[2020] TASSC 26
General information, not legal advice.
Supreme Court of Tasmania
2020-06-23
Blow CJ
Original judgment source is linked above.
"(1) A complaint may be made about conduct of an Australian legal practitioner irrespective of when the conduct is alleged to have occurred.
(2) However, a complaint cannot be dealt with (otherwise than to dismiss it) if the complaint is made more than 3 years after the conduct is alleged to have occurred, unless the Board determines that -
(a) it is just and fair to deal with the complaint having regard to the delay and the reasons for the delay; and
(b) the complaint is capable of amounting to an allegation of professional misconduct and it is in the public interest to deal with the complaint.
(3) A determination made under subsection (2) is final and cannot be challenged in any proceedings by the complainant or the Australian legal practitioner concerned."
"(a) The complaint the subject of the decision related to alleged conduct which occurred more than three years prior to the making of the complaint for the purposes of section 428(2) of the Act;
(b) The Board failed to consider or determine for the purposes of section 428(2) of the Act whether or not:
(i) it was just and fair to deal with the complaint having regard to the delay and the reasons for the delay within the meaning of section 428(2)(a) of the Act; and
(ii) the complaint was capable of amounting to an allegation of professional misconduct and it was in the public interest to deal with the complaint within the meaning of section 428(2)(b) of the Act".
"I confirm that we will now proceed to collate all the relevant material by both you and the Complainants in relation to this matter for the Board's consideration. The Board will be in a position to consider the complaint, and all the material before it, at the next available meeting of the Board.
Please note that as the complaint is current in assessment and the Board's consideration will be limited to whether those parts of the complaint that occurred more than 3 years prior to receipt can be dealt with pursuant to s 428 and whether the remainder of the complaint should be summarily dismissed pursuant to s 433. If the Board are unable to summarily dismiss the complaint, or parts of it, the complaint or parts of it will proceed to investigation."
"I also note that the Board will necessarily consider any application of s 428 in relation to those parts of the complaint which allege conduct greater than 3 years old. Any determination made by the Board pursuant to s 428 will be reduced to writing and provided to you with the reasons for determination.
That the Board made no determination at this time with respect to the s 428 allegations of complaint.
Determination and Reasons for Determination to be prepared at the conclusion of the investigation.
That the Complainant and Practitioner be informed accordingly." [My emphasis.]
She went on to give the applicant the name of the person who had been appointed to conduct the investigation.
"(a) to provide for the regulation of legal practice in this jurisdiction in the interests of the administration of justice and for the protection of consumers of the services of the legal profession and the public generally."
(a) to provide a nationally consistent scheme for the discipline of the legal profession in this jurisdiction, in the interests of the administration of justice and for the protection of consumers of the services of the legal profession and the public generally;
(b) to promote and enforce the professional standards, competence and honesty of the legal profession;
(c) to provide a means of redress for complaints about lawyers."
(a) the complaint is in the opinion of the Board vexatious, misconceived, frivolous or lacking in substance; or
(b) the conduct complained about has been the subject of a previous complaint under the Legal Profession Act 1993 (the repealed Act) or this Act that has been dismissed; or
(d) the conduct complained about is the subject of another complaint; or
(e) the complaint is not one that the Board has power to deal with.
(a) further information is not given, or the complaint or further information is not verified, as required by the Board under section 429 (Further information and verification); or
(b) it is not in the public interest to deal with the complaint, having regard to the fact that the name of the Australian legal practitioner to whom the complaint relates has already been removed from any Australian roll in which he or she was enrolled.
(3) The Board may dismiss a complaint under this section after commencing but before completing an investigation if, having considered the complaint, the Board forms the view that the complaint requires no further investigation.
(4) During or after the investigation of a complaint against an Australian legal practitioner, the Board may dismiss the complaint and discontinue any investigation, if satisfied that it is in the public interest to do so.
(5) If proceedings have been instituted in the Tribunal by the Board, the Tribunal may, on the application of the Board pursuant to subsection (4), dismiss the proceedings."
"(1) The Board is required to investigate each complaint for which it is responsible.
(a) a complaint taken over or referred to another regulatory authority; or
(b) a complaint that is dismissed or withdrawn under this Chapter."
"However, the complaint cannot be dealt with (otherwise than to dismiss it or refer it to mediation) if the complaint is made more than 3 years after the conduct is alleged to have happened, unless the relevant council for the person about whom the complaint is made decides that -
(a) it is just and fair to deal with the complaint having regard to the delay and the reasons for the delay; or
(b) the complaint involves an allegation of professional misconduct and it is in the public interest to deal with the complaint."
[42] Inevitably, the failure by a council to make a s 395(2) decision will result in prejudice to a practitioner; the practitioner will be subjected to the costs, distress and inconvenience associated with the complaint being 'dealt with'."
"(1) A person who is aggrieved by a decision to which this Act applies may apply to the Court for an order of review relating to the decision."
"However, the underlying principle is in my view plain enough. It is that a document furnished for use for one purpose may not legitimately be used for another. That is, I concede, what was meant by Lucas J when, in Nicol v Brisbane City Council[1], he spoke of not using the document for any 'collateral or ulterior purpose'. I take that to mean any purpose collateral or ulterior to the purpose which the document or its production or delivery is intended to serve. In this case there can be no doubt that that purpose is the proper conduct of the litigation."
EFG
Legal Profession Board of Tasmania [2020] TASSC 26
Hearne v Street [2008] HCA 36, 235 CLR 125; Central Queensland Cement Pty Ltd v Hardy [1989] 2 Qd R 509, referred to.
Legal Practitioner P1 v ACT Civil and Administrative Tribunal [2017] ACTSC 173, 322 FLR 169, distinguished.
(1998) 194 CLR 355