Was the Minister bound to take into account the legal and practical consequences of refusing to grant the visa and/or was it legally unreasonable not to?
74 The primary judge said that it was difficult to understand why Australia's non-refoulement obligations and the consequences of removing the appellant to his country of origin would be a mandatory consideration for the Minister in dealing with the national interest criterion, "at least on the facts of this case". Those facts were that the Authority had determined those questions "authoritative[ly]" and had remitted the consideration of the remaining criteria to the Minister.
75 The appellant claimed that this was a jurisdictional error because the subject matter, scope and purpose of an Act may (implicitly) require that certain considerations must be taken into account (Minister for Aboriginal Affairs v Peko-Wallsend Ltd (1986) 162 CLR 24 at 39-40 per Mason J); the consequences of removal were consequences that "flowed from" the terms of the Act (NBMZ at [10] per Allsop CJ and Katzmann J; [177] per Buchanan J); and the statutory or legal consequences of visa refusal have to be taken into account (NBMZ at [8] per Allsop CJ and Katzmann J).
76 The appellant submitted:
The [Minister] needed to squarely grapple with the legal and practical consequences of the decision and lawfully weigh up the competing considerations which were relevant to the exercise of the jurisdictional fact in cl 790.227 of Sch 2 of the Regs; namely, whether the non-refoulement obligations arising from the appellant's claim outweighed other adverse factors related to the national interest criterion.
77 In any event, the appellant submitted, since he had squarely raised the issue of non-refoulement obligations with the Minister, the Minister was bound to address it as a matter of procedural fairness (Viane v Minister for Immigration and Border Protection (2018) 263 FCR 531 at [25]).
78 It is convenient to deal with the last submission first.
79 In Viane at [25] Rangiah J observed that in Dranichnikov v Minister for Immigration and Multicultural Affairs [2003] HCA 26; 77 ALJR 1088; 197 ALR 389; 73 ALD 321 at [24], in the context of an application for a protection visa, Gummow and Callinan JJ (with whom Hayne J agreed) held that a failure to respond to a "substantial clearly articulated argument relying upon established facts" was at least a denial of natural justice. His Honour also cited the Full Court's remarks in NABE v Minister for Immigration and Multicultural and Indigenous Affairs (No 2) (2004) 144 FCR 1 at [63] that, in the light of Dranichnikov, it was plain that "a failure by the [Refugee Review] Tribunal to deal with a claim raised by the evidence and the contentions before it which, if resolved in one way, would or could be dispositive of the review, can constitute a failure of procedural fairness or a failure to conduct the review required by the Act and thereby a jurisdictional error".
80 The submission should not be entertained because it is outside the scope of the notice of appeal and no application was made to amend the notice of appeal.
81 It was common ground that, if the Minister failed to have regard to the legal and practical consequences of visa refusal, and this was a relevant consideration in the sense discussed by Mason J in Peko-Wallsend, then the Minister would have fallen into jurisdictional error. In Peko-Wallsend at 39-40 Mason J observed that an application for judicial review of an administrative decision on the ground that in the exercise of a discretionary power the decision-maker failed to take into account a relevant consideration, can only succeed if the consideration is one which the decision-maker was bound to take into account in making the decision. Such an obligation may be express or implied. Where there is no express requirement to do so, the question whether a particular consideration is, by implication, one the decision-maker is bound to take into account is to be determined by reference to the subject-matter, scope and purpose of the legislation.
82 The appellant submitted that the legal and practical consequences of the Minister's decision was one such matter, relying principally on what was said in NBMZ. I will come back to NBMZ. But first it is necessary to say something about the scope of the relevant criterion.
83 It is well established that what is in the national interest is largely a political question: Plaintiff S156/2013 v Minister for Immigration and Border Protection (2014) 254 CLR 28 at [40]. Moreover, the "national interest" has been described as an expression of "considerable breadth": Carrascalao at [156]. But it is not without limits: Graham at [57]. One such limit is that the Minister's satisfaction must be one which is reached reasonably: Re Patterson; Ex parte Taylor (2001) 207 CLR 391 at [167] (Gummow and Hayne JJ, Gleeson CJ agreeing at [1]); CWY20 at [140] (Besanko J, with Allsop CJ, Kenny J, Kerr J and Charlesworth J agreeing).
84 In Plaintiff S297 the High Court held that the Minister's decision to refuse to grant a protection visa because he was not satisfied it was in the national interest to do so was unlawful when the sole reason he was not so satisfied was that the visa applicant was an unauthorised maritime arrival. The Court accepted that the Minister "may properly have regard to a wide range of considerations", some of which may be seen as "bearing upon such matters as the political fortunes of the government of which the Minister is a member and, thus, affect the Minister's continuance in office" (at [18]). The Court acknowledged that "[s]ome of those considerations may admit of the formulation of rules of more or less general application which can be understood as expressing some aspect of the Minister's understanding of what may or may not be 'in the national interest'" (at [19]). Nevertheless, the Court held that the status of unauthorised maritime arrival could not be treated as a sufficient reason in itself for refusing to grant a visa which the applicant had lawfully sought because s 46A of the Act exhaustively prescribed the visa consequences flowing from that status.
85 In NBMZ at [6]-[10] Allsop CJ and I held that in the exercise of the power to refuse to grant a protection visa the Minister is required to take into account the legal consequences of his decision. At [8] we observed that, although the breadth of the discretion is broad, it is confined by the subject matter, scope and purpose of the Act; that the Minister's decision is made within the statutory framework; and the statutory effect of such a decision is removal of the applicant from the country as soon as practicable and, in the meantime, detention. At [9] we held:
The Minister must take into account the Act and its operation in making a decision; to make a decision without taking into account what Parliament has prescribed by way of legal consequence is to fail to take into account the legal framework of the decision. At a functional level this is reinforced if the legal consequences of the decision are important in human terms: indefinite detention pending removal.
86 NBMZ was concerned with the exercise of the power in s 501, which is unquestionably a discretionary power. So, too, were many of the other authorities on which the appellant relied both before the primary judge and this Court. But the primary judge considered that those authorities were relevantly indistinguishable. The Minister challenges his Honour's decision on this point in his notice of contention.
87 The primary judge accepted at [65] of his reasons that cases dealing with different provisions of the Act must be considered in relation to the statutory context but said that "an artificial distinction should not be drawn between the exercise of a discretion and the formation of a state of satisfaction based upon a broad subjective criterion". His Honour described the Minister's decision in this case as "a subjective one", involving "a mental process indistinguishable from the exercise of a discretionary power".
88 The Minister submitted that:
[W]hile the considerations in section 501(1) or (2) of the Act and the satisfaction as to "another reason" in section 501CA(4) of the Act might ultimately be the "same" (AB 184 [73]), they are not analogous to clause 790.227 of the Regulations. In so far as the primary judge considered otherwise at [86], his Honour, with great respect, erred...
89 Clause 790.22 of the Regulations is headed "Criteria to be satisfied at time of decision". Clause 709.227 simply states:
The Minister is satisfied that the grant of the visa is in the national interest.
90 It is true that in determining whether or not he is satisfied that the grant of the visa is in the national interest for the purposes of cl 790.227, the Minister is not exercising a discretionary power. Rather, he is making an evaluative judgment: cf. CWY20 at [91] (Besanko J). It is also true that the effect of the legislation is that a person owed protection obligations can be refused a visa on that basis alone and there can be no doubt that this was the legislative intention. But the Minister's submission should not be accepted.
91 His Honour's remarks were unexceptionable. Indeed, they accord with a long line of authority in the High Court concerning the similarly broad expression "in the public interest". Those cases include Water Conservation and Irrigation Commission (NSW) v Browning (1947) 74 CLR 492 at 505 (Dixon J); O'Sullivan v Farrer (1989) 168 CLR 210 at 216 (Mason CJ, Brennan, Dawson and Gaudron JJ); and Pilbara Infrastructure Pty Ltd v Australian Competition Tribunal (2012) 246 CLR 379 at [42] (French CJ, Gummow, Hayne, Crennan, Kiefel and Bell JJ), cited in CWY20 at [138]-[139] (Besanko J). It is sufficient for present purposes to refer to what was said in O'Sullivan v Farrer at 216 for the statement made in Pilbara Infrastructure was substantially identical:
[T]he expression "in the public interest", when used in a statute, classically imports a discretionary value judgment to be made by reference to undefined factual matters, confined only "in so far as the subject matter and the scope and purpose of the statutory enactments may enable … given reasons to be [pronounced] definitely extraneous to any objects the legislature could have had in view": Water Conservation and Irrigation Commission (NSW) v Browning, per Dixon J.
(Footnote omitted.)
92 To similar effect was the following observation by Buchanan J in Jione v Minister for Immigration and Border Protection (2015) 232 FCR 120 at [17], which the primary judge cited:
Like the concept of the "public interest", the national interest is a broad and often indeterminate test, until the circumstances of a particular case come into focus. Even then, a large discretion is usually given to those charged with the assessment of matters in the public or national interest.
93 Further, the Minister's submissions assumed that in deciding whether it is in the national interest to grant a visa to an applicant the Minister has no obligation to take into account the legal and practical consequences of his decision. With respect to the legal consequences, that is by no means self-evident, particularly when those consequences have implications not only for an applicant but also for the nation. Besides, there is authority against the Minister's assumption.
94 In Taulahi v Minister for Immigration and Border Protection (2016) 246 FCR 146 at [84], which the primary judge cited, the Full Court (Kenny, Flick and Griffiths JJ) remarked:
The fundamental principle that NBMZ confirms is that, in making a decision under the Migration Act, the Minister is bound to take into account the legal consequences of a decision because these consequences are part of the legal framework in which the decision is made. Indeed, in making any decision in exercise of a statutory power, the legal framework in which that decision is made must be taken into account. That framework includes the direct and immediate statutorily prescribed consequences of the decision in contemplation. Another expression of this fundamental proposition is the well-established principle that a broad statutory discretion is nonetheless limited by the subject matter, scope and purpose of the Act that creates it …
95 The Minister's submissions were dismissive of the reliance the primary judge placed on these remarks, insisting that they should not be taken out of their context, which was the exercise of the broad discretion under s 501. But the primary judge did not take them out of context. The principle the Full Court said NBMZ confirmed was not a principle confined to the exercise of discretionary powers in s 501.
96 The Full Court has rejected the notion that consideration of the national interest requires the Minister to take into account particular matters personal to the visa holder. In Minister for Immigration and Multicultural and Indigenous Affairs v Huynh (2004) 139 FCR 505 at [74], Kiefel and Bennett JJ said:
The object of the Act is to regulate, in the national interest, the coming into, and presence in, Australia of non-citizens: s 4(1). To advance that object, provision is made for the removal or deportation from Australia of non-citizens whose presence is not permitted by the Act: s 4(4). If the Minister were able, consistent with the object of the Act, to consider a matter as broad as the national interest, in determining whether a person ought to be permitted to remain in Australia, it does not seem possible to imply some obligation on the Minister's part to consider specific factors, personal to the visa holder, such as the circumstances surrounding the offences they have committed.
See also Minister for Immigration and Multicultural and Indigenous Affairs v Nystrom (2006) 228 CLR 566 at [125]-[129] (Heydon and Crennan JJ), Gleeson CJ at [1] and Gummow and Hayne JJ at [39]-[41] agreeing.
97 There is no reason to think these remarks would not apply equally to the Minister's consideration of the national interest for the purpose of the criterion in Sch 2 cl 790.227. That was the view the primary judge reached. Consequently, his Honour considered himself bound by Huynh.
98 But there is a difference between considering matters personal to a visa holder or visa applicant, especially matters of the kind to which the Full Court referred in Huynh, and considering matters that necessarily result from the application of the Act. The prospects of refoulement and indefinite detention are matters of the latter kind. Australia's international treaty obligations are of particular relevance to any consideration of the national interest. One such obligation is Australia's obligation under Article 33 of the Refugees Convention, which is the foundation for some of the rights to protection for which the Act provides. A similar obligation arises from Article 3 of the CAT, which is the foundation for other rights to protection enshrined in the Act. The Full Court in Huynh was not concerned with such a matter. Neither was the High Court in Nystrom.
99 The Minister also submitted that:
The "national interest" in clause 790.227 is a single distinct political determination to be made in the context where the legislation intends that a person owed protection obligations will be refused the visa on that consideration alone. The national interest in such circumstances is not rationally capable of changing because the consequence is that a person may be detained for an indeterminate period or refouled: that is the express statutory context of the decision. In other words, the legal and practical consequences are inherent in the decision because the criterion applies expressly to the SHEV.
100 I do not accept these submissions. The mere fact that the criterion is applied to applications for a SHEV does not mean that the decision-maker can ignore the prospect of refoulement or indefinite detention when considering whether it is in the national interest in a particular case to grant a SHEV. The primary judge was right to observe that the appellant's refugee status had been determined by the Authority. As his Honour surmised, that issue would not need to be considered further. But that is no answer to the appellant's complaint. Neither are the passages in Hernandez v Minister for Home Affairs [2020] FCA 415 at [61]-[65] upon which the Minister also relied.
101 As Griffiths J pointed out at first instance in CWY20 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCA 1855 at [73], since the object of the Act is to regulate in the national interest the entry to, and presence in, Australia of non-citizens, the suite of provisions which address the issue of non-refoulement and the grant of protection visas in order to comply with Australia's non-refoulement obligations are intended to serve the national interest. The suite of provisions includes s 35A (which establishes the protection visa as a class of visa) and s 37A (which creates the class of temporary safe haven visas); s 36 (which lays down the principal criteria for the grant of a protection visa); ss 5H and 5J (which define who is a "refugee"); and s 197C.
102 In the Explanatory Memorandum to the Migration and Maritime Powers Legislation Amendment (Resolving the Asylum Legacy Caseload) Bill 2014 (Cth), which inserted a number of the provisions with which this appeal is concerned, stated at [105] and [122] that:
The term national interest has a broad meaning and refers to matters which relate to Australia's standing, security and interests. For example, these matters may include governmental concerns related to such matters as public safety, border protection, the prevention of transnational and organised crime, national security, defence, Australia's economic interests, Australia's international obligations and its relations with other countries.
(Emphasis added.)
103 Australia's standing in the international community could be adversely affected by a decision to refuse to grant a protection visa to a person, like the appellant, who has been found to be a refugee.
104 In CWY20 Allsop CJ addressed the place of international law and international obligations within the national interest calculus. His Honour stated at [5] that a violation of an international treaty or customary law "is a violation of international law qua law". His Honour considered that this was a point of importance, which he developed at [6]-[9] of his reasons with reference to leading international law texts and other materials, and many pieces of Commonwealth legislation since 1945 where the "national interest" has been used as an evaluative touchstone. His Honour concluded at [10] that:
Australia's international obligations and violation thereof can thus be seen to bear directly and naturally on the conception of the "national interest".
105 At [12] the Chief Justice referred to the sources of Australia's non-refoulement obligations, as I have in these reasons at [14] above. He observed at [13] that a breach of international treaty obligations may have certain legal consequences but, regardless of whether those consequences arise, a breach of international treaty obligations is a breach of international law, "which is a breach of law":
Article 26 of the Vienna Convention on the Law of Treaties, opened for signature 23 May 1969, 1155 UNTS 331 (entered into force 27 January 1980), and the principle of pacta sunt servanda, impose upon the Australian Government an obligation to observe and perform, in good faith, those treaties to which it is a party. Failure to do so exposes the nation to responsibility for internationally wrongful acts under the Draft Articles on Responsibility of States for Internationally Wrongful Acts, commended by the General Assembly on 28 January 2002, A/RES/56/83 and on 8 January 2008, A/RES/62/61, in which case Australia may face legal consequences (Art 28), including, but not limited to: cessation and non-repetition (Art 30), reparation (Art 31) in the form of restitution (Art 35), compensation (Art 36) and satisfaction (Art 37), in addition to countermeasures (Art 49). Whether or not these legal consequences in fact arise, a breach of a treaty is a breach of international law, which is a breach of law nonetheless.
106 In paragraphs [14] and [15], his Honour concluded:
Thus, part of the national interest can be seen necessarily to be the question of whether a decision should be made that may lead, pursuant to the (then) command of Parliament, and depending on the circumstances, to a state of affairs where Australia would act in breach of its treaty obligations, being in this case a rule expressly recognised by Australia and other contracting states to the relevant conventions: that is, in breach of international law, and in that sense unlawfully.
It goes without saying that it is a matter for the Executive to determine whether it is in the national interest for a given visa to be cancelled. Within any such decision, if it be relevant, the violation of international law, qua law, is intrinsically and inherently a matter of national interest, and therefore within the subject of evaluation. So much has been recognised in other Commonwealth legislative regimes, and so much ought to be recognised in the context of the Migration Act in respect of non-refoulement obligations.
(Emphasis added.)
107 In the present case, the Minister erroneously confined his assessment of the national interest by focussing on the type of offence the appellant had committed, the appearance of granting a protection visa to such an offender, and the implications of doing so for Australia's border protection policy. The primary judge erred in holding otherwise. The Minister was entitled to take those factors into account. They were not irrelevant to the national interest. But the implications for Australia of returning the appellant to his country of nationality in breach of Australia's non-refoulement obligations were also intrinsically and inherently relevant, for the reasons identified by Allsop CJ in CWY20, including because a breach of international legal obligations is a legal consequence of the decision. So, too, was the prospect of indefinite detention for, unless the detention were for a lawful purpose, detaining the appellant indefinitely could put Australia in breach of its obligations under the ICCPR.
108 Further, as in CWY20, in the particular circumstances of the present case no reasonable decision-maker could lawfully calculate whether it was in the national interest to grant the applicant a visa without considering both these prospective eventualities. Even if detaining the appellant indefinitely were lawful, as a legal consequence of his decision the Minister was bound to take it into account before determining whether he could be satisfied that it was in the national interest to grant the appellant a visa.
109 The remaining question is whether the error was jurisdictional. That depends on whether the error was material in the sense that it could have made a difference to the outcome of the appellant's application: Minister for Immigration and Border Protection v SZMTA (2019) 264 CLR 421 at [45] (Bell, Gageler and Keane JJ). In answering that question, the observations made by Kerr and Mortimer JJ (Allsop CJ agreeing) in Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v FAK19 [2021] FCAFC 153 at [174] must be borne in mind:
The weight to be given to the executive dimension of Australia's non-refoulement obligations was of course a matter for the [Minister] to decide. This Court cannot substitute itself in the undertaking of such an evaluative task. In undertaking an assessment on materiality, where there are reasonable and rational choices to be made in fact finding, it is not appropriate for the supervising court to attempt to place itself in the mind of the [Minister], and speculate about what would or could have changed a particular [Minister's] mind. To do so brings the court into the merits of the decision. Rather, the supervising court must assume a [Minister] acting fairly and reasonably, with a mind open to persuasion, would give active and genuine consideration to all matters relevant to its review, including the matter which was erroneously omitted, or misconceived, and which caused it to exceed its jurisdiction. See generally Martincevic v Commonwealth [2007] FCAFC 164; 164 FCR 45 at [67]-[68], Chamoun v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCAFC 66; 276 FCR 75 at [70]; PQSM v Minister for Home Affairs [2020] FCAFC 125; 279 FCR 175 at [69]-[73].
110 Counsel for the Minister submitted, in effect, that the information as to Iran's policy contained in the DFAT report indicates that a failure by the Minister to consider the effect on the national interest of a breach by Australia of its non-refoulement obligations could not have made a difference to the Minister's decision.
111 The evidence in question appears at [5.27] of the report. It reads:
Iran has a global and longstanding policy of not accepting involuntary returns. Historically, Iran has refused to issue temporary travel documents (laissez-passers) to facilitate the involuntary return of its citizens from abroad. In March 2018, Iran and Australia signed a Memorandum of Understanding on Consular Matters. This includes an agreement by Iran to facilitate the return of Iranians who arrived after March 2018 and who have exhausted all legal and administrative avenues to regularise their immigration status in Australia. A laissez-passer can be obtained from an Iranian diplomatic mission on proof of identity and nationality.
112 That information certainly indicates that the appellant's refoulement to Iran was an unlikely consequence of the Minister's decision. But in the absence of a third country to which he could be removed, the inevitable consequence of refusing to grant the appellant's application was that he would be indefinitely held in immigration detention. That was not merely a practical consequence of the decision, it was also a legal consequence. Assuming the Minister was acting fairly and reasonably, with a mind open to persuasion, giving active and genuine consideration to all relevant matters, including the matters he erroneously omitted to consider, I am persuaded that there was a realistic possibility that his decision could have been different. In these circumstances, the Minister's error was material and therefore jurisdictional.