Application of the principles to this case
52 For the following reasons, I consider that ground 1 of the further amended originating application has been established. That is essentially because the Minister has failed to make relevant findings underpinning his conclusion that non-refoulement obligations existed. Instead, the Minister purported to address the applicant's submissions regarding complementary protection at a level of generality, including in respect of relevant findings in the applicant's favour by the AAT, which failed to meet the requirements of a meaningful consideration of those submissions.
53 As previously mentioned, the Minister stated at [42] of his statement of reasons that he accepted that the AAT had found that the applicant is a person in respect of whom Australia has non-refoulement obligations (as to which, see the non-exhaustive definition of "non-refoulement obligations" in s 5(1) of the Act). I accept the Minister's submission that, fairly read, this is an implicit and indirect reference to the AAT having found in the applicant's favour that he met the complementary protection criteria (in circumstances where this was the only basis upon which the AAT concluded that there were non-refoulement obligations). But that is not the end of the matter. The following two points need to be made.
54 First, I do not accept the Minister's submission that his acceptance of the fact that the AAT had found that Australia owed protection obligations to the applicant should be viewed as an acceptance by him of the factual substratum for that finding. I would not draw that inference in this particular case, not least because, as has been repeatedly emphasised, there is no direct reference at all in either the Minister's statement of reasons or in the Department's Submission to the applicant's clearly articulated claims for complementary protection (as opposed to his refugee claims). Indeed, complementary protection is not even directly mentioned in either document, nor is there any reference in either document to the applicant's claim that there was a real risk of him being arbitrarily deprived of his life if he were returned to his home country. Even if it were to be assumed in the Minister's favour that he had personally read the AAT's comprehensive reasons for decision, there is nothing in his statement of reasons which indicates that he appreciated or understood that the AAT had upheld the applicant's claim for complementary protection and the basis upon which that conclusion had been reached, most notably with reference to the finding that there was a real risk that the applicant would be killed.
55 Secondly, and related to the first point, nowhere in the statement of reasons does the Minister state the basis upon which he apparently agreed that non-refoulement obligations were owed to the applicant. There is no analysis in the Minister's statement of the complementary protection criteria or why those criteria were satisfied in the case of the applicant. Notably, there is no express reference in the statement of reasons to whether or not the Minister agreed with the AAT's conclusion that the complementary protection criteria were satisfied in the applicant's case because there was substantial grounds for believing that there was a real risk of arbitrary deprivation of life if he were returned to his country of origin. For reasons explained above, I do not accept that it is a fair reading of [42] of the Minister's statement of reasons that the Minister was saying that he accepted the substratum of facts underpinning the AAT's conclusion that non-refoulement obligations were owed in respect of the applicant. It might also be noted that the Department's Submission did not address these matters either. This omission was in circumstances where, as noted above at [28], the applicant had emphasised in his "Personal Circumstances Form" that he "especially" relied on the AAT's decision.
56 At [43], the Minister stated that "I note" the applicant's submission that there was a risk that he would suffer the types of harm described in his protection claims. When the Minister's use of the term "note" is viewed in context, it should not be read as the Minister stating that he accepted the factual substratum for the applicant's submission. The sentence in [43] is pitched at such a high level of generality that neither the applicant nor any reasonable reader of the Minister's statement of reasons could be confident that the Minister has appreciated (and accepted) that one of the harms feared by the applicant (as accepted by the AAT) was that he would be arbitrarily deprived of his life if he were returned to his country of origin. There can be no more serious harm. Moreover, the Minister then proceeded at [44] to summarise the applicant's "refugee claims", including that as a member of a particular ethnic group, the applicant "states that there have been clashes between [ethnic groups] and as an educated person he would be targeted by this".
57 Again, it is notable that:
(a) nowhere did the Minister state that he found that the applicant satisfied the complementary protection criteria because there were substantial grounds for believing that he was at risk of being arbitrarily deprived of his life if he were returned to his home country nor did he make any specific findings of fact in respect of the applicant's claim why he met those criteria; and
(b) similarly, there is no such analysis in the Department's Submission.
58 The Minister did state at [45] that the applicant "fears clan-based fighting because his father received death threats in the past from foreigners and local politicians". Fairly read, and in context, this statement relates to the applicant's refugee claims, and not to his claims for complementary protection. In any event, the Minister did not make specific findings in respect of this matter.
59 At [49], the Minister stated that he had "had regard to the existence of non-refoulement obligations in this case and have carefully weighed this factor against the seriousness of [the applicant's] criminal offending in the making of my decision whether to refuse to grant him a protection visa". For similar reasons to those given above in respect of [42] of the Minister's statement of reasons, I do not accept his submission that [49] should be understood as the Minister taking into account and accepting the factual substratum for those obligations.
60 It is notable that nowhere in the Minister's statement of reasons does he clearly explain how non-refoulement obligations exist in the applicant's case, with particular reference to whether or not there were substantial grounds to believe that if he were returned to his country of origin he faced a real risk of significant harm in the sense of being arbitrarily deprived of his life. In particular, the Minister does not make any specific findings as to the nature of the "significant harm" (as defined in s 36(2A)) that the applicant would be exposed to so as to give rise to complementary protection obligations for the purposes of s 36(2)(aa) of the Act. Furthermore, the Minister made no explicit finding at all as to whether or not he agreed with the AAT's conclusion, as relied upon by the applicant in resisting the proposed exercise of power under s 501(1), that there was a real risk of arbitrary deprivation of life if he was returned to his country of origin. Mr Lim did not dispute that there is no explicit or direct reference in either the Department's Submission or in the Minister's statement of reasons to the risk claimed by the applicant that if he were returned to his country of origin there were substantial grounds to believe that there was a real risk that he would be arbitrarily deprived of his life, i.e. killed.
61 The Minister needed to squarely grapple with the applicant's submissions in relation to complementary protection and make relevant findings in order lawfully to weigh up the competing considerations which were relevant to the exercise of the discretion under s 501(1), namely whether the non-refoulement obligations arising from the applicant's claim for complementary protection outweighed the seriousness of the applicant's criminal offending, as referred to in [49] of the statement of reasons. The seriousness of the criminal offending is not in doubt. Whether or not it is outweighed by non-refoulement obligations required the Minister to make relevant findings which underpinned a conclusion that non-refoulement obligations were owed. For example, it is one thing to weigh the competing considerations where there is a risk that a person will be killed if they return to their country of origin, as opposed to being subjected to some lesser type of "significant harm" as defined in s 36(2A) of the Act. The Minister simply failed to turn his mind actively to analyse and make relevant findings in respect of the applicant's claim for complementary protection. The failure is all the more poignant in circumstances where those claims had been accepted by the AAT. Yet the Minister never articulated why the balancing exercise under s 501(1) should be carried out in the manner that it was by him in circumstances where there was a claim, which had been accepted by the AAT, that there were substantial grounds to believe that there was a real risk that the applicant would be arbitrarily killed if he were returned to his home country. The Minister simply never confronted that significant and clearly articulated aspect of the applicant's case.
62 It should be made abundantly clear that my reasoning above for finding jurisdictional error in this particular case does not mean that the Minister, in considering whether or not to exercise the power under s 501(1), is not entitled, in an appropriate case, to take a different view to that taken by the AAT in the review of a decision under s 65 of the Act. Equally, while noting that the decision-making process under s 501 is different to that under s 65 (or a review by the AAT of a s 65 decision), it is open to the Minister to adopt the AAT's findings as long as he or she also meaningfully considers the applicant's squarely articulated submissions.
63 The applicant did not suggest that s 501A was an exhaustive source of the Minister's power to take a different view from that of the AAT where that body has conducted a review of a relevant migration decision. For the purposes of this proceeding, it may be accepted that the Minister's power under s 501(1) entitles him, in an appropriate case, to take a different view from that of the AAT in a s 65 review and to refuse an applicant a visa in the circumstances specified in that provision. The fundamental point, however, is that in exercising that power, the Minister must act in accordance with legal requirements, which include giving meaningful consideration to clearly articulated submissions that have been made by the visa applicant and, in appropriate circumstances, making specific findings of fact in accordance with the caselaw as outlined above.
64 The Minister's statutory obligation under s 501G to provide the person directly affected by an adverse decision under s 501(1) with a written notice which sets out the reasons for the decision (the content of which will be informed by s 25D of the Acts Interpretation Act 1901 (Cth)), is an important aspect of the Minister's accountability and the transparency of the decision-making process. The imposition of that obligation on the Minister no doubt reflects the Parliament's recognition of the grave consequences which may flow to a person directly affected by an adverse decision, as well as their family. While it is open to the Minister to take a different view to a visa applicant as to how the competing considerations should be balanced and the weight to be given to individual considerations in considering whether or not to exercise the power under s 501(1), the Minister must demonstrate that he has meaningfully engaged with the applicant's submissions.
65 The need for an "efficient, transparent and accountable system for considering complementary protection claims" was expressly acknowledged in the Explanatory Memorandum to the Migration Amendment (Complementary Protection) Bill 2011 (Cth), which introduced the complementary protection regime in the Act. The following relevant statements appear in the Explanatory Memorandum (bold emphasis added):
The Migration Amendment (Complementary Protection) Bill 2011 (the "Bill") amends the Migration Act 1958 (the "Act") to introduce greater efficiency, transparency and accountability into Australia's arrangements for adhering to its non-refoulement obligations under the International Covenant on Civil and Political Rights (the "Covenant"), the Second Optional Protocol to the International Covenant on Civil and Political Rights Aiming at the Abolition of the Death Penalty, the Convention on the Rights of the Child (the "CROC") and the Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (the "CAT"). Protection from return in situations that engage these non-refoulement obligations is often referred to as "complementary protection", that being protection under international treaties that is additional to the protection given to refugees under the Convention relating to the Status of Refugees as amended by the Protocol relating to the Status of Refugees (the "Refugees Convention").
The purpose of the amendments in this Bill is to establish an efficient, transparent and accountable system for considering complementary protection claims, which will both enhance the integrity of Australia's arrangements for meeting its non-refoulement obligations and better reflect Australia's longstanding commitment to protecting those at risk of the most serious forms of human rights abuses.
66 The need for the Minister to meet these legal standards and requirements is all the more stark in a case such as the present where the applicant asserted, and the AAT found, that there was a real risk that he would be killed if he were returned to his home country.
67 After judgment was reserved in this case, the Minister's solicitor forwarded to the Court a copy of Kerr J's recent judgment in CCF20 v Minister for Home Affairs [2020] FCA 676, which was published on 20 May 2020. Presumably the Minister relied upon the fact that Kerr J rejected a submission similar to that raised here, namely that the Minister failed to give meaningful consideration to a substantial and clearly articulated submission. CCF20 involved a Ministerial decision under s 501CA(4). Justice Kerr's reasons for judgment vividly illustrate the point I have repeatedly emphasised above, namely that each case necessarily turns on its own particular facts and circumstances.
68 After carefully considering the structure and wording of the Minister's statement of reasons there, particularly [25] and [26], as well as the terms of the applicant's submissions and other relevant surrounding circumstances, Kerr J found that the Minister had implicitly adopted detailed and favourable findings of his Department, which had concluded that Australia owed non-refoulement obligations to the applicant there. His Honour said at [68]:
However, as noted, Mr Hill submits that what is plausible on first impression is less so once it is accepted that an inference may properly be drawn that what appears in the Minister's reasons at paragraph [26] is responsive to the representations the Applicant made which the Minister had summarised at paragraph [25]. The result, he submits on behalf of the Minister, is that the only fair reading of paragraph [26] is that he should be understood to have expressed that he accepted not only his Department's conclusion that the Applicant was owed non-refoulement obligations but also its findings in the ITOA as to the harms the Applicant was at real risk of suffering if returned to Somalia. Those were the same risks as those that the Applicant identified and pressed in his later representations to the Minister. By so adopting the findings in the ITOA, the Minister had sufficiently discharged his duty to engage in an active intellectual process with respect to those significant and clearly expressed relevant representations made by the Applicant in support of his revocation request.
69 In accepting Mr Hill's submission on behalf of the Minister, Kerr J referred to the need for the Minister's reasons to be read fairly and not with an eye keenly attuned to the perception of error (see at [51(j)] above), as well as to the effect of authorities such as Buadromo (see [51(i)] above). Notably, Kerr J described the case before him as "finely balanced" (at [73]) and as involving "quite unusual and specific circumstances" (at [75]).
70 As observed in GBV18 at [32(g)] and the relevant authorities referred to there, the question whether or not a decision-maker has meaningfully engaged with a clearly articulated submission is not resolved by a formulaic approach or by simply focussing upon whether some or all of the features of previously decided cased are present or absent in the case at hand.
71 I do not consider that there is any inconsistency between CCF20 and the outcome here. I have sought to explain above, in applying the relevant principles to this case, the particular relevant facts and circumstances which indicate that the Minister did not meaningfully engage with the applicant's submissions that there was a real risk that he would be arbitrarily killed if he were returned to his home country. In contrast with the position in CCF20, that conclusion has been reached not only with reference to the Minister's statement of reasons, but also to the relevant features of both the Department's Submission and the detailed findings of the AAT.
72 For the reasons given above, I consider that the Minister failed to comply with the relevant legal requirements in the particular circumstances here.