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[2019] WASCA 190
Court of Appeal (WA)
2019-11-28
Murphy JA
Original judgment source is linked above.
(1) not use the information/documentation to contact other proprietors;
(2) not publish or disseminate the documentation to third parties; and
There was an exception permitting the appellant to conduct 'appropriate communication with the Council of Owners and at Council organised meetings in relation to the documentation provided'.
A proprietor's entitlement to inspect and copy documents
(1) A proprietor of a lot on a strata plan is entitled to apply in writing to the strata company requiring it to make available for the proprietor's inspection any records or documents in the custody or under the control of the strata company.
(2) Upon that application being made, and on payment of the prescribed fee (if any),[1] the strata company is obliged to make the requested records or documents available for inspection by the proprietor.
(3) The strata company is obliged to make the documents or records available for the proprietor's inspection at such time and place as may be agreed. If agreement is not reached within 3 days, the strata company is obliged to forthwith send a notice by post to the proprietor fixing a specified time and date for the making of the inspection. The specified date must not be later than 10 days after the strata company receives the application.
(1) the strata company's obligation to make documents and records available for inspection under s 43(1)(b) of the Act; and
(2) the strata company's discretionary power to provide copies of documents under s 43(1a) of the Act.
The proprietor of a strata lot has an entitlement to inspect documents and records and, when doing so, to take extracts from, or make a copy of, the inspected documents without removing them from the custody of the strata company. However, the proprietor has no entitlement to be provided with copies of documents by the strata company.
Enforcing the obligation to make documents available for inspection
considers that the strata company ... has wrongfully ... failed to make available for inspection by the applicant or his agent a record or document that under this Act he is entitled to inspect.
The senior member was called upon to exercise the s 90 discretion in a context of rights afforded under s 43(1)(b) of the [Act] to inspect documents, then under s 43(1a) to request copies, all of which should be exercised within reasonable bounds and monitored by SAT to guard against the serious potential of misuse, oppression and pettiness. If a requesting person is perceived by SAT to be acting unreasonably, oppressively or obsessively by invoking such a provision, then it more than falls within the purview of SAT, by the discretion under s 90, to inhibit untoward conduct.
Purposes for which information obtained in inspection may be used
A statute which confers a power to obtain information for a purpose defines, expressly or impliedly, the purpose for which the information when obtained can be used or disclosed. The statute imposes on the person who obtains information in exercise of the power a duty not to disclose the information obtained except for that purpose. If it were otherwise, the definition of the particular purpose would impose no limit on the use or disclosure of the information. The person obtaining information in exercise of such a statutory power must therefore treat the information obtained as confidential whether or not the information is otherwise of a confidential nature. Where and so far as a duty of non‑disclosure or non-use is imposed by the statute, the duty is closely analogous to a duty imposed by equity on a person who receives information of a confidential nature in circumstances importing a duty of confidence.
(1) There is some discretion to refuse to order inspection of documents where the Tribunal considers that the strata company has wrongfully failed to make available for inspection documents which the proprietor had a statutory entitlement to inspect.
(2) The purposes for which a proprietor may apply to inspect documents in the custody of a strata company are implicitly limited to the purposes related to the ascertainment and exercise of the proprietor's rights under the Act. In that event, adopting the approach in Johns, there would be an implied statutory duty on the proprietor not to use information obtained from the inspection other than for purposes related to the ascertainment and exercise of the proprietor's rights under the Act.
(1) In ordering the respondent to make the documents available for inspection, the Tribunal must have been satisfied that the appellant had an entitlement to inspect the documents which the respondent had wrongfully denied.
(2) The purposes for which the appellant stated she wished to inspect the documents - to determine whether she and other proprietors were being levied for the cost of remedying defects that should have been paid by the developer - was not outside any arguable limit on the permissible use of the information.
(3) There was nothing to indicate that the appellant intended to use the information obtained by inspecting the documents for any impliedly prohibited or improper purpose.
(4) The requirement had the practical effect of precluding the appellant from using information acquired from the inspection for the clearly authorised purposes for which she sought inspection.
(1) Requiring the respondent to provide the appellant with a USB containing electronic copies of the requested documentation (excluding those documents subject to legal professional privilege);
(2) Giving the appellant liberty to make 'the appropriate application' if she is dissatisfied following receipt of documentation from the respondent.
(3) Ordering that the appellant's application is dismissed.
any other record or document in the custody or under the control of the respondent save for:
(i) those records or documents of the respondent that are subject to legal professional privilege;
(ii) all written communications (including email communications) between:
relating to matters personal to any proprietor or occupier of a lot within the Scheme;
(iii) all written communications (including email communications) between one or more proprietors or occupiers of lots within the Scheme, relating to matters personal to any proprietor or occupier of a lot within the Scheme.
HIS HONOUR: What about the legal professional privilege? Is that ...
RESPONDENT'S COUNSEL: So that - those documents we will take out, but the - it's really the personal information ...
HIS HONOUR: All right.
RESPONDENT'S COUNSEL: ... that we're concerned about here. And as I understand it, the applicant doesn't object to the documents that are subject to legal professional privilege being removed.
HIS HONOUR: All right. So ...
ENGWIRDA, MS: If any exist. And given what has transpired, there wouldn't be much that does.
HIS HONOUR: All right. So (indistinct)[46]
I will not share the information obtained with anyone not personally entitled to inspect the records in accordance with the Strata Titles Act or use it to contact owners about anything unrelated to the strata company.[53]
(a) not use the information/documentation to contact individual owners.
(b) not publish or disseminate the documentation to third parties; and
(c) ensure that the documentation is kept secure.
(f) [to] cause to be kept ... proper books of account in respect of moneys received or expended by the strata company showing the items in respect of which the moneys were received or expended;
Supply of information and certificates by strata company
(1) Upon application made in writing to a strata company by a proprietor or mortgagee of a lot, or by a person authorised in writing by such a proprietor or mortgagee, and on payment of the prescribed fee (if any), the strata company shall do such one or more of the following things as are required of it in the application:
(a) inform the applicant of the name and address of each person who is the chairman, secretary or treasurer of the strata company or a member of the council;
(b) make available for inspection by the applicant or his agent and for the exercise of the rights conferred by subsection (5):
(i) a copy of the schedule of unit entitlement as recorded on the strata/survey-strata plan; and
(ia) the roll maintained under section 35A; and
(ii) the notices and orders referred to in and the records kept under section 35(1)(e); and
(iii) the plans, specifications, drawings, certificates, diagrams and other documents delivered under section 49(3); and
(iv) the minutes of general meetings of the strata company and meetings of the council; and
(v) the record of unanimous resolutions, resolutions without dissent and special resolutions passed by the proprietors; and
(vi) the books of account of the strata company; and
(vii) a copy of the statement of accounts of the strata company last prepared by the strata company in accordance with section 35(1)(g); and
(viii) every current policy of insurance effected by the strata company and the receipt for the premium last paid in respect of each such policy; and
(ix) any other record or document in the custody or under the control of the strata company; and
(x) the by-laws for the time being in force;
at such time and place as may be agreed upon by the applicant or his agent and the strata company and, failing agreement, at the parcel at a time and on a date fixed by the strata company under subsection (2);
(c) certify, as at the date of the certificate, in respect of the lot in respect of which the application is made:
(i) the amount of any regular periodic contributions determined by the strata company under section 36 and the periods in respect of which those contributions are payable; and
(ii) whether there is any amount of any contribution determined under section 36 due and payable and, if so, the amount due and payable and, in the case of a contribution levied under section 36(2), the date on which any such contribution was levied; and
(iii) whether there is any amount due and payable by a proprietor under a by-law referred to in section 42(8); and
(iv) whether there is any amount recoverable from the proprietor, mortgagee in possession or occupier of that lot under section 38(4) or (5) and, if so, the amount recoverable; and
(v) any amount and rate of interest payable under section 36(4) in respect of any unpaid contribution referred to in that section; and
(vi) whether any penalty imposed on a proprietor under section 103I is due but unpaid, and if so the amount unpaid; and
(vii) where the lot has a submeter for measuring the amount of gas, electricity or water supplied whether there is any amount due but unpaid for gas, electricity or water, and if so the amount unpaid;
(d) certify, as at the date of the certificate:
(i) details of insurance policies maintained by the strata company, including the name of the insurer, the policy number, the type and amount of cover, and the expiry date; and
(ii) whether any transfer, lease or other disposition has been entered into or exclusive use by-law made in favour of any person in respect of the common property but not registered by the Registrar of Titles, and if so the name of the person and the nature and effect of the transaction or by-law.
(1a) On application made in writing to a strata company by a proprietor or mortgagee of a lot, or by a person authorised in writing by such a proprietor or mortgagee, the strata company may provide to the applicant copies of:
(a) any document referred to in subsection (1)(b); or
(b) the roll maintained by the strata company under section 35A,
and, except for one copy of minutes of general meetings of the strata company provided to each proprietor or mortgagee of that lot, may require the applicant to pay the prescribed fee for any copy so provided.
(2) Where an applicant and a strata company fail to reach agreement in accordance with subsection (1)(b) within 3 days after the receipt of the application by the strata company, the strata company shall forthwith send by post to the applicant a notice fixing a time, specified in the notice, between 9 a.m. and 8 p.m. on a date so specified, being a date not later than 10 days after the receipt of the application by the strata company, for the making of the inspection referred to in subsection (1)(b).
(3) Information referred to in subsection (1)(a), and a certificate referred to in subsection (1)(c), shall be provided by the strata company not later than 14 days after receiving the application for the information or certificate, as the case may be.
Penalty: $400.
(4) In favour of a person taking for valuable consideration an estate or interest in any lot, a certificate given under subsection (1)(c) by the strata company in respect of that lot is conclusive evidence, as at the date of the certificate, of the matters stated in the certificate.
(5) A person entitled to inspect a document made available under subsection (1)(b) may take extracts from, or make a copy of, the document but may not, without the consent of the strata company, remove the document from the custody of the strata company for the purpose of inspecting the document, taking extracts therefrom, or making a copy of it.
(6) A strata company shall comply with any reasonable request for the name and address of each person who is the chairman, secretary or treasurer of the strata company or a member of the council of the strata company. (emphasis added)
(1) The State Administrative Tribunal may make an order sought by the applicant and an order made may be expressed in terms different from the order sought, so long as it does not differ in substance from the order sought.
(2) An order made may include such ancillary or consequential provisions as the State Administrative Tribunal thinks fit.
Order to supply information or documents
Where, pursuant to an application for an order under this section, the State Administrative Tribunal considers that the strata company for the scheme to which the application relates, or the administrator for that scheme, or the chairman, secretary or treasurer of that strata company has wrongfully:
(a) withheld from the applicant information to which he is entitled under this Act; or
(b) failed to make available for inspection by the applicant or his agent a record or document that under this Act he is entitled to inspect,
the State Administrative Tribunal may order that strata company, administrator, chairman, secretary or treasurer to supply or make available the information or to make so available the record or document, as the case may require, to the applicant.
The [tribunal] member was called upon to exercise the s 90 discretion in a context of rights afforded under s 43(1)(b) of the Strata Titles Act to inspect documents, then under s 43(1a) to request copies, all of which should be exercised within reasonable bounds and monitored by SAT to guard against the serious potential of misuse, oppression and pettiness. If a requesting person is perceived by SAT to be acting unreasonably, oppressively or obsessively by invoking such a provision, then it more than falls within the purview of SAT, by the discretion under s 90, to inhibit untoward conduct.[70]
In circumstances where Ms Engwirda proposed to share that documentation with other parties, the Tribunal considered that in the absence of the undertaking she should be denied access to the documents.[90]
General observations on the right to inspect under the Strata Titles Act 1985 (WA)
The merits of Ms Engwirda's proposed appeal The grounds without substantive merit (Grounds 1; 2; 3, 4 and 15; 5 to 9; 10; 11 - 13; 14)
The Grounds going to the Tribunal's imposition of the condition that Ms Engwirda provide the undertaking (Grounds 16, 18 and 19)
Does the substantive legal obligation as recognised in Hearne v Street to arise by operation of law when parties to litigation are compelled to disclose documents or information - namely that the party obtaining disclosure cannot, without leave of the court or tribunal, use the documents or information for a purpose unrelated to the conduct of the litigation - apply where the Tribunal makes an order under s 90 of the Strata Titles Act 1985 (WA) to enable inspection of a strata company's records and documents in circumstances where the strata company has wrongfully failed to make the records and documents available for inspection in contravention of s 43(1)(b) of the Act?
Where one party to litigation is compelled, either by reason of a rule of court, or by reason of a specific order of the court, or otherwise, to disclose documents or information, the party obtaining the disclosure cannot, without the leave of the court, use it for any purpose other than that for which it was given unless it is received into evidence.[122] (emphasis added)
Compulsion [to disclose on discovery] is an invasion of a private right to keep one's documents to oneself. The public interest in privacy and confidence demands that this compulsion should not be pressed further than the course of justice requires. The courts should, therefore, not allow the other party - or anyone else - to use the documents for any ulterior or alien purpose. Otherwise the courts themselves would be doing injustice.[133]
The procedural fairness and reasonable apprehension of bias grounds (Ground 17)
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[1] No fee is payable by an applicant who is a proprietor: Strata Titles General Regulations 1996 (WA), sch 1 item 4(b).
[2] Maguire v Owners of Roslyn Strata Plan 35960 [2014] WASC 28.
[3] Section 72(1) of the Interpretation Act 1984 (WA).
[5] Section 98(3) of the Civil Judgments Enforcement Act 2004 (WA). Officers of the strata company will also be in contempt unless they satisfy the court of the matters referred to in that subsection.
[7] Section 56 of the Interpretation Act.
[8] Leach v The Queen [2007] HCA 3; (2007) 230 CLR 1 [38]; Julius v Bishop of Oxford (1880) 5 App Cas 214, 225, 231 - 232, 241.
[9] Finance Facilities Pty Ltd v Federal Commissioner of Taxation [1971] HCA 12; (1971) 127 CLR 106, 134 - 135, 138 - 139.
[11] Johns v Australian Securities Commission [1993] HCA 56; (1993) 178 CLR 408, 424, applied in Katsuno v The Queen [1999] HCA 50; (1999) 199 CLR 40 [2], [24].
[12] Minister for Immigration and Citizenship v Li [2013] HCA 18; (2013) 249 CLR 332 [29], [63], [88] - [91]; Comcare v Banerji [2019] HCA 43; (2019) 93 ALJR 900 [40].
[13] Hearne v Street [2008] HCA 36; (2008) 235 CLR 125.
[14] Nykredit Mortgage Bank plc v Edward Erdman Group Ltd (No 2) [1997] UKHL 53; [1998] 1 All ER 305, 314 - 315, referred to in Northern Territory v Griffiths [2019] HCA 7; (2019) 93 ALJR 327 [136] and applied in Woolworths Ltd v Strong (No 2) [2011] NSWCA 72; (2011) 80 NSWLR 445 [33] - [35]. This principle was applied by this court in Ardrey v The State of Western Australia (No 2) [2017] WASCA 41; (2017) 265 A Crim R 317 [124] - [126], [160] - [162] and Easterday v The State of Western Australia [2005] WASCA 105; (2005) 30 WAR 122 [34] - [35].
[19] A matter which the respondent understood to be a concern to Ms Engwirda: GAB 59.
[28] GAB 59, 69 - 70. See also GAB 51, 53.
[61] Engwirda and The Owners of Queens Riverside Strata Plan 55728 [2018] WASAT 15 [22], [32], [35], [37], [39] (Primary decision).
[62] Primary decision [4]; GAB 118 - 119. See also Strata Titles Act 1985 (WA), s 82.
[64] This is subject to payment of the prescribed fee. However, where the applicant for inspection of records under s 43(1)(b) is a proprietor the prescribed fee payable to the strata company is nil: Strata Titles General Regulations 1996 (WA), sch 1 item 4(b).
[66] The prescribed fee is $40 for the first five pages and $1 for each subsequent page: Strata Titles General Regulations 1996 (WA), sch 1 item 4(d).
[67] Maguire v Owners of Roslyn Strata Plan 35960 [2014] WASC 28.
[68] Maguire v Owners of Roslyn Strata Plan 35960 [21(a), (b)].
[69] Maguire v Owners of Roslyn Strata Plan 35960 [40], [43], [58].
[70] Maguire v Owners of Roslyn Strata Plan 35960 [62].
[72] Primary decision [1] - [7], [13] - [17].
[76] Primary decision [17]. See also [12], [16], [24].
[77] Primary decision [18] - [30], [32].
[85] Hearne v Street [2008] HCA 36; (2008) 235 CLR 125 [96].
[94] Paridis v Settlement Agents Supervisory Board [2007] WASCA 97; (2007) 33 WAR 361 [16] - [18].
[96] Centex Australasia Pty Ltd v Commissioner for Consumer Protection [2017] WASCA 79 [106].
[97] See Simonsen v Legge [2010] WASCA 238 [8].
[98] Affidavit of Jennifer Anne Engwirda sworn 26 September 2018.
[99] Strata Titles Act 1985 (WA), s 35(1)(b). See also s 36(1)(a), s 42(1)(c).
[100] Strata Titles Act 1985 (WA), s 36.
[101] Strata Titles Act 1985 (WA), s 44.
[102] See eg Strata Titles Act 1985 (WA), sch 1 items 4(4), 4(8), 4(10).
[103] Strata Titles Act 1966 (WA), s 15(5). See also s 13(4)(j) (as to names and addresses of members of the council).
[104] Strata Titles Act 1966 (WA), sch pt I item 4(10). See also sch pt I item 2(e) (insurances policies and premiums).
[105] Strata Titles Act 1966 (WA), sch pt I item 4(10)(f).
[106] Strata Titles Act 1966 (WA), s 15(2) (albeit that a unanimous resolution was required).
[107] Strata Titles Act 1966 (WA), sch pt I item 4(10)(f).
[108] Primary decision [8], [12], [16] - [17].
[111] Appellant's submissions, pars 52, 54; WAB 14.
[114] Primary decision [39]. See also orders of 6 November 2017, par 4; BAB 1.
[118] Cf Supreme Court (Court of Appeal) Rules 2005 (WA), r 32(4)(e).
[119] Commissioner for Consumer Protection v Carey [2014] WASCA 7 [165]; Giudice v Legal Profession Complaints Committee [2014] WASCA 115 [73].
[121] Primary decision [33] - [37].
[123] Hearne v Street [1]; Harman v Secretary of State for Home Department [1983] 1 AC 280, 304, 323.
[125] Hearne v Street [102], [105] - [108].
[126] Hearne v Street [3] (Gleeson CJ), [56] (Kirby J).
[128] Secretary, Department of Treasury & Finance v Kelly [2001] VSCA 246; (2001) 4 VR 595 [54]; cf Medical Board of Western Australia v Medical Practitioner [2011] WASCA 151 [102].
[129] Re Southern Equities Corporation Ltd (in liq); Bond v England (1997) 25 ACSR 394, 436 - 437.
[133] Riddick v Thames Board Mills Ltd [1977] QB 881, 896.
[134] State Administrative Tribunal Act 2004 (WA), s 32(2), (4).
[135] See by analogy Adam P Brown Male Fashions Pty Ltd v Philip Morris Inc [1981] HCA 39; (1981) 148 CLR 170, 178.
[136] Jebb v Superior Lawns Australia Pty Ltd [2018] WASCA 123 [60].
(2007) 230 CLR 1
(1971) 127 CLR 106
(1993) 178 CLR 408
(1999) 199 CLR 40
(2013) 249 CLR 332
(2019) 93 ALJR 900
(2008) 235 CLR 125
(2019) 93 ALJR 327
(2011) 80 NSWLR 445
(2005) 30 WAR 122
(2007) 33 WAR 361
(2001) 4 VR 595
(1981) 148 CLR 170