to apply the clearing principles invalidated a decision of the CEO [179] - [182]. (original emphasis)
(a) neither the Appeals Convenor nor the Minister construed Clearing Principle (a) or Clearing Principle (e); and
(b) in any event, any misconstruction of the Clearing Principles would not result in the invalidity of the Minister's decision,
makes it unnecessary to consider the proper construction of Clearing Principle (a) or Clearing Principle (e).
(a) the better view is that the word 'comprises' in Clearing Principle (a) means, in context, 'contains';
(b) if, as we think is the case, 'it comprises' in Clearing Principle (a) means 'it contains', then 'biological diversity', within Clearing Principle (a), includes fauna as well as flora;
(c) his Honour's conclusion is consistent with the definition of 'environment' in s 3(1) of the Act, which means, amongst other things, 'living things'; and
(d) his Honour's conclusion promotes the express objects in s 4A of the Act, in particular, the protection of the environment and the conservation of biological diversity (which section 4A states 'should be a fundamental consideration').
First, the Minister is not required to give personal consideration to all relevant materials. Second, in this case, as a matter of fact I am not satisfied that the Minister did not give personal consideration to the relevant materials [128].
Erujin also complains that the Minister did not personally have regard to 'the actual material' considered by both the CEO and the Appeals Convenor. The 'actual material' to which it is said the Minister did not have regard is not identified. To the extent the 'actual material' was included in the Minister's package I reject the complaint for the reason just given, namely, that there is no evidence that the Minister did not consider the material.
To the extent that Erujin's complaint rests upon the proposition that the 'actual material' not considered by the Minister comprised those attachments to the CEO's report that were not provided to the Minister, I make the following observations.
First, by the time of the appeal the advertisement of Erujin's clearing permit application, the Preliminary Assessment Report and the refusal letter were of no or very limited relevance. The contents of the Preliminary Assessment Report were included in the Clearing Decision Report.
Second, I accept the respondents' submission that Mr McKellar's submissions in response to the Preliminary Assessment Report were overtaken by his submissions on appeal.
Third, the Clearing Permit Guide and the Cockatoo Recovery Plan contain information possessed by the Department that is to be treated as the Minister's own knowledge in accordance with the observations of ... Brennan J in Peko-Wallsend, to the effect that the collective knowledge, experience and expertise of those who serve the Crown and the Minister's department are to be treated as the Minister's own knowledge and expertise.
Fourth, the relevant content of the emails between Ms Crawford and Mr Utber had been summarised in the material provided to the Minister and there was no necessity to provide the Minister with copies of the communications. [152] - [157]
(a) s 109(1)(a) and s 109(1)(aa), as applied by s 107B(1), oblige the Appeals Convenor to consult with the CEO and the appellant and permit the Appeals Convenor to consult with such other persons as he or she considers necessary;
(b) s 109(1)(b), as applied by s 107B(1), provides that in considering an appeal the Appeals Convenor shall act according to equity, good conscience and the substantial merits of the case, without regard to technicalities or legal forms, shall not be bound by any rules of evidence and may conduct his or her enquiries in whatever manner he or she considers appropriate;
(c) s 109(3), as applied by s 107B(1), obliges the Appeals Convenor to make findings and recommendations in respect of the appeal and to report to the Minister on those findings and recommendations; and
(d) s 109(3), as applied by s 107B(1), requires the Minister to have regard to those recommendations.
On 1 April 2014, I attended a meeting with the Applicant. The meeting was attended by Mr Clement and me on behalf of the OAC, and by Mr Armstrong, Mr McKellar, Dr Libby Mattiske and a woman named Kelly, whose surname I cannot recall, on behalf of the Applicant.
I do not have a detailed recollection of the meeting. However, I do recall that during the meeting, Mr Clement and I went through the DER Report and discussed the clearing principles referred to in that report.
Mr McKellar, and Dr Mattiske raised comments and objections. Most of their comments related to their interpretation of the clearing principles.
After the meeting I wrote a file note recording what occurred at the meeting [18] - [21].
The appellant (as represented by [Mr McKellar]) challenged the DER's interpretation of the clearing principles, and prioritised issues surrounding this issue. The meeting therefore focused primarily on matters of interpretation.
At this point two matters may be noted. First, Dr Mattiske included in her observations the suggestion made by unidentified zoologists that the presence of possum scats raised the possibility that Western Ringtail Possums crossed the areas to be cleared in the course of seasonal movement as opposed to reflecting that the possums lived in the vegetation to be cleared, though that possibility was left open. Second, Dr Mattiske's approach in her report was to record the findings of Ms Francesconi and Mr Kirkby and draw her own conclusions about the value of the vegetation to be cleared for the purpose of the two species [73].
It is apparent from these passages of the Preliminary Assessment Report that the author has taken the findings of the fauna survey set out in the Dr Mattiske's July 2013 report (including the possibility that the vegetation is used by Western Ringtail Possum in the course of seasonal movement) and considered those findings in the context of the Western Australian South Coast Macro Corridor Network (the Macro Corridor Report) and the Carnaby's Cockatoo Recovery Plan (the Cockatoo Recovery Plan) and reached conclusions that differ from those of Dr Mattiske [75].
[T]he Clearing Permit Guide and the Cockatoo Recovery Plan contain information possessed by the Department that is to be treated as the Minister's own knowledge in accordance with the observations of ... Brennan J in Peko-Wallsend, to the effect that the collective knowledge, experience and expertise of those who serve the Crown and the Minister's department are to be treated as the Minister's own knowledge and expertise [156].
Appeal CACV 24 of 2017: the grounds of appeal
In ruling that the Appellant had not been denied procedural fairness in the course of an appeal (the Appeal) under s 101A(l)(a) of the Environmental Protection Act 1986 (EP Act) from a refusal by the CEO under s 51E(5)(b) of the Appellant's application under s 51E(1) for a permit to clear native vegetation (the Application), the learned trial Judge erred in law by failing to rule that each of the following, alternatively some or all of the following collectively, constituted a breach by the Appeals Convenor and the Minister of their duties of procedural fairness in the application of Part VII of the EP Act:
Relevant material effectively withheld from Minister
1.1 The Appeals Convenor omitted from her report to the Minister an appraisal or summary of, and a copy of, the expert evidence and report of Dr Mattiske, in circumstances that:
(a) Dr Mattiske's investigation for her evidence and report constituted the only expert investigation of matters and the principal expert opinion on matters relevant to the Application; and
(b) Dr Mattiske's report included the following relevant to Clearing Principles (a), (b), (e) and (h) under clause 1 of Schedule 5 of the EP Act (Clearing Principles):
(i) Only 0.06ha of relevant vegetation was in 'Good' condition and the remainder was 'Degraded' or 'Completely Degraded' and only 0.003% of 'vegetation Unit 10' was to be cleared;
(ii) The Application was unlikely to be at variance with Clearing Principle (a), for reasons she gave;
(iii) No tree hollows suitable for cockatoo nesting were affected by the Application;
(iv) The clearing proposed by the Application is likely to have minimal impacts on the biological values in the area;
(v) The Application was unlikely to be at variance with Clearing Principle (b), for reasons she gave;
(vi) The Application was unlikely to be at variance with Clearing Principle (e), for reasons she gave; and
(vii) The Application was unlikely to be at variance with Clearing Principle (h), for reasons she gave,
and thereby denied the Appellant a hearing by the Minister on those relevant matters.
1.2 The Appeals Convenor, in reporting to the Minister that the Application was at variance with Clearing Principles (a), (b) and (e), failed to report to the Minister the evidence of Dr Mattiske that:
(a) of the 13.24 ha within the Application area, only 0.06 ha was 'good' and the rest 'degraded' and that 'good' is below middle-order condition, surpassed by 'pristine', 'excellent' and 'very good'; or
(b) Only 0.003% of 'vegetation Unit 10' was to be cleared;
and thereby denied the Appellant a hearing by the Minister on those relevant matters.
1.3 The Appeals Convenor omitted from her report an explanation and appraisal of the contested proper interpretation Clearing Principle (a), for the purposes of s 51O(2) - (3) and clause 1 of Schedule 5 of the EP Act (the Clearing Principles), namely whether 'biological diversity' includes fauna, and thereby denied the Appellant a hearing by the Minister on those relevant matters.
Appeals Convenor obtained under-informed advice from third parties
1.4 The Appeals Convenor, having consulted with other persons, namely Dr Atkins and Mr Johnstone, pursuant to s 109(l)(aa) of the EP Act, and failing to inform those other persons that Dr Mattiske had given an expert report on the issues upon which those other persons were consulted, reported to the Minister that the Application area:
(a) was important for cockatoo nesting, roosting and foraging;
(b) was significant for western ringtail possum habitat,
and thereby denied the Appellant a fair hearing by the Minister on those relevant matters.
Biased deference to DER
1.5 Whereas Dr Mattiske's report or the Appeal grounds addressed issues, the Appeals Convenor failed to make findings of fact and opinion on those issues independently of the findings made by the CEO and the Department (DER) of which the CEO is chief executive officer, but instead:
(a) adopted, without assessment, DER's views that the Application was at variance with each of Clearing Principles (a), (b), (e) and may be at variance with Clearing Principle (h);
(b) adopted DER's opinion on the interpretation of Clearing Principle (a);
(c) as to Clearing Principle (a), deferred to [DER's] assessments of remaining vegetation; significance of the presence of cockatoos and a macro corridor; and the presence of a critical habitat for (unnamed) fauna.
(d) As to Clearing Principle (b), deferred to DER's assessments that the Application was at variance with Clearing Principle (b) in that certain fauna species had been recorded within 10 km of the Application area and formed a 'significant' habitat for them and other species; and the Application area formed part of a regionally significant ecological linkage.
(e) As to Clearing Principle (e), deferred to [DER's] views that the Application area was 'significant as a remnant of native vegetation';
(f) As to Clearing Principle (h), deferred to [DER's] views that 10 km was an appropriate quantification of 'adjacent or nearby',
and thereby failed to provide the Minister with a considered independent report on the Appeal.
Failure to allow Appellant opportunity to respond
1.6 The Appeals Convenor reported to the Minister advices from other persons, namely Atkins and Johnstone and Utber, that:
without allowing the Appellant an opportunity to respond to that advice.
1.7 The Appeals Convenor, in reporting to the Minister that the Application would be at variance with Clearing Principle (e) by reason of its effect on fauna failed to allow the Appellant an opportunity to be heard on:
(a) Clearing Principle (e); and
(b) whether fauna was relevant to Clearing Principle (e).
Appeal CACV 24 of 2017: the merits of the grounds of appeal
(a) the primary judge found, and was entitled to find, that Dr Mattiske's report of July 2013 was provided to the Minister and, to the extent that Dr Mattiske's report was relied upon by the appellant in its appeal to the Minister, the report was adequately dealt with by the Appeals Convenor in the Appeals Convenor's Report; and
(b) there was no material error in the Appeals Convenor's assessment of and report as to the extent or condition of the vegetation.
It is in this sense that one may state that 'the common law' usually will imply, as a matter of statutory interpretation, a condition that a power conferred by statute upon the executive branch be exercised with procedural fairness to those whose interests may be adversely affected by the exercise of that power (Re Refugee Review Tribunal; Ex parte Aala [2000] HCA 57; (2000) 204 CLR 82 at 100 - 101 [39] - [41]). If the matter be understood in that way, a debate whether procedural fairness is to be identified as a common law duty or as an implication from statute proceeds upon a false dichotomy and is unproductive [97].
(b) the practical context in which the decision-maker is to exercise the power.
Fairness is not an abstract concept. It is essentially practical. Whether one talks in terms of procedural fairness or natural justice, the concern of the law is to avoid practical injustice [37].
See also Warkworth Mining Ltd v Bulga Milbrodale Progress Association Inc.[20]
(a) tree hollows should be preserved for cockatoo nesting and surrounding vegetation should be preserved for cockatoo foraging, falsely implying to the Minister that the appellant proposed to clear the trees containing hollows and surrounding vegetation;
(b) the subject vegetation was used by possum as a corridor; and
(c) a macro-corridor for fauna was at risk from the application,
without allowing the appellant an opportunity to respond to that advice.
Non-disclosure of Mr Utber's email
Erujin submitted that the 'opinion evidence' of Mr Utber about the Macro Corridor was not disclosed by the CEO or the Appeals Convenor and this non-disclosure meant Erujin was unable to produce evidence to rebut Mr Utber's opinion.
The respondents submitted that the substance of Mr Utber's opinion was disclosed in [the] Preliminary Assessment Report and the Clearing Permit Decision Report.
For ease of reference, I will set out again the relevant part of Mr Utber's email of 9 October 2013:
the only additional advice I will provide is with regard to the comment below about the property occurring in an extensively cleared landscape. The property occurs in Zone B of the Coastal Macro Corridor (see attached report) but is adjacent and partially 'land locked' by areas of Zone A (high connectivity). It is also immediately east of a vegetation pinch point due to the proximity to Oyster Harbour. Therefore further clearing in this area will lead to a reduction in connectivity through this part of the landscape.
Dr Mattiske's acknowledgment that the issue of the Macro Corridor had been signalled in general terms understated by a considerable margin the effect of the relevant passages of the Preliminary Assessment Report and the Clearing Permit Decision Report to which I have referred at [79]. Those passages articulate in clear and specific terms that the application area had been highlighted as a macro habitat corridor for threatened endemic species. The issue was identified as one Erujin was required to address both for the purposes of the original application and for the purposes of the appeal. And, in fact, Erujin did attempt to address this issue by means of Mr McKellar's submissions to the effect that the Departmental officers had interpreted the clearing principles incorrectly. On the basis of the findings I have made about the discussion that took place at the meeting on 1 April 2014, Erujin knew that the issue remained alive at the appeal stage. It was open to Erujin to put forward further material from Dr Mattiske on the topic of the significance of the macro corridor, but it did not do so.
The Appeal Convenor was not required to disclose Mr Utber's email: the substance of his view and the significance attached to it had been disclosed in clear terms to Erujin and its representatives and no unfairness or practical injustice flowed from the fact that it was not disclosed [93] - [97].
Non-disclosure of WA Museum advice - Mr Kirkby's advice
As I have noted, Dr Mattiske's July 2013 report relied upon the findings made by Mr Kirkby. The authors of the Preliminary Assessment Report and Clearing Permit Decision Report referred to Mr Kirkby's findings and considered them in the context of the Cockatoo Recovery Plan.
The gravamen of Mr Kirkby's views, as relayed to Ms Nabizadeh through Mr Johnstone and recorded in the draft email of 10 April 2014, was that foraging vegetation surrounding nesting hollows was regarded as important for black cockatoos and could itself be regarded as significant.
The passages taken from the Preliminary Assessment Report and [the]Clearing Permit Decision Report, set out at [79] above, identify the same matters: the reports identify the importance or significance of vegetation in which the cockatoos can forage (feeding habitat or foraging vegetation) being located near nesting hollows. Put differently, Mr Kirkby's reasoning for concluding that vegetation surrounding nesting hollows could itself be regarded as significant and the reasoning set out in the two reports is the same.
I am satisfied that Erujin's representatives were aware that an issue that might be resolved adversely to it was that the native vegetation could be regarded as significant habitat for cockatoos because of its proximity to the nesting hollows that had been identified by Mr Kirkby that meant the vegetation could be used by cockatoos for foraging.
In her email to Mr McKellar of 17 April 2014, Ms Nabizadeh disclosed to him that 'officer level' discussions had taken place with the WA Museum regarding the black cockatoo species and that the 'feedback' was consistent with the DER's assessment of the proposed clearing; that is, that the area proposed to be cleared appeared to be part of significant habitat for black cockatoos. I do not consider that it was necessary for Ms Nabizadeh to identify that it was Mr Kirkby who was the source of the officer level advice. I think that the position might have been different had Mr Kirkby expressed opinions to Dr Mattiske to the effect that the vegetation was not significant and had subsequently expressed a different view, but it is clear from Dr Mattiske's July 2013 report that the conclusion expressed in that report to the effect that the vegetation was not significant for cockatoos was Dr Mattiske's opinion and not that of Mr Kirkby.
In summary, Erujin was informed of the issue that might be resolved against it by the content of the DER reports, and those reports set out the reasoning that might lead to the adverse conclusion. Erujin was informed that the feedback from officers of the WA Museum was consistent with the DER's assessment.
I am satisfied that there was no unfairness and no practical injustice in not disclosing Mr Kirkby's advice.
In any event, as noted above, Dr Mattiske made a further submission on the issue of the significance of the vegetation for cockatoos, though the submission did not engage with the reasoning based on the Cockatoo Recovery Plan set out in the DER reports.
Non-disclosure of draft email of 10 April 2014
It follows from my conclusion that the non-disclosure of Mr Kirkby's advice did not involve a breach of procedural fairness that no unfairness resulted from the failure to send that part of the draft email that concerned Black Cockatoos to Erujin.
The draft email also raised the issue of the significance of the native vegetation for the Western Ringtail Possum species. The draft referred to the contents of Dr Mattiske's report on the subject of the Western Ringtail Possum and asked for additional guidance on the extent to which the vegetation was used by the species either as a resident population or as a corridor moving from one area to another. This part of the draft constituted a request for information on an issue identified in Dr Mattiske's July 2013 report and developed in the DER reports. The draft did not identify a new issue that might be resolved adversely to Erujin and self-evidently it did not contain new material. No unfairness or practical injustice resulted from the failure to disclose that part of the draft email that concerned the Western Ringtail Possum [103]-[112].
Non-disclosure of Dr Atkins' advice
The advice provided by Dr Atkins to Ms Nabizadeh did not raise an issue that was not also raised in either the Preliminary Assessment Report or in the Clearing Permit Decision Report. Those reports identified, in clear terms, that there was an issue about whether the vegetation to be cleared formed part of a corridor that enabled the movement of a threatened endemic species, and that the DER had formed a view adverse to Erujin on this issue. The requirements of procedural fairness did not necessitate the disclosure of Dr Atkins' advice.
The advice provided by Dr Atkins confirmed that the Western Ringtail Possum moved across the landscape and such movement is assisted if native vegetation, affording protection and habitat, is preserved and the distance between areas of such vegetation is not too great. This advice did not give rise to a new issue and did not identify new material adverse to Erujin's interests. The view that the vegetation formed part of the macro corridor was expressed in the Preliminary Assessment Report. That view was founded upon the possibility raised by Dr Mattiske, that the vegetation was crossed by Western Ringtail Possums in the course of seasonal movement; that is, the vegetation formed part of a corridor used by the species. Dr Atkins' advice reinforced that possibility. Dr Atkins' reference to a decline in the numbers of Western Ringtail Possums in other parts of the south-west of Western Australia is an observation that does no more than make the point that the species is threatened - a matter plain to all.
Ms Nabizadeh disclosed the substance of her discussions with Dr Atkins in her email to Mr McKellar sent on 17 April 2014. In that email she referred to Dr Atkins as an officer of DPaW but did not disclose his identity. The requirements of procedural fairness did not oblige her to do so.
In any event, and as noted at [92], Dr Mattiske did make a further submission on the issue of the significance of the vegetation for Western Ringtail Possums, but she did not engage with the reasoning in the DER reports [113] - [116].
No one reading the Preliminary Assessment Report informed by some understanding of the theory underpinning the Macro Corridor Report and the commentary in the Clearing Permit Guide would be under any misapprehension of the potential significance of native vegetation providing 'connectivity' in the context of clearing permit applications.
[T]he substance of [Mr Utber's] view and the significance attached to it had been disclosed in clear terms to Erujin and its representatives and no unfairness or practical injustice flowed from the fact that [his email] was not disclosed.
The eucalypt woodlands that provide nest hollows used for breeding, together with nearby vegetation that provides feeding, roosting and watering habitat that supports successful breeding.
(a) woodland sites known to have supported breeding in the past and which could be used in the future, provided adequate nearby food and/or water resources are available or are re-established; and
(b) in the non-breeding season, the vegetation that provides food resources as well as the sites for nearby watering and night roosting that enable the cockatoos effectively to utilise the available food resources.
(a) the advice provided 'did not raise an issue that was not also raised in either the Preliminary Assessment Report or in the Clearing Permit Decision Report' [113];
(b) the substance of the advice was disclosed by Ms Nabizadeh in her email of 17 April 2014 to the appellant's representative, Mr McKellar [115]; and
(c) in any event, Dr Mattiske made an additional submission on the issue raised by Dr Atkins, but she did not engage with the reasoning in the DER reports [116].
(a) there is no evidence that the Appeals Convenor or the Minister decided this issue adversely to the appellant;
(b) the appellant's contention was not raised in its appeal to the Minister; and
(c) the Appeals Convenor was entitled to deal with the appeal to the Minister as it had been formulated by the appellant.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[1] Craig v South Australia [1995] HCA 58; (1995) 184 CLR 163.
[3] University of Wollongong v Metwally [No 2] [1985] HCA 28; (1985) 59 ALJR 481, 483.
[4] Coulton v Holcombe [1986] HCA 33; (1986) 162 CLR 1, 7 - 8.
[5] Water Board v Moustakas [1988] HCA 12; (1988) 180 CLR 491, 497.
[6] Saeed v Minister for Immigration and Citizenship [2010] HCA 23; (2010) 241 CLR 252.
[7] Electrolux Home Products Pty Ltd v The Australian Workers' Union [2004] HCA 40; (2004) 221 CLR 309 [21].
[8] Momcilovic v The Queen [2011] HCA 34; (2011) 245 CLR 1 [43] (French CJ).
[9] Plaintiff S10/2011 v Minister for Immigration and Citizenship [2012] HCA 31; (2012) 246 CLR 636.
[10] Re Minister for Immigration and Multicultural Affairs; Ex parte Miah [2001] HCA 22; (2001) 206 CLR 57 [31] (Gleeson CJ & Hayne J).
[11] Minister for Immigration and Border Protection v WZARH [2015] HCA 40; (2015) 256 CLR 326 [55] (Gageler & Gordon JJ).
[12] National Companies and Securities Commission v News Corporation Ltd [1984] HCA 29; (1984) 156 CLR 296, 326 (Brennan J).
[13] Kioa v West [1985] HCA 81; (1985) 159 CLR 550, 612 (Brennan J).
[15] Duncan v Independent Commission against Corruption [2016] NSWCA 143 [693] (Basten JA; Bathurst CJ & Beazley P relevantly agreeing).
[16] Sharpe v Brown [1918] ArgusLawRp 103; [1918] VLR 678, 685 (Hood J).
[17] Graham v Baptist Union of New South Wales [2006] NSWSC 818 [31] - [37] (Young CJ in Eq).
[18] Marsh v Australian Capital Territory [2014] ACTSC 81; (2014) 288 FLR 116 [134] (Refshauge J).
[19] Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte Lam [2003] HCA 6; (2003) 214 CLR 1.
[20] Warkworth Mining Ltd v Bulga Milbrodale Progress Association Inc [2014] NSWCA 105; (2014) 86 NSWLR 527 [34] (Bathurst CJ, Beazley P & Tobias AJA).
[21] Kioa v West (587) (Mason J).
[22] Commissioner for Australian Capital Territory Revenue v Alphaone Pty Ltd [1994] FCA 1074; (1994) 49 FCR 576, 590 - 591 (Northrop, Miles & French JJ).
[23] Ex parte Lam [81], [83] (McHugh & Gummow JJ).
[24] SZBEL v Minister for Immigration and Multicultural and Indigenous Affairs [2006] HCA 63; (2006) 228 CLR 152 [32] (Gleeson CJ, Kirby, Hayne, Callinan & Heydon JJ).
[26] Apache Northwest Pty Ltd v Agostini [No 2] [2009] WASCA 231 (Buss JA) [218].
Citation : ERUJIN PTY LTD -v- JACOB [2017] WASC 35
Apache Northwest Pty Ltd v Agostini [No 2] [2009] WASCA 231
Commissioner for Australian Capital Territory Revenue v Alphaone Pty Ltd [1994] FCA 1074; (1994) 49 FCR 576
Coulton v Holcombe [1986] HCA 33; (1986) 162 CLR 1
Craig v South Australia [1995] HCA 58; (1995) 184 CLR 163
Duncan v Independent Commission against Corruption [2016] NSWCA 143
Electrolux Home Products Pty Ltd v The Australian Workers' Union [2004] HCA 40; (2004) 221 CLR 309
Graham v Baptist Union of New South Wales [2006] NSWSC 818
Kioa v West [1985] HCA 81; (1985) 159 CLR 550
Marsh v Australian Capital Territory [2014] ACTSC 81; (2014) 288 FLR 116
Minister for Immigration and Border Protection v WZARH [2015] HCA 40; (2015) 256 CLR 326
Momcilovic v The Queen [2011] HCA 34; (2011) 245 CLR 1
National Companies and Securities Commission v News Corporation Ltd [1984] HCA 29; (1984) 156 CLR 296
Plaintiff S10/2011 v Minister for Immigration and Citizenship [2012] HCA 31; (2012) 246 CLR 636
Re Minister for Immigration and Multicultural Affairs; Ex parte Miah [2001] HCA 22; (2001) 206 CLR 57
Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte Lam [2003] HCA 6; (2003) 214 CLR 1
Saeed v Minister for Immigration and Citizenship [2010] HCA 23; (2010) 241 CLR 252
Sharpe v Brown [1918] ArgusLawRp 103; [1918] VLR 678
SZBEL v Minister for Immigration and Multicultural and Indigenous Affairs [2006] HCA 63; (2006) 228 CLR 152
University of Wollongong v Metwally [No 2] [1985] HCA 28; (1985) 59 ALJR 481
Warkworth Mining Ltd v Bulga Milbrodale Progress Association Inc [2014] NSWCA 105; (2014) 86 NSWLR 527
Water Board v Moustakas [1988] HCA 12; (1988) 180 CLR 491
(2001) 206 CLR 57
(2006) 228 CLR 152
(1977) 137 CLR 396
(2000) 204 CLR 82
(1986) 162 CLR 1
(1995) 184 CLR 163
(1985) 159 CLR 550
(2015) 256 CLR 326
(2011) 245 CLR 1
(1984) 156 CLR 296
(2012) 246 CLR 636
(2003) 214 CLR 1
(2014) 86 NSWLR 527
(1994) 49 FCR 576
(2004) 221 CLR 309
(2014) 288 FLR 116
(2010) 241 CLR 252
(1985) 59 ALJR 481
(1988) 180 CLR 491